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Subring

In ring theory, a subring of a ring R is a nonempty subset S \subseteq R that is closed under the addition and multiplication operations inherited from R, contains the additive identity $0 of R, and is closed under additive inverses, thereby forming a ring itself under these operations. A standard test for verifying a subset S is a subring requires showing that S is nonempty, closed under subtraction (which ensures closure under addition and additive inverses), and closed under multiplication. Definitions of subrings vary slightly across mathematical , particularly regarding the multiplicative . In contexts emphasizing rings with (multiplicative $1), such as , subrings are often required to contain the same $1 as R, ensuring compatibility with units and ring homomorphisms. However, in more general treatments of , subrings need not include $1_R; for instance, the even integers $2\mathbb{Z} form a subring of the integers \mathbb{Z} despite lacking $1. This distinction arises from historical developments in , where early definitions sometimes omitted to accommodate structures like ideals, but modern standards often prioritize shared for consistency. Subrings play a central role in algebraic structures, facilitating the study of ring extensions, quotients, and homomorphisms; for example, the integers \mathbb{Z} are a subring of the rational numbers \mathbb{Q}, which in turn is a subring of the real numbers \mathbb{R}. They also relate closely to ideals, which are subrings that absorb multiplication by elements of the parent ring, enabling constructions like quotient rings essential in fields such as number theory and algebraic geometry.

Definition and Variations

Formal Definition

In , a subring of a ring is formally defined as follows. Let (R, +, \cdot) be a ring, where + denotes and \cdot denotes . A subset S \subseteq R is a subring of R, denoted (S, +|_S, \cdot|_S), if S is closed under the operations of R restricted to S (i.e., for all a, b \in S, a + b \in S and a \cdot b \in S), S contains the additive identity $0_R of R, and S is closed under additive inverses (i.e., for all s \in S, -s \in S). To verify that a S of a R is a subring, it suffices to confirm three conditions: closure under and as defined above, inclusion of the $0_R \in S, and closure under additive inverses for every element in S. Equivalently, it suffices to check that Scontains0_R, is closed under [subtraction](/page/Subtraction), and closed under [multiplication](/page/Multiplication)./08%3A_An_Introduction_to_Rings/8.01%3A_Definitions_and_Examples) These criteria ensure that S$ forms a under the induced operations without requiring a multiplicative , though variations incorporating are considered separately. The concept of a subring was introduced by in in his work on ideals. It was further developed in the early 20th-century axiomatic pioneered by through her axiomatic approach to ideals and rings in the 1920s, with formalization appearing in foundational texts by .

Unital and Non-Unital Subrings

In , the definition of a subring can vary depending on whether the multiplicative of the parent is required to be included. A unital subring S of a ring R with $1_R is a that forms a under the induced operations and contains $1_R, satisfying s \cdot 1_R = 1_R \cdot s = s for all s \in S. This ensures S shares the same unit as R, preserving the unital structure. Similarly, in texts emphasizing rings with , subrings are defined to include this element explicitly. In contrast, a non-unital subring (sometimes termed a rng subring, reflecting the absence of a required ) omits this condition, requiring only that S be closed under addition and multiplication, contain the $0_R, and be closed under additive inverses, forming an abelian under addition without necessarily including $1_R. This variation aligns with definitions of rings (or rngs) that do not mandate a multiplicative . The choice of definition has significant implications for ring structures and mappings. In unital rings, where homomorphisms are required to map $1_R to $1_S, unital subrings maintain compatibility with these maps, as the image of a unital ring under such a homomorphism remains unital. Non-unital subrings, however, allow for a wider array of subsets to qualify, such as ideals that lack the identity, but may not preserve homomorphism properties in unital contexts. For instance, the set $2\mathbb{Z} of even integers is a non-unital subring of \mathbb{Z} under standard addition and multiplication, as it is closed under these operations and forms an additive subgroup, but it excludes $1 and thus fails the unital criterion. Contemporary algebra literature predominantly favors the unital subring convention, particularly in , to align with the standard assumption that rings possess a multiplicative and homomorphisms preserve it; seminal texts like Atiyah and Macdonald's Introduction to Commutative Algebra exemplify this approach. Earlier works, such as Herstein's Topics in Algebra, reflect a more permissive stance consistent with non-unital rings, though even there, unital cases are often highlighted when identities exist. This shift underscores the evolution toward unital structures in modern research for consistency in areas like and module theory.

Examples

Elementary Examples

The \mathbb{Z} is a subring of the field of rational numbers \mathbb{Q}. and in \mathbb{Q} restrict to those in \mathbb{Z}, as the sum and product of any two s are s. The $0 and multiplicative identity $1 of \mathbb{Q} both belong to \mathbb{Z}, and for every n \in \mathbb{Z}, its -n is also in \mathbb{Z}. The set of even integers $2\mathbb{Z} = \{ 2n \mid n \in \mathbb{Z} \} forms a non-unital subring of \mathbb{Z}. It is closed under , since the sum of two even integers is even, and under , as the product of two even integers is even. The zero element $0 is included, and additive inverses exist, with -(2n) = 2(-n) even for each $2n \in 2\mathbb{Z}, but it lacks the multiplicative identity $1 of \mathbb{Z}. The set of $2 \times 2 upper triangular matrices over the real numbers \mathbb{R}, consisting of matrices of the form \begin{pmatrix} a & b \\ 0 & c \end{pmatrix} with a, b, c \in \mathbb{R}, is a unital subring of the matrix ring M_2(\mathbb{R}). Closure under addition holds because the sum of two such matrices has zeros below the diagonal. For multiplication, the product \begin{pmatrix} a_1 & b_1 \\ 0 & c_1 \end{pmatrix} \begin{pmatrix} a_2 & b_2 \\ 0 & c_2 \end{pmatrix} = \begin{pmatrix} a_1 a_2 & a_1 b_2 + b_1 c_2 \\ 0 & c_1 c_2 \end{pmatrix} is also upper triangular. The zero matrix and identity matrix \begin{pmatrix} 1 & 0 \\ 0 & 1 \end{pmatrix} are upper triangular, and additive inverses preserve the form. In the polynomial ring \mathbb{R}, the set of constant polynomials \mathbb{R}^0 = \{ f(x) = a \mid a \in \mathbb{R} \} forms a unital subring isomorphic to \mathbb{R}. Addition of constants yields a constant, as does their multiplication, which is just the product in \mathbb{R}. The zero polynomial and constant polynomial $1 serve as the identities, and the additive inverse of a constant a is -a, also constant.

Non-Trivial Examples

In non-commutative ring theory, the real numbers \mathbb{R} form a subring of the quaternion algebra \mathbb{H}, where \mathbb{H} consists of elements a + bi + cj + dk with a, b, c, d \in \mathbb{R} and the standard quaternion multiplication rules ensuring closure under addition and multiplication for scalar elements from \mathbb{R}. This embedding highlights how commutative subrings can reside within non-commutative structures while preserving ring operations. In the polynomial ring \mathbb{Z}, the principal ideal (x) generated by x comprises all polynomials with integer coefficients and zero constant term, forming a non-unital subring closed under addition and multiplication since the product of any two such polynomials again has no constant term. This example illustrates how ideals in integral domains often yield proper subrings without the multiplicative identity of the parent ring. The ring of all real-valued functions on the interval [0,1], denoted \mathbb{R}^{[0,1]}, equipped with pointwise addition and multiplication, contains the continuous functions C[0,1] as a unital subring, as sums and products of continuous functions remain continuous. This infinite-dimensional case demonstrates subrings arising from topological constraints within larger function rings. In group ring constructions, the integral group ring \mathbb{Z}G for a group G is generated as a subring by the group elements \{g \mid g \in G\} within the larger rational group algebra \mathbb{Q}G, where formal sums \sum n_g g with n_g \in \mathbb{Z} are closed under the induced operations. A to subring criteria is the set \mathbb{Q}^+ of positive rational numbers within \mathbb{Q}, which fails to be a subring because it is not closed under additive inverses, as the negative of any positive rational lies outside \mathbb{Q}^+.

Generation of Subrings

Subring Generated by a Set

In , for a ring R and a subset S \subseteq R, the subring generated by S, denoted \langle S \rangle, is defined as the intersection of all subrings of R that contain S. This construction ensures that \langle S \rangle is itself a subring, as the intersection of subrings is a subring, and it contains S by definition. Depending on the convention for subrings (as discussed in the article introduction), the generated subring may or may not be required to contain the multiplicative $1_R if [R](/page/R) is unital. In conventions where subrings share the identity, \langle S \rangle includes $1_R; otherwise, it may not. In a unital R, under the unital subring convention, \langle S \rangle consists of all linear combinations of finite products of elements from S (including the empty as 1). For commutative unital rings, this is the evaluation of polynomials in S with coefficients. For non-unital rings or non-unital conventions, the construction excludes the identity and forms the smallest subring containing S without it. An algorithmic perspective on generating \langle S \rangle involves starting with the set S and iteratively adjoining additive inverses (i.e., -s for each s \in S), sums of existing elements, and products of existing elements until closure under these operations is achieved; this process yields the desired subring in finitely many steps for any finite S. The subring \langle S \rangle is unique, as it is the minimal subring containing S with respect to , guaranteed by the intersection property.

Properties of Generated Subrings

The subring generated by a set S in a R is well-defined as the smallest subring containing S, because the arbitrary of all subrings of R that contain S is itself a subring. This intersection property ensures that the generated subring exists and is unique. Unlike intersections, the of subrings is not necessarily a subring. For example, in the ring \mathbb{Z} of integers, both $2\mathbb{Z} (even integers) and $3\mathbb{Z} (multiples of 3) are subrings, but their union contains $2 and $3 yet not $2 + 3 = 5, violating under . Even if the generating set S is finite, the subring \langle S \rangle generated by S may be infinite. For instance, in \mathbb{Z}, the subring generated by the singleton set S = \{2\} is $2\mathbb{Z}, which consists of all even integers and is infinite. The subring generated by a set S differs from the two-sided ideal generated by S, which is the smallest two-sided containing S and consists of all finite sums of elements of the form r s t where r, t \in R and s \in S. The generated ideal properly contains the generated subring in general, as it incorporates multiplications by arbitrary ring elements from both sides, whereas the subring only involves operations within the generated structure itself. In a R with , the subring generated by a set S \subseteq R consists precisely of all expressions in the elements of S with coefficients, i.e., finite sums \sum n_i \prod_{j=1}^{k_i} s_{i,j} where n_i \in \mathbb{Z}, k_i \geq 0, and s_{i,j} \in S (with the being 1).

Subrings in Ring Extensions

Adjoining Elements to Subrings

In , adjoining an element t \notin S to a subring S \subseteq R of a larger R constructs the extension S, the smallest subring of R containing both S and t. This subring consists of all finite sums \sum_{i=0}^n a_i t^i where a_i \in S and n is finite, assuming t satisfies some relation over S; such elements form a basis for S as an S- when t is algebraic over S. This process extends S while preserving the structure, and S coincides with the subring generated by S \cup \{ t \}. The construction of S satisfies a universal property: it is isomorphic to the quotient ring S / I, where S is the over S in an indeterminate x, and I is the of the \phi: S \to R defined by \phi(f(x)) = f(t) for f(x) \in S. This quotient identifies polynomials that evaluate to the same at t, ensuring S is the universal extension of S by an element satisfying the relations imposed by I, typically the ideal generated by the minimal polynomial of t over S if it exists. Any from S to another that sends t to some factors uniquely through S. A classic example is adjoining \sqrt{2} to the rationals \mathbb{Q} \subseteq \mathbb{R}, yielding \mathbb{Q}[\sqrt{2}] = \{ a + b \sqrt{2} \mid a, b \in \mathbb{Q} \}, which is isomorphic to \mathbb{Q} / (x^2 - 2) since \sqrt{2} satisfies the monic polynomial x^2 - 2 = 0. Here, \{1, \sqrt{2}\} forms a basis over \mathbb{Q}, and \mathbb{Q}[\sqrt{2}] is a degree-2 extension. This adjoining process is typically discussed under the assumption that S is commutative (often an ), allowing the use of ordinary s where powers of t commute with elements of S. In the non-commutative case, adjoining t to S instead involves constructing a S \langle t \rangle, the non-commutative analogue of the , generated by all finite non-commuting words in elements of S and t. If t is not algebraic over S (i.e., transcendental), then S is isomorphic to the polynomial ring S, and the embedding into R may not be "nice" in the sense of producing a finite-dimensional extension, as it requires infinitely many distinct powers of t to remain linearly independent over S.

Prime Subring and Characteristic

In a unital ring R, the prime subring, often denoted \mathbb{Z} \cdot 1 or Z(R), is the subring generated by the multiplicative $1_R. This subring consists of all multiples of $1_R, that is, \{ n \cdot 1_R \mid n \in \mathbb{Z} \}, and it forms the smallest subring of R containing the identity. The characteristic of R, denoted \operatorname{char}(R), is defined as the smallest positive integer n such that n \cdot 1_R = 0_R if such an n exists, or $0 otherwise. The prime subring encodes this characteristic: it is isomorphic to \mathbb{Z} if \operatorname{char}(R) = 0, and to \mathbb{Z}/n\mathbb{Z} if \operatorname{char}(R) = n > 0. More precisely, there is a canonical ring isomorphism Z(R) \cong \mathbb{Z} / \operatorname{char}(R) \mathbb{Z}, where \mathbb{Z}/0\mathbb{Z} is understood as \mathbb{Z}. This isomorphism arises from the universal property of the integers as the initial ring, mapping k \in \mathbb{Z} to k \cdot 1_R in Z(R), with the kernel being the ideal generated by \operatorname{char}(R). Every unital ring R possesses a unique prime subring, as it is the intersection of all subrings containing $1_R or, equivalently, the subring generated solely by the identity. For example, in the field of real numbers \mathbb{R}, \operatorname{char}(\mathbb{R}) = 0 and the prime subring is \mathbb{Z} \cdot 1 \cong \mathbb{Z}. In contrast, for the field \mathbb{Z}/p\mathbb{Z} where p is prime, \operatorname{char}(\mathbb{Z}/p\mathbb{Z}) = p and the prime subring coincides with the entire ring.

Integral Extensions Involving Subrings

In , an integral extension occurs when S is a subring of R and every element r ∈ R satisfies a monic polynomial equation with coefficients in S, denoted as R being integral over S. This condition implies that R is an S-module, with each element r generating a finitely generated submodule S isomorphic to S/(f(x)) for some monic polynomial f ∈ S. From the subring perspective, such extensions preserve key structural properties, such as the ring operations being compatible, while emphasizing the algebraic dependence of R on S. A fundamental result in this context is the lying-over theorem, which states that if R is over S, then for every P of S, there exists a prime ideal Q of R such that Q ∩ S = P. This theorem ensures that prime ideals "lift" across the extension, facilitating the study of Spec(R) over Spec(S) and underscoring the controlled behavior of ideals in integral settings. A classic example is the extension ℤ ⊆ ℤ[√d], where d is a ; here, √d satisfies the x² - d = 0 over ℤ, making the extension integral, though ℤ[√d] does not contain all algebraic integers of ℚ(√d) when d ≡ 1 (mod 4). For instance, when d = 5, the element (1 + √5)/2 lies in the full but not in ℤ[√5], highlighting that ℤ[√d] is a proper integral subring. The of S in R, often called the of S, is the largest subring of R consisting of elements integral over S, and it is itself integrally closed in its fraction field. This closure provides a canonical way to extend S to a "normal" ring within R, capturing all integral dependencies while remaining a subring.

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