Altered chord
An altered chord is a chord derived from a diatonic triad or seventh chord in which one or more notes are chromatically raised or lowered by a half step, typically to introduce tension, color, or facilitate modulation.[1] In music theory, this modification often targets scale degrees such as the fifth, ninth, eleventh, or thirteenth, altering the chord's quality while preserving its basic function.[1]
Particularly prevalent in jazz and contemporary harmony, the term "altered chord" most commonly denotes a dominant seventh chord with specific chromatic changes to the fifth and/or ninth, such as a lowered fifth (♭5), raised fifth (♯5), lowered ninth (♭9), or raised ninth (♯9).[2] These alterations are enharmonically equivalent in some cases—for instance, ♯9 is often notated as ♭10 for readability—and can occur simultaneously to heighten dissonance.[2] The root, major third, and minor seventh of the dominant chord remain unchanged, ensuring its resolutive function toward the tonic.[2]
Altered chords draw from the altered scale (also known as the super Locrian or diminished-whole tone scale), which is the seventh mode of the melodic minor scale and includes all possible altered tensions: the root, major third, minor seventh, ♭9, ♯9, ♯11, and ♭13.[3] This scale provides a melodic framework for improvisation over such chords, emphasizing the chromatic notes that create instability before resolving.[3] For example, over a G7alt chord, the altered scale consists of G, A♭, B♭, B, C♯, E♭, and F, allowing performers to navigate the chord's tensions fluidly.[3]
While most associated with jazz, where they enhance dominant function and enable sophisticated voice leading, altered chords appear in broader contexts, including classical music as augmented or diminished dominant formations that support chromatic modulations.[4] In analysis, they are notated with symbols like V7(♭9♯5) or simply "alt" to indicate the modifications, distinguishing them from extended chords that add upper partials without altering core tones.[4] Their use underscores the evolution of harmonic practice from diatonic simplicity to chromatic expressivity across genres.[1]
Definition and Fundamentals
Definition
An altered chord, specifically an altered dominant seventh chord, is defined as a chord in which the fifth and/or ninth degrees are chromatically raised or lowered relative to the standard dominant seventh structure.[2] It is derived from the altered scale, also known as the super Locrian mode or diminished-whole tone scale, which provides the pitches for these modifications.[5] This scale consists of the root, minor second (or flat ninth), augmented second (or sharp ninth), major third, diminished fifth (or sharp eleventh), minor sixth (or flat thirteenth), and minor seventh.[3]
The core components include the unaltered root, major third, and minor seventh, with the characteristic alterations appearing in the upper extensions, typically the flat ninth (♭9), sharp ninth (♯9), flat fifth (♭5), or sharp fifth (♯5).[3] These alterations introduce dissonant tensions that distinguish the chord from its more consonant counterparts.
The primary function of an altered chord is to heighten dissonance and create a powerful sense of pull toward resolution, particularly to the tonic chord in a dominant-to-tonic progression.[5] This tension arises from the chromatic clashes, making it a staple in harmonic contexts requiring increased expressivity.
In contrast to unaltered dominant seventh chords, which use natural ninth (9), eleventh (11), and thirteenth (13) extensions drawn from the Mixolydian mode for a more stable sound, altered chords prioritize these chromatic variants to amplify instability and forward momentum.[3] In jazz, they serve as a key tool for improvisation over dominant functions.[3]
Chord Components
The altered chord derives its foundational structure from the dominant seventh chord, which comprises four essential intervals stacked in thirds: the root (1), major third (3), perfect fifth (5), and minor seventh (b7).[6] These core components form a major-minor seventh chord that inherently generates tension through the dissonance between the minor seventh and the root or third, propelling resolution to the tonic.[7]
For instance, in the key of C major, the dominant seventh chord on G is notated as G7, consisting of G (root), B (major third), D (perfect fifth), and F (minor seventh).[8] The perfect fifth contributes relative stability to the chord's overall sonority, while the major third defines its major quality, and the minor seventh amplifies the pull toward resolution.[6]
Beyond these primary tones, altered chords often incorporate upper extensions such as the major ninth (9), perfect eleventh (11), and major thirteenth (13), which are additional thirds stacked above the octave.[9] These extensions, referred to as tensions, add layers of color and complexity by introducing further dissonant intervals that interact with the core notes, enriching the harmonic texture while maintaining the chord's dominant function prior to modification.[10] Alterations to the altered chord typically involve chromatic adjustments to select components like the fifth or ninth.[2]
Historical Context
