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Lie group

A Lie group is a mathematical structure that is simultaneously a group and a smooth manifold, with the group operations of multiplication and inversion required to be smooth maps between manifolds. This compatibility allows Lie groups to model continuous symmetries in a geometrically natural way, where elements represent transformations and the manifold structure encodes their differentiable nature. Finite-dimensional Lie groups, the primary focus of classical theory, include familiar examples such as the general linear group GL(n, ℝ) of invertible n×n real matrices and the orthogonal group O(n) preserving the Euclidean inner product. The theory of Lie groups originated in the late 19th century with the work of Norwegian mathematician (1842–1899), who developed it to classify continuous groups of transformations as a tool for solving ordinary differential equations through symmetry methods. Lie's ideas were later formalized and expanded in the 20th century by mathematicians like and , who connected Lie groups to their associated Lie algebras—vector spaces at the capturing infinitesimal group structure via the Lie bracket. Semisimple Lie groups, classified up to isomorphism by their root systems (as in the Cartan-Killing classification), form a cornerstone of the subject, with compact forms like SU(n) and SO(n) playing central roles in . Lie groups underpin modern applications across mathematics and physics, from describing symmetries in and to enabling algorithms in and . In particle physics, they model gauge symmetries, such as the SU(3) color group in . Their interplay with facilitates the study of homogeneous spaces and invariant metrics, while in , Lie group methods optimize trajectories on non-Euclidean configuration spaces.

Historical Development

Origins and Early Ideas

The origins of Lie groups emerged from 19th-century advancements in geometry and , where mathematicians sought to generalize discrete symmetry groups to continuous ones, enabling the analysis of symmetries in differential equations and geometric structures. Early influences included Felix Klein's 1872 , which classified geometries based on their underlying groups of transformations, emphasizing as a unifying principle across geometric theories. Henri further contributed in the 1880s through his studies of symmetry groups in automorphic functions and differential equations, highlighting continuous transformations in the context of and . Sophus Lie, building on these geometric insights, pioneered the development of infinitesimal transformations during the 1870s and 1880s, conceptualizing continuous groups of transformations as tools for integrating partial differential equations. His approach marked a pivotal shift from discrete groups, like those studied by Galois, to continuous symmetries, where transformations could vary smoothly and be parameterized by real or complex numbers, thus capturing infinitesimal changes in geometric configurations. A key milestone was Lie's 1873 paper "Über die Kontakttransformationen," which explored contact transformations preserving the tangency of curves and surfaces, demonstrating how such continuous symmetries could classify solutions to differential equations. This work, motivated by problems in and influenced by Klein's ideas on , laid the groundwork for viewing transformation groups as acting locally and infinitesimally on manifolds. The pre-20th-century timeline progressed with 's systematic classification efforts in the 1880s, including his 1888-1893 three-volume treatise Theorie der Transformationsgruppen, co-authored with Friedrich Engel, which formalized continuous groups through their infinitesimal generators. extended these foundations in the 1890s, notably in his 1894 doctoral thesis Sur la structure des groupes de transformations finis et continus, where he analyzed the structure of continuous transformation groups using moving frames and involutory systems, bridging 's geometric methods with algebraic insights. These developments set the stage for the transition to Lie algebras in the early 20th century.

Key Contributions and Evolution

Élie made foundational contributions to Lie group theory through his doctoral thesis in 1894, titled "Sur la structure des groupes de transformations finis et continus," where he provided a complete of simple Lie algebras over the complex numbers, building on Wilhelm Killing's earlier work and integrating the theory with by examining the structure equations of Lie algebras. In his subsequent publications from 1899 to 1905, Cartan further advanced this integration by developing the method of moving frames, a technique that adapts local coordinate systems along manifolds under the action of Lie groups, enabling the study of geometric invariants and equivalence problems in . Hermann Weyl significantly expanded the theory in 1925 through a series of papers on the of compact groups, introducing methods to decompose representations into irreducible components using characters and highest weights, which provided a systematic framework for understanding in physical systems. Weyl applied these ideas to in his 1928 book Gruppentheorie und Quantenmechanik and subsequent works, emphasizing unitary representations of groups to describe the groups underlying atomic spectra and wave functions, thereby bridging abstract with the emerging principles of . Following , introduced an algebraic perspective on Lie groups in his 1946 book "Theory of Lie Groups," shifting focus from analytic and topological aspects to purely algebraic structures, the use of algebraic methods to prove key theorems on the topology and representations of compact Lie groups. This algebraic approach complemented the earlier Cartan-Killing classification of semisimple Lie algebras, which identifies all such algebras up to isomorphism via their root systems and Dynkin diagrams, a framework that gained renewed prominence in and for classifying semisimple groups over arbitrary fields. Lie group theory evolved into pivotal applications in during the 1960s, most notably with the adoption of the in the proposed independently by in his 1964 paper "A Schematic Model of Baryons and Mesons" and in a 1964 report, where SU(3) flavor symmetry organized the spectrum of hadrons into multiplets, predicting the existence of quarks as fundamental constituents and explaining patterns. This application demonstrated the power of Lie groups in modeling gauge symmetries, influencing the development of the with groups like SU(3)_c for . In the post-1980s era, computational advancements addressed longstanding challenges in explicit calculations for , with software systems enabling practical implementations of and structure computations that were previously infeasible by hand; for instance, the package, first released in 1992, facilitates computations of weights, characters, and branching rules for representations of semisimple over finite fields. Similarly, the system, through its packages like the package introduced in the 1990s, supports algorithmic classification and computation of structures, filling gaps in manual verification and extending applications to computational and physics simulations.

Introductory Overview

Core Intuition

Lie groups represent a profound fusion of and , capturing continuous symmetries in a rigorous yet intuitive framework. At their , a Lie group is a set equipped with a group structure—meaning it has an operation for combining elements (multiplication) and an inverse operation, satisfying associativity and identity properties—while also being a smooth manifold, a space that locally resembles ordinary and allows for seamless differentiation. The key innovation is that these group operations are themselves smooth, meaning they vary continuously and differentiably with respect to the manifold's coordinates. This setup generalizes symmetries, like the finite rotations of (parameterized by 0°, 90°, 180°, or 270°), to infinite, continuous families, such as all possible rotations in parameterized by a single θ ranging from 0 to 360° (or 0 to 2π radians). This continuous parameterization distinguishes Lie groups from their finite counterparts, enabling the study of symmetries that evolve gradually rather than in jumps. For instance, just as finite groups describe rigid, discrete transformations, Lie groups model fluid motions like rotations or translations, where nearby elements in the group correspond to infinitesimally small changes. The requirement is crucial because it permits the application of : one can differentiate group operations to uncover "infinitesimal generators," which are tangent vectors at the that generate the group's structure through flows, much like velocity vectors describe paths in physics. Without smoothness, such local approximations would fail, and the deep connection to equations—central to Lie's original vision—would be lost. To appreciate this intuition, basic familiarity with groups (sets closed under an associative operation with inverses and identity) and manifolds (patchwork of charts making the space differentiable) is helpful, though the essence lies in viewing Lie groups as "symmetry machines" where dictates how symmetries compose. This perspective originated in the late with Sophus Lie's work on continuous groups, aiming to classify symmetries via differential equations.

Importance and Applications

Lie groups play a fundamental role in understanding symmetries in physics, where continuous symmetries of s correspond to Lie group actions, linking them to s via . In 1918, established that every differentiable symmetry of the action of a , represented by a Lie group, yields a corresponding , such as from time-translation invariance or conservation from spatial translation invariance. This connection has profoundly influenced , providing a rigorous framework for analyzing invariant properties in . In , Lie groups underpin the study of and on manifolds, serving as groups for principal bundles that model theories and geometric invariants. For instance, the of a uses the O(n) as its group, enabling the definition of Levi-Civita and tensors. In , unitary Lie groups U(n) act on Hilbert spaces to preserve inner products, representing and symmetry transformations that maintain the probabilistic interpretation of wave functions. Lie groups also find extensive applications in engineering and applied sciences. In robotics, configuration spaces for rigid body motions are modeled by Lie groups like SE(3), facilitating kinematic modeling and path planning for manipulators and mobile robots. In computer vision, the special orthogonal group SO(3) is crucial for pose estimation, where rotations are optimized on the manifold to align 3D models with 2D images in tasks like object tracking. Modern advancements include machine learning, where Lie group neural networks, developed since the 2010s, incorporate group invariances for tasks like skeleton-based action recognition, improving generalization by respecting rotational symmetries. In chemistry, Lie groups describe continuous molecular symmetries, such as rotational groups in vibrational spectroscopy, aiding the analysis of non-rigid molecules and electronic states. Additionally, in control theory, Lie groups enhance simultaneous localization and mapping (SLAM) algorithms by parameterizing poses in SE(3), enabling robust state estimation in autonomous systems despite nonlinear constraints.

Formal Definitions

Topological Group Structure

A begins with the structure of a , where the group is equipped with a making the map m: G \times G \to G, defined by (g, h) \mapsto gh, and the inversion map i: G \to G, defined by g \mapsto g^{-1}, both continuous. This ensures that the group operations respect the , allowing concepts like and to interact meaningfully with the . For the Lie group to qualify as such in the topological sense, the underlying space G must also be a , meaning it is a Hausdorff, second-countable, locally . The Hausdorff condition separates distinct points, preventing pathological overlaps in limits, while second-countability provides a countable basis for the , ensuring the space is metrizable and paracompact—properties crucial for embedding theorems and constructions in manifold theory. These assumptions guarantee that G behaves well as both a group and a space, facilitating the study of continuous homomorphisms and quotients. A classic non-example illustrates the necessity of the manifold structure: the rational numbers \mathbb{Q} under addition, endowed with the subspace topology from \mathbb{R}, form a topological group since addition and inversion are continuous restrictions from \mathbb{R}. However, \mathbb{Q} fails to be a manifold because it is totally disconnected and lacks the local Euclidean neighborhoods required, with every point having a basis of clopen sets that are neither open balls nor homeomorphic to \mathbb{R}^n intervals. This topological framework assumes familiarity with basic concepts from , such as manifolds and of maps between spaces, but highlights that mere topological of group operations is insufficient for the full Lie group , which requires additional to enable .

Smooth Manifold Requirement

A Lie group G is required to possess a smooth manifold structure in addition to its structure, ensuring that the group multiplication and inversion operations are infinitely differentiable (C^\infty-) maps. Specifically, the multiplication map m: G \times G \to G, defined by (g, h) \mapsto gh for all g, h \in G, must be at every point, and the inversion map i: G \to G, defined by g \mapsto g^{-1}, must likewise be . This compatibility between the group operations and the manifold structure means that in local charts, the group laws appear as functions from \mathbb{R}^n \times \mathbb{R}^n to \mathbb{R}^n, where n = \dim G. The smooth manifold requirement implies that left and right translations are diffeomorphisms. For fixed g \in G, the left translation L_g: G \to G, given by L_g(h) = gh, and the right translation R_g: G \to G, given by R_g(h) = hg, are both smooth bijections with smooth inverses, preserving the differentiable structure across the group. These translations ensure that the smooth structure is invariant under the on itself, allowing to be performed uniformly on G. The insistence on infinite differentiability (C^\infty) rather than merely finite smoothness is crucial, as it enables the application of Taylor series expansions to approximate group elements near the identity, which is foundational for analyzing infinitesimal transformations and deriving the associated Lie algebra. This level of regularity supports higher-order derivatives essential for the local study of the group near the .

Basic Examples

Classical Matrix Groups

The classical matrix Lie groups provide foundational examples of finite-dimensional Lie groups, realized as closed subgroups of the general linear group \mathrm{GL}(n, \mathbb{R}), the group of invertible n \times n real matrices under . The general linear group \mathrm{GL}(n, \mathbb{R}) itself consists of all nonsingular n \times n real matrices and forms an open of the space M_n(\mathbb{R}) of all n \times n real matrices, endowed with the from \mathbb{R}^{n^2}. This open set structure ensures that \mathrm{GL}(n, \mathbb{R}) is a smooth manifold of n^2, with group operations of and inversion being smooth maps, making it a prototypical Lie group. Key subclasses arise by imposing additional constraints that preserve the group structure. The orthogonal group \mathrm{O}(n) comprises all n \times n real matrices g satisfying g^T g = I, where I is the identity matrix and g^T denotes the transpose; these matrices preserve the Euclidean inner product and form a closed subgroup of \mathrm{GL}(n, \mathbb{R}) under multiplication and inversion. The special orthogonal group \mathrm{SO}(n) is the connected component of \mathrm{O}(n) containing the identity, defined by the additional condition \det(g) = 1, and consists of proper rotations in \mathbb{R}^n. Both \mathrm{O}(n) and \mathrm{SO}(n) are compact Lie groups of dimension n(n-1)/2, as the orthogonality condition imposes n(n+1)/2 independent equations on the n^2 matrix entries, leaving the specified degrees of freedom; for instance, \dim(\mathrm{SO}(3)) = 3, parameterizing rotations in three-dimensional space. Over the complex numbers, analogous groups are defined within \mathrm{GL}(n, \mathbb{C}). The unitary group \mathrm{U}(n) consists of all n \times n complex matrices g satisfying g^* g = I, where g^* is the conjugate transpose (Hermitian adjoint), preserving the Hermitian inner product and forming a compact Lie subgroup closed under multiplication and inversion. The special unitary group \mathrm{SU}(n) is the kernel of the determinant map on \mathrm{U}(n), defined by \det(g) = 1, and has dimension n^2 - 1. These matrix groups are prototypical because they are embedded as closed subsets of \mathrm{GL}(n, \mathbb{R}) or \mathrm{GL}(n, \mathbb{C}), ensuring the group operations remain smooth and compatible with the manifold structure. In contrast, discrete subgroups of these matrix groups, such as finite groups (e.g., the cyclic or groups embedded in \mathrm{SO}(n)), do not qualify as Lie groups in the classical sense, as they lack the positive-dimensional smooth manifold structure required for the infinitesimal analysis central to .

One- and Two-Dimensional Cases

Up to isomorphism, the connected one-dimensional Lie groups are the additive group \mathbb{R} (non-compact and simply connected) and the circle group S^1 (compact). The circle group S^1 consists of complex numbers z \in \mathbb{C} with |z| = 1, forming an under . This group can be parameterized by an angle \theta \in [0, 2\pi), where each element is represented as e^{i\theta}, and the group operation corresponds to multiplication: e^{i\theta} \cdot e^{i\phi} = e^{i(\theta + \phi \mod 2\pi)}. The abelian nature arises because multiplication is commutative in this representation, reflecting the underlying addition of angles modulo $2\pi. The S^1 is isomorphic to the \mathbb{R}/\mathbb{Z}, where the identification scales the period to 1, providing an additive structure equivalent to the angular parameterization. It is also isomorphic to the special orthogonal group SO(2), consisting of $2 \times 2 rotation matrices, and to the U(1) of $1 \times 1 unitary matrices, all sharing the same Lie group structure as the manifold \mathbb{R}/2\pi\mathbb{Z}. Geometrically, S^1 is visualized as a one-dimensional (circle), with geodesics being arcs of constant speed along the circle, illustrating the compact, connected . In two dimensions, a fundamental non-abelian example is the affine group, realized as the group of $2 \times 2 upper triangular real matrices of the form \begin{pmatrix} a & b \\ 0 & 1 \end{pmatrix}, where a > 0, b \in \mathbb{R}, under . The group operation is given by \begin{pmatrix} a & b \\ 0 & 1 \end{pmatrix} \begin{pmatrix} a' & b' \\ 0 & 1 \end{pmatrix} = \begin{pmatrix} a a' & a b' + b \\ 0 & 1 \end{pmatrix}, revealing non-commutativity through the term a b' in the off-diagonal component. This group is solvable, as its derived series terminates (the commutator subgroup is the center, isomorphic to \mathbb{R}), distinguishing it from abelian two-dimensional groups like the torus S^1 \times S^1. Geometrically, the affine group acts on \mathbb{R} by dilations and translations, providing intuition for its non-abelian structure in the context of one-dimensional affine transformations.

Lie Algebras

Definition and Construction

The Lie algebra \mathfrak{g} of a G is defined as the T_e G at the e \in G, equipped with a bilinear known as the [\cdot, \cdot]: \mathfrak{g} \times \mathfrak{g} \to \mathfrak{g} that satisfies antisymmetry and the , making \mathfrak{g} into a over \mathbb{R}. This structure captures the infinitesimal symmetries of G, linearizing the nonlinear group operations near the identity. Equivalently, \mathfrak{g} may be constructed as the real of all left-invariant on G, where a X on G is left-invariant if it satisfies d(L_g)_h (X_h) = X_{gh} for all g, h \in G and the differential d(L_g)_h of the left translation L_g: k \mapsto gk. Under this identification, any X \in T_e G extends to a unique left-invariant \tilde{X} on G by \tilde{X}_g = d(L_g)_e (X) for g \in G, providing a canonical isomorphism between T_e G and the space of left-invariant . The Lie bracket on \mathfrak{g} then coincides with the : for left-invariant fields \tilde{X}, \tilde{Y} corresponding to X, Y \in \mathfrak{g} and a smooth function f: G \to \mathbb{R}, [\tilde{X}, \tilde{Y}] f = \tilde{X}(\tilde{Y} f) - \tilde{Y}(\tilde{X} f), which is itself left-invariant and bilinear over \mathbb{R}. The of G on \mathfrak{g} arises naturally from the conjugation action on G: define \mathrm{Ad}: G \to \mathrm{GL}(\mathfrak{g}) by \mathrm{Ad}_g (X) = d(c_g)_e (X) for X \in \mathfrak{g}, where c_g: h \mapsto g h g^{-1} is conjugation by g and d(c_g)_e is its differential at e. Equivalently, \mathrm{Ad}_g (X) = d(L_g)_e \circ d(R_{g^{-1}})_e (X), with R_{g^{-1}} the right translation by g^{-1}; this yields a Lie group whose differential at e is the \mathrm{ad}: \mathfrak{g} \to \mathrm{End}(\mathfrak{g}) of the on itself, given by \mathrm{ad}_X (Y) = [X, Y]. Another construction identifies elements of \mathfrak{g} with derivatives of one-parameter subgroups: a one-parameter subgroup of G is a \gamma: (\mathbb{R}, +) \to G, and \mathfrak{g} consists of all such \gamma'(0) \in T_e G as \gamma varies, with the Lie bracket induced from the structure. By Cartan's , every closed subgroup H of G (in the ) is itself a Lie subgroup, hence a of G with the induced , and its Lie algebra \mathfrak{h} = T_e H forms a of \mathfrak{g}. This correspondence holds under the condition that H is closed, ensuring the submanifold structure and compatibility of the bracket.

Exponential Map and Properties

The exponential map serves as a fundamental connection between the Lie algebra \mathfrak{g} of a Lie group G and the group G itself, facilitating local approximations of the group near the . For X \in \mathfrak{g}, the \exp: \mathfrak{g} \to G is defined by \exp(X) = \gamma(1), where \gamma: \mathbb{R} \to G is the of the left-invariant corresponding to X, satisfying the \gamma'(t) = dL_{\gamma(t)}(X) with \gamma(0) = e, and L_g denotes left by g \in G. This construction ensures that \exp captures one-parameter subgroups generated by elements of the . The exponential map possesses several key properties that underscore its role in . It is a smooth map, with \exp(0) = e, and its differential at the d(\exp)_0: \mathfrak{g} \to T_e G is the isomorphism, identifying the with the at the . Near $0 \in \mathfrak{g}, \exp is a , allowing it to provide a neighborhood of the in G diffeomorphic to a neighborhood of $0 in \mathfrak{g}, which is essential for analyzing the local structure of Lie groups. For matrix Lie groups, where G is realized as a closed of \mathrm{GL}(n, \mathbb{C}) and \mathfrak{g} \subset \mathfrak{gl}(n, \mathbb{C}), the admits an explicit expression \exp(X) = \sum_{k=0}^\infty \frac{X^k}{k!}, which converges for all X \in \mathfrak{g} due to the analytic nature of matrix exponentials. A crucial tool for understanding group multiplication via the is the Baker-Campbell-Hausdorff (BCH) formula, which provides a expression for the logarithm of a product of exponentials. Specifically, \log(\exp(X) \exp(Y)) = X + Y + \frac{1}{2}[X, Y] + higher-order terms involving nested Lie brackets, where the series converges in a neighborhood of $0 and terminates exactly when the is nilpotent, yielding a polynomial relation that fully determines the group law locally from the algebra. This formula highlights how commutators in \mathfrak{g} encode the non-commutativity of G. While the is always surjective onto a neighborhood of the , it is generally not surjective onto all of [G](/page/G), reflecting global topological features. A classic illustration arises in the relationship between the rotation groups \mathrm{SO}(3) and its double cover \mathrm{SU}(2): the Lie algebras \mathfrak{so}(3) and \mathfrak{su}(2) are isomorphic, and the covering map \mathrm{SU}(2) \to \mathrm{SO}(3) induces a two-to-one correspondence such that each element of \mathrm{SO}(3) corresponds to two preimages under the composition of exponentials, demonstrating how the map's fibers can reveal structures without the map itself being non-surjective for these groups.

Structural Properties

Homomorphisms and Isomorphisms

A Lie group homomorphism between two Lie groups G and H is a map \phi: G \to H that is both a smooth map of manifolds and a group homomorphism. Such a homomorphism induces a Lie algebra homomorphism d\phi_e: \mathfrak{g} \to \mathfrak{h} at the identity element e, given by the differential of \phi at e, which preserves the Lie bracket. For connected Lie groups, this induced map fully determines the homomorphism locally near the identity via the exponential map, as \phi(\exp_G(X)) = \exp_H(d\phi_e(X)) for X \in \mathfrak{g} sufficiently small, and global extension follows by connectivity. The of a Lie group \phi: G \to H is a closed Lie of G, and its is the of d\phi_e. For maps between Lie groups, the is , consisting of a finite or countable central . The \phi(G) is an immersed Lie of H, and \phi is an if it is bijective and has a , ensuring both groups are diffeomorphic as manifolds. A prominent example is the inclusion SO(n) \hookrightarrow O(n), which is a smooth injective homomorphism with discrete kernel \{I\}, preserving the orthogonal group structure while restricting to positive determinant matrices. Another key case is the quotient map SU(2) \to SO(3) with kernel \{\pm I\}, yielding the isomorphism SO(3) \cong SU(2)/\{\pm I\}, which identifies the rotation group with the projective special unitary group. Automorphisms of a Lie group G are isomorphisms \phi: G \to G, forming the \mathrm{Aut}(G). Inner automorphisms are those of the form \mathrm{Ad}_g(h) = g h g^{-1} for g \in G, comprising the normal \mathrm{Inn}(G) \cong G / Z(G), where Z(G) is . Outer automorphisms form the quotient \mathrm{Out}(G) = \mathrm{Aut}(G) / \mathrm{Inn}(G), and for semisimple Lie groups, they relate to the adjoint group, the image of the G \to \mathrm{Aut}(\mathfrak{g}), which is G modulo its .

Subgroups and Simply Connected Groups

A Lie subgroup of a Lie group G is a subgroup H \subseteq G that is itself a Lie group under the subspace topology and the induced smooth structure, such that the inclusion map i: H \to G is a smooth Lie group homomorphism. This requires H to be an immersed submanifold of G, meaning i is an immersion (injective on tangent spaces), and the group operations restricted to H remain smooth. Immersed Lie subgroups need not be closed in the topological sense; for instance, the image of the embedding \mathbb{R} \to \mathbb{T}^2 given by t \mapsto (e^{2\pi i t}, e^{2\pi i \alpha t}), where \alpha is irrational, yields a dense immersed subgroup that is not closed. Closed subgroups of a Lie group G, by contrast, are embedded submanifolds and inherit a full Lie group structure automatically. The closed subgroup theorem asserts that every closed subgroup of a Lie group is itself a Lie group, resolving the question of when a topological subgroup admits a compatible . This result follows from the solution to , which proves that every locally Euclidean topological group is a Lie group; the resolution was independently achieved by Gleason and by and Zippin in the early 1950s, showing that no additional axioms beyond local compactness and are needed. Modern analytic criteria for immersed subgroups emphasize that they arise as images of smooth homomorphisms from other Lie groups, but density or non-closedness can prevent embedding unless the image is closed. Integral subgroups provide another perspective, generated by one-parameter subgroups via the . For a \mathfrak{h} \subseteq \mathfrak{g}, the integral subgroup is the generated by elements of the form \exp(tX) for X \in \mathfrak{h}, t \in \mathbb{R}, forming an immersed Lie whose Lie is \mathfrak{h}; this construction yields the of the in the closed it generates. A connected Lie group G may not be simply connected, but it admits a unique simply connected Lie group \hat{G}, up to over G, via a covering \pi: \hat{G} \to G that is a with discrete isomorphic to the \pi_1(G). The universal cover \hat{G} is a Lie group, and \pi preserves the group , with central . For example, the universal cover of group S^1 is \mathbb{R} under the t \mapsto e^{2\pi i t}, with \mathbb{Z}. In the semisimple case, the simply connected cover of a connected semisimple Lie group has finite , reflecting the discreteness of the in the covering.

Representations

Group Representations on Vector Spaces

A representation of a Lie group G on a finite-dimensional V over \mathbb{R} or \mathbb{C} is a \rho: G \to \mathrm{GL}(V), where \mathrm{GL}(V) denotes the general linear group of invertible linear transformations on V. Such s encode the action of the group elements as linear maps, preserving the group structure through composition. For Lie groups, the smoothness condition ensures that the is compatible with the manifold structure of G. The associated is obtained by differentiating \rho at the e \in [G](/page/G), yielding a d\rho_e: \mathfrak{g} \to \mathfrak{gl}(V), where \mathfrak{g} is the of G and \mathfrak{gl}(V) is the of \mathrm{[GL](/page/GL)}(V). This differential satisfies the commutation relation [d\rho_e(X), d\rho_e(Y)] = d\rho_e([X, Y]) for all X, Y \in \mathfrak{g}, preserving the Lie bracket structure. Thus, every smooth representation of the Lie group induces a representation of its , providing a near the identity. Unitary representations arise when V is equipped with an inner product and \rho(g) preserves this inner product for all g \in G, meaning \rho(g) is a on the finite-dimensional V. For compact Lie groups, every finite-dimensional representation is equivalent to a unitary one, a consequence of the existence of a positive-definite invariant inner product. The Peter-Weyl theorem further asserts that the matrix coefficients of all finite-dimensional irreducible unitary representations of a compact Lie group form an for the of square-integrable functions on G with respect to the . A canonical example is the adjoint representation \mathrm{Ad}: G \to \mathrm{GL}(\mathfrak{g}), defined by \mathrm{Ad}_g(X) = g X g^{-1} for X \in \mathfrak{g}, which acts on the Lie algebra by conjugation and is smooth since conjugation is a diffeomorphism. For the special unitary group \mathrm{SU}(n), the fundamental representation is the standard n-dimensional action on \mathbb{C}^n, where group elements act by matrix multiplication, preserving the Hermitian inner product. This representation is irreducible and generates all others under tensor products and symmetries. In physics applications, the infinitesimal generators of a unitary representation are the operators i \, d\rho_e(X) for X \in \mathfrak{g}, which are self-adjoint with respect to the inner product on V and generate one-parameter subgroups via the exponential map. For matrix Lie groups, the group representation satisfies \rho(\exp(X)) = \exp(d\rho_e(X)) for X \in \mathfrak{g}. These generators underpin symmetry transformations in , such as rotations and boosts.

Irreducible Representations and Characters

An irreducible representation of a Lie group G on a finite-dimensional complex vector space V is a representation \rho: G \to \mathrm{GL}(V) that admits no proper nontrivial invariant subspaces, meaning there exists no subspace W \subset V with $0 < \dim W < \dim V such that \rho(g)W = W for all g \in G. Schur's lemma states that if \rho is irreducible, then the only endomorphisms of V that commute with all \rho(g) form a division algebra over \mathbb{C}, which is isomorphic to \mathbb{C} for complex representations, implying that such commuting operators are scalar multiples of the identity. For compact Lie groups, every finite-dimensional representation decomposes into a direct sum of irreducible representations; this follows from Weyl's unitarity trick, which embeds the representation into a unitary one on L^2(G) via averaging with respect to the , allowing the application of to achieve complete reducibility. The characters of these representations provide a key tool for decomposition: the character \chi_\rho of an irreducible representation \rho is defined by \chi_\rho(g) = \mathrm{tr}(\rho(g)) for g \in G. The for compact groups assert that, with respect to the normalized dg on G, \int_G \chi_\rho(g) \overline{\chi_\sigma(g)} \, dg = \delta_{\rho\sigma} \frac{1}{\dim \rho}, where \delta_{\rho\sigma} is the , confirming that distinct irreducibles are orthogonal and enabling the projection onto isotypic components. In the of semisimple Lie groups, highest weight theory classifies irreducible representations via dominant weights, which are linear functionals on a \mathfrak{h} (a maximal abelian of the \mathfrak{g}) that are nonnegative on the positive . Each irreducible representation is uniquely determined up to by its highest weight, a dominant integral weight \lambda \in \mathfrak{h}^* such that the representation is generated by a highest weight vector v satisfying \rho(H)v = \lambda(H)v for H \in \mathfrak{h} and annihilated by positive vectors. In physics, irreducible representations of Lie groups underpin the analysis of symmetry breaking, where the vacuum state transforms under a nontrivial irrep of the symmetry group, leading to spontaneous breaking of continuous symmetries and the emergence of Goldstone bosons in effective field theories. For instance, in the standard model, the Higgs mechanism involves irreps of the electroweak SU(2) × U(1) group to break symmetry while preserving gauge invariance.

Classification

Compact Lie Groups

Compact connected Lie groups admit a rich structure that allows for their complete . Every such group G decomposes as a finite of a of a and a simply connected semisimple compact Lie group. Specifically, G is isomorphic to (T \times \tilde{K})/D, where T is a , \tilde{K} is the simply connected cover of the semisimple part of G, and D is a finite discrete central . This decomposition arises because the center of a connected compact Lie group is contained in every , and the semisimple is obtained by factoring out the solvable . A key role in this structure is played by maximal tori. In a connected compact Lie group G, a maximal torus T is a closed connected abelian that is maximal with respect to inclusion, and all maximal tori are conjugate under G. The centralizer C_G(T) of T in G is T itself, ensuring that T is abelian and that the normalizer N_G(T) controls the symmetries. This setup facilitates the study of the group's , where weights lie in the weight lattice associated with the . The classification of connected compact Lie groups reduces to that of their Lie algebras, which are reductive. The semisimple part is classified by the Killing-Cartan theorem, which enumerates the finite-dimensional simple complex Lie algebras up to isomorphism via their root systems. These are labeled by Dynkin diagrams of types A_n, B_n, C_n, D_n, E_6, E_7, E_8, F_4, and G_2. For the compact real forms, type A_n corresponds to the Lie algebra \mathfrak{su}(n+1) of the SU(n+1), B_n to \mathfrak{so}(2n+1) of SO(2n+1), C_n to \mathfrak{sp}(n) of the compact symplectic group [Sp](/page/SP)(n), and D_n to \mathfrak{so}(2n) of SO(2n), with exceptional types yielding the corresponding compact exceptional groups. Associated to the root system is the Weyl group W, defined for a maximal torus T as W = N_G(T)/T, which is a finite reflection group acting faithfully on the dual space \mathfrak{t}^* of the Lie algebra of T. This action is generated by reflections s_\alpha across the hyperplanes perpendicular to the roots \alpha, preserving the root lattice and inducing symmetries on the weight lattice. The ring of polynomial invariants under W is freely generated by r homogeneous polynomials, known as the fundamental invariants, where r is the rank of the root system; their degrees are determined by the structure of the Dynkin diagram. A fundamental existence theorem states that every connected compact Lie group G is isomorphic to the quotient of its simply connected universal cover \tilde{G} by a discrete central subgroup \Gamma \cong \pi_1(G), which is finite since \tilde{G} is compact. For semisimple G, \tilde{G} is also semisimple and compact. Representative examples include SU(2), which is simply connected with fundamental group trivial, and SO(3), which is the SU(2)/\mathbb{Z}_2 where \mathbb{Z}_2 = \{\pm I\} is the center of SU(2).

Semisimple and Nilpotent Cases

A over a of characteristic zero is defined as one whose is zero, meaning it has no nonzero solvable ideals. Such algebras admit a as a of Lie algebras, where Lie algebras are those with no nontrivial ideals. This structure implies that the of a is completely reducible, reflecting the absence of solvable components. For general finite-dimensional Lie algebras over fields of characteristic zero, the Levi decomposition theorem provides a canonical splitting: any such Lie algebra \mathfrak{g} is isomorphic to a semidirect product \mathfrak{g} = \mathfrak{s} \ltimes \mathfrak{r}, where \mathfrak{s} is a semisimple subalgebra (the Levi factor) and \mathfrak{r} is the radical of \mathfrak{g} (its maximal solvable ideal). This decomposition highlights how semisimple components interact with solvable ones via actions on the radical. An example of a semisimple Lie algebra that is non-compact is \mathfrak{sl}(2, \mathbb{R}), the Lie algebra of $2 \times 2 real matrices with trace zero, which is simple and admits a non-degenerate but indefinite Killing form. Solvable Lie algebras form a broader class, characterized by the termination of their derived series: define \mathfrak{g}^{(0)} = \mathfrak{g} and \mathfrak{g}^{(k+1)} = [\mathfrak{g}^{(k)}, \mathfrak{g}^{(k)}] for k \geq 0, so \mathfrak{g} is solvable if \mathfrak{g}^{(k)} = 0 for some k. Lie's theorem establishes a key representation-theoretic property: over an of characteristic zero, every finite-dimensional of a on a admits a basis in which the representing matrices are upper triangular. This triangularizability implies that the eigenvalues of the representation lie in the base and underscores the "unipotent-like" behavior of solvable algebras. A representative example is the Lie algebra of the affine group \mathrm{Aff}(\mathbb{R}), consisting of transformations x \mapsto ax + b with a \neq 0, whose Lie algebra is the \mathbb{R} \ltimes \mathbb{R} (with the first factor acting by ); its derived algebra is the translation \mathbb{R}, which is abelian, so the derived series terminates after two steps. Nilpotent algebras are a special subclass of solvable ones, defined by the termination of the lower central series: set \mathfrak{g}_0 = \mathfrak{g} and \mathfrak{g}_{k+1} = [\mathfrak{g}, \mathfrak{g}_k] for k \geq 0, so \mathfrak{g} is if \mathfrak{g}_k = 0 for some k. Engel's theorem provides an equivalent condition: a Lie algebra is if and only if the \mathrm{ad}_x is for every x \in \mathfrak{g}. For simply connected nilpotent Lie groups, the \exp: \mathfrak{g} \to G is a global analytic diffeomorphism, allowing a direct correspondence between the algebra and group structures. The Heisenberg group, realized as upper triangular $3 \times 3 matrices with ones on the diagonal, exemplifies this: its Lie algebra has lower central series terminating at step 2, and the identifies the group with \mathbb{R}^3 equipped with a non-commutative multiplication.

Infinite-Dimensional Extensions

General Framework

Infinite-dimensional Lie groups extend the classical theory of finite-dimensional Lie groups to settings where the underlying manifold has infinite dimension, presenting significant challenges due to the lack of a complete finite-dimensional analogy. In finite dimensions, Lie groups are smooth manifolds with compatible group structure, but in infinite dimensions, the absence of a notion of smoothness necessitates modeling on topological vector spaces (TVS), such as Fréchet or Banach spaces, to define differentiable structures. This framework addresses , which characterizes topological groups locally as Lie groups in the finite-dimensional case, but reveals pathologies in infinite dimensions where not all continuous groups admit Lie group structures without additional topological assumptions. A key prerequisite for infinite-dimensional Lie theory is familiarity with functional analysis, particularly locally convex topological vector spaces, which provide the model spaces for charts in the manifold structure. Infinite-dimensional Lie groups are typically defined as groups that are smooth manifolds modeled on such TVS, where the group operations—multiplication and inversion—are smooth maps in the sense of the manifold's differential structure. For Fréchet Lie groups, the model space is a Fréchet space, allowing for countable decreasing sequences of seminorms to define the topology, while Banach Lie groups use complete normed spaces, though the former offers more flexibility for applications like diffeomorphism groups. Smoothness in this context requires that transition maps and group operations are Fréchet differentiable, extending the finite-dimensional exponential map from the Lie algebra to the group, though this map often lacks the same properties. Topological vector Lie groups form a broader , consisting of Lie groups equipped with a making the vector space operations continuous and compatible with the group structure, often without requiring full smoothness. These groups are modeled directly on TVS, where the Lie algebra is also a TVS, and the is continuous. This setup contrasts with finite-dimensional cases by allowing for non-complete or non-metrizable topologies, which are essential for handling symmetries in infinite-dimensional settings like partial differential equations. However, the theory demands careful treatment of continuity to avoid counterexamples where topological groups fail to be Lie groups. The in infinite-dimensional , which in finite dimensions provides a from the to the group via one-parameter subgroups, faces substantial obstacles. It may neither be surjective onto a neighborhood of the nor analytic, due to the potential failure of local solvability of equations in infinite-dimensional manifolds. Moreover, the Baker-Campbell-Hausdorff (BCH) , which formalizes the structure through logarithms of products in finite dimensions, often diverges in infinite dimensions because the series involves nested commutators that do not converge in the TVS topology. This divergence complicates the identification of the group with its near the , requiring alternative approaches like invariant metrics or approximations. Homomorphisms between infinite-dimensional Lie groups must preserve not only the but also the topological and aspects, with being indispensable for well-behaved representations. Unlike in finite dimensions, where the guarantees that closed subgroups are Lie subgroups, this fails in infinite dimensions without additional conditions on the topology, leading to potential dense subgroups that are not closed. Thus, the study of homomorphisms often restricts to continuous or maps between modeled spaces, ensuring with the .

Notable Examples and Applications

The diffeomorphism group \operatorname{Diff}(M) of a manifold M consists of all diffeomorphisms of M onto itself and forms an infinite-dimensional Lie group under , with its given by the space of vector fields on M. For the specific case where M = S^1, , \operatorname{Diff}(S^1) admits a unique nontrivial central extension known as the Virasoro group, whose is the —a central extension of the of vector fields on S^1—central to and two-dimensional gravity. This extension arises from a continuous class on the level, ensuring the group's projectivity and enabling quantization in physical models. Loop groups provide another fundamental class of infinite-dimensional groups, defined as the group of smooth maps from S^1 to a finite-dimensional group G, equipped with the C^\infty topology and pointwise . These groups possess central extensions whose algebras are affine Kac-Moody algebras, generalizing finite-dimensional semisimple algebras through constructions and playing a pivotal role in integrable systems and conformal field theories. In gauge theories, groups model the symmetries of fields on spatial circles, facilitating the study of anomalies and topological invariants via their representations. The unitary group U(\mathcal{H}) on a separable infinite-dimensional \mathcal{H} comprises all unitary operators on \mathcal{H} and can be endowed with a Lie group structure using the strong operator topology, though analyticity requires careful choice of topology such as the norm or strong operator one. Its representations are intimately linked to s, where irreducible unitary representations of U(\mathcal{H}) correspond to pure states in the of bounded operators on \mathcal{H}, enabling the of self-adjoint extensions and quantum mechanical observables. In applications, the diffeomorphism group \operatorname{Diff}(M) underlies the geometric formulation of ideal , where the Euler equations describe geodesics on \operatorname{Diff}(M) equipped with a right-invariant L^2-, revealing and transport via . Loop groups and their Kac-Moody extensions are essential in , where they encode the symmetries of the closed string , with central charges determining anomaly cancellation and modular invariance in critical dimensions. In , current algebras—modeled as infinite-dimensional Lie algebras of loop groups—govern the commutation relations of conserved currents, underpinning chiral symmetries and the operator product expansions in two-dimensional models.

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