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Algebraic integer

In , particularly in , an algebraic integer is a that is a of a with coefficients. This means there exists a of the form x^n + a_{n-1}x^{n-1} + \cdots + a_1 x + a_0 = 0, where n \geq 1, the leading coefficient is 1, and all a_i are s, such that the satisfies the equation. Unlike general algebraic numbers, which are roots of polynomials with rational coefficients, algebraic integers are characterized by this integrality condition, generalizing the ordinary integers \mathbb{Z}. The set of all algebraic integers, often denoted \overline{\mathbb{Z}}, forms a of the complex numbers under addition and multiplication, meaning it is closed under these operations and contains additive inverses. Notable examples include all rational integers, such as $3(root ofx - 3 = 0), quadratic irrationals like \sqrt{2}(root ofx^2 - 2 = 0) and i(root ofx^2 + 1 = 0), roots of unity, and the [golden ratio](/page/Golden_ratio) \frac{1 + \sqrt{5}}{2}(root ofx^2 - x - 1 = 0).[4][5] More generally, nth roots of integers, such as \sqrt{5}$, qualify as algebraic integers. Within a number field K, a finite extension of the rationals \mathbb{Q}, the algebraic integers of K form the ring of integers \mathcal{O}_K, which is the maximal integrally closed subring of K containing \mathbb{Z}. For instance, in the Gaussian rationals \mathbb{Q}(i), the ring of integers is \mathbb{Z} = \{a + bi \mid a, b \in \mathbb{Z}\}. These rings play a central role in studying unique , ideal theory, and arithmetic properties beyond the rationals, often exhibiting behaviors like unique factorization in Dedekind domains. The concept of algebraic integers was formalized by in the 1870s as part of his foundational work in , particularly in his 1871 supplement to Dirichlet's Vorlesungen über Zahlentheorie and his 1882 paper Über die Begründung der idealen Theorie der höheren algebraischen Zahlkörper. 's development of ideals resolved failures of unique factorization in rings like \mathbb{Z}[\sqrt{-5}], paving the way for modern and .

Definitions

Formal Definition

An algebraic integer is a complex number \alpha that satisfies f(\alpha) = 0 for some monic polynomial f(x) \in \mathbb{Z}, meaning there exists a polynomial of the form f(x) = x^n + a_{n-1} x^{n-1} + \cdots + a_1 x + a_0 with a_i \in \mathbb{Z} for all i = 0, \dots, n-1 and n \geq 1. A monic polynomial is one whose leading coefficient (the coefficient of the highest-degree term) is $1, which ensures that the roots are "integral" in a sense analogous to the ordinary integers \mathbb{Z}being roots of monic polynomials likex - kfork \in \mathbb{Z}. The requirement for integer coefficients arises from the desire to generalize the ring structure of \mathbb{Z}$ to algebraic extensions, preserving properties such as closure under addition and multiplication. This definition distinguishes algebraic integers from the broader class of s, which are complex numbers that are s of non-zero s with rational coefficients (not necessarily monic or with integer coefficients). For instance, \frac{1}{2} is an algebraic number as a of $2x - 1 = 0, but it is not an algebraic integer. Equivalently, \alpha is an algebraic integer its minimal polynomial over \mathbb{Q}—the monic of least degree in \mathbb{Q} having \alpha as a —lies in \mathbb{Z}, meaning it has coefficients.