Origins in Classical Music
The concept of altered chords began to emerge in the late Romantic era as composers explored chromatic harmony to heighten emotional tension and expand beyond diatonic frameworks. These proto-altered chords often involved selective chromatic modifications to standard harmonies, creating dissonance and ambiguity that foreshadowed later developments in harmonic practice.[11]
Richard Wagner played a pivotal role in this evolution through his use of chromatic dominants, most notably in the opera Tristan und Isolde (composed 1857–1859). The famous "Tristan chord"—an augmented sixth chord functioning as an altered pre-dominant—appears in the prelude's opening measures, introducing chromatic alterations that blur tonal resolution and intensify the drama of unrequited love. This chord, built on F–B–D♯–G♯, resolves deceptively to a dominant seventh, exemplifying how Wagner employed such structures to dissolve traditional diatonic norms.[12]
Franz Liszt similarly advanced the harmonic vocabulary by incorporating chromatic alterations, secondary dominants, and augmented chords in works like the Mephisto waltzes (1860–1885). These elements allowed Liszt to create omnitonic effects, undermining clear tonal centers and enabling freer, programmatic expression that pushed the boundaries of 19th-century harmony.[13]
Secondary dominants and augmented sixth chords served as key influences, introducing alterations for heightened tension within classical progressions. Secondary dominants, as altered chords targeting non-tonic degrees, added chromatic leading tones to propel harmonic motion, while augmented sixth chords—chromatic variants of subdominant harmonies—expanded outward to dominants, enhancing pre-cadential drama. Both techniques, prevalent in Romantic repertoire, laid foundational precedents for more extensive alterations.[14][11]
Development in Jazz and Modern Harmony
Altered chords, building upon foundational influences from classical music, underwent significant evolution in 20th-century jazz as musicians sought to expand harmonic possibilities for expressive improvisation.[15]
In the 1940s, bebop marked a pivotal standardization of altered chords, with pioneers Charlie Parker and Dizzy Gillespie integrating them to navigate rapid chord progressions and create tension leading to resolution. Parker, in particular, revolutionized solos by incorporating dissonant alterations into standard structures, as evident in his 1945 recording "Ko Ko," where altered tensions enhanced melodic complexity and technical virtuosity.[15] Gillespie complemented this by codifying altered harmonies in his compositions, fostering a style that prioritized harmonic innovation in small ensemble settings.[15] These techniques allowed improvisers to derive fresh lines from dominant chords, elevating bebop's intellectual and rhythmic demands.[16]
By the late 1950s, altered chords adapted to modal jazz, as showcased in Miles Davis's landmark album Kind of Blue (1959), where they provided targeted color and tension amid extended static harmonies rather than dense progressions. In pieces like "So What," such tensions enriched the modal framework, enabling freer melodic exploration while maintaining subtle harmonic pull.[17] This modal integration influenced jazz fusion in the 1960s and 1970s, where altered chords infused rock and electric elements with sophisticated dissonance, as heard in works by artists like Miles Davis and Weather Report, blending bebop-derived tensions with broader textural palettes. These influences continue in contemporary jazz contexts.
In contemporary contexts, altered chords persist in smooth jazz and film scores, contributing to atmospheric depth and emotional nuance through selective tensions that evoke suspense or resolution without overwhelming the melody. Theoretical formalization advanced in the 1960s and 1970s through educators like Barry Harris, whose harmonic method emphasized diminished scales over dominant chords to systematically generate altered substitutions, aiding improvisation and reharmonization in jazz pedagogy.[18] Harris's approach, rooted in bebop principles, promoted chromatic passing tones and scale families to access altered sounds, influencing generations of jazz musicians and theorists.[19]
Construction and Alterations
Underlying Scale
The altered scale serves as the primary melodic foundation for constructing altered chords, particularly over dominant seventh chords, by supplying a complete set of chord tones and available tensions derived from a single scale pattern.[5] This scale is specifically the seventh mode of the melodic minor scale, featuring the interval formula $1, \flat2, \sharp2, 3, \flat5, \sharp5, \flat7.[20]
To derive the altered scale, one constructs the melodic minor scale (with the pattern $1, 2, \flat3, 4, 5, 6, 7) starting a half step above the root of the target chord and then begins the scale from that root note.[5] For instance, the C altered scale uses the D♭ melodic minor scale (D♭, E♭, E, G♭, A♭, B♭, C) but starts on C, yielding the notes C, D♭, E♭, E, G♭, A♭, B♭.[20] This structure ensures the scale includes the root, major third, and minor seventh of the chord while incorporating all potential dissonant alterations.
