"Once upon a time" is a traditional English stockphrase employed to introduce narratives of past events, particularly in fairy tales, folk tales, and children's stories, signaling the onset of a fictional or mythical tale set in an indeterminate historical period.[1]The origins of the phrase trace back to Middle English literature, with precursors appearing as early as the 13th century in Þe Liflade ant te Passiun of Seinte Juliene, which begins a key section with "Wes i thon time, as the redunge telleth," translating to "In that time, as the reading tells."[2] A more direct form emerges in the 14th century, as in Geoffrey Chaucer's The Canterbury Tales (circa 1387–1400), where it appears as "ones on a tyme" in The Knight's Tale, referring to a past misfortune in a mythological context.[3] By the late 16th century, the modern phrasing had taken shape, notably in Abraham Fraunce's pastoral romance The Countess of Pembroke's Ivychurch (1591), marking its integration into prose narratives.[2]The phrase gained widespread prominence in the 18th and 19th centuries through English translations of continental European fairy tale collections, which popularized it as a standard opener. Robert Samber's 1729 translation of Charles Perrault's Histoires ou contes du temps passé (1697) routinely employed "once upon a time" to render the French "il était une fois," as seen in tales like Cinderella.[4] Similarly, Edgar Taylor's 1823 English edition of the Brothers Grimm's Kinder- und Hausmärchen (1812) adopted the phrase to translate the German "es war einmal," embedding it firmly in Anglo-American storytelling traditions, such as in Hansel and Gretel.[5] This convention serves to transport readers into an imagined world, often evoking moral lessons or fantastical adventures while maintaining a sense of temporal ambiguity.[1]
Etymology and Origins
Historical Development
The convention of opening tales with a phrase evoking a distant, indefinite past emerged in medieval European oral storytelling traditions between the 12th and 14th centuries, particularly in courtly literature that drew from folk sources. Works like the Lais of Marie de France (c. 1170), which adapted Breton oral narratives into Anglo-Norman verse, frequently began with locative and temporal markers—such as "En Bretaigne" (In Brittany)—to transport listeners to a legendary time and place, establishing a timeless framework for the ensuing adventure.[6] This practice reflected broader oral-formulaic techniques in medieval Europe, where such openers signaled the shift from everyday reality to the marvelous.[7] Precursors in English appear as early as the 13th century in Þe Liflade ant te Passiun of Seinte Juliene, and in the 14th century in Geoffrey Chaucer's The Canterbury Tales (circa 1387–1400), where it appears as "ones on a tyme" in The Knight's Tale. The earliest recorded English instance of a similar phrase appears in the Middle English romance Sir Ferumbras (c. 1380), using a variant "Onys .. oppon a day" to introduce the narrative.[2]The phrase gained standardization through 17th- and 18th-century printed fairy tale collections, transforming ephemeral oral customs into fixed literary conventions. Charles Perrault's Histoires ou contes du temps passé (1697), subtitled "avec des moralités" and known as Tales of Mother Goose, routinely opened stories with "Il était une fois," a formulaic equivalent meaning "there was once" that underscored the tales' nostalgic, moralistic tone drawn from French salon and folk traditions.[2] The first English translation, by Robert Samber in 1729, rendered this as "once upon a time," embedding the phrase in Anglo-American storytelling; for example, "Sleeping Beauty" begins: "Once upon a time there lived a king and queen."[2] Similarly, the Brothers Grimm's Kinder- und Hausmärchen (1812) employed the German "Es war einmal" (It was once) as a staple opener in over 200 tales, collected from oral informants to preserve vernacular heritage.[8][2]In the 19th century, Romanticism further solidified the phrase's role, promoting folklore as a source of national identity and emotional depth amid industrialization. The Grimms, influenced by Romantic ideals of authenticity and nostalgia, revised their collection across seven editions to emphasize the timeless, archetypal quality of tales beginning "Es war einmal," framing them as windows into a pre-modern, enchanted world.[8] This revival elevated the opener from a mere transitional device to a symbol of narrative universality, inspiring subsequent European collectors and cementing "once upon a time" in English translations of Grimm tales by 1823. The English form thus evolved as a direct descendant of Romance-language precursors like Perrault's French phrasing.[2]
Linguistic Roots
The phrase "once upon a time" consists of etymological components rooted in Old English. The word "once" derives from the Old English adverbial genitive ānes (also spelled æne), formed from ān "one," indicating "one time" or a single past occurrence.[9] The preposition "upon" originates from Old English uppān, a compound of up (upwards) and on (on), which in this context conveys a temporal relation of approximation or incidence.[10] Finally, "a time" combines the indefinite article a (from Old English ān) with tīma "period, occasion," providing an unspecified reference to a past moment.As a fixed idiomatic expression, "once upon a time" functions as an adverbial phrase that introduces narratives by creating temporal and psychological distance from the present, signaling an entry into a fictional or legendary past.[2] This structure parallels "long ago" constructions common in Indo-European languages, where such phrases serve to frame stories without precise chronological anchoring.[9]The expression evolved from Middle English variants, such as "ones on a time," "in a time," or "an upon a time," documented in 14th-century manuscripts to denote a singular past event at the start of tales.[11] By the late 16th century, the modern form "once upon a time" emerged as the standardized opening in English storytelling. In terms of comparative grammar, it mirrors temporal locative adverbials in other Germanic languages, which similarly employ genitive or prepositional phrases to mark indefinite past onsets in narratives.[9]
Usage in Folklore and Literature
In Fairy Tales
In fairy tales, the phrase "once upon a time" serves as a classic framing device that transports readers into a magical, ahistorical realm detached from contemporary reality, often concluding with counterparts like "happily ever after" to reinforce narrative closure.[12] This structure, inherited from broader oral traditions that shaped literary fairy tale conventions, demarcates the story as a self-contained world of wonder and moral instruction.The phrase plays a pivotal role in shaping reader expectations by evoking archetypal elements such as heroic quests, villainous obstacles, and transformative journeys, as seen in the works of key collectors and authors like Charles Perrault, the Brothers Grimm, and Hans Christian Andersen. In Perrault's Cendrillon (1697), it opens the tale to underscore timeless moral lessons on virtue and retribution, beginning: "Once upon a time there was a gentleman who married, for his second wife, the proudest and most haughty woman that ever was seen."[13] Similarly, the Grimms' collection frequently employs the German equivalent "Es war einmal" to invoke folk wisdom and ethical archetypes, appearing in approximately seventy of their tales to signal communal storytelling rooted in moral pedagogy. Andersen's stories, such as The Snow Queen (1844), integrate it to blend enchantment with psychological depth, starting with "Once upon a time there was a wicked hobgoblin" to prepare audiences for tales of redemption and inner conflict.Psychologically, "once upon a time" fosters immersion by suspending disbelief and creating a chronotope—a narrative space-time—distinct from everyday experience, as explored in Vladimir Propp's structuralist analysis of folktales.[14] Propp's Morphology of the Folktale (1928) identifies this opening as a preparatory function that aligns the audience with universal patterns of narrative functions, enabling emotional engagement with fantastical events without rational interruption. This device thus not only structures the tale but also invites readers, particularly children, to accept magical realism as a vehicle for exploring human archetypes and ethical dilemmas.[15]
In Oral Storytelling Traditions
Indo-European folktales trace their roots to ancient oral traditions, with phylogenetic analyses suggesting some motifs date back potentially to the Proto-Indo-European period around 6000 years ago. These stories employed conventional narrative openers in pre-literate storytelling that facilitated the composition and transmission of tales across generations, much like the repetitive epic openings in Homeric traditions from the 8th century BCE, where structured phrases such as invocations to the muse provided rhythmic anchors for performers and audiences in oral performances.[16] In both cases, such devices ensured narrative coherence in extended recitations without reliance on written texts.[17]In European peasant storytelling, particularly in 18th- and 19th-century France, equivalents of the phrase, such as "Il était une fois," functioned as a ritualistic cue signaling the shift into a collective imaginative space, inviting listeners to suspend disbelief and access shared cultural memories embedded in folk narratives. These tales were typically performed in communal settings, such as evening gatherings around firesides in rural households, where storytellers like wet nurses or family elders used the opener to engage children and adults alike, reinforcing social bonds through familiar motifs of wonder and moral instruction.[18]The phrase's adaptability in unscripted oral tales allowed for variations such as "long, long ago" or regional equivalents like the Hungarian "hol volt, hol nem volt" (it was here, it was not here), which helped maintain rhythmic flow and aided memorization by serving as mnemonic chunks in the absence of literacy.[19] These formulaic starters, akin to linguistic prefabricated units, reduced cognitive load for tellers during improvisation, enabling the seamless extension of stories while preserving core elements across retellings in diverse folk contexts.[20]Anthropologist Claude Lévi-Strauss's structural analysis of myths highlights recurring elements underlying oral narratives, where binary oppositions (e.g., real vs. mythical) define mythic thought across cultures. This perspective underscores how temporal markers in storytelling embody structural invariants, transforming everyday discourse into timeless explanatory frameworks for human experience.
Cultural and Linguistic Variations
Equivalents in Other Languages
In Romance languages, the phrase "once upon a time" finds direct equivalents that emphasize a timeless past, often rooted in literary traditions of fairy tales. In French, "Il était une fois" (literally "It was one time") serves as the standard opening, prominently featured in Charles Perrault's 1697 collection Contes de ma mère l'Oye, where it introduces narratives like "Cinderella" to evoke a fable-like detachment from the present.[21] Similarly, Spanish employs "Érase una vez" (a contraction of "Había una vez," meaning "There was one time"), a formulaic starter in traditional cuentos infantiles that mirrors the indefinite temporality of English folktales.[22] Italian uses "C'era una volta" ("There was one time"), as seen in Luigi Capuana's 1882 anthology C'era una volta... fiabe, which collects Sicilian and regional tales to preserve oral storytelling conventions.[23]Germanic languages exhibit parallel constructions using imperfect tenses to signal narrative beginnings. The German "Es war einmal" ("It was one time") is the canonical phrase in the Brothers Grimm's Kinder- und Hausmärchen (1812), appearing in their tales to establish a mythical era beyond historical specificity.[24] In Dutch, "Er was eens" ("There was once") fulfills a comparable role in sprookjes, as documented in collections of traditional narratives that adapt Germanic folklore motifs for young readers.[25]Non-Indo-European languages offer idiomatic variants that convey antiquity or indeterminacy without direct literal translation. Arabic storytelling traditionally opens with "Kāna yā mā kāna" ("It was, oh what it was"), a rhythmic formula attested in classical dictionaries and used in Alf layla wa-layla (One Thousand and One Nights) to invoke a legendary past unmoored from chronology.[26]Japanese folktales, known as mukashi-banashi, begin with "Mukashi mukashi" ("Long ago, long ago"), a repetitive phrase that appears in collections like those of Yanagita Kunio, evoking remote, archetypal times in oral and written traditions.[27]These equivalents share structural similarities across languages, typically employing indefinite past constructions to denote a fable's timelessness, as evidenced in international classifications like the Aarne-Thompson-Uther (ATU) index, which catalogs tale types and highlights recurrent introductory motifs in global folklore corpora.[28]
Regional and Cultural Adaptations
In African storytelling traditions, particularly among East African communities, the Swahili phrase "Hapo zamani za kale," translating to "once upon a time," serves as a standard opening for ngano (folktales), invoking a distant past to frame narratives that preserve ancestral wisdom through moral lessons and communal values.[29] These tales, often performed in oral settings by community elders akin to griots in broader African contexts, emphasize themes of harmony with nature and social order, drawing from pre-colonial oral repertoires to educate listeners on ethical conduct and historical continuity.[30]In Asian adaptations, Chinese folktales frequently begin with "hěn jiǔ yǐqián" (a long time ago), setting stories in mythical antiquity to explore concepts of harmony (he) and predetermined fate (ming), as seen in classic collections where protagonists navigate cosmic balance and familial duties.[31] Similarly, in Indian traditions derived from Sanskrit epics and regional lore, phrases like "ek baar" (once) or "ek tha raja" (there was a king) introduce narratives that intertwine adventure with dharma (righteous duty), reinforcing moral frameworks in tales from the Panchatantra and Jataka stories passed through oral and textual lineages.[32]Among Indigenous peoples of the Americas, Navajo creation myths, known as Diné Bahaneʼ, recount the emergence through four worlds to underscore themes of balance (hózhǫ́) and clan origins in ceremonial contexts such as the kinaaldá puberty rite. These stories, recited during winter storytelling seasons and sacred ceremonies, integrate spiritual teachings with community identity, emphasizing matrilineal ties and harmony with the land. In Mayan narratives, equivalents evoke cyclical time through calendar-based motifs, contrasting linear progression by portraying events as recurring cycles tied to cosmic deities and agricultural rhythms, as in the Popol Vuh where creation repeats in eternal loops.[33]These adaptations highlight how opening phrases embed local cosmologies: African and Navajo traditions stress ancestral continuity and seasonal oral performance, Asian variants prioritize ethical fate and social harmony, while Mayan storytelling reflects perpetual renewal, diverging from European linear teleology to mirror indigenous views of time as regenerative and interconnected.[33]
Modern Interpretations and Usage
In Contemporary Media
In the realm of 20th and 21st-century cinema, the phrase "once upon a time" has become a hallmark of Disney's animated adaptations of fairy tales, establishing an immediate sense of enchantment and family-oriented fantasy. The tradition began prominently with Snow White and the Seven Dwarfs (1937), the studio's first feature-length animated film, which opens with the narration: "Once upon a time, there lived a lovely little princess named Snow White." This opening not only rooted the story in classic folklore but also helped the film achieve groundbreaking commercial success, grossing a total of $418 million worldwide (equivalent to approximately $8.5 billion adjusted for inflation as of 2023) and solidifying Disney's dominance in animated storytelling.[34] Subsequent adaptations, such as Cinderella (1950), echoed this formula by starting with "Once upon a time, there was a beautiful girl named Cinderella," reinforcing the phrase's role in signaling wholesome, aspirational narratives that appealed to generations of families.[35]The phrase's integration evolved in later Disney works to maintain its evocative power while adapting to contemporary sensibilities, as seen in films like Beauty and the Beast (1991), which begins: "Once upon a time, in a faraway land, a young prince lived in a shining castle." This usage contributed to the film's critical and financial triumph, earning $440 million globally and becoming the first animated feature nominated for Best Picture at the Academy Awards, underscoring how the opening trope enhanced its fairy-tale allure. Even in more recent productions like Frozen (2013), the spirit of the phrase permeates the storytelling structure—evoking timeless wonder through its Nordic-inspired fairy-tale premise—driving unprecedented box office performance with $1.28 billion in worldwide earnings and spawning a multimedia franchise. The phrase continued in Disney's live-action remakes, such as The Little Mermaid (2023), which incorporates it in the opening narration to blend nostalgia with modern visuals.[36] These examples illustrate the phrase's enduring function in Disney's oeuvre, transforming traditional folklore into accessible, high-impact entertainment that prioritizes emotional resonance and visual spectacle.In modern literature, "once upon a time" serves as a nostalgic anchor in fantasy works, bridging classic tropes with innovative narratives. J.R.R. Tolkien employed the phrase directly in his 1962 poem "Once upon a Time," published in The Adventures of Tom Bombadil, where it frames a whimsical tale involving characters like Tom Bombadil and Goldberry, evoking the oral storytelling roots while fitting into his broader mythological universe. Similarly, Neil Gaiman's Stardust (1999) opens with "There was once a young man who wished to gain his Heart's Desire," a variation that deliberately echoes the traditional phrasing to immerse readers in a fairy-tale atmosphere of romance and adventure across human and faerie realms. This stylistic choice in Gaiman's novella highlights the phrase's versatility in contemporary fantasy, allowing authors to conjure a sense of timeless magic without rigid adherence to formula, thereby appealing to adult audiences seeking escapist wonder.[37]On television and streaming platforms, the phrase has been revitalized through serialized formats that blend fairy tales with dramatic arcs. The ABC series Once Upon a Time (2011–2018) exemplifies this by incorporating "Once upon a time" into its signature opening narration: "Once upon a time, there was an enchanted forest filled with all the classic characters we know. Or think we know." This device structures each episode's dual timelines—fairy-tale past and modern present—fusing Disney-inspired elements with ongoing plots of redemption and family, which propelled the show to strong viewership, averaging approximately 6.6 million U.S. viewers per episode across its run and earning multiple Saturn Award nominations for its genre innovation.In marketing children's media, "once upon a time" functions as a shorthand cue for accessibility and imaginative delight, often featured in promotional taglines and packaging to attract young audiences and parents alike. Disney has leveraged this in campaigns for its fairy-tale films since the 1950s, positioning them as must-see family events; for instance, Cinderella (1950) was marketed with storybook-style trailers emphasizing the phrase's charm, leading to a lifetime global gross of $182 million and revitalizing the studio post-World War II. Post-1950 fairy-tale adaptations collectively demonstrate this strategy's efficacy, with blockbusters like The Little Mermaid (1989) earning $211 million and Frozen (2013) surpassing $1.28 billion, as the trope signals safe, enchanting content that promises moral lessons wrapped in spectacle, boosting merchandise sales and repeat viewings.[38]
Parodies and Subversions
In postmodern literature and media, the traditional opening phrase "once upon a time" is frequently parodied or subverted to dismantle the conventions of fairy tales, exposing underlying power structures such as gender hierarchies and narrative predictability. These alterations often employ irony and reconfiguration to critique the escapist simplicity of classic storytelling, reflecting broader 20th-century cultural shifts toward skepticism and deconstruction.Angela Carter's 1979 collection The Bloody Chamber and Other Stories exemplifies literary parody through its feminist retellings of fairy tales, where the absence or twisting of "once upon a time" underscores the exposure of patriarchal gender roles. Rather than invoking the phrase to signal timeless innocence, Carter's narratives plunge directly into erotic violence and agency reversal, as in the title story's opening—"I remember how, that night, I lay awake in the wagon-lit in a tender, delicious ecstasy"—transforming passive female archetypes into active protagonists who confront male dominance. This approach challenges the sanitized Disney versions of tales like "Bluebeard," highlighting how traditional openings mask misogynistic undertones.[39][40]In film, DreamWorks' Shrek (2001) subverts the phrase to mock Disney's romanticized fairy-tale tropes, beginning with a bookish narration: "Once upon a time there was a lovely princess. But she had an enchantment upon her of a fearful sort..." before disrupting it with chaotic interruptions and relocating the action to "a swamp far, far away." This ironic relocation and gender role inversion—where the ogre Shrek becomes an anti-hero and Princess Fiona asserts independence—satirizes the formulaic heroism and heteronormative resolutions of conventional tales, emphasizing self-acceptance over transformation.[41][42]Feminist retellings by Jane Yolen further employ cultural criticism by reimagining "once upon a time" to empower marginalized voices, as seen in her 1989 collection Touch Magic: Wishful Thinking About Literature for Children, where she advocates for tales that reject passive femininity. In works like Briar Rose (1992), Yolen weaves the phrase into a Holocaust narrative—"Once upon a time, which is all times and no times but not the very best of times"—to subvert escapist fantasy with historical trauma, critiquing how traditional openings ignore real-world oppressions faced by women and minorities. Similarly, Salman Rushdie's postmodern novel Midnight's Children (1981) parodies the phrase by rejecting it outright: "Once upon a time? No, that won't do, there's no getting away from the date," opting instead for a grounded narrative that blends whimsy with political allegory to mock narrative absolutism in storytelling.[43][44]These subversions reflect a broader 20th-century pivot toward irony in satire, evident in publications like The New Yorker, where fairy-tale openings are repurposed to lampoon contemporary absurdities, such as in Veronica Geng's 1980s pieces that twist "once upon a time" to dissect political follies through exaggerated domestic fables. This trend underscores how altering the phrase disrupts the illusion of moral clarity, fostering critical engagement with inherited narratives.[45][46]