Equivalent Characterizations

An element \alpha in a ring extension A \subset B is said to be integral over A if there exists a monic polynomial f(x) \in A such that f(\alpha) = 0. This general notion of integrality captures the idea of "integer-like" behavior in more abstract settings, where the coefficients lie in the base ring A. Algebraic integers are precisely the complex numbers that are integral over \mathbb{Z}. A key equivalent characterization arises from module theory: \alpha \in \mathbb{C} is an algebraic integer if and only if the ring \mathbb{Z}[\alpha] is a finitely generated \mathbb{Z}-module. This means there exist finitely many elements \beta_1, \dots, \beta_k \in \mathbb{Z}[\alpha] such that every element of \mathbb{Z}[\alpha] can be expressed as an integer linear combination \sum m_i \beta_i with m_i \in \mathbb{Z}. The equivalence holds because the existence of a monic polynomial in \mathbb{Z} with root \alpha implies that powers of \alpha satisfy a linear relation over \mathbb{Z}, bounding the module's generators; conversely, finite generation allows construction of such a polynomial via the Cayley-Hamilton theorem applied to the multiplication-by-\alpha map. In the context of algebraic number fields, the algebraic integers coincide with the integral closure of \mathbb{Z} in the field. Specifically, for an algebraic number field K (a finite extension of \mathbb{Q}), the algebraic integers in K are exactly those elements of K that are over \mathbb{Z}. This closure forms a , denoted \mathcal{O}_K, which plays a central role in the arithmetic of K. For quadratic fields K = \mathbb{Q}(\sqrt{d}) where d is a square-free integer not equal to 0 or 1, an explicit criterion determines which elements are algebraic integers. Consider an element \alpha = \frac{a + \sqrt{d}}{b} with a, b \in \mathbb{Z}, b \neq 0. The minimal polynomial of \alpha over \mathbb{Q} is derived from its conjugates: the other root is \frac{a - \sqrt{d}}{b}, so \left( x - \frac{a + \sqrt{d}}{b} \right) \left( x - \frac{a - \sqrt{d}}{b} \right) = x^2 - \frac{2a}{b} x + \frac{a^2 - d}{b^2} = 0. Multiplying through by b^2 yields the polynomial b^2 x^2 - 2 a b x + (a^2 - d) \in \mathbb{Z}. For \alpha to be an algebraic integer, this polynomial must be monic after normalization, requiring the coefficients of the monic form x^2 - \frac{2a}{b} x + \frac{a^2 - d}{b^2} to lie in \mathbb{Z}. Thus, \frac{2a}{b} \in \mathbb{Z} (so b divides $2a) and \frac{a^2 - d}{b^2} \in \mathbb{Z} (so b^2 divides a^2 - d). This criterion allows direct verification without computing the full ring of integers, which is \mathbb{Z}[\sqrt{d}] if d \equiv 2, 3 \pmod{4} and \mathbb{Z}\left[\frac{1 + \sqrt{d}}{2}\right] if d \equiv 1 \pmod{4}.

Examples

Elementary Examples

The rational integers, that is, all elements of \mathbb{Z}, are algebraic integers, as each integer n satisfies the monic polynomial x - n = 0 with integer coefficients. Simple examples of algebraic integers beyond the rationals include quadratic algebraic integers such as \sqrt{2}, which is a root of the monic polynomial x^2 - 2 = 0; i, the imaginary unit, which satisfies x^2 + 1 = 0; and the golden ratio \phi = \frac{1 + \sqrt{5}}{2}, which is a root of x^2 - x - 1 = 0. The real cube root of 5, denoted \sqrt{{grok:render&&&type=render_inline_citation&&&citation_id=3&&&citation_type=wikipedia}}{5}, is also an algebraic integer, as it satisfies the monic polynomial x^3 - 5 = 0 with integer coefficients. In each case, the minimal polynomial is monic with integer coefficients, confirming their integrality. Not every algebraic number is an algebraic integer; for instance, \frac{1}{2} is an as a of $2x - 1 = 0, but it fails to be an algebraic integer because no with coefficients has \frac{1}{2} as a —its minimal over \mathbb{Q} is not monic when cleared of denominators.

Examples from Number Fields

In the quadratic number field \mathbb{Q}(i), the ring of algebraic integers is the Gaussian integers \mathbb{Z} = \{a + bi \mid a, b \in \mathbb{Z}\}, where i = \sqrt{-1}. These elements satisfy monic polynomials with coefficients, such as a + bi being a of (x - a)^2 + b^2 = 0. A notable example is $1 + i, which has norm N(1 + i) = 1^2 + 1^2 = 2 and is a in \mathbb{Z} up to units, as its norm is a prime in \mathbb{Z}. In the \mathbb{Q}(\omega), where \omega = e^{2\pi i / 3} = -\frac{1}{2} + i \frac{\sqrt{3}}{2} is a of unity satisfying \omega^2 + \omega + 1 = 0, the ring of algebraic integers is the \mathbb{Z}[\omega] = \{a + b\omega \mid a, b \in \mathbb{Z}\}. This ring consists of elements integral over \mathbb{Z}, forming a under the N(a + b\omega) = a^2 - ab + b^2. For a general quadratic number field \mathbb{Q}(\sqrt{d}) with d < 0 or d > 0 square-free and not equal to 1, the ring of integers depends on the congruence class of d modulo 4. If d \equiv 2, 3 \pmod{4}, the ring is \mathbb{Z}[\sqrt{d}] = \{a + b\sqrt{d} \mid a, b \in \mathbb{Z}\}; if d \equiv 1 \pmod{4}, it is \mathbb{Z}\left[\frac{1 + \sqrt{d}}{2}\right] = \left\{a + b \frac{1 + \sqrt{d}}{2} \mid a, b \in \mathbb{Z}\right\}. As a specific example, in \mathbb{Q}(\sqrt{5}) where $5 \equiv 1 \pmod{4}, the ring of integers is \mathbb{Z}\left[\frac{1 + \sqrt{5}}{2}\right], generated by the golden ratio \phi = \frac{1 + \sqrt{5}}{2}, which satisfies the monic equation x^2 - x - 1 = 0. In the nth \mathbb{Q}(\zeta_n), generated by a primitive nth \zeta_n = e^{2\pi i / n} satisfying the nth \Phi_n(x) = 0, the of algebraic integers is \mathbb{Z}[\zeta_n], the smallest containing \mathbb{Z} and \zeta_n. This has \mathbb{Z}-basis \{1, \zeta_n, \zeta_n^2, \dots, \zeta_n^{\phi(n)-1}\}, where \phi is , and it is the full integral closure of \mathbb{Z} in \mathbb{Q}(\zeta_n).