Unlike the Mixolydian mode ($1, 2, 3, 4, 5, 6, \flat7), which provides only consonant extensions over a dominant chord, the altered scale introduces maximum tension through its flattened and sharpened notes.[20] It also differs from the whole-tone scale ($1, 2, 3, \#4, \#5, \flat7), a symmetrical pattern lacking the minor seventh and emphasizing augmented intervals rather than the full spectrum of alterations like \flat9, \sharp9, \flat5, and \flat13.[5] Thus, the altered scale uniquely encompasses every possible altered tension, making it the comprehensive source for building such chords.[20]
Specific Alterations
The specific alterations applied to the dominant seventh chord modify the fifth, ninth, or thirteenth degrees chromatically to heighten dissonance and tension, while preserving the root, major third, and minor seventh as the chord's core defining elements.[2] These changes draw from the altered scale but emphasize selective chord tones for harmonic color.[21]
Among the most common alterations are the flat ninth (b9, enharmonically equivalent to a lowered second or ♭2), sharp ninth (#9, enharmonically a flat third or b3), flat fifth (b5), and sharp fifth (#5, also notated as flat thirteenth or b13).[22][21] The natural eleventh is typically avoided in these voicings because its perfect fourth interval clashes severely with the major third, creating excessive dissonance unsuitable for the chord's function.[22] For instance, a C7 altered chord (C7alt) might incorporate C (root), E (major third), G♭ (b5), B♭ (minor seventh), D♭ (b9), E♭ (#9), and G♯ (#5), though not all alterations need to be voiced simultaneously—practitioners select based on context to balance tension.[22]
Selection of these alterations is guided by principles of voice leading to ensure smooth resolution to the tonic chord, enhancing the dominant's pull. The b9 often moves down by half step to the root or octave of the tonic, providing a strong leading-tone effect, while the #5 descends by half step to the tonic's perfect fifth for consonant closure.[21] Similarly, the #9 may resolve upward to the major third of the tonic, and the b5 to the minor third in minor tonics, prioritizing stepwise motion to minimize leaps and maximize harmonic satisfaction.[2] These resolutions underscore the altered dominant's role in creating directed tension within jazz harmony.[22]
Types and Variants
Altered Dominant Chord
The altered dominant chord refers to a dominant seventh chord functioning as V7 in a harmonic progression, where the fifth and ninth (and potentially other extensions) are chromatically altered to maximize tension before resolving to the tonic chord (I). This configuration retains the essential root, major third, and minor seventh while incorporating dissonant alterations such as the flat ninth (b9), sharp ninth (#9), flat fifth (b5), sharp fifth (#5), and flat thirteenth (b13), drawn from the altered scale (the seventh mode of melodic minor). These modifications create a highly unstable sound designed specifically for strong resolution in V-I cadences, commonly encountered in jazz and modern harmonic contexts.[2]
Functionally, the altered dominant intensifies the inherent dissonance of the dominant seventh chord by amplifying the tritone interval between the major third and minor seventh, which serves as the primary driver of resolution to the tonic. The chromatic alterations introduce additional leading-tone relationships and clashing intervals—such as the b9 against the root or the #5 against the third—that heighten overall instability without altering the chord's core dominant function. For instance, in a C major context, a G7 altered might include notes like G-B-Db-F-Eb (root-third-b5-b7-b13), where the Db (b5) and Eb (b13) create sharpened tensions that resolve downward by half-step or whole-step to the C major tonic, enhancing the pull through increased chromatic density. This heightened tension distinguishes the altered dominant from unaltered dominants, making it ideal for emphatic cadential resolutions in ii-V-I progressions.[23]
Compared to other dominant chord types, the altered dominant employs more extensive chromaticism than the Lydian dominant (which features a raised eleventh but omits the b9 and #9 for a brighter, less tense quality) or the half-whole diminished scale-based dominant (which includes b9, #9, and #11 but substitutes a natural thirteenth for the b13, resulting in slightly less downward resolution pull). The altered dominant's full suite of tensions thus provides the most aggressive, dissonant profile, prioritizing maximum instability over the relative consonance of these alternatives.[21]
Altered Seventh Chord
