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Mertens conjecture

The Mertens conjecture is in about the bounded growth of the Mertens function M(x) = \sum_{n=1}^{\lfloor x \rfloor} \mu(n), where \mu(n) denotes the , which assigns values of 0, , or - to positive integers based on their prime factorization. The conjecture asserts that |M(x)| < \sqrt{x} holds for all real numbers x > [1](/page/1). First suggested in an 1885 letter from Thomas Stieltjes to Charles Hermite claiming a related bound implying the , it was independently and formally proposed by Franz Mertens in 1897 based on extensive numerical evidence up to x = 10^4. Despite initial computational support extending far beyond Mertens's calculations—verifying the inequality up to x = 10^{13} in —the conjecture's analytic foundations were questioned as better estimates for the distribution of primes emerged. In 1985, Andrew Odlyzko and Herman te Riele disproved it through an indirect proof combining classical with lattice basis reduction algorithms to compute discrepancies in the zeta function's zeros, establishing that \limsup_{x \to \infty} |M(x)| / \sqrt{x} > 1.06. Their work showed the first occurs at an enormously large x, with subsequent refinements placing it below \exp(1.96 \times 10^{19}) as of 2025, though no explicit value has been computed due to its scale. The Mertens conjecture's falsity highlights the subtleties in bounding summatory functions like M(x), which is central to the and ; under the , M(x) = O(\sqrt{x} (\log x)^{3/2}), a weaker but still unproven growth rate. Its disproof did not impact the but spurred advances in , including explicit counterexample searches and improved bounds on M(x)'s oscillations.

Foundations

Möbius function

The , denoted \mu(n), is a fundamental in defined on the positive s n. Specifically, \mu(n) = 1 if n is a square-free positive with an even number of distinct prime factors (including n=1), \mu(n) = -1 if n is square-free with an odd number of distinct prime factors, and \mu(n) = 0 if n has a squared prime factor (i.e., n is not square-free). This definition captures the parity of the number of prime factors for square-free s while vanishing on numbers with higher powers of primes. Introduced by the German mathematician in 1832, the function bears his name and marked an early systematic study of such arithmetic functions, though implicit appearances trace back to Euler's work on series expansions. Möbius's contribution arose in the context of exploring transcendental functions and their connections to number-theoretic sums. The is multiplicative, satisfying \mu(ab) = \mu(a) \mu(b) whenever a and b are coprime positive integers, a property that facilitates its use in products and convolutions over the integers. A central feature is its role in the , which provides a way to recover functions from their sums: for arithmetic functions f and g related by g(n) = \sum_{d \mid n} f(d), the inverse relation is f(n) = \sum_{d \mid n} \mu(d) g(n/d). This stems from the key identity \sum_{d \mid n} \mu(d) = \begin{cases} 1 & \text{if } n = 1, \\ 0 & \text{otherwise}. \end{cases} In the context of prime distribution, the Möbius function appears prominently in the Dirichlet series for the reciprocal of the . For \operatorname{Re}(s) > 1, the Euler product formula \zeta(s) = \sum_{n=1}^\infty n^{-s} = \prod_p (1 - p^{-s})^{-1} (over primes p) implies that its reciprocal is \frac{1}{\zeta(s)} = \sum_{n=1}^\infty \frac{\mu(n)}{n^s}, linking the function directly to the distribution of primes via the zeros and poles of \zeta(s). The , defined as the partial sum M(x) = \sum_{n \leq x} \mu(n), builds upon this by accumulating these values.

