Federal question jurisdiction
Federal question jurisdiction is the constitutional and statutory authority granting United States federal district courts original jurisdiction over civil actions arising under the Constitution, federal laws, or treaties of the United States, without requiring diversity of citizenship among parties or a minimum amount in controversy.[1][2] This jurisdiction stems from Article III, Section 2, Clause 1 of the U.S. Constitution, which extends the judicial power to "all Cases, in Law and Equity, arising under this Constitution, the Laws of the United States, and Treaties made, or which shall be made, under their Authority," and is codified in 28 U.S.C. § 1331, enacted as part of the Judiciary Act of 1875 and amended in 1980 to eliminate the amount-in-controversy threshold previously set at $10,000.[1][3] The doctrine ensures uniform interpretation and enforcement of federal law by federal courts, distinguishing it from diversity jurisdiction under 28 U.S.C. § 1332, which addresses interstate disputes.[4] A case "arises under" federal law if the plaintiff's well-pleaded complaint presents a federal question on its face, either because federal law creates the cause of action or, in limited instances, because resolution of a substantial and disputed federal issue is necessary to the state-law claim, as clarified in Supreme Court precedents like American Well Works Co. v. Layne & Bowler Pump Co. (1916) and Grable & Sons Metal Products, Inc. v. Darue Engineering & Manufacturing (2005).[4] Federal question jurisdiction applies only to civil cases, excluding most criminal matters which fall under separate federal statutes, and permits removal from state courts to federal court when a federal question appears in the complaint.[4] Recent rulings, such as Royal Canin U.S.A., Inc. v. Wullschleger (2025), have reinforced that plaintiffs cannot strategically amend complaints to eliminate federal claims and retain federal jurisdiction solely over remaining state-law claims, emphasizing the primacy of the well-pleaded complaint rule.[5] This framework balances federal supremacy in interpreting national law against state courts' concurrent authority over federal questions absent removal.[2]Constitutional and Statutory Foundations
Article III Constitutional Basis
The judicial power of the United States, as established by Article III, Section 2, Clause 1 of the Constitution, extends to "all Cases, in Law and Equity, arising under this Constitution, the Laws of the United States, and Treaties made, or which shall be made, under their Authority."[6] This "arising under" clause forms the core constitutional basis for federal question jurisdiction, authorizing federal courts to adjudicate disputes where a party's claim or defense necessarily depends on the construction, validity, or application of federal law.[4] Unlike the separate grant for controversies between citizens of different states (diversity jurisdiction), the arising under provision ensures federal judicial oversight of matters implicating national authority, promoting uniformity in interpreting federal statutes and treaties.[2] Article III delineates the outer bounds of federal judicial authority but does not independently confer jurisdiction on inferior courts; Congress holds the discretion to vest such power through legislation, subject to the constitutional maximum.[3] The Supreme Court possesses original jurisdiction in specified categories, such as cases affecting ambassadors or those between states, but federal question cases typically proceed through statutory grants to district courts with appellate review.[7] This structure reflects the Framers' design to balance national supremacy with congressional control, allowing exceptions to the full exercise of Article III power where deemed necessary.[2] The arising under clause originated from debates at the Constitutional Convention of 1787, where delegates sought to prevent state courts from undermining federal law through inconsistent rulings, drawing on precedents like the Supremacy Clause in Article VI.[8] Early interpretations, such as in Osborn v. Bank of the United States (1824), affirmed that federal jurisdiction encompasses not only direct constitutional challenges but also cases where federal law creates the right of action, even if state law provides the remedy.[7] This expansive yet bounded scope underscores federal question jurisdiction's role in enforcing federalism without encroaching on state sovereignty in non-federal matters.[4]Statutory Codification and Amendments
The general statutory grant of federal question jurisdiction to the district courts originates from the Judiciary Act of 1875, which conferred upon the circuit courts original jurisdiction over "all suits of a civil nature at common law or in equity... arising under the Constitution or laws of the United States, or treaties made, or which shall be made, under their authority."[9] This act, enacted on March 3, 1875, marked the first broad implementation of Article III's federal question clause without an initial amount-in-controversy requirement or other significant limitations beyond the "arising under" criterion.[3] Subsequent recodification occurred in the Judicial Code of 1911, integrating federal question jurisdiction into section 24 of that code (later 28 U.S.C. § 41(1)), which imposed a $3,000 amount-in-controversy threshold for such cases.[10] This provision was retained and revised in the 1948 overhaul of Title 28 of the United States Code, where 28 U.S.C. § 1331 explicitly stated: "The district courts shall have original jurisdiction of all civil actions wherein the matter in controversy exceeds the sum or value of $3,000, exclusive of interest and costs, and arises under the Constitution, laws, or treaties of the United States."[1] Amendments in the mid-20th century adjusted the monetary threshold upward: the 1958 revision raised it to $10,000 to account for inflation and caseload management.[11] Further changes addressed specific contexts, such as the 1976 amendment under Public Law 94-574, which partially relaxed the requirement for certain civil rights actions.[8] The amount-in-controversy limitation was fully eliminated effective December 1, 1980, via Public Law 96-486, broadening access to federal courts for all qualifying federal question cases without a minimum monetary stake.[7] The current text of 28 U.S.C. § 1331 thus reads: "The district courts shall have original jurisdiction of all civil actions arising under the Constitution, laws, or treaties of the United States," reflecting this streamlined form without further substantive alterations since 1980.[1]Historical Development
Early Republic and Pre-1875 Constraints
The constitutional grant of federal question jurisdiction in Article III, Section 2 extended to "all Cases, in Law and Equity, arising under this Constitution, the Laws of the United States, and Treaties made, or which shall be made, Under their Authority."[7] However, the First Congress, in enacting the Judiciary Act of 1789 on September 24, deliberately omitted a general statutory conferral of such jurisdiction to the inferior federal courts, limiting their original jurisdiction instead to enumerated categories including admiralty and maritime cases, suits exceeding $500 involving diverse citizens, and actions where the United States was a party or foreign ministers were concerned.[12][13] This exclusion stemmed from Anti-Federalist apprehensions regarding centralized judicial power and potential infringement on state courts, which were viewed as competent for most domestic disputes.[14] Section 25 of the 1789 Act provided a partial implementation by authorizing Supreme Court appellate review of final state court judgments where federal statutes, treaties, or the Constitution were drawn into question, thereby safeguarding federal law uniformity without vesting broad original jurisdiction in lower federal tribunals.[8] Consequently, during the early Republic, plaintiffs asserting rights under federal law typically resorted to state courts for initial adjudication, subject to potential Supreme Court oversight; federal district and circuit courts handled only select federal matters, such as revenue enforcement or specific statutory claims like those under early patent laws enacted in 1790 and 1793.[15] This framework constrained federal judicial expansion, as evidenced by the paucity of reported federal question cases in inferior courts prior to the mid-19th century, with states'-rights advocates decrying broader grants as threats to local autonomy.[14] Subsequent legislation through 1874 offered piecemeal additions—such as jurisdiction over internal revenue cases (1866) and certain civil rights claims under the Enforcement Act of 1870—but refrained from a comprehensive "arising under" authorization for the circuit courts, perpetuating reliance on state forums for the bulk of federal law disputes and underscoring congressional reticence amid sectional tensions.[12] Removal from state to federal court was similarly restricted, available only to defendants in limited scenarios like diversity suits, not general federal questions, further insulating state judiciaries.[8] Supreme Court precedents, including Osborn v. Bank of the United States (1824), interpreted "arising under" expansively in contexts involving federal instrumentalities, yet these rulings operated within statutory bounds and did not independently empower lower courts.[7] By 1875, over 4,000 federal statutes existed without corresponding general jurisdictional access, highlighting the deliberate pre-statutory dormancy of Article III's potential.[15]Judiciary Act of 1875 and Initial Expansion
The Judiciary Act of 1875, enacted on March 3, 1875, represented a pivotal expansion of federal judicial authority by granting the federal circuit courts original jurisdiction over all civil suits arising under the Constitution, federal laws, or treaties, provided the amount in controversy exceeded $500.[3] This statute, formally titled "An Act to determine the Jurisdiction of Circuit Courts of the United States, and to regulate the removal of causes from State courts, and for other purposes," marked Congress's first comprehensive implementation of Article III's federal question clause for inferior federal courts, which had previously exercised only limited or concurrent authority over such matters since the Judiciary Act of 1789.[16] [12] Prior constraints under earlier statutes had confined federal courts to specific federal questions tied to other jurisdictional heads, such as diversity or admiralty, leaving most federal law enforcement to state courts with uncertain fidelity, particularly in the post-Civil War South where Reconstruction-era rights were at risk.[16] The 1875 Act addressed this by vesting federal courts with concurrent original jurisdiction, independent of diversity, and authorizing removal of federal question cases from state courts by either party, thereby enabling federal oversight to preempt potential state bias or nullification of national law.[8] This provision responded to nationalist sentiments triumphant after the Civil War, as Congress passed multiple statutes in 1870–1875 to bolster federal trial courts' enforcement of Reconstruction policies against resistant state judiciaries.[15] In its immediate aftermath, the Act catalyzed an influx of cases into federal dockets, activating the "vast range of power" latent in Article III since 1789 and shifting the balance toward centralized adjudication of federal rights.[17] Early applications included suits enforcing civil rights statutes and contract disputes implicating federal commercial regulations, though jurisdictional challenges persisted due to interpretive ambiguities over what precisely "arose under" federal law—a threshold later refined by Supreme Court precedents like Osborn v. Bank of the United States (1829), whose principles the Act effectively revived and broadened.[16] The removal mechanism proved particularly contentious, as it allowed defendants to bypass state forums, prompting debates over federal overreach but affirming Congress's constitutional prerogative to define inferior court jurisdiction under Article III, Section 1.[18] By 1911, when Congress recodified and slightly modified the grant in the Judicial Code without altering its core scope, the 1875 framework had entrenched federal question jurisdiction as a cornerstone of national legal uniformity.[3]20th and 21st Century Refinements
In the early 20th century, the Supreme Court refined federal question jurisdiction through the well-pleaded complaint rule, articulated in Louisville & Nashville Railroad Co. v. Mottley (1908), which held that a suit arises under federal law only if a federal question is presented on the face of the plaintiff's properly pleaded complaint, excluding anticipated defenses or counterclaims.[19] This doctrine limited jurisdiction to avoid federal courts adjudicating state-law claims merely because federal issues might arise defensively. Further refinement came in Smith v. Kansas City Title & Trust Co. (1921), where the Court established that the federal question must not only appear in the complaint but also be substantial, dismissing jurisdiction over claims where federal law was insubstantially involved or raised merely to create jurisdiction. These early cases emphasized jurisdictional restraint to preserve the balance between federal and state courts, ensuring federal dockets focused on core federal matters rather than peripheral issues. Mid-century developments maintained these limits, but the late 20th century saw contraction in Merrell Dow Pharmaceuticals Inc. v. Thompson (1986), where the Court ruled that absent a federal private right of action, incorporating a federal standard into a state-law claim does not confer jurisdiction, as it would undermine congressional intent regarding remedies.[20] This decision prioritized statutory structure over incidental federal elements, reinforcing that federal question jurisdiction requires more than regulatory borrowing in state causes. In the 21st century, Grable & Sons Metal Products, Inc. v. Darue Engineering & Manufacturing (2005) introduced a nuanced expansion, holding that state-law claims can support federal jurisdiction if they necessarily raise a substantial and disputed federal issue, the resolution of which is important to the federal system, without disrupting the balance of federal-state judicial responsibilities.[21] The Court applied this to a quiet-title action turning on IRS seizure procedures under federal tax law, affirming removal jurisdiction.[22] This Grable framework was tested and narrowed in Gunn v. Minton (2013), involving a state legal malpractice claim over failed patent litigation; the Court found no federal jurisdiction because the federal patent issue was hypothetical and did not require reexamination of patent validity, which remains exclusively federal, thus preserving state courts' role in routine malpractice without substantially implicating federal interests.[23] These refinements underscore a case-by-case balancing act, prioritizing federalism by granting jurisdiction only for genuinely significant federal questions embedded in state claims.[24]Core Doctrinal Requirements
Arising Under Interpretation
The "arising under" clause of Article III, Section 2, Clause 1 of the U.S. Constitution extends federal judicial power to "all Cases, in Law and Equity, arising under this Constitution, the Laws of the United States, and Treaties made, or which shall be made, under their Authority."[12] This provision establishes the constitutional foundation for federal question jurisdiction, empowering federal courts to adjudicate disputes where federal law forms a critical component, though Congress has authority to define its statutory scope more narrowly via 28 U.S.C. § 1331.[3] In Osborn v. Bank of the United States, 22 U.S. (9 Wheat.) 738 (1824), Chief Justice John Marshall articulated the initial broad interpretation, holding that a case arises under federal law if federal law creates the right or immunity asserted, or if federal law constitutes an "ingredient" of the plaintiff's claim, even where state law might also apply.[25][26] The Court reasoned that suits against the federally chartered Bank of the United States inherently invoked its federal incorporation act, as the Bank's existence, powers, and immunities derived from congressional authority, thereby triggering Article III jurisdiction regardless of potential state-law defenses.[27] This view emphasized the necessity of uniform federal adjudication to protect federal rights, extending jurisdiction to cases where federal elements are integral rather than peripheral.[4] Justice Oliver Wendell Holmes refined this doctrine in American Well Works Co. v. Layne & Bowler Co., 241 U.S. 257 (1916), establishing the "creation test": "a suit arises under the law that creates the cause of action."[28][29] There, a state-law tort claim for business interference caused by threats of patent infringement did not arise under federal patent law, as the cause of action stemmed from common-law principles rather than the patent statute itself, even though a federal defense might involve patent validity.[30] This formulation prioritized the origin of the plaintiff's well-pleaded claim, excluding mere anticipatory federal defenses or justifications from conferring jurisdiction.[4] The Supreme Court revisited and expanded the interpretation in Grable & Sons Metal Products, Inc. v. Darue Engineering & Manufacturing, 545 U.S. 308 (2005), recognizing a limited exception for state-created claims embedding a substantial federal question.[21][31] In that case, a quiet-title action under Michigan law turned on whether the Internal Revenue Service's seizure and sale of property for unpaid taxes complied with federal notice requirements under 26 U.S.C. § 6335(a); the Court held jurisdiction existed because the federal issue was (1) necessarily raised, (2) actually disputed, (3) substantial under federal law, and (4) capable of resolution in federal court without disrupting the federal-state balance.[32] This "substantial federal question" prong accommodates rare instances where state claims implicate federal interests of national importance, such as tax administration, but does not equate statutory jurisdiction under § 1331 with the full breadth of Article III, which remains subject to congressional limits.[33] Subsequent applications have confined this exception to avoid overextending federal dockets, requiring courts to assess both the federal element's primacy and systemic implications.[4]Well-Pleaded Complaint Rule
The well-pleaded complaint rule, a cornerstone of federal question jurisdiction doctrine, requires that a federal question appear on the face of the plaintiff's properly pleaded complaint for a federal court to exercise jurisdiction under 28 U.S.C. § 1331.[4] This rule, articulated by the Supreme Court, confines the jurisdictional inquiry to the elements of the plaintiff's claim as stated, excluding anticipated defenses, counterclaims, or federal issues embedded solely in the defendant's response.[19] It prevents plaintiffs from invoking federal jurisdiction through artful pleading that anticipates federal defenses rather than asserting a cause of action created by federal law.[34] The rule originated in Louisville & Nashville Railroad Co. v. Mottley, 211 U.S. 149 (1908), where plaintiffs sought specific performance of a perpetual pass issued by the railroad following an 1871 accident.[19] Their complaint alleged breach of contract under common law but anticipated the railroad's refusal based on the Hepburn Act of 1906, which prohibited such passes for interstate carriers.[19] The Supreme Court held that no federal question arose under the complaint, as the claim rested on state contract law, with the federal issue confined to a potential defense; jurisdiction thus lay exclusively in state court.[19] Justice Moody emphasized that "the party who brings a suit is master to decide what law he will rely upon," but federal jurisdiction demands the federal question be essential to the plaintiff's statement of his own claim.[19] Subsequent cases have reinforced and refined the rule. In Franchise Tax Board of California v. Construction Laborers Vacation Trust, 463 U.S. 1 (1983), the Court clarified that a case arises under federal law only if the plaintiff's complaint necessarily raises a disputed federal issue as an element of the claim. Similarly, Caterpillar Inc. v. Williams, 482 U.S. 386 (1987), upheld the rule in rejecting removal jurisdiction where state-law claims predominated, even amid federal collective bargaining agreements, absent complete preemption.[35] An independent corollary, the complete preemption doctrine, permits jurisdiction when federal law so thoroughly occupies the field that any ostensibly state claim is recharacterized as federal, as in certain Labor Management Relations Act suits.[35] However, this exception applies narrowly, preserving the rule's core function of respecting the plaintiff's choice of forum and state sovereignty in non-federal matters.[33]Substantial and Disputed Federal Question Test
The substantial and disputed federal question test determines whether federal question jurisdiction under 28 U.S.C. § 1331 extends to state-law claims that implicate federal issues, notwithstanding the well-pleaded complaint rule.[31] This doctrine, clarified by the Supreme Court in Grable & Sons Metal Products, Inc. v. Darue Engineering & Manufacturing, Inc., 545 U.S. 308 (2005), holds that jurisdiction arises when a state-law claim "necessarily raise a stated federal issue, actually disputed and substantial, which a federal forum may entertain without disturbing any congressionally approved balance of federal and state judicial responsibilities."[31] In Grable, a quiet title action under state law turned on the adequacy of notice provided in a federal tax sale under 26 U.S.C. § 6335, presenting a disputed interpretation of federal procedure that the Court deemed substantial enough to warrant federal adjudication.[21] The test comprises four elements, each evaluated to ensure the federal issue is integral without broadly expanding federal docket burdens. First, the federal issue must be necessarily raised, meaning its resolution forms an essential element of the state claim, not merely a potential defense or collateral matter.[31] Second, it must be actually disputed, requiring genuine disagreement between parties on the federal question's application, as opposed to undisputed or hypothetical scenarios.[31] Third, substantiality assesses whether the issue implicates federal policy interests of broad significance, such as the uniformity of federal statutes or their role in the federal system, rather than routine or garden-variety applications; for instance, in Grable, the IRS notice provision's validity affected federal revenue collection authority.[31] [22] Fourth, federal resolution must not disrupt the federal-state balance, avoiding jurisdiction over claims where Congress has allocated primary responsibility to state courts or where federal involvement would overwhelm limited judicial resources.[31] Subsequent rulings have narrowed the doctrine's scope to exceptional cases. In Empire Healthchoice Assurance, Inc. v. McVeigh, 547 U.S. 677 (2006), the Court rejected jurisdiction over a contract reimbursement dispute involving federal employee health benefits, finding the federal issue fact-bound and lacking systemic importance despite statutory references. Similarly, in Gunn v. Minton, 568 U.S. 251 (2013), a state legal malpractice claim alleging mishandling of a patent application did not qualify, as the embedded federal patent question was hypothetical, resolved under state tort law without altering substantive federal patent rights or uniformity, and state courts could reliably apply federal law without disrupting congressional intent for exclusive federal patent jurisdiction.[23][36] These decisions emphasize that substantiality turns on the issue's potential to control outcomes in numerous cases or challenge federal regulatory schemes, not mere novelty or complexity.[24] Application of the test remains fact-specific and rare, confined to circumstances where federal interests predominate without inviting forum shopping or eroding state autonomy in core areas.[33] Lower courts, guided by these precedents, assess substantiality by considering factors like the federal law's primacy, the issue's precedential value, and avoidance of novel federal claims disguised as state actions.[37] The doctrine thus preserves federal question jurisdiction for embedded federal controversies while respecting statutory limits and federalism principles.[38]Procedural Applications
Original Filing in Federal District Courts
Federal district courts exercise original jurisdiction over civil actions arising under the Constitution, laws, or treaties of the United States pursuant to 28 U.S.C. § 1331.[1] This statutory grant enables plaintiffs to commence suits directly in federal trial courts when their claims depend on federal law, without prerequisite exhaustion of state remedies in most instances.[3] Congress eliminated the former $10,000 amount-in-controversy threshold in 1980 via Public Law 96–486, broadening access to federal forums for claims of any monetary value.[39] To invoke this jurisdiction upon original filing, the plaintiff's complaint must present a federal question on its face under the well-pleaded complaint rule, meaning the federal issue must form an essential element of the plaintiff's cause of action, not merely a potential defense or counterclaim.[4] Courts assess whether the claim raises a substantial and disputed question of federal law, dismissing cases that appear frivolous or insubstantial in federal terms.[12] For instance, a suit alleging violation of a federal statute, such as the Civil Rights Act of 1964, qualifies if the complaint explicitly ties the relief sought to that law's protections.[40] Filing procedures mirror those for other civil actions in district courts: the plaintiff submits a complaint detailing the federal basis for jurisdiction, alongside a civil cover sheet and summons, either electronically via the court's CM/ECF system or in paper form where permitted.[41] Venue must align with 28 U.S.C. § 1391, typically the district where defendants reside or substantial events occurred, and the court may transfer under 28 U.S.C. § 1404 for convenience.[42] Subject to rare statutory exceptions, such as certain patent or bankruptcy matters, federal question jurisdiction is concurrent with state courts, allowing plaintiffs strategic choice between forums but exposing cases to potential removal by defendants under 28 U.S.C. § 1441.[43][44] This original jurisdiction framework promotes uniform interpretation of federal law by specialized federal judges, though it risks overburdening district dockets, which handled over 250,000 civil filings in fiscal year 2023, many invoking § 1331.[12] Amendments to pleadings under Federal Rule of Civil Procedure 15 may alter jurisdictional grounds, potentially prompting dismissal if the federal question evaporates, as courts lack discretion to retain jurisdiction absent an independent basis.[45]Removal from State Courts
Removal from state courts to federal district courts is permitted under 28 U.S.C. § 1441(a) for any civil action brought in a state court over which the district courts of the United States have original jurisdiction, including cases arising under the Constitution, laws, or treaties of the United States as provided in 28 U.S.C. § 1331.[46] This mechanism allows defendants to transfer qualifying cases to federal court, ensuring uniform application of federal law where state proceedings might otherwise predominate.[47] Only defendants, not plaintiffs, may file for removal, reflecting Congress's intent to prevent plaintiffs from forum-shopping while permitting defendants to seek a federal forum for federal claims.[46] The procedure for removal is outlined in 28 U.S.C. § 1446(a), requiring defendants to file a notice of removal in the federal district court for the district and division embracing the place where the state action is pending.[48] The notice must include a short and plain statement of the grounds for removal, along with copies of all process, pleadings, and orders served upon the removing defendants.[48] Defendants must promptly provide written notice to all adverse parties and file a copy of the notice with the clerk of the state court, after which all state court proceedings are automatically stayed upon removal.[48] Each defendant has 30 days from receipt or service of the initial pleading or summons to file the notice; if the initial pleading does not indicate removability but a subsequent paper does, the 30-day period runs from receipt of that paper.[48] For federal question jurisdiction, removability turns on whether the plaintiff's well-pleaded complaint presents a claim arising under federal law, without regard to potential federal defenses raised by defendants.[47] Unlike diversity jurisdiction, federal question removal imposes no minimum amount in controversy and is not barred by the presence of in-state defendants under 28 U.S.C. § 1441(b)(2), which applies solely to removals based on diversity.[46] All properly served defendants must unanimously consent to removal, ensuring collective agreement on the transfer.[49] Certain claims, such as those under federal statutes granting exclusive state-court jurisdiction (e.g., some securities or labor claims under 28 U.S.C. § 1445), cannot be removed even if they implicate federal law. Plaintiffs may seek remand under 28 U.S.C. § 1447(c): for procedural defects, within 30 days of the notice of removal; or at any time before final judgment if the court lacks subject matter jurisdiction. Federal courts strictly construe removal statutes against removal, resolving doubts in favor of remand to state court.[49]Jurisdictional Consequences of Amendments and Dismissals
In federal question jurisdiction cases, a plaintiff's post-filing amendment to the complaint that eliminates all federal claims typically divests the federal court of authority over the remaining state-law claims, as supplemental jurisdiction under 28 U.S.C. § 1367(a) requires such claims to be related to those supporting original jurisdiction, which no longer exist in the operative pleading.[5] The amended complaint supersedes the original, rendering prior federal claims legally ineffective and necessitating remand to state court in removed actions or dismissal without prejudice in originally filed federal cases.[5] This principle was affirmed unanimously by the Supreme Court in Royal Canin U.S.A., Inc. v. Wullschleger (January 15, 2025), where a post-removal amendment dropping federal antitrust claims left only state-law claims, eliminating the jurisdictional basis without discretion for retention.[5] By contrast, the dismissal of federal claims—whether voluntary by the plaintiff, on motion, or for failure to state a claim—triggers discretionary review under 28 U.S.C. § 1367(c)(3), allowing but not requiring the court to decline supplemental jurisdiction over associated state claims.[50] Courts frequently exercise this discretion to remand or dismiss state claims without prejudice when federal claims are eliminated early in litigation, prioritizing federalism concerns and avoiding unnecessary resolution of novel state issues, though retention may occur if substantial resources have been invested or state claims predominate.[50] This distinction arises because dismissal leaves the federal claims as part of the action's history but resolved adversely, whereas amendment erases them from the current complaint, severing the § 1367(a) linkage entirely.[5] In both scenarios, amendments or dismissals do not retroactively invalidate jurisdiction at filing or removal, which is assessed based on the then-operative complaint under the well-pleaded complaint rule.[5] However, strategic amendments to evade federal forum have prompted scrutiny for bad faith, though courts generally uphold plaintiffs' mastery over their pleadings absent fraud.[5] Section 1367(d) tolls state statutes of limitations during federal pendency and for 30 days post-remand or dismissal, mitigating prejudice from jurisdictional shifts.[50]Relations to Other Jurisdictional Doctrines
Comparison with Diversity Jurisdiction
Federal question jurisdiction, codified in 28 U.S.C. § 1331, grants federal district courts original jurisdiction over civil actions arising under the Constitution, laws, or treaties of the United States, without requiring an amount in controversy or diversity of citizenship among parties.[1] In contrast, diversity jurisdiction under 28 U.S.C. § 1332 requires complete diversity of citizenship—meaning no plaintiff shares citizenship with any defendant—and an amount in controversy exceeding $75,000, exclusive of interest and costs, even for claims based solely on state law.[51] This distinction ensures federal courts adjudicate federal issues directly while providing an alternative forum for interstate disputes to mitigate potential local biases in state courts.[52] The doctrinal tests differ markedly: federal question jurisdiction hinges on whether the well-pleaded complaint presents a substantial and disputed federal issue on its face, irrespective of parties' origins or stake size, whereas diversity jurisdiction focuses exclusively on citizenship and monetary threshold, permitting federal oversight of non-federal claims to prevent parochialism.[4] Overlap occurs when a case satisfies both, allowing invocation of either, but federal question jurisdiction avoids diversity's procedural hurdles like proving citizenship via domicile and intent to remain indefinitely.[53] Policy rationales underscore these variances: federal question jurisdiction safeguards uniform enforcement of national law and federal rights, rooted in Article III's mandate for cases "arising under" federal authority, while diversity jurisdiction, a congressional expansion beyond constitutional minima, addresses historical suspicions of state court favoritism toward local litigants.[54]| Aspect | Federal Question Jurisdiction (§ 1331) | Diversity Jurisdiction (§ 1332) |
|---|---|---|
| Basis for Jurisdiction | Claim arises under federal Constitution, laws, or treaties | Complete diversity of citizenship between adverse parties |
| Amount in Controversy | Not required | Exceeds $75,000, exclusive of interest and costs |
| Party Citizenship | Irrelevant | No shared citizenship between any plaintiff and defendant; for corporations, includes state of incorporation and principal place of business |
| Governing Law | Primarily federal law, though state claims may supplement | State law applies (under Erie doctrine for diversity-only cases) |
| Purpose | Ensure federal courts interpret and protect federal rights uniformly | Provide neutral forum for out-of-state parties against local prejudice |