The altered seventh chord extends beyond dominant functions to include modifications on minor and major seventh chords, introducing chromatic tensions that enhance expressivity in non-tonic roles. For instance, alterations on minor-major seventh chords or standard minor seventh chords can draw from the melodic minor scale to impart a sense of ambiguity or color without implying resolution to a dominant. Similarly, lowering the fifth in a minor seventh chord, such as C–E♭–G–B♭ to form C–E♭–F♯–B♭ (a half-diminished variant), allows for heightened dissonance in supportive harmonic positions.[24]
In jazz harmony, these non-dominant altered seventh chords appear less frequently than their dominant counterparts but find application in ii-V-I progressions through modal interchange, where chords are borrowed from parallel modes to substitute or embellish the supertonic minor seventh. For example, in a C major ii-V-I (Dm7–G7–Cmaj7), the Dm7 might interchange with a borrowed D half-diminished from the parallel minor key, introducing tensions to add modal flavor and smooth voice leading without disrupting the progression's flow.[25] This technique, rooted in borrowing from Dorian, Aeolian, or Phrygian modes, enriches the ii chord's role as a pre-dominant, providing subtle color variations that contrast with the more tension-driven dominant alterations.[26]
While dominant altered seventh chords remain the most prevalent in tonal practices, these broader variants underscore the chord's versatility in jazz frameworks.[22]
Notation and Voicings
Standard Notation
In jazz lead sheets and scores, the primary symbolic representation for an altered chord is "C7alt" or the shorthand "Calt," which denotes a dominant seventh chord incorporating any alterations from the full palette of tensions, including the ♭5, ♯5, ♭9, and ♯9.[27] This notation allows musicians to interpret the chord using the altered dominant scale, providing flexibility in selecting specific altered notes without exhaustive specification.[28]
For greater precision, especially in arrangements requiring particular tensions, the notation expands to explicitly list the alterations, such as "C7(b9,#9,b5,#5)," indicating the inclusion of a flat ninth, sharp ninth, flat fifth, and sharp fifth alongside the dominant seventh structure.[29] Historically, the symbol "C7+" has been employed to signify a dominant seventh chord with a sharpened fifth, reflecting an earlier convention for denoting this specific alteration.[30]
International variations exist, with American shorthand like "C7alt" dominating jazz contexts due to its conciseness, while some European notations favor more descriptive formats, such as "C7(9b,11#)," to highlight specific altered extensions like the flat ninth and sharp eleventh.[31] These symbols guide performers in realizing the chord through appropriate voicings, ensuring the intended harmonic tension is conveyed.[32]
Voicing Techniques
Voicing techniques for altered chords in jazz prioritize the strategic arrangement of chord tones and tensions to create tension and resolution while ensuring playability on instruments like piano and guitar. These methods often build upon standard notation as a foundation, adapting the written symbols into practical hand positions that emphasize the chord's dissonant qualities, such as the flat ninth (b9) and sharp fifth (#5), derived from the altered scale.[22]
Common voicings for altered dominant chords include rootless configurations on piano, which omit the root—typically played by the bassist—and stack the third, flat seventh (b7), b9, and #5 to form compact upper structures that highlight the chord's altered character. For example, a G7 altered voicing might use B (third), F (b7), Ab (b9), and D♯ ( #5 ) in close position, allowing for smooth voice leading in progressions. On guitar, drop-2 voicings adapt four-note altered dominants by lowering the second-highest note an octave, creating open voicings that span the fretboard effectively; a common G7alt drop-2 might arrange F-B-Ab-D♯ with the B dropped, providing space for the tensions without overcrowding the strings.[33][21][34]
Key considerations in these voicings involve prioritizing the guide tones—the third and b7—which define the chord's major-minor quality and dominant function, ensuring harmonic clarity amid the dissonances. Pianists and guitarists alike avoid clustered dissonances by spacing altered tensions (e.g., b9 and #5) outward from the guide tones, preventing muddiness and facilitating better resonance in ensemble settings. This approach maintains the altered chord's tension while promoting efficient voice leading to subsequent chords.[21][33]
Instrument-specific applications distinguish between comping and soloing contexts. On piano, shell voicings—using just the third and b7 in the left hand, often with the root added sparingly—provide rhythmic support for comping behind soloists, while full extensions incorporating b9, #9, #5, and b13 in both hands enrich solo piano performances with layered textures. Guitarists employ drop-2 shells for comping to leave room for the bass, expanding to fuller altered voicings during solos to integrate melody and harmony seamlessly.[33][34]