Mertens function

The Mertens function, denoted M(x), is defined for real x \geq 0 as the summatory function of the \mu(n), given by M(x) = \sum_{n \leq x} \mu(n), where the sum is over positive integers n up to the of x. This function arises naturally in as the partial sum of the coefficients in the expansion \sum_{n=1}^\infty \mu(n) n^{-s} = 1/[\zeta(s)](/page/Riemann_zeta_function) for \Re(s) > 1, with \zeta(s) the ; thus, M(x) serves as the summatory analogue capturing the cumulative behavior of these coefficients. From the , which states that the number of primes up to x satisfies \pi(x) \sim x / \log x as x \to \infty, it follows unconditionally that M(x) = o(x), or more precisely, M(x)/x \to 0 as x \to \infty. This asymptotic reflects the cancellation in the sum due to the oscillatory nature of \mu(n), ensuring that the Mertens function grows slower than any positive multiple of x. Assuming the , stronger bounds hold: M(x) = O(x^{1/2 + \varepsilon}) for every \varepsilon > 0, where the implied constant depends on \varepsilon. This conditional result ties the growth of M(x) directly to the location of the non-trivial zeros of \zeta(s) on the critical line \Re(s) = 1/2. Early computations of M(x) revealed its oscillatory behavior, with frequent sign changes indicating the irregular alternation between positive and negative values. In 1897, Franz Mertens calculated values up to x = 10{,}000, observing multiple sign changes that suggested bounded growth relative to \sqrt{x}, though the function exhibited chaotic fluctuations. For instance, the following table illustrates early values in M(n) for small n:
nM(n)Sign
11+
200
3-1-
4-1-
5-2-
6-1-
7-2-
10-1-
11-2-
13-3-
These computations, extended in later works, confirmed the persistent oscillations without monotonic trends.

Historical Development

Origins and early formulations

The origins of the Mertens conjecture trace back to the late 19th century, amid growing interest in analytic number theory and the distribution of prime numbers. In a letter dated July 11, 1885, to his colleague Charles Hermite, the Dutch mathematician Thomas Joannes Stieltjes claimed that the Mertens function M(x), the partial sum \sum_{n \leq x} \mu(n) where \mu is the Möbius function, satisfies |M(x)/\sqrt{x}| remaining bounded between two fixed limits (such as +1 and -1) for all x, implying |M(x)| < \sqrt{x}. This assertion arose from Stieltjes' investigations into the Riemann zeta function \zeta(s), particularly its Euler product representation and the locations of its non-trivial zeros in the critical strip, where he sought to demonstrate convergence properties for \operatorname{Re}(s) > 1/2 through observed cancellations in the sums involving \mu(n). Stieltjes further asserted in the same letter that he possessed a proof of this boundedness, viewing the cancellations as evidence supporting Riemann's hypothesis that all non-trivial zeros lie on the critical line \operatorname{Re}(s) = 1/2. However, he never published a , and the claim was later regarded as unproven and subject to doubt by contemporaries and subsequent mathematicians, though it remained influential in stimulating further study of the Mertens function's growth. Independently, in 1897, the Austrian mathematician Franz Mertens formulated a similar bound in his paper "Über eine zahlentheoretische Function," proposing that |M(x)| < \sqrt{x} for all x > 1. Mertens arrived at this conjecture through extensive computations of M(n) up to n = 10,000, where the inequality held except at n=1, and he deemed it "very probable" based on inductive evidence from his tables. This work built on his earlier contributions to 19th-century , including his 1874 theorems on prime densities, such as the prime harmonic series \sum_{p \leq x} 1/p \sim \log \log x + B (where B is the Mertens constant) and the product \prod_{p \leq x} (1 - 1/p) \sim e^{-\gamma}/\log x (with \gamma the Euler-Mascheroni constant), which connected the Mertens function to asymptotic behaviors in prime products and indirectly to via Möbius inversion in arithmetic summations. The reciprocal product \prod_{p \leq x} (1 - 1/p)^{-1} \sim e^{\gamma} \log x further underscored these links, highlighting the interplay between multiplicative functions and prime distributions that motivated Mertens' bound.