Ring Extensions

Finite Generation

A fundamental property of algebraic integers is that adjoining a single such element to the integers yields a finitely generated over \mathbb{Z}. Specifically, if \alpha is an algebraic integer of n, then the \mathbb{Z}[\alpha] is finitely generated as a \mathbb{Z}- with basis \{1, \alpha, \dots, \alpha^{n-1}\}. This follows from the fact that \alpha satisfies a monic minimal polynomial of n with integer coefficients, allowing higher powers of \alpha to be expressed linearly in terms of the basis elements using integer coefficients. This finite generation extends naturally to rings generated by finitely many algebraic integers. If \alpha_1, \dots, \alpha_k are algebraic integers, then the \mathbb{Z}[\alpha_1, \dots, \alpha_k] is finitely generated as a \mathbb{Z}-module, as it can be constructed inductively: adjoining each \alpha_i to the previously generated preserves finite generation since each step adds a finitely generated submodule. For instance, \mathbb{Z}[\alpha, \beta] is finitely generated for algebraic integers \alpha and \beta, and subrings like \mathbb{Z}[\alpha + \beta] or \mathbb{Z}[\alpha \beta] inherit this property as submodules. This finite generation property is a cornerstone of , influencing later results such as Hilbert's basis theorem on Noetherian rings and Noether's normalization lemma for finite extensions of rings. It underscores the module-finiteness inherent in integral extensions over \mathbb{Z}, distinguishing algebraic from more general . In contrast, adjoining a non-integral algebraic number like $1/2 to \mathbb{Z} produces \mathbb{Z}[1/2], which is not finitely generated as a \mathbb{Z}-; elements such as $1/2^k for k \geq 0 require infinitely many generators. This highlights the role of the monic condition in ensuring finite generation.

Integral Extensions

In commutative algebra, a ring extension A \subseteq B is called an integral extension if every element b \in B is integral over A, meaning that b satisfies a monic polynomial equation with coefficients in A. Specifically, there exist n \geq 1 and a_0, a_1, \dots, a_{n-1} \in A such that b^n + a_{n-1} b^{n-1} + \cdots + a_1 b + a_0 = 0. This notion generalizes the concept of algebraic integers, where elements integral over \mathbb{Z} are precisely the algebraic integers. Integral extensions exhibit several key properties that facilitate their study in and beyond. First, integrality is transitive: if C/B and B/A are integral extensions, then C/A is integral. Second, if A is Noetherian and B is integral over A, then B is finitely generated as an A-. These properties ensure that integral extensions behave well under composition and maintain finite structure when starting from Noetherian base rings like \mathbb{Z}. A fundamental example arises in the context of algebraic integers: if \alpha is an algebraic integer, then the ring extension \mathbb{Z} \subseteq \mathbb{Z}[\alpha] is , as every element of \mathbb{Z}[\alpha] is a in \alpha with integer coefficients and thus satisfies a monic over \mathbb{Z} via the minimal of \alpha. More generally, adjoining multiple algebraic integers yields extensions of \mathbb{Z}. The lying-over theorem provides a crucial connection between the prime ideals of A and B in an integral extension A \subseteq B: for every prime ideal \mathfrak{p} of A, there exists a prime ideal \mathfrak{q} of B such that \mathfrak{q} \cap A = \mathfrak{p}. This theorem implies that primes in the base ring "lift" to primes in the extension, preserving the spectrum in a controlled way. In the special case where A is a (such as the ring of integers of a number field), the lying-over theorem, combined with other properties like going-up and going-down, ensures unique factorization of ideals into primes, underpinning the arithmetic of algebraic number fields. The modern theory of integral extensions traces its origins to Richard Dedekind's foundational work in the 1871 supplements to Dirichlet's Vorlesungen über Zahlentheorie, where he first rigorously defined integral elements in algebraic number fields using monic polynomials and developed the associated -theoretic framework to resolve issues in ideal factorization.

Ring Structure

The Ring of All Algebraic Integers

The ring of all algebraic integers, denoted \overline{\mathbb{Z}}, comprises all elements of the \overline{\mathbb{Q}} of the rational numbers \mathbb{Q} that are roots of monic polynomials with coefficients in \mathbb{Z}. This ring arises as the of the rings of integers \mathcal{O}_K over all finite extensions K/\mathbb{Q}, ordered by inclusion, with transition maps given by the natural embeddings. Every algebraic integer lies in \mathcal{O}_K for some number field K containing its minimal field of definition, allowing it to embed into the corresponding . \overline{\mathbb{Z}} is integrally closed in \overline{\mathbb{Q}}, serving as the maximal extension of \mathbb{Z} within the algebraic numbers. As a , it possesses the Bézout property: every finitely generated is . However, \overline{\mathbb{Z}} is not a principal ideal domain, as it is not Noetherian, owing to the existence of infinite strictly ascending chains of ideals. In arithmetic geometry, \overline{\mathbb{Z}} facilitates the study of universal arithmetic structures, such as local-global principles for solving Diophantine equations over , extending classical Hasse principles beyond individual number fields.

Integral Closure in Fields

In algebraic number theory, for a number field K / \mathbb{Q} of degree n = [K : \mathbb{Q}], the ring of integers \mathcal{O}_K is defined as the integral closure of \mathbb{Z} in K, consisting precisely of those elements \alpha \in K that are integral over \mathbb{Z}. This means \alpha satisfies a with coefficients in \mathbb{Z}. As a subring of K, \mathcal{O}_K contains \mathbb{Z} and is contained in K, serving as the maximal order in K with respect to integrality over \mathbb{Z}. Computing \mathcal{O}_K explicitly depends on the structure of K. For quadratic fields K = \mathbb{Q}(\sqrt{d}) with d a square-free integer not equal to 0 or 1, the ring \mathcal{O}_K takes an explicit form: it is \mathbb{Z}[\sqrt{d}] when d \equiv 2 or $3 \pmod{4}, and \mathbb{Z}\left[ \frac{1 + \sqrt{d}}{2} \right] when d \equiv 1 \pmod{4}. In cubic fields, computation typically begins with a primitive element \alpha whose minimal polynomial over \mathbb{Q} is known; one then determines if \mathbb{Z}[\alpha] equals \mathcal{O}_K by calculating the index [\mathcal{O}_K : \mathbb{Z}[\alpha]] using discriminant formulas derived from the polynomial, adjusting the basis if the index exceeds 1 to include additional integral elements. For higher-degree fields, advanced algorithms such as the Round 2 method, originally developed by Zassenhaus, systematically find an integral basis by iteratively testing potential integral elements and refining modules over \mathbb{Z}. Key structural properties follow from this definition. The ring \mathcal{O}_K is a finitely generated \mathbb{Z}-module of rank n, admitting a \mathbb{Z}-basis known as an . Moreover, \mathcal{O}_K is a , meaning it is an integrally closed Noetherian domain of dimension 1. The integral closure of \mathbb{Z} in K is unique as a subring, and more generally, in algebraic field extensions, the integral closure of an integrally closed like \mathbb{Z} is unique up to isomorphism over the base.