Applications in Composition
Role in Harmonic Progression
Altered chords, particularly altered dominant seventh chords denoted as V7alt, serve primarily as substitutes for standard dominant seventh chords (V7) in progressions resolving to the tonic (I), intensifying the inherent tension to create a more dramatic and colorful resolution. This substitution amplifies the pull toward the tonic by incorporating dissonant tensions that demand resolution, a technique widely used in jazz and modern harmonic practices to avoid the predictability of unaltered dominants.[35]
In larger harmonic schemes, altered chords facilitate substitutions such as tritone replacements, where a dominant chord is exchanged for another whose root lies a tritone away—for example, Gb7alt substituting for C7—while maintaining the crucial guide tones (the major third and minor seventh) that ensure functional equivalence. This approach not only preserves the dominant-to-tonic resolution but also introduces chromatic bass motion for smoother voice leading. Additionally, altered chords appear in backcycling, chains of secondary dominants progressing by descending fifths, where they heighten the overall tension before ultimate resolution to the primary tonic.[36]
Effective integration of altered chords in progressions relies on specific resolution rules to achieve smooth voice leading and harmonic coherence. For instance, the raised fifth (#5) of the V7alt typically resolves downward by half step to the perfect fifth of the I chord, while the flat ninth (b9) moves upward by half step to the root of the tonic, thereby channeling the added dissonance into consonant stability. These guidelines ensure that alterations enhance rather than disrupt the progression's flow.[35]
Examples in Jazz Standards
One prominent example of an altered chord in jazz repertoire appears in Jerome Kern's 1939 standard "All the Things You Are," particularly in the bridge section (bars 25–32 in the standard 36-bar form in Ab major). Here, the progression modulates to B major, employing F#7alt as the V7 chord resolving to Bmaj7, which introduces chromatic tensions (such as b9 and #9) to heighten the dramatic shift from the preceding keys of Ab major and E major. This alteration enhances the song's cycle-of-fifths structure and is a staple in jazz performances, allowing improvisers to use the altered scale over F#7alt for expressive dissonance before the resolution. A simplified excerpt of this section's chord chart is as follows:
| Bmaj7 | E7 | Amaj7 | Dmaj7 |
| G#7 | C#m7 | F#7alt | Bmaj7 |
| Bmaj7 | E7 | Amaj7 | Dmaj7 |
| G#7 | C#m7 | F#7alt | Bmaj7 |
[37]
John Coltrane's "Giant Steps" (1959) exemplifies the use of rapid altered dominant chords within the innovative "Coltrane changes," a harmonic cycle based on major third root movement (B to G to Eb and back). The tune's A sections feature chains of ii-V-I progressions where the dominant chords—such as B7, D7, F#7, G7, Bb7, and others—are frequently voiced and improvised over with alterations (e.g., b9, #9, b13) to accommodate the fast modulations and create forward momentum. Coltrane himself employed altered tensions in his landmark recording, drawing from the altered scale to navigate the demanding 26-bar form at high tempos. This approach has influenced countless jazz compositions, emphasizing altered dominants' role in complex harmonic navigation. A representative excerpt from the first A section (transposed for clarity in B major start) illustrates the sequence:
| Bmaj7 | % | | Gmaj7 | % | | Ebmaj7 | % |
| F#m7 | B7alt | | Em7 | A7alt | | Dm7 | G7alt |
| C#m7 | F#7alt | | Bmaj7 | % | (repeat cycle)
| Bmaj7 | % | | Gmaj7 | % | | Ebmaj7 | % |
| F#m7 | B7alt | | Em7 | A7alt | | Dm7 | G7alt |
| C#m7 | F#7alt | | Bmaj7 | % | (repeat cycle)
[38]
A modern illustration occurs in Chick Corea's "Spain" (1971), where altered chords enrich the modal and flamenco-inspired sections, particularly in the B minor tonality of the head and solos. For instance, F#7alt functions as a tense V7 substitute in the introductory vamp and bridge, resolving to Bm or integrating with modal mixtures to evoke Spanish harmonic colors; the altered tensions (b9, #9, b5) contrast the underlying D major framework, supporting improvisations over symmetric scales like the altered or whole-tone. Corea's Return to Forever recording highlights these voicings, blending jazz fusion with classical influences. An abbreviated chord chart of the intro/modal section captures this:
| Dmaj7 | % | | F#7alt | Bm7 |
| E7 | Am7 | | Dmaj7 | % |
| Dmaj7 | % | | F#7alt | Bm7 |
| E7 | Am7 | | Dmaj7 | % |