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Nonlinear algebra

Nonlinear algebra is a of focused on the study of systems of multivariate equations and inequalities, their solutions, and the algebraic and geometric structures they define, such as algebraic varieties. It generalizes concepts from linear algebra—where solutions are straightforward via —to nonlinear settings, where degrees introduce greater complexity in computation and analysis. Central to the discipline are tools like Gröbner bases for symbolic manipulation of ideals in rings and continuation methods for numerical approximation of solution sets. This field bridges pure and applied mathematics, intersecting with through the study of varieties (including toric varieties and Grassmannians), via ideal theory and Nullstellensätze, and through matroids and generating functions. Notable developments include for breaking down ideals into irreducible components and elimination theory for projecting varieties onto lower-dimensional spaces. and play key roles in analyzing symmetries in systems, such as those arising in tensor decompositions and group actions. Applications of nonlinear algebra span diverse areas, including optimization via on spectrahedra, statistics through in log-linear models and Gaussian graphical models, and problems like structure-from-motion (e.g., the seven-point problem yielding up to three solutions). In , it informs the analysis of loss landscapes and neuromanifolds, while in and , elliptic curves provide foundational examples. Numerical nonlinear algebra, a computational subfield, employs certified methods like Smale's α-theory to approximate real solutions robustly, complementing symbolic approaches when exact computation is infeasible. Influential works, such as the 2021 textbook Invitation to Nonlinear Algebra by Mateusz Michałek and Bernd Sturmfels, underscore its emphasis on interdisciplinary computation, originating from graduate courses and workshops that highlight practical software like Macaulay2 for Gröbner bases and Bertini for tracking. The field continues to evolve, with recent advances in tropical algebra for optimization and for counting solutions in problems like the 3264 conics tangent to five given conics.

Introduction

Definition and Scope

Nonlinear algebra is the branch of that generalizes to the study of systems of multivariate equations of degree greater than one, focusing on their algebraic structures, geometric interpretations, and computational solutions. Unlike linear systems, which are confined to degree-one equations, nonlinear algebra addresses the complexities arising from higher-degree terms, leading to solution sets that form curved geometric objects rather than flat subspaces. This field emphasizes the interplay between and to analyze such systems, providing tools to determine the number, location, and stability of solutions in both real and complex settings. In contrast to linear algebra, which operates within vector spaces equipped with linear transformations—such as matrices and for solving systems—nonlinear algebra deals with rings and nonlinear mappings that produce non-Euclidean geometries. Linear algebra's solutions are straightforward and unique under certain conditions, whereas nonlinear systems can yield multiple, finite, or infinite solutions, often requiring specialized algebraic techniques to resolve ambiguities like overdetermined or underdetermined equations. This distinction arises because nonlinear equations model phenomena where interactions are not proportional, such as in chemical reactions or mechanical systems, motivating the development of frameworks beyond linear approximations. The scope of nonlinear algebra encompasses key algebraic structures, including ideals in polynomial rings that encode the relations among variables and algebraic varieties representing the zero loci of these . It prioritizes computational solvability through methods like Gröbner bases, which enable systematic elimination and ideal membership testing, alongside geometric interpretations via tools such as the for defining open sets on varieties. These elements facilitate the study of solution spaces in higher dimensions, addressing challenges in modeling real-world processes. Furthermore, nonlinear algebra connects to interdisciplinary areas like physics, chemistry, and by providing rigorous methods for analyzing polynomial models in optimization, , and molecular design, though its core remains mathematical.