Properties

Basic Arithmetic Properties

Algebraic integers form a under the usual and of complex numbers. Specifically, the and product of any two algebraic integers are themselves algebraic integers. To see this, suppose \alpha and \beta are algebraic integers satisfying monic polynomials of degrees m and n with integer coefficients, respectively. Consider the \mathbb{Z}- M = \mathbb{Z}[\alpha, \beta], which is finitely generated by the basis \{1, \alpha, \dots, \alpha^{m-1}, \beta, \alpha\beta, \dots, \alpha^{m-1}\beta^{n-1}\}. For z = \alpha + \beta or z = \alpha\beta, multiplication by z maps M into itself, implying z is an algebraic by the characterization that algebraic integers are precisely the elements for which \mathbb{Z} is a finitely generated \mathbb{Z}-. In a number field K, the norm and trace of an algebraic integer \alpha \in K take integer values. Let \sigma_1, \dots, \sigma_n be the embeddings of K into \mathbb{C}, where n = [K : \mathbb{Q}]. The trace \operatorname{Tr}_{K/\mathbb{Q}}(\alpha) = \sum_{i=1}^n \sigma_i(\alpha) and the norm N_{K/\mathbb{Q}}(\alpha) = \prod_{i=1}^n \sigma_i(\alpha) are both integers, as they are the negative of the coefficient of x^{n-1} and (-1)^n times the constant term in the monic minimal polynomial of \alpha over \mathbb{Q}, respectively, which has integer coefficients since \alpha is an algebraic integer. These maps are additive for the trace and multiplicative for the norm, providing key tools for studying arithmetic in K. The units in the \mathcal{O}_K of a number field K consist of elements with multiplicative inverses also in \mathcal{O}_K. By , the unit group \mathcal{O}_K^\times is finitely generated of rank r_1 + r_2 - 1, where r_1 is the number of real embeddings of K and $2r_2 is the number of embeddings, and it takes the form \mu_K \times \mathbb{Z}^{r_1 + r_2 - 1}, with \mu_K the finite group of of unity in K. This structure arises from the logarithmic embedding of units into \mathbb{R}^{r_1 + r_2}, whose image is a of full rank in a , reflecting the as the volume of the fundamental domain. The of the \overline{\mathbb{Q}} over \mathbb{Q} acts on the of all by sending each element to its conjugates, preserving the structure. Any \sigma \in \mathrm{Gal}(\overline{\mathbb{Q}}/\mathbb{Q}) maps an algebraic integer \alpha, root of a with coefficients, to \sigma(\alpha), which satisfies the same since coefficients are fixed by \sigma, hence is also an algebraic integer. This is a , maintaining addition and multiplication.

Discriminants and Ideals

In the \mathcal{O}_K of a number field K of n over \mathbb{Q}, the is a fundamental defined relative to an integral basis \{\omega_1, \dots, \omega_n\} as \operatorname{disc}(\mathcal{O}_K) = \det\left( \operatorname{Tr}_{K/\mathbb{Q}}(\omega_i \omega_j) \right), where \operatorname{Tr}_{K/\mathbb{Q}} denotes the field ; this is an independent of the choice of basis. The absolute value of the provides a measure of the ramification of prime ideals in \mathcal{O}_K, with smaller discriminants often corresponding to less ramified extensions and simpler arithmetic structure. Rings of algebraic integers \mathcal{O}_K are Dedekind domains, in which every nonzero ideal factors uniquely as a product of prime ideals, restoring a form of unique factorization at the ideal level despite potential failures for individual elements. This ideal factorization theorem underpins much of , enabling the study of arithmetic via ideals rather than elements alone. The ideal class group \mathrm{Cl}_K of \mathcal{O}_K is the quotient of the group of fractional ideals by the subgroup of principal ideals, measuring the deviation from \mathcal{O}_K being a (PID); its order, the class number h_K = |\mathrm{Cl}_K|, is finite. Finiteness follows from Minkowski's , which guarantees that every ideal class contains an integral ideal of norm at most the Minkowski bound M_K = \frac{n!}{n^n} \left( \frac{4}{\pi} \right)^{r_2} |\operatorname{disc}(K)|^{1/2}, where r_2 is the number of pairs in the embeddings of K; thus, h_K divides the number of ideals of norm up to M_K, yielding an explicit though crude upper bound like h_K < C \cdot |\operatorname{disc}(K)|^{1/2 + \epsilon} for suitable constants C, \epsilon > 0. When h_K = 1, \mathcal{O}_K is a PID; notable examples include the Gaussian integers \mathbb{Z} for K = \mathbb{Q}(i) and the \mathbb{Z}[\omega] for K = \mathbb{Q}(\omega) with \omega = e^{2\pi i / 3}, both of which admit Euclidean algorithms ensuring unique factorization. Recent advances in computational have refined bounds and algorithms for class numbers, particularly for quadratic fields. For instance, explicit upper bounds on h_K for real quadratic fields \mathbb{Q}(\sqrt{d}) with large fundamental units have been derived using estimates on L-functions and squarefree values, improving on classical limits for d up to $10^{12} or more via optimized sieving and modular methods. These developments, building on software like PARI/GP and , enable efficient computation of class groups for fields with discriminants exceeding $10^{20}, facilitating searches for fields with small class numbers.

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