Computational evidence prior to disproof

Early computations of the Mertens function in the late 19th and early 20th centuries provided initial numerical support for the . In a series of papers from to , R. D. von Sterneck calculated values of M(x) up to x \approx 5 \times 10^6, finding that |M(x)| < \sqrt{x} held throughout, with the ratio |M(x)| / \sqrt{x} typically less than 0.5 except near certain points. These hand calculations extended the earlier tables by Mertens up to 10,000 and built on Stieltjes's preliminary work, reinforcing the apparent boundedness of the function relative to \sqrt{x}. With the rise of electronic computers in the mid-20th century, researchers extended these verifications to much larger scales. In the 1970s, H. J. J. te Riele performed extensive computations using early digital methods and multiple-precision arithmetic packages, reaching x = 10^{10} and confirming no violations of the bound |M(x)| < \sqrt{x}. These efforts, which took hundreds of hours on contemporary hardware like the CDC 7600, demonstrated the conjecture's resilience and highlighted the slow, oscillatory growth of M(x), consistent with expectations from the . The conjecture's alignment with heuristic arguments from the prime number theorem—predicting M(x) = o(\sqrt{x}) under the Riemann hypothesis—further bolstered confidence, as numerical data showed M(x) growing more slowly than \sqrt{x}. For instance, the largest observed value of |M(x)/\sqrt{x}| remained below 0.6 across these ranges, with a notable peak around 0.57 near x \approx 7.8 \times 10^9. This transition from manual tabulations to algorithmic computations on early machines not only expanded the verified domain but also filled theoretical gaps by providing empirical evidence where analytic proofs were lacking. Despite this support, some theoretical caution emerged. In 1942, A. E. Ingham analyzed the distribution of Riemann zeta function zeros and suggested that linear independence among their imaginary parts could imply large oscillations in M(x), potentially exceeding \sqrt{x} for sufficiently large x. However, without counterexamples in the available data, these concerns were largely overlooked, allowing the conjecture to persist as a seemingly robust statement.

The Conjecture

Statement

The Mertens conjecture states that the absolute value of the Mertens function M(x), which is the partial sum \sum_{n \leq x} \mu(n) where \mu denotes the Möbius function, satisfies |M(x)| < \sqrt{x} for all real numbers x > 1. This assertion draws motivation from the , which establishes that M(x)/x \to 0 as x \to \infty, indicating that M(x) grows slower than any positive power of x. Heuristically, the theorem suggests that M(x) oscillates around zero with an amplitude on the order of \sqrt{x}. Prior to the conjecture, Mertens established several theorems providing weaker upper bounds on M(x), such as |M(x)| < c \frac{x}{\log x} for some constant c > 0 and sufficiently large x, which fall short of the square-root barrier but align with the expected sublinear growth. These results underscore the conjecture's ambition to capture the precise scale of fluctuations in M(x). The conjecture appeared plausible in light of probabilistic models for the distribution of primes, in which \mu(n) mimics a random sign \pm 1 (or zero otherwise) for square-free integers n. Under such a model, the partial sums M(x) resemble a with approximately x steps of unit length, yielding a typical of \sqrt{x} to the .

Equivalent formulations

The Mertens conjecture, which posits that |M(x)| < \sqrt{x} for all x > 1 where M(x) is the , admits several equivalent formulations in . One such reformulation involves the partial sum of the reciprocals of the , given by \sum_{n \le x} \frac{\mu(n)}{n}, where \mu(n) is the . By partial summation, the conjecture is equivalent to the bound \left| \sum_{n \le x} \frac{\mu(n)}{n} \right| < \frac{c}{\sqrt{x}} for some absolute constant c > 0 and all sufficiently large x. This form highlights the conjecture's connection to the analytic behavior of the for 1/\zeta(s), as the partial sum provides a summatory bound on the coefficients of \sum \mu(n) n^{-s}. This equivalent sum is closely linked to Mertens' third theorem, which establishes the asymptotic \prod_{p \le x} \left(1 - \frac{1}{p}\right) \sim \frac{e^{-\gamma}}{\log x} as x \to \infty, where \gamma is the Euler-Mascheroni constant and the product is over primes p \le x. The partial sum \sum_{n \le x} \frac{\mu(n)}{n} approximates the Euler product up to a tail term involving numbers with largest prime factor \le x but n > x, and the conjecture's bound on this sum implies a refined error estimate in the product's approximation relative to the known asymptotic from Mertens' theorem. A further equivalent arises from the Dirichlet series representation 1/\zeta(s) = \sum_{n=1}^\infty \frac{\mu(n)}{n^s} for \Re(s) > 1. The summatory bound |M(x)| < \sqrt{x} corresponds to controlling the growth of this series near the pole of \zeta(s) at s=1. The conjecture also equates to refined bounds on the Chebyshev function \psi(x) = \sum_{p^k \le x} \log p, tied directly to M(x) via the relation \psi(x) = x + \sum_{m=1}^\infty \frac{M(x^{1/m})}{m} from Möbius inversion. Under the conjecture, this yields |\psi(x) - x| < c \sqrt{x} for some constant c > 0, improving upon the discrepancy in prime counting functions like \pi(x) - \mathrm{li}(x). If true, the Mertens conjecture would sharpen the error term in the beyond what follows from the , implying |\pi(x) - \mathrm{li}(x)| = O(\sqrt{x}) rather than the conditional O(\sqrt{x} \log x).

Disproof

Theoretical proof of falsehood

In 1985, Andrew M. Odlyzko and Herman J. J. te Riele provided the first theoretical disproof of the Mertens conjecture through an analytic method that demonstrated the conjecture's bound is violated infinitely often. Their approach relied on a non-constructive argument, establishing the existence of violations without identifying specific counterexamples. The proof begins with a discretization of the explicit formula for the Mertens function M(x), which expresses M(x) in terms of the non-trivial zeros of the \zeta(s). This formula allows M(x) to be approximated at certain points using sums over the ordinates of the zeta zeros. Specifically, the analysis focuses on Gram points, which are values of t where the spacing between consecutive zeta zeros is approximately \pi, enabling a structured evaluation of zeta function values at these points. To uncover inconsistencies with the conjecture, Odlyzko and te Riele applied the Lenstra–Lenstra–Lovász () lattice basis reduction to detect linear dependencies among the values of \zeta(s) at these Gram points. The identifies short vectors in a constructed from these zeta values, revealing non-trivial linear relations that imply large oscillations in M(x). These dependencies lead to contradictions with the conjectured bound |M(x)| < \sqrt{x} for sufficiently large x. The central result is that \liminf_{x \to \infty} \frac{M(x)}{\sqrt{x}} < -1.009, \quad \limsup_{x \to \infty} \frac{M(x)}{\sqrt{x}} > 1.06, showing that the ratio exceeds 1 in infinitely often, thus falsifying the Mertens conjecture. The specific numerical bounds are derived using computations of the first non-trivial zeros of the , which lie on the critical line, ensuring the disproof's analytic rigor without requiring explicit computations for individual x.

Search for counterexamples

Following the theoretical disproof of the Mertens conjecture in 1985, computational searches began to identify explicit counterexamples by evaluating the M(x) at increasingly large values of x. In the late and early 1990s, H. J. J. te Riele and collaborators performed extensive calculations up to x = 10^{14}, revealing that the maximum value of |M(x)/\sqrt{x}| reached approximately 0.571, with no instances where |M(x)| \geq \sqrt{x}. Advancements in the and pushed these computations further. In 2006, Tadej Kotnik and Herman te Riele refined earlier estimates using additional zeros, confirming no s up to around $10^{13} while improving theoretical bounds on the location of violations. By 2014, Yannick Saouter and te Riele extended numerical experiments, establishing a lower bound for the smallest exceeding \exp(1.004 \times 10^{33}) through optimized techniques. In 2016, Greg Hurst computed M(x) exhaustively for all x \leq 10^{16}, recording extrema and zeros; the maximum |M(x)/\sqrt{x}| remained below 1 (peaking at approximately 0.571), though theoretical oscillations suggested growth toward amplitudes exceeding 1.83 in magnitude for larger x. For instance, a 2011 estimate around x \approx 1.16 \times 10^{19} indicated M(x)/\sqrt{x} \approx -0.586, still within the conjecture's bound but highlighting increasing fluctuations. As of November 2025, the smallest is known to exceed $10^{16}, based on exhaustive verifications up to that point. In 2025, Seungki Kim and Phong Q. Nguyen applied advanced lattice basis reduction algorithms to derive a tighter upper bound of \exp(1.96 \times 10^{19}) for the smallest such x, significantly narrowing the search interval from prior estimates like \exp(1.59 \times 10^{40}). These efforts underscore the challenges of direct computation: evaluating M(x) requires growing roughly as O(x^{2/3}) or worse for large x, rendering exhaustive checks beyond $10^{16} infeasible with current hardware, and no explicit has been found due to the immense scale involved.

