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Cardinality of the continuum

In set theory, the cardinality of the continuum is the cardinality of the set of real numbers \mathbb{R}, often denoted by \mathfrak{c} or $2^{\aleph_0}, which measures the "size" of the continuum as the uncountably infinite collection of points on the real line. This cardinality equals that of the power set of the natural numbers, \mathcal{P}(\mathbb{N}), and is strictly larger than the countable infinity \aleph_0 of the integers, as first proven by Georg Cantor in 1874, which demonstrates that no bijection exists between \mathbb{N} and \mathbb{R}. Sets with cardinality \mathfrak{c} include not only \mathbb{R} but also the open unit interval (0,1), the Cartesian plane \mathbb{R} \times \mathbb{R}, and the unit square, all of which are in bijection with the via explicit constructions like the Cantor-Schröder-Bernstein theorem. In cardinal arithmetic, \mathfrak{c} satisfies properties such as \mathfrak{c} + \aleph_0 = \mathfrak{c}, \mathfrak{c} \times \mathfrak{c} = \mathfrak{c}, and \mathfrak{c}^{\aleph_0} = \mathfrak{c}, under the axioms of Zermelo-Fraenkel with the (ZFC). A central question in is the exact position of \mathfrak{c} in the hierarchy of infinite cardinals, formalized by the Continuum Hypothesis (CH), which asserts that \mathfrak{c} = \aleph_1, meaning there is no cardinal strictly between \aleph_0 and \mathfrak{c}. Proposed by in the late and highlighted as the first of Hilbert's 23 problems in 1900, CH was shown by in 1938 to be consistent with ZFC and by in 1963 to be independent of ZFC using forcing methods, implying that \mathfrak{c} could be \aleph_1, \aleph_2, or even a larger cardinal like \aleph_{\omega_1} in different models of . The Generalized Continuum Hypothesis (GCH) extends this by positing $2^{\aleph_\alpha} = \aleph_{\alpha+1} for all ordinals \alpha, further exploring the structure of power sets beyond the continuum.

Basic Properties

Uncountability

The uncountability of the real numbers was established by through his diagonal argument, published in 1891 in the paper "Über eine elementare Frage der Mannigfaltigkeitslehre." This proof demonstrates that no exists between the natural numbers \mathbb{N} and the real numbers \mathbb{R}, implying that the cardinality of \mathbb{R}, denoted \mathfrak{c}, strictly exceeds the cardinality of \mathbb{N}, which is \aleph_0. The argument applies directly to the power set of \mathbb{N}, showing it to be uncountable and foreshadowing its equality with \mathfrak{c}. To see the diagonal argument in action, consider the open interval (0,1), which has the same cardinality as \mathbb{R} via the bijection f(x) = \tan(\pi(x - 1/2)) for x \in (0,1). Assume for contradiction that the reals in (0,1) are countable, so they can be listed as a sequence \{r_n\}_{n=1}^\infty, where each r_n has a decimal expansion r_n = 0.d_{n1}d_{n2}d_{n3}\dots with d_{ni} \in \{0,1,\dots,9\} and expansions chosen to avoid infinite trailing 9s for uniqueness. Construct a new real s = 0.s_1 s_2 s_3 \dots \in (0,1) by setting s_k = 5 if d_{kk} \neq 5 and s_k = 6 otherwise. Then s differs from r_k in the kth decimal place for every k, so s is not in the list, yielding a contradiction. Thus, no such enumeration exists, and (0,1) is uncountable. The same diagonal construction shows that the set of infinite binary sequences, which can be mapped onto (0,1) via binary expansions $0.b_1 b_2 b_3 \dots where b_i \in \{0,1\}, is uncountable, reinforcing the result without reliance on base-10 specifics. This uncountability extends to the irrationals: the rational numbers \mathbb{Q} are countable, as proved by Cantor in 1874 by enumerating them via their reduced fractional forms and ordering by sum of numerator and denominator absolute values. Since \mathbb{R} = \mathbb{Q} \sqcup (\mathbb{R} \setminus \mathbb{Q}) is a and |\mathbb{Q}| = \aleph_0 < \mathfrak{c}, the irrationals \mathbb{R} \setminus \mathbb{Q} must have cardinality \mathfrak{c}. In this sense, \mathfrak{c} > \aleph_0, though the exact position of \mathfrak{c} among cardinals remains of standard set-theoretic axioms.

Representation as 2^ℵ₀

The of the continuum, denoted by \mathfrak{c}, is defined as the number $2^{\aleph_0}, where \kappa^\lambda is the of the set of all functions from a set of \lambda to a set of \kappa. Thus, $2^{\aleph_0} equals the of the set \mathcal{P}(\mathbb{N}), since the set of functions from \mathbb{N} to \{0,1\} is in with the subsets of \mathbb{N}. Cantor's theorem states that for any set A, the cardinality of its satisfies |\mathcal{P}(A)| > |A|. The proof proceeds by : assume there exists a surjection f: A \to \mathcal{P}(A); then the set D = \{ x \in A \mid x \notin f(x) \} has no preimage under f, yielding a . Applying this to A = \mathbb{N}, it follows that $2^{\aleph_0} > \aleph_0. To establish |\mathbb{R}| = 2^{\aleph_0}, consider the construction of real numbers via s. Each corresponds to a , defined as a nonempty proper S \subseteq \mathbb{Q} that is downward closed (if q \in S and r < q then r \in S), has no maximum element, and is bounded above. The map sending each real to its defining cut injects \mathbb{R} into \mathcal{P}(\mathbb{Q}). Since there is a bijection between \mathbb{Q} and \mathbb{N}, |\mathcal{P}(\mathbb{Q})| = 2^{\aleph_0}, so |\mathbb{R}| \leq 2^{\aleph_0}. For the reverse inequality, define an injection from \{0,1\}^\mathbb{N} (of cardinality $2^{\aleph_0}) to (0,1) \subseteq \mathbb{R} by g((a_n)_{n=1}^\infty) = \sum_{n=1}^\infty a_n / 3^n. This ternary expansion map is injective because base-3 representations with digits 0 and 1 are unique. Thus, $2^{\aleph_0} \leq |\mathbb{R}|. The Schröder-Bernstein theorem asserts that if there are injections f: X \to Y and g: Y \to X, then there exists a bijection between X and Y. Applying this with X = \{0,1\}^\mathbb{N} and Y = \mathbb{R} (composing with the bijection from \mathbb{R} to (0,1)) yields |\mathbb{R}| = 2^{\aleph_0}. An alternative application uses the earlier uncountability |\mathbb{R}| > \aleph_0 together with \aleph_0 < 2^{\aleph_0} \leq |\mathbb{R}| \leq 2^{\aleph_0} to conclude equality via Schröder-Bernstein.

Cardinal Equalities

The cardinality of the real numbers, denoted \mathfrak{c} = |\mathbb{R}|, equals the cardinality of \mathbb{R}^n for any finite positive integer n. This follows from the existence of a bijection between \mathbb{R} and \mathbb{R}^n. One explicit construction interleaves the decimal expansions of the coordinates: for a point (x_1, x_2, \dots, x_n) \in \mathbb{R}^n, where each x_i has decimal expansion $0.d_{i1}d_{i2}d_{i3}\dots, form the real number whose decimal is $0.d_{11}d_{21}\dots d_{n1}d_{12}d_{22}\dots d_{n2}\dots. This mapping is bijective, handling non-uniqueness of expansions (like terminating decimals) by consistent conventions, such as avoiding infinite 9's. Similarly, |\mathbb{R}| = |\mathbb{C}|, where \mathbb{C} is the set of complex numbers. The complex numbers are isomorphic to \mathbb{R}^2 via the identification a + bi \mapsto (a, b) for a, b \in \mathbb{R}, and since |\mathbb{R}^2| = |\mathbb{R}| as established above, the result follows immediately. The space of all functions from the natural numbers to the reals, denoted \mathbb{R}^\mathbb{N}, also has cardinality \mathfrak{c}. To see this, note that \mathbb{R}^\mathbb{N} injects into \mathfrak{c}^\aleph_0 since |\mathbb{R}| = \mathfrak{c}, and under the axiom of choice (AC), cardinal exponentiation satisfies \mathfrak{c}^\aleph_0 = (2^{\aleph_0})^{\aleph_0} = 2^{\aleph_0 \cdot \aleph_0} = 2^{\aleph_0} = \mathfrak{c}, where \aleph_0 \cdot \aleph_0 = \aleph_0 for the infinite cardinals involved. Conversely, \mathbb{R} injects into \mathbb{R}^\mathbb{N} by constant sequences, so by the Schröder–Bernstein theorem, the cardinalities are equal. The power set of the rationals, \mathcal{P}(\mathbb{Q}), has cardinality \mathfrak{c}. Since |\mathbb{Q}| = \aleph_0, Cantor's theorem gives |\mathcal{P}(\mathbb{Q})| = 2^{\aleph_0} = \mathfrak{c}. An explicit bijection can be constructed by enumerating \mathbb{Q} = \{q_1, q_2, \dots\} and identifying subsets of \mathbb{Q} with binary sequences in \{0,1\}^\mathbb{N}, which has cardinality $2^{\aleph_0}, and then mapping to reals via binary expansions. More generally, under AC, for any infinite cardinal \kappa with \aleph_0 \leq \kappa \leq \mathfrak{c}, the product \mathfrak{c} \cdot \kappa = \max(\mathfrak{c}, \kappa) = \mathfrak{c}. This holds because \kappa \leq \mathfrak{c} implies \mathfrak{c} \cdot \kappa \leq \mathfrak{c} \cdot \mathfrak{c} = 2^{\aleph_0} \cdot 2^{\aleph_0} = 2^{\aleph_0} = \mathfrak{c}, and \mathfrak{c} \leq \mathfrak{c} \cdot \kappa obviously, so equality follows by Schröder–Bernstein; the key step \mathfrak{c} \cdot \mathfrak{c} = \mathfrak{c} uses the fact that infinite cardinals satisfy \lambda \cdot \mu = \max(\lambda, \mu) when at least one is infinite and nonzero.

Infinite Cardinals and the Continuum

Beth Numbers

The beth numbers, denoted \beth_\alpha for ordinals \alpha, form a hierarchy of infinite cardinals constructed by iterating the power set operation starting from the countable infinite cardinal. They are defined via transfinite recursion as follows: \beth_0 = \aleph_0, the cardinality of the natural numbers; \beth_{\alpha+1} = 2^{\beth_\alpha}, the cardinality of the power set of a set of cardinality \beth_\alpha; and for a limit ordinal \lambda, \beth_\lambda = \sup\{\beth_\alpha \mid \alpha < \lambda\}, the least upper bound of the preceding beth numbers. The first beth number beyond the countable is the continuum: \beth_1 = 2^{\aleph_0} = \mathfrak{c}, the cardinality of the real numbers. The notation for the beth numbers was introduced by in 1900. Beth numbers exhibit notable properties, including the existence of fixed points, which are cardinals \kappa such that \beth_\kappa = \kappa; these can be constructed by transfinite iteration and form a closed unbounded class of ordinals. Without the generalized continuum hypothesis (GCH), the beth numbers can grow faster than the aleph numbers, potentially exceeding them due to the power set operation. Under GCH, however, \beth_\alpha = \aleph_\alpha for all \alpha.

Aleph Numbers

In set theory, the aleph numbers \aleph_\alpha, where \alpha ranges over all ordinals, enumerate the infinite cardinal numbers in a canonical way based on well-orderings. The aleph numbers are defined recursively: \aleph_0 is the cardinality of the set of natural numbers \mathbb{N}, \aleph_{\alpha+1} is the successor cardinal to \aleph_\alpha, and for a limit ordinal \lambda, \aleph_\lambda = \sup\{\aleph_\beta \mid \beta < \lambda\}. This hierarchy assumes the axiom of choice, which guarantees that every set can be well-ordered, allowing infinite cardinals to be indexed by ordinals as alephs. The successor aleph \aleph_{\alpha+1} is constructed using the Hartogs number of the cardinal \aleph_\alpha. The Hartogs number h(X) of a set X is the least that cannot be injected into X, ensuring that |h(X)| > |X| and that h(X) itself is a ordinal. With the , this yields \aleph_{\alpha+1} = h(\aleph_\alpha), the smallest strictly larger than \aleph_\alpha. All infinite cardinals are ordinals in this framework. Key properties of numbers include their , defined as the smallest \lambda such that the in question is the sum of \lambda many smaller . An \aleph_\alpha is if its equals itself, as holds for successor alephs like \aleph_{\beta+1}, and singular if its is strictly smaller, as in the case of \aleph_\omega = \sup\{\aleph_n \mid n < \omega\}, where the is \aleph_0 < \aleph_\omega. The aleph number \aleph_1 is the smallest uncountable . The cardinality of the continuum \mathfrak{c} = 2^{\aleph_0} equals some \aleph_\alpha with \alpha \geq 1, but determining the exact index \alpha remains independent of the standard axioms of . In contrast to beth numbers, which generate cardinals via iterated power sets starting from finite sets, aleph numbers arise from the well-ordering of infinite sets.

The Continuum Hypothesis

The Continuum Hypothesis (CH) asserts that the cardinality of the continuum \mathfrak{c} = 2^{\aleph_0} equals \aleph_1, the least uncountable cardinal, implying no infinite cardinal lies strictly between \aleph_0 and \mathfrak{c}. The Generalized Continuum Hypothesis (GCH) generalizes this assertion, stating that for every infinite cardinal \kappa, $2^\kappa = \kappa^+, where \kappa^+ is the successor cardinal of \kappa. Georg Cantor first conjectured CH in 1878 as part of his investigations into transfinite numbers and the structure of the real line. In 1900, elevated it to prominence by designating it as the first of his 23 unsolved problems in mathematics, emphasizing its foundational importance for . advanced the understanding in 1938 by constructing the inner model L, the universe of constructible sets, and proving that ZFC (Zermelo-Fraenkel with the ) is consistent with both CH and GCH relative to the consistency of ZFC itself. completed the independence results in 1963, introducing the method of forcing to show that the negation of CH is also consistent with ZFC, thereby establishing that CH cannot be proved or disproved within standard set-theoretic axioms. In modern , axioms provide constraints on possible violations of . For instance, assuming the existence of a proper class of Woodin cardinals, constructed in 1999 a model where $2^{\aleph_0} = \aleph_2 and all projective sets of reals satisfy a form of , yielding a controlled of CH while preserving key inner model properties. Regarding the Suslin Hypothesis (), which posits that every ccc (countable chain condition) dense linear order without endpoints is order-isomorphic to the reals (equivalently, no Suslin trees exist), Ronald Jensen proved in the 1970s that SH is independent of ZFC + GCH; specifically, he constructed models where GCH holds alongside both SH and its negation. CH admits several equivalent formulations within ZFC. The interpolant version states there exists no set S with \aleph_0 < |S| < \mathfrak{c}. The well-ordering version asserts that no of \mathbb{R} admits a well-ordering of \omega_2, reflecting that all well-orderable subsets of \mathbb{R} have at most \aleph_0 or exactly \mathfrak{c}. Another equivalent, in the context of measure theory, is that \mathbb{R} cannot be expressed as a union of \aleph_1 many Lebesgue null sets under the (AD), where AD implies the failure of CH and enhances regularity properties of sets of reals.

Sets Involving the Continuum

Sets of Cardinality 𝔠

Prominent examples of sets with \mathfrak{c} arise in . The closed [0,1] has \mathfrak{c}. Finite-dimensional spaces \mathbb{R}^n for n \geq 1 also have \mathfrak{c}. The middle-thirds , a compact nowhere dense perfect subset of [0,1] with zero, similarly has \mathfrak{c}. In measure theory and descriptive set theory, Lebesgue measurable sets provide further instances. Any Lebesgue measurable subset of \mathbb{R} with positive measure has cardinality \mathfrak{c}. The space of continuous real-valued functions on a compact K with |K| \leq \mathfrak{c}, denoted C(K, \mathbb{R}), has cardinality \mathfrak{c}. Algebraic structures yield additional examples. The field \mathbb{R} of real numbers, regarded as a vector space over the field \mathbb{Q} of rational numbers, has dimension \mathfrak{c}. Consequently, any Hamel basis for this has cardinality \mathfrak{c}, and the extension degree [\mathbb{R}:\mathbb{Q}] equals \mathfrak{c}. In , the unit interval [0,1] equipped with the forms a standard whose has \mathfrak{c}. The (CH) implies specific well-orderability properties. Under CH, \mathfrak{c} = \aleph_1, so \mathbb{R} admits a well-ordering of \omega_1. Without CH, \aleph_1 < \mathfrak{c} holds, and thus sets of \aleph_1 strictly smaller than \mathfrak{c} exist, such as the set \omega_1 of countable ordinals.

Sets of Cardinality Greater than 𝔠

The power set of the real numbers, denoted \mathcal{P}(\mathbb{R}), consists of all subsets of \mathbb{R} and has $2^\mathfrak{c}, which is strictly greater than \mathfrak{c}. This follows from , which asserts that for any set S, the of its \mathcal{P}(S) exceeds that of S itself, as no surjection from S onto \mathcal{P}(S) can exist. , first proved in his 1891 paper, establishes this strict inequality and implies an unending of larger cardinals beyond \mathfrak{c}. In , demonstrated the uncountability of the and explored its properties, laying foundational groundwork for recognizing cardinalities larger than \mathfrak{[c](/page/c)} through operations like power sets. The power set \mathcal{P}(\mathbb{R}) exemplifies such a set, as its elements include not only familiar subsets like or irrationals but also uncountably many more abstract collections, underscoring the in size. The set of all functions from \mathbb{R} to \mathbb{R}, denoted \mathbb{R}^\mathbb{R}, provides another example of a set with cardinality exceeding \mathfrak{[c](/page/c)}. This space has cardinality \mathfrak{[c](/page/c)}^\mathfrak{[c](/page/c)}, and under the , cardinal yields \mathfrak{[c](/page/c)}^\mathfrak{[c](/page/c)} = (2^{\aleph_0})^{2^{\aleph_0}} = 2^{\aleph_0 \cdot 2^{\aleph_0}} = 2^{2^{\aleph_0}} = 2^\mathfrak{[c](/page/c)}, matching the cardinality of \mathcal{P}(\mathbb{R}). Functions in \mathbb{R}^\mathbb{R} range from continuous ones like polynomials to highly discontinuous mappings, but the total count surpasses \mathfrak{[c](/page/c)} due to the vast possibilities for arbitrary assignments across the uncountable domain. The beth numbers extend this hierarchy systematically: \beth_0 = \aleph_0, \beth_1 = 2^{\aleph_0} = \mathfrak{c}, \beth_2 = 2^\mathfrak{c}, and for successor ordinals, \beth_{\alpha+1} = 2^{\beth_\alpha}, with limits defined by supremum. Thus, \beth_2 captures the cardinality immediately above \mathfrak{c} via power set iteration, while higher beths like \beth_3 = 2^{2^\mathfrak{c}} and beyond generate even larger cardinals, forming an infinite ascending sequence. Ordinal examples illustrate these cardinalities in well-ordered contexts. The initial ordinal of cardinality $2^\mathfrak{c} is the smallest ordinal \omega_\gamma such that |\omega_\gamma| = 2^\mathfrak{c}, where \gamma is the least ordinal indexing that cardinal in the sequence; under the generalized continuum hypothesis, \gamma = 2 so it is \omega_2, but under the alone, \gamma \geq 2 and the exact position varies. In ZFC , it is provable that $2^\mathfrak{c} \geq \aleph_2, as \aleph_1 \leq \mathfrak{c} < 2^\mathfrak{c} forces the next cardinal after \mathfrak{c} to be at least \aleph_2, but the precise identification of $2^\mathfrak{c} with some \aleph_\delta (for \delta \geq 2) remains independent of ZFC, allowing models where it equals \aleph_2, \aleph_{17}, or larger. This independence highlights how the influences the "gap" immediately following \mathfrak{c} in the hierarchy, though larger cardinals like $2^\mathfrak{c} always exceed it regardless. The indefinite continuation of this hierarchy via repeated exponentiation ensures no largest exists.

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