Historical Development

The study of nonlinear algebra traces its early origins to classical methods for solving systems of equations, with significant advancements in understanding intersections of algebraic curves. Bézout's 1779 treatise Théorie générale des équations algébriques established a foundational quantifying the number of points between two algebraic curves of given degrees, assuming they have no common component. This work built on earlier elimination techniques and provided a cornerstone for later geometric interpretations in . In the 19th and early 20th centuries, advanced the field through his investigations into and the structure of polynomial ideals. Hilbert's work on complete systems of invariants culminated in his 1890 paper, while his seminal 1893 result, known as the Nullstellensatz, established a profound algebraic-geometric correspondence by characterizing ideals whose varieties are empty, laying essential foundations for modern . These contributions shifted focus from individual equations to systems and their geometric realizations. The mid-20th century saw the development of computational tools for ideals, notably through the introduction of Gröbner bases. Wolfgang Gröbner developed related ideas on standard bases in the mid-20th century, including methods for ideals, but Buchberger formalized Gröbner bases in his 1965 PhD thesis, devising an to compute them and test ideal membership effectively. This breakthrough enabled algorithmic solutions to previously intractable problems in . From the late 20th to the 21st century, numerical methods complemented symbolic approaches, with homotopy continuation emerging in the 1980s as a robust technique for approximating all complex solutions to polynomial systems. Complementing earlier homotopies like those of A. P. Morgan and A. J. Sommese (1986–1989), for instance, the 1989 cheater's homotopy method by T. Y. Li, Tim Sauer, and J. A. Yorke tracked solution paths from a start system to the target, leveraging Bézout's theorem for guarantees on solution counts. Key figures like Bernd Sturmfels further propelled the field from the 1990s onward, integrating tropical geometry—which studies piecewise-linear limits of algebraic varieties—with applications in optimization and statistics. Software developments, such as Macaulay2 created by Daniel Grayson and Michael Stillman starting in 1993, facilitated computations in algebraic geometry and commutative algebra, including Gröbner bases and primary decompositions. Nonlinear algebra crystallized as a distinct interdisciplinary in the , driven by advances in algorithms, software, and applications across sciences. Influential texts like David Cox, John Little, and Donal O'Shea's Ideals, Varieties, and Algorithms (first edition 1992, with updates through 2015) popularized computational aspects, bridging theory and practice. The term itself gained traction around 2001 in , and by the , initiatives like the 2018 ICERM semester underscored its growth, encompassing numerical methods, tropical algebra, and connections to .

Core Concepts

Polynomial Rings and Ideals

In nonlinear algebra, polynomial rings form the foundational algebraic structure for studying systems of multivariate polynomial equations. The polynomial ring k[x_1, \dots, x_n] over a field k (such as \mathbb{C} or \mathbb{R}) consists of all finite formal sums \sum_{\mathbf{i}} a_{\mathbf{i}} \mathbf{x}^{\mathbf{i}}, where \mathbf{i} = (i_1, \dots, i_n) is a multi-index of non-negative integers, a_{\mathbf{i}} \in k, and \mathbf{x}^{\mathbf{i}} = x_1^{i_1} \cdots x_n^{i_n}, equipped with componentwise addition and the usual distributive multiplication extended by the rule x_i x_j = x_j x_i. This construction yields a commutative ring with identity $1, and when k is a field, k[x_1, \dots, x_n] is an integral domain. A key property is that k[x_1, \dots, x_n] is Noetherian, meaning every ideal admits a finite generating set; this follows from Hilbert's basis theorem, which asserts that if R is a Noetherian ring, then so is the polynomial ring R in one indeterminate, extending inductively to multiple variables. Ideals in polynomial rings encode constraints from polynomial systems and are central to nonlinear algebra. An ideal I \subseteq k[x_1, \dots, x_n] is a subset closed under addition and under multiplication by any element of the ring. For a system of polynomials f_1, \dots, f_m \in k[x_1, \dots, x_n], the associated ideal is the finitely generated ideal I = \langle f_1, \dots, f_m \rangle = \{ \sum_{j=1}^m g_j f_j \mid g_j \in k[x_1, \dots, x_n] \}, which captures all polynomial consequences of the system f_1 = \dots = f_m = 0. Particular types include principal ideals, generated by a single polynomial (I = \langle f \rangle); prime ideals, for which the quotient ring is an integral domain; and radical ideals, satisfying \sqrt{I} = I where \sqrt{I} = \{ g \mid g^\ell \in I \text{ for some } \ell \geq 1 \}. Basic operations on ideals facilitate the analysis of polynomial systems. The sum I + J = \{ i + j \mid i \in I, j \in J \} and intersection I \cap J are ideals, while the product IJ = \langle ij \mid i \in I, j \in J \rangle is the ideal generated by all such products. The ideal quotient I : J = \{ r \in k[x_1, \dots, x_n] \mid r J \subseteq I \} generalizes division, and for a principal ideal J = \langle f \rangle, the saturation I : f^\infty = \bigcup_{n=1}^\infty (I : f^n) removes components supported on the variety of f. The variety of an ideal is defined as V(I) = \{ \mathbf{a} \in k^n \mid f(\mathbf{a}) = 0 \ \forall f \in I \}, the common zero set of all polynomials in I. A representative example is the principal ideal I = \langle x^2 + y^2 - 1 \rangle in \mathbb{R}[x, y], generated by the polynomial defining the unit circle; here, V(I) = \{ (x, y) \in \mathbb{R}^2 \mid x^2 + y^2 = 1 \}, illustrating how ideals encode geometric objects algebraically.