Implications and Further Research

Relation to the Riemann hypothesis

The connection between the Mertens conjecture and the (RH) dates back to 1885, when claimed in a letter to Charles Hermite that he had proved the conjecture, thereby implying the truth of the RH; however, Stieltjes never published the details of his purported proof. This early linkage highlighted the deep ties between the distribution of the and the locations of the non-trivial zeros of the , as the Mertens function M(x) encodes information about those zeros through its explicit formula involving sums over them. The Mertens conjecture is strictly stronger than the RH. Specifically, the RH is equivalent to the asymptotic bound M(x) = O(x^{1/2 + \epsilon}) for every \epsilon > 0, reflecting controlled growth tied to the critical line of zeta zeros. In contrast, the conjecture demands the uniform bound |M(x)| < \sqrt{x} for all x > 1, without the flexibility of an \epsilon term, which would force even tighter control on the oscillations of M(x). Unconditionally, J. E. Littlewood established in 1914 that \limsup_{x \to \infty} \frac{|M(x)| \log x}{\sqrt{x} \log \log \log x} > 0, demonstrating that |M(x)| exceeds \sqrt{x} by at least a factor involving iterated logarithms infinitely often. Assuming the , this bound sharpens significantly to M(x) = O(\sqrt{x} (\log x)^2), providing a more precise estimate on the growth while still allowing for logarithmic fluctuations. The 1985 disproof of the Mertens conjecture has no bearing on the validity of the RH, since the latter permits error terms in M(x) that are large enough to accommodate the known counterexamples without violating the hypothesis on zeta zeros. These counterexamples arise precisely in regions where the RH allows for amplified oscillations in the explicit formula for M(x), underscoring that the conjecture overreached beyond what the RH alone guarantees.

Current bounds and developments

The disproof of the Mertens conjecture by Odlyzko and te Riele in 1985 established that \liminf_{x \to \infty} M(x)/\sqrt{x} < -1.009 and \limsup_{x \to \infty} M(x)/\sqrt{x} > 1.06, showing that |M(x)/\sqrt{x}| exceeds 1 infinitely often. These bounds were significantly refined in 2016 by Hurst through extensive computations involving the non-trivial zeros of the , yielding \liminf_{x \to \infty} M(x)/\sqrt{x} < -1.837625 and \limsup_{x \to \infty} M(x)/\sqrt{x} > 1.826054. Such improvements rely on high-precision evaluations of zeta zeros, which also contribute to narrowing zero-free regions for the zeta function and advancing understanding of its distribution properties. Unconditional explicit upper bounds for |M(x)| have been derived using zero-free regions from the Korobov-Vinogradov method, which provides subexponential growth estimates of the form |M(x)| \ll x \exp\left( -c (\log x)^{3/5} (\log \log x)^{-1/5} \right) for some constant c > 0. A more explicit variant, incorporating short sums over zeta zeros, establishes |M(x)| < 0.4188 x \exp\left( -0.1148 \sqrt{\log x} \right) for x \geq e^{363}, improving upon classical estimates and facilitating applications in . Ongoing research focuses on locating the smallest counterexample to the conjecture, with recent advances using basis reduction algorithms to bound it below \exp(1.96 \times 10^{19}) as of February 2025. Computational efforts, leveraging modern hardware for evaluating M(x) at extreme scales, continue to probe these regions without yielding an explicit . These developments have implications for , where bounds on M(x) refine estimates for prime distributions, and for , as insights into zeta zero spacings inform algorithms reliant on prime factorization, such as those exploiting zeta function properties. Key gaps persist in determining the exact growth rate of \max_{x \leq N} |M(x)/\sqrt{x}| as N \to \infty, with current bounds suggesting oscillatory behavior tied to zeta zero densities but lacking precise asymptotic form. Potential connections to other conjectures, such as the infinitude of twin primes via shared dependencies on prime gaps and the , remain areas of active exploration.

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