The Nine-dash line is a demarcation consisting of nine line segments used by the People's Republic of China to assert sovereignty and jurisdictional claims over islands, reefs, and maritime areas in the South China Sea, enclosing roughly 90 percent of the sea and overlapping with exclusive economic zones claimed by Vietnam, the Philippines, Malaysia, and Brunei.[1][2]Originating as an eleven-dash line on maps published by the Republic of China in 1947 to represent historical territorial boundaries, the configuration was adjusted to nine dashes by the People's Republic of China in the early 1950s following bilateral discussions with North Vietnam that removed two dashes in the Gulf of Tonkin.[3][1][4]China formally submitted a map featuring the nine-dash line to the United Nations in 2009 as part of notes verbale responding to continental shelf submissions by Malaysia and Vietnam, reaffirming "indisputable sovereignty" over the enclosed islands and adjacent waters along with sovereign rights to resources.[5][1]The line's expansive scope, which extends hundreds of nautical miles from China's coast and lacks precise coordinates or clear legal delineation, has fueled territorial disputes, naval standoffs, and artificial island construction by China since the 2010s, prompting freedom of navigation operations by the United States and allies.[6][7]In a 2016 arbitration initiated by the Philippines under the UN Convention on the Law of the Sea (UNCLOS), a tribunal ruled unanimously that the nine-dash line exceeded UNCLOS limits, invalidated China's historic rights claims within it beyond standard maritime zones, and found no evidence supporting sovereignty over certain disputed features like Mischief Reef, though China dismissed the proceedings as lacking jurisdiction and continues to enforce the line through coast guard patrols and fishing militia deployments.[8][9][10]
Origins and Description
Historical Development of the Claim
The origins of the nine-dash line claim lie with the Republic of China (ROC) government, which asserted sovereignty over island groups in the South China Sea following World War II. In late 1946 and 1947, ROC naval forces conducted surveys and occupied features such as Itu Aba in the Spratly Islands and Woody Island in the Paracels to affirm control after Japan's renunciation of claims under the 1951 San Francisco Peace Treaty.[6] On December 1, 1947, the ROC Ministry of the Interior issued a map titled "Position of the South China Sea Islands," which delineated an eleven-dash line (a U-shaped demarcation) enclosing the claimed islands, reefs, and atolls across approximately 80 percent of the sea.[11] This line, initially presented as a boundary for territorial sovereignty over the islands rather than exclusive maritime zones, drew from historical ROC expeditions and assertions of inherent rights predating colonial occupations by European powers and Japan.[4]After the Chinese Communist Party established the People's Republic of China (PRC) in October 1949, the new regime adopted the ROC's territorial claims, including the dashed-line demarcation, as part of its inheritance of pre-1949 Chinese sovereignty assertions.[12] Official PRC maps from 1951 onward continued to feature the eleven-dash configuration, reflecting continuity in claiming the Spratly, Paracel, Pratas, and Macclesfield Bank island groups.[13] In 1952, during border negotiations with North Vietnam, PRC Premier Zhou Enlai directed cartographers to eliminate the two dashes in the Gulf of Tonkin (Beibu Gulf), reducing the line to nine segments as a concession to facilitate amicable relations with the communist ally, given the era's limited territorial sea claims (typically three nautical miles) and political alignment.[1] This adjustment, formalized in subsequent PRC maps, marked the transition to the enduring nine-dash line while preserving claims to the remaining enclosed areas based on historical usage and discovery.[2]The nine-dash line remained a fixture on PRC official maps through the late 20th century, invoked to support patrols, occupations, and resource explorations in the region, though without precise coordinates or explicit legal delimitation until later submissions.[14] By the 1990s, amid rising disputes with Southeast Asian states, the PRC reiterated the line's basis in "historical rights" derived from ancient Chinese maps, fishing activities, and administrative records dating to the Han Dynasty, though these assertions primarily targeted island sovereignty rather than expansive maritime entitlements under emerging international law.[4][12]
Geographical Scope and Mapping
The nine-dash line demarcates a vast maritime area in the South China Sea asserted by China as within its sovereignty and jurisdiction, enclosing key island groups and features including the Paracel Islands, Spratly Islands, Pratas Islands, Scarborough Shoal, Macclesfield Bank, and Vereker Banks.[7] This U-shaped boundary extends from the northern reaches near China's Hainan Island, curving southeastward past the Philippines' Luzon, then southwestward through the central South China Sea to encompass the Spratly archipelago, and finally northwest along Vietnam's coast before turning southward toward Malaysia's Sabah state and the James Shoal.[15] The line overlaps with exclusive economic zones (EEZs) claimed by Vietnam, the Philippines, Malaysia, Brunei, and Indonesia near the Natuna Islands, covering an estimated 90 percent of the South China Sea's approximately 3.5 million square kilometers.[16][17]Mapping of the nine-dash line relies on illustrative dashes rather than fixed coordinates or base points, as China has not publicly defined precise geospatial data for the boundary segments.[18] In its 2009 note verbale to the United Nations Commission on the Limits of the Continental Shelf, China attached a map depicting the nine dashes but provided no accompanying coordinates, asserting instead "indisputable sovereignty over the islands in the South China Sea and the adjacent waters."[5][7] This cartographic approach traces back to a 1947 Republic of China map featuring eleven dashes, which the People's Republic of China modified to nine by eliminating two in the Gulf of Tonkin during the 1950s, though subsequent official depictions have maintained ambiguity in exact positioning to allow interpretive flexibility.[1] The dashes are irregularly spaced, with segments varying in length and orientation, forming an enclosure that prioritizes inclusion of disputed features over adherence to international surveying standards like latitude-longitude grids.[19]
Legal Analysis
China's Asserted Basis: Historical Rights and Customary Law
China asserts that its claims within the nine-dash line are grounded in historical rights derived from continuous discovery, exploration, and administration of the South China Sea islands and waters by Chinese people since ancient times. OfficialChinese documents cite evidence from as early as the Han Dynasty (206 BCE–220 CE), including navigational records and maps that depict the islands, such as the Hou Hanshu (Book of the Later Han) referencing activities around the Xisha and Nansha Islands.[20] Successive dynasties, including the Tang (618–907 CE) and Song (960–1279 CE), incorporated these areas into administrative jurisdictions, with maps like the Huayi Zongtu from the Yuan Dynasty (1271–1368) showing the islands as part of Chineseterritory.[20]China's Ministry of Foreign Affairs emphasizes that Chinese fishermen have long exploited resources in these waters, with historical accounts documenting fishing, guano collection, and pearl harvesting as evidence of effective control.[21] The formal delineation of the U-shaped line originated in 1947 under the Republic of China, initially as an eleven-dash line on the Locality Map of the South China Sea Islands, which enclosed the Paracel, Spratly, Pratas, and Macclesfield Bank islands based on accumulated historical evidence.[5] The People's Republic of China inherited and modified this to nine dashes in 1953, removing two in the Gulf of Tonkin area, affirming it as the boundary of China's sovereignty over islands and adjacent waters, as reiterated in the 1992 Law on the Territorial Sea and Contiguous Zone.[21]Legally, China argues that these constitute historic rights under customary international law, predating and preserved by the United Nations Convention on the Law of the Sea (UNCLOS). In its 2009 note verbale to the United Nations, China declared "indisputable sovereignty over the islands in the South China Sea and the adjacent waters, and enjoys sovereign rights and jurisdiction over the relevant waters," interpreting the dashes as enclosing historic bays and waters subject to exclusive Chinese rights rather than a strict maritime boundary.[5] Chinese positions maintain that UNCLOS Article 298 allows reservations on historic bays and titles, and that customary law recognizes long-standing effective control, as in precedents like the Gulf of Sidra or historical bays doctrine, thus exempting the nine-dash line from UNCLOS's zonal regimes derived solely from land features.[21] This framework, per China's 2014 Position Paper, prioritizes historical evidence over post-1982 interpretations, asserting that acquiescence by other states through non-protest until recent decades reinforces the claim's validity.[21]
Compatibility with UNCLOS and International Norms
China's assertion of rights within the nine-dash line relies primarily on claims of historical rights acquired through discovery, occupation, and continuous use predating the United Nations Convention on the Law of the Sea (UNCLOS), which China ratified on June 7, 1996. Proponents of this view, including Chinese officials, argue that such historic entitlements over maritime spaces, including fishing grounds and navigation routes, are preserved under customary international law and not superseded by UNCLOS's distance-based zonal regime, as the convention's preamble recognizes the codification of existing rules without prejudice to special circumstances.[22] However, this interpretation faces challenges, as UNCLOS Articles 55–75 establish exclusive economic zones (EEZs) extending up to 200 nautical miles from baselines, with continental shelf rights similarly delimited, providing no explicit mechanism for indefinite historical claims encompassing over 90% of the South China Sea beyond verifiable baselines from land features.[23]Critics contend that the nine-dash line's ambiguous delineation—lacking precise coordinates or specified maritime zones—renders it incompatible with UNCLOS's requirement for clear, measurable entitlements tied to coastal geography, as evidenced by China's 2009 submission to the UN Commission on the Limits of the Continental Shelf, where it attached a map of the line but declined to delimit boundaries, instead invoking "historic interests" without aligning them to convention standards. For instance, the line extends into areas within 200 nautical miles of undisputed coastlines of Vietnam, the Philippines, Malaysia, and Brunei, overlapping their UNCLOS-derived EEZs without bilateral agreements, which contravenes Article 74's mandate for delimitation by agreement or equitable principles, potentially prioritizing unilateral historical assertions over the treaty's framework for resource rights and navigation freedoms.[24] International legal analyses further highlight that while UNCLOS Article 298 allows opt-outs from compulsory dispute settlement for certain boundary issues, it does not exempt states from the convention's substantive zonal limits, and historic rights are narrowly confined to exceptions like internal waters or bays, not expansive dashed enclosures.[25]Under broader international norms, the nine-dash line's enforcement—through patrols, fishing restrictions, and resource extraction in contested zones—raises concerns of undermining the customary law principle of freedom of navigation on the high seas (UNCLOS Article 87) and the equitable sharing of living resources (Article 62), as third-party states like the United States have conducted freedom of navigation operations since 2015 to contest excessive maritime claims not rooted in the convention.[23] China's domestic legislation, such as the 1992 Territorial Sea Law asserting sovereignty over islands and adjacent waters within the line, further entrenches this position but lacks reciprocal international recognition, with multiple states protesting the claims as variances from post-1982 customary baselines established by UNCLOS's near-universal ratification.[26] Empirical mapping demonstrates that even assuming sovereignty over all enclosed features, many low-tide elevations and rocks incapable of sustaining human habitation (per Article 121) cannot generate the full EEZs implied by the line, limiting compatible claims to at most 12-nautical-mile territorial seas.[27] Thus, while China maintains the line's harmony with UNCLOS via preserved customary overlays, prevailing legal scholarship and state practice indicate substantive tensions, favoring delimited, geography-based rights over indeterminate historical narratives.[28]
The 2016 Arbitral Tribunal Ruling and Its Implications
In January 2013, the Republic of the Philippines initiated arbitration proceedings against the People's Republic of China under Annex VII of the United Nations Convention on the Law of the Sea (UNCLOS), challenging the validity of China's maritime claims associated with the nine-dash line, the status of certain features in the South China Sea, and alleged Chinese interference with Philippine fishing and resource rights.[8] China declined to participate, asserting that the tribunal lacked jurisdiction due to a 2006 declaration excluding compulsory dispute settlement for maritime boundary delimitations, though the tribunal unanimously ruled on July 12, 2016, that it had jurisdiction over the Philippines' submissions, as they did not require boundary delimitation but addressed the legality of China's actions and claims.[8] The Permanent Court of Arbitration in The Hague served as registry, and the five-member tribunal, presided over by Judge Thomas A. Mensah, issued a unanimous award after considering extensive evidence, including scientific data on feature habitability and economic viability.[29]The tribunal's core findings invalidated key elements of China's nine-dash line claim, ruling that it encompassed areas beyond the maritime zones permitted under UNCLOS and that China's assertions of historic rights—predating the convention—possessed no lawful effect to the extent they exceeded those zones.[29] Specifically, the award clarified that UNCLOS, as a comprehensive treaty regime, superseded vague historic claims, denying China sovereign rights or jurisdiction over living and non-living resources within the nine-dash line's contours except as aligned with exclusive economic zones (EEZs) from land features.[30] On feature status, the tribunal determined that none of the high-tide elevations in the Spratly Islands, including Itu Aba (Taiping Island), generated an EEZ or continental shelf, classifying them as rocks incapable of sustaining human habitation or economic life under Article 121(3) of UNCLOS; only low-tide elevations like Mischief Reef qualified potentially for territorial sea claims if baseline-eligible, but China had unlawfully occupied several, violating Philippine EEZ rights.[31] Additionally, the tribunal found China had breached UNCLOS obligations by interfering with Philippine vessels, conducting environmentally destructive harvesting of corals and giant clams, and constructing artificial islands without due regard for navigation safety and biodiversity protections.[32]China's government immediately rejected the award as "null and void," maintaining that it had never accepted compulsory arbitration and viewing the process as a U.S.-orchestrated effort to contain its interests, with Foreign Ministry statements emphasizing adherence to bilateral negotiations over third-party adjudication.[33] Beijing argued the tribunal exceeded its mandate by addressing sovereignty issues indirectly and dismissed the scientific assessments as biased, continuing to reference the nine-dash line in official maps and naval patrols post-ruling.[34]The award's implications underscored the tension between legal norms and enforcement realities in international law, as UNCLOS provides for binding decisions under Annex VII but lacks coercive mechanisms, rendering compliance voluntary despite the tribunal's finality on the parties.[34] It bolstered the Philippines' and other claimants' (Vietnam, Malaysia) legal positions by establishing evidentiary benchmarks against expansive claims, prompting reaffirmations from entities like the European Union and G7, yet China accelerated island-building on seven Spratly features—adding over 3,000 acres of artificial land by 2018—and resource extraction, effectively prioritizing de facto control over judicial outcomes.[30] Diplomatically, the ruling facilitated ASEAN statements urging adherence to UNCLOS but failed to resolve overlaps, as subsequent Philippine administrations oscillated between invoking the award (under Marcos Jr.) and pragmatic engagement (under Duterte), highlighting how power asymmetries limit arbitral efficacy absent multilateral pressure or deterrence.[32] Strategically, it exposed vulnerabilities in China's customary law assertions, influencing U.S. freedom-of-navigation operations and alliances like the Quadrilateral Security Dialogue, though Beijing's rejection eroded perceptions of a rules-based order without corresponding sanctions.[31]
Disputes and Conflicts
Claimant States and Overlapping Claims
The People's Republic of China (PRC) asserts sovereignty over nearly 90% of the South China Sea via the nine-dash line, encompassing the Paracel Islands, Spratly Islands, Pratas Islands, Macclesfield Bank, and Scarborough Shoal, which overlaps extensively with exclusive economic zones (EEZs) and continental shelf claims of neighboring states.[35][7] The Republic of China (Taiwan) maintains a parallel claim using an eleven-dash line, originally delineated in 1947, covering similar features including the Paracels and Spratlys, though it administers only the Pratas and parts of the Spratlys.[36] Vietnam contests Chinese control of the Paracel Islands, which it claims as Hoàng Sa, and occupies 21 features in the Spratly Islands (Trường Sa), with its EEZ overlapping the nine-dash line in areas north and east of the Spratlys.[7][37]The Philippines claims the Kalayaan Island Group (including parts of the Spratlys) and Scarborough Shoal under its 2009 archipelagic baselines and UNCLOS-derived EEZ, with significant overlaps in the West Philippine Sea where Chinese assertions encroach on approximately 200,000 square kilometers of its maritime entitlements.[2][7] Malaysia asserts claims to five features in the southern Spratlys (such as Swallow Reef, occupied since 1983) and an extended continental shelf beyond 200 nautical miles off Sabah and Sarawak, intersecting the nine-dash line in the southern sector.[7] Brunei claims an EEZ extending from its coast to Louisa Reef in the Spratlys, formalized in 1984, which partially overlaps the eastern extent of the nine-dash line, though it does not actively occupy features.[2][7] These overlapping assertions have led to no comprehensive boundary agreements, with bilateral tensions exacerbated by resource interests in fisheries and hydrocarbons estimated at 11 billion barrels of oil and 190 trillion cubic feet of natural gas.[6]
Key Incidents and Escalations
The 2012 Scarborough Shoal standoff marked a significant escalation in disputes over features within China's nine-dash line claim. On April 8, 2012, a Philippine naval surveillance aircraft spotted eight Chinese fishing vessels anchored at the shoal, prompting the deployment of the Philippine Navy frigate BRP Gregorio del Pilar to enforce fisheries regulations against alleged illegal fishing.[38] China responded by sending two maritime law enforcement vessels, leading to a prolonged naval impasse that lasted until mid-June, when the Philippines withdrew its ships amid deteriorating weather and diplomatic pressures, effectively allowing China to maintain de facto control with a continuous presence of coast guard and fishing militia vessels.[39][6]In May 2014, tensions flared between China and Vietnam over the deployment of the state-owned Haiyang Shiyou 981 oil rig in waters near the Paracel Islands, an area encompassed by the nine-dash line but claimed by Vietnam as part of its exclusive economic zone. Vietnamese vessels attempted to disrupt the rig's operations, resulting in collisions with Chinese coast guard ships and widespread anti-China riots in Vietnam that damaged foreign businesses.[40] China withdrew the rig in July 2014, ahead of schedule, citing seasonal typhoon risks, though both sides reported dozens of vessel confrontations during the standoff.[6]At Second Thomas Shoal in the Spratly Islands, repeated Philippine resupply missions to the grounded BRP Sierra Madre outpost have led to ongoing clashes since 1999, intensifying after 2021 with China's use of water cannons, ramming, and boarding tactics. A notable incident occurred on June 17, 2024, when Chinese coast guard vessels collided with a Philippine resupply boat, injuring a Filipino sailor and seizing supplies, amid accusations of dangerous maneuvers by both parties.[41][42] By August 2024, at least 10 such forceful interventions had been documented, prompting the Philippines to bolster naval rotations and invoke mutual defense treaty obligations with the United States.[41]Earlier clashes include the 1988 Johnson South Reef skirmish, where Chinese naval forces sank three Vietnamese transport ships and killed 64 personnel during a reef occupation attempt within the nine-dash line's scope, solidifying China's control over parts of the Spratlys.[6] These incidents underscore patterns of direct naval enforcement by China against neighboring claimants, often involving fishing militia integration and non-lethal coercion to assert dominance without full-scale combat.[43]
Strategic and Economic Dimensions
Militarization and Island Construction
China initiated large-scale land reclamation and island-building activities in the Spratly Islands beginning in 2013, transforming submerged reefs and low-tide elevations into artificial landmasses to bolster its territorial claims within the nine-dash line.[44] By 2016, these efforts had created approximately 3,200 acres (1,295 hectares) of new land across seven occupied features, including Fiery Cross Reef (677 acres reclaimed), Mischief Reef (1,365 acres), Subi Reef (980 acres), and others such as Cuarteron, Gaven, Hughes, and Johnson South Reefs.[44] This dredging involved excavating coral and sand to elevate reefs above water, enabling the construction of ports, buildings, and infrastructure capable of supporting extended military presence.[45]In the Paracel Islands, China extended existing runways and facilities, notably at Woody Island, where reclamation and expansion work commenced around 2013, adding radar installations and military barracks.[46] The Spratly projects featured deep-water harbors accommodating large naval vessels and over 3 kilometers of runways on each of the major outposts at Fiery Cross, Mischief, and Subi Reefs, sufficient for fighter jets and transport aircraft.[47] These developments shifted the strategic balance by providing forward operating bases within the nine-dash line, facilitating surveillance, logistics, and rapid response capabilities.[48]Militarization escalated post-construction, with deployments of anti-ship cruise missiles, surface-to-air missile systems, fighter jet hangars, and radar arrays confirmed by 2018 on the three largest Spratly features.[47] U.S. Indo-Pacific Command assessments in 2022 described Fiery Cross, Mischief, and Subi Reefs as fully militarized, equipped with HQ-9 air defense systems, YJ-12B anti-ship missiles, and electronic warfare facilities.[49] Ongoing enhancements, including potential nuclear-capable bomber deployments, have extended these bases' roles in power projection, directly supporting enforcement of the nine-dash line against rival claimants.[50]
Resource Exploitation and Trade Route Security
The areas encompassed by China's nine-dash line contain significant hydrocarbon reserves, with the U.S. Energy Information Administration estimating proved and probable reserves of approximately 3.6 billion barrels of petroleum and other liquids and 40.3 trillion cubic feet of natural gas.[51] More expansive assessments, including those from Chinese sources, suggest potential oil resources up to 213 billion barrels, though such figures remain unverified and contested due to exploration challenges and territorial disputes.[52] These resources drive exploitation efforts by multiple claimants, with China deploying drilling rigs and conducting seismic surveys within the nine-dash line, often in zones overlapping with exclusive economic zones claimed by Vietnam, the Philippines, and Malaysia.[53]Fisheries in the region support substantial economic activity, with annual catches stabilizing around 10 million tonnes since the 1990s amid overexploitation, contributing potential landed values of USD 12-22 billion.[54][55] Chinese fishing fleets, the largest operators, have intensified operations within the nine-dash line, leading to documented overfishing and depletion of stocks, which the 2016 arbitral tribunal ruled as unlawful interference with other states' sovereign rights to marine resources.[56] Incidents of Chinese vessels harassing foreign fishermen underscore the tensions arising from resource competition, exacerbating ecological strain in an already heavily fished area.[57]The South China Sea serves as a vital artery for global trade, with an estimated $3.4 trillion in annual maritime commerce transiting the waters in 2016, representing about one-third of worldwide shipping and over 40% of China's trade volume.[58][59] China's assertion of the nine-dash line raises concerns over trade route security, as militarization and territorial patrols could enable disruptions such as blockades or inspections, potentially inflating shipping costs and rerouting traffic through longer alternatives like the Sunda Strait.[60] Escalating incidents, including vessel collisions and water cannon use, heighten risks to commercial navigation, though no major trade halts have occurred to date; analysts warn that conflict could sever supply chains for energy imports and manufactured goods critical to Asia-Pacific economies.[61][62]
International Reactions
Positions of Regional and Global Powers
The United States has consistently rejected China's nine-dash line claim as inconsistent with the United Nations Convention on the Law of the Sea (UNCLOS), asserting that it lacks legal basis and undermines maritime rights of other nations.[63][12] The U.S. government, while not a claimant state, conducts freedom of navigation operations (FONOPs) in the South China Sea to challenge excessive maritime claims, including those within the nine-dash line, and endorses the 2016 arbitral tribunal ruling that invalidated China's historic rights assertions.[23][64]Japan opposes China's expansive claims under the nine-dash line, viewing them as threats to regional stability and freedom of navigation critical for its trade-dependent economy, which relies heavily on South China Sea routes.[65] Tokyo supports the 2016 arbitral award and has urged adherence to UNCLOS-based dispute resolution, while enhancing security ties with claimants like the Philippines to counter Beijing's assertiveness.[66]Australia formally rejects the nine-dash line and China's associated historic rights claims as incompatible with UNCLOS, aligning its position with the 2016 ruling and conducting joint naval patrols with allies to uphold international law.[67][68] Canberra emphasizes the strategic importance of open sea lanes for its exports, criticizing Beijing's coercive actions as destabilizing.[69]India supports the 2016 arbitral tribunal's invalidation of the nine-dash line, rejecting China's maritime assertions and advocating for UNCLOS compliance amid its own border tensions with Beijing.[70] New Delhi has deepened defense partnerships with Vietnam and the Philippines, conducting joint exercises to deter encroachments while prioritizing a rules-based Indo-Pacific order.[71]The European Union opposes unilateral actions enforcing the nine-dash line, condemning Chinese coast guard maneuvers as threats to peace and calling for restraint to preserve freedom of navigation and a rules-based order.[72][73] EU member states, through naval deployments and statements, back ASEAN-led negotiations for a code of conduct but criticize Beijing's rejection of the 2016 ruling.[74]Russia maintains neutrality on the nine-dash line, refraining from endorsing China's claims to avoid jeopardizing its energy partnerships with Vietnam, where Russian firms operate in disputed areas overlapping the line.[75] Moscow opposes external interference in the dispute, prioritizing bilateral ties with Beijing while selling arms to Hanoi and implicitly questioning expansive sovereignty assertions.[76]Among regional powers, the Philippines invokes the 2016 ruling to nullify the nine-dash line's legal effect on its exclusive economic zone, urging China to comply amid ongoing clashes at features like Second Thomas Shoal.[77] Vietnam resolutely rejects the line, enforcing domestic bans on maps or media depicting it and bolstering naval defenses against incursions in its claimed waters.[78][79] Indonesia denies recognition of the line despite overlaps with its Natuna Islands exclusive economic zone, deploying forces to assert sovereignty while navigating economic ties with China.[80]
Diplomatic Efforts and Alliances
ASEAN member states and China have pursued diplomatic negotiations for a Code of Conduct (COC) in the South China Sea since adopting the non-binding Declaration on the Conduct of Parties in 2002, with substantive talks commencing in 2017 to address tensions arising from the nine-dash line and overlapping claims.[81] In March 2025, China's Foreign Minister Wang Yi announced the completion of the third reading of the COC draft, describing it as a milestone, though critics argue it serves as a delaying tactic amid China's continued island-building and patrols within the nine-dash line area.[82] ASEAN aims to finalize a legally binding COC by 2026, but progress remains stalled on key issues like enforcement mechanisms and whether it would constrain China's historic rights claims, with Beijing favoring bilateral resolutions over multilateral frameworks that include external powers.[83][84]Bilateral diplomacy has supplemented regional efforts, such as China-Philippines talks following the 2016 arbitral ruling invalidating aspects of the nine-dash line, though these have yielded limited concessions amid recurring incidents at disputed features like Second Thomas Shoal.[85] China consistently rejects third-party arbitration, insisting on direct negotiations to affirm its sovereignty, while claimant states like Vietnam and Malaysia engage in quiet diplomacy to manage fisheries and energy overlaps without fully conceding the nine-dash line's extent.[6]In response to China's assertions, alliances have solidified among claimant states and external powers, particularly the 1951 U.S.-Philippines Mutual Defense Treaty, which the U.S. has reaffirmed extends to armed attacks on Philippine forces in the South China Sea, including after Chinese vessel collisions in 2024 and 2025.[86][87] The U.S. has conducted freedom of navigation operations and joint exercises, culminating in a October 2025 multilateral naval drill involving the Philippines, Australia, France, and seven other allies near contested areas to demonstrate interoperability and deter encroachments within the nine-dash line.[88] Vietnam and Malaysia have deepened security ties with the U.S. and Japan for capacity-building, forming ad hoc alignments against unilateral changes, though intra-ASEAN divisions limit unified opposition to China's claims.[89] These pacts emphasize deterrence through presence rather than direct confrontation, reflecting a causal dynamic where China's rejection of multilateralism prompts counterbalancing coalitions.[90]
Recent Developments
Post-Ruling Enforcement Challenges
The 2016 arbitral award by the Permanent Court of Arbitration (PCA) on July 12 invalidated China's nine-dash line claims to historic rights in the South China Sea, ruling that such entitlements exceed those provided under the United Nations Convention on the Law of the Sea (UNCLOS) and that features like Mischief Reef generate no exclusive economic zones.[8] China immediately rejected the award as "null and void," asserting it lacked jurisdiction and violated China's sovereignty, a stance maintained through official statements and actions that prioritized bilateral negotiations over multilateral legal mechanisms.[85][91]Enforcement faces structural barriers inherent to UNCLOS dispute settlement, where awards are binding but lack compulsory execution mechanisms, relying instead on state goodwill and potential UN Security Council involvement, which China, as a permanent member, can veto.[92] The Philippines, despite the favorable ruling, encountered domestic and external hurdles; under President Rodrigo Duterte from 2016 to 2022, Manila pursued accommodation with Beijing via bilateral talks, suspending joint patrols and downplaying the award to secure economic aid and infrastructure deals, amid fears of military retaliation given China's superior naval capabilities.[93] This approach yielded short-term gains but allowed China to consolidate control, including completing militarization of outposts like Subi Reef by 2017, with radar, missile systems, and airstrips exceeding 3,000 meters.[94]Post-ruling incidents underscored enforcement gaps, as Chinese coast guard and militia vessels continued blocking Philippine resupply missions to the BRP Sierra Madre at Second Thomas Shoal, with collisions reported in June 2024 involving water cannons and ramming, prompting Manila to invoke mutual defense treaty obligations with the United States.[6] China responded by enacting the 2021 Coast Guard Law, empowering its forces to detain foreign vessels in claimed waters for up to 60 days without trial, effectively operationalizing nine-dash line assertions despite the award.[95] Regional divisions, including ASEAN's failure to issue a unified statement endorsing the ruling until 2016's delayed declaration, compounded challenges, as Vietnam and Malaysia prioritized economic ties with China over confrontation.[85]Under President Ferdinand Marcos Jr. since 2022, the Philippines has reinvigorated enforcement efforts, filing diplomatic protests—over 150 by mid-2024—and expanding U.S. access to bases under the Enhanced Defense Cooperation Agreement, yet bilateral asymmetries persist, with China's fishing fleet alone numbering over 3,000 vessels in disputed areas versus the Philippines' limited coast guard assets.[77] International support, including U.S. freedom of navigation operations (14 conducted from 2016-2021), affirms the ruling's legal weight but stops short of coercive measures, highlighting the causal primacy of power projection over legal norms in maritime disputes.[96]
2020s Incidents and Policy Shifts
In 2023, tensions escalated at Second Thomas Shoal, where the Philippines maintains a military outpost on the grounded BRP Sierra Madre, when Chinese Coast Guard vessels used water cannons against Philippine resupply boats on August 5, damaging equipment and injuring crew members.[41] This incident marked a shift toward more aggressive non-kinetic tactics by China, including blocking maneuvers and high-pressure water sprays, aimed at preventing Manila from reinforcing its presence within the nine-dash line claim.[97] Subsequent confrontations in 2024 saw collisions, such as on June 17, where a Chinese vessel rammed a Philippine supply ship, injuring a sailor and prompting Manila to invoke its mutual defense treaty with the United States.[48]By 2025, Chinese tactics evolved further, with the deployment of armed small boats and increased coast guard patrols around the shoal, leading to additional collisions reported on March 5 and heightened Philippine military alerts in August.[98][99] These actions reflect Beijing's policy of asserting de facto control over features within the nine-dash line through maritime militia and coast guard enforcement, bypassing direct naval involvement to avoid escalation thresholds.[100] Meanwhile, resource activities intensified, with multiple claimants conducting drilling operations inside disputed areas of the nine-dash line, including Vietnamese and Malaysian projects that Beijing protested as encroachments.[53]Policy shifts among claimants underscored diverging approaches: the Philippines under President Ferdinand Marcos Jr. abandoned prior accommodationist stances, expanding U.S. access to bases via the Enhanced Defense Cooperation Agreement and conducting joint patrols to challenge Chinese claims.[101] The U.S. reaffirmed its rejection of the nine-dash line's legal basis, with the Biden administration clarifying in 2023 that armed attacks in the South China Sea would trigger defense commitments to Manila.[102] ASEAN responses remained fragmented, with Vietnam and Malaysia pursuing unilateral hydrocarbon exploration despite Chinese opposition, while the bloc's Code of Conduct negotiations stalled amid reluctance to confront Beijing directly.[103] China, in turn, released a 2023 standard map extending to a ten-dash line, formalizing broader assertions that drew protests from neighbors but no unified ASEAN rebuke.[104]