Algebraic Varieties

Algebraic varieties provide the geometric foundation for nonlinear algebra, representing the solution sets of systems of polynomial equations. An affine algebraic variety over an algebraically closed field k is defined as the zero set V(I) = \{ p \in k^n \mid f(p) = 0 \ \forall f \in I \}, where I is a polynomial ideal in the ring k[x_1, \dots, x_n]. This construction encodes polynomial ideals geometrically, establishing a duality between algebraic structures and their zero loci. Projective varieties extend this notion to avoid issues with points at infinity; they are obtained via homogenization of the defining polynomials, yielding closed subvarieties of projective space \mathbb{P}^n_k, defined by homogeneous ideals in k[x_0, \dots, x_n]. The X is the transcendence degree of its function field k(X) over k, measuring the "" in a transcendental sense. A is irreducible if it cannot be expressed as the union of two proper closed subvarieties, corresponding to prime ideals in the associated coordinate ring; otherwise, it decomposes into its irreducible components. bridges this geometry back to by showing that ideals precisely correspond to varieties over algebraically closed fields. The on affine or equips varieties with a structure where closed sets are precisely the algebraic sets (zero loci of ideals), making varieties Noetherian—every descending chain of closed subsets stabilizes—and allowing decomposition into finitely many irreducible components. A basis for the open sets consists of the principal open sets D(f) = \{ p \in X \mid f(p) \neq 0 \}, which are affine and cover the space. This coarse topology contrasts with classical ones, emphasizing algebraic rather than metric properties. A representative example is defined by the V(x^2 + y^2 - 1) \subseteq \mathbb{A}^2 over \mathbb{R} or \mathbb{C}. To analyze singular points, consider the defining f(x,y) = x^2 + y^2 - 1; a point (a,b) is singular if \nabla f(a,b) = (2a, 2b) = (0,0) and f(a,b)=0, but this implies a = b = 0 and -1 = 0, a . Thus, has no singular points and is everywhere.

Computational Methods

Gröbner Bases

Gröbner bases provide a canonical form for polynomial ideals, enabling algorithmic solutions to problems in nonlinear algebra such as ideal membership and system solving. Introduced by Bruno Buchberger in his 1965 PhD thesis, they extend the concept of Gaussian elimination to multivariate polynomials by respecting a chosen monomial ordering. Given a polynomial ring k[x_1, \dots, x_n] over a field k and a monomial order >, the leading term \mathrm{LT}(f) of a nonzero polynomial f is the term with the largest monomial under >, and the leading ideal \mathrm{LT}(I) of an ideal I is generated by the \mathrm{LT}(f) for f \in I. A Gröbner basis G of I with respect to > is a finite generating set G \subset I such that \langle \mathrm{LT}(G) \rangle = \mathrm{LT}(I). This ensures that the monomial ideal generated by the leading terms of G captures the "shape" of I, allowing division algorithms to behave predictably. Buchberger's criterion characterizes without computing the full leading . For a generating set G = \{ g_1, \dots, g_m \} of I, G is a if and only if for every pair g_i, g_j, the S-polynomial S(g_i, g_j) reduces to zero under the division using G. The S-polynomial cancels leading terms to reveal potential syzygies: S(f, g) = \frac{\mathrm{lcm}(\mathrm{LM}(f), \mathrm{LM}(g))}{\mathrm{LT}(f)} \cdot f - \frac{\mathrm{lcm}(\mathrm{LM}(f), \mathrm{LM}(g))}{\mathrm{LT}(g)} \cdot g, where \mathrm{LM}(f) is the leading monomial of f and \mathrm{LT}(f) = \mathrm{LC}(f) \cdot \mathrm{LM}(f) with leading coefficient \mathrm{LC}(f). This criterion stems from the requirement that remainders in multivariate division are unique when G is . Buchberger's algorithm computes a iteratively. Start with a generating set F for I. Initialize G = F. While there exists a pair f, g \in G whose S-polynomial has not been processed, compute S(f, g), reduce it to a remainder r using the current G, and if r \neq 0, add r to G. The process terminates because polynomial rings are Noetherian, yielding a . Optimizations like selecting critical pairs via the reduce computations, but the worst-case complexity remains doubly exponential in the number of variables, as shown by constructions of ideals requiring such growth in basis size. In nonlinear algebra, Gröbner bases enable key computations on ideals. Ideal membership testing reduces to multivariate division: a polynomial h lies in I if and only if its remainder upon division by G is zero, providing a decision procedure for polynomial identities. For solving systems, a Gröbner basis often yields a triangular form under elimination orders, facilitating back-substitution to describe the algebraic variety V(I). For instance, consider the ideal I = \langle x^2 - y, y^2 - x \rangle in \mathbb{Q}[x, y] with lexicographic order x > y. A Gröbner basis is \{ x - y^2, y^4 - y \}. The variety V(I) consists of the point (0,0) and the pairs (t^2, t) where t^3 = 1 in an algebraic closure. This triangular form allows back-substitution: solve y^4 - y = 0, i.e., y(y^3 - 1) = 0, then set x = y^2. This illustrates how the basis simplifies system resolution.

Elimination Theory

Elimination theory in nonlinear algebra provides symbolic methods to remove variables from systems of equations, thereby reducing the dimensionality of the problem and facilitating solutions in fewer variables. This approach is fundamental for solving multivariate systems by successive elimination, often leading to conditions under which the original system has solutions. Central to this theory are resultants and elimination ideals, which capture the necessary and sufficient conditions for common roots without explicitly solving for the eliminated variables. The resultant of two univariate polynomials f(x) and g(x) over a k, with degrees m and n respectively, is a polynomial in their coefficients that vanishes f and g have a common in an of k. Formally, if g(x) = a_n \prod_{i=1}^n (x - r_i) where a_n is the leading coefficient of g, then \operatorname{Res}(f, g) = a_n^m \prod_{i=1}^n f(r_i). Equivalently, the resultant is the of the Sylvester matrix, a (m+n) \times (m+n) matrix constructed from the coefficients of f and g, with n rows shifted for f and m rows shifted for g. This matrix determinant formulation, introduced by , allows direct computation via linear algebra. For systems of multiple polynomials in several variables, the concept generalizes to the Macaulay resultant, which determines whether the system has a common zero. For a homogeneous system f_0, f_1, \dots, f_n in n+1 variables with degrees d_0, d_1, \dots, d_n, the Macaulay resultant is the determinant of a large matrix built from the coefficients, analogous to the Sylvester construction but extended to higher dimensions using excess variables or homogenization. This resultant vanishes precisely when the variety defined by the system is non-empty. The construction was developed by Francis S. Macaulay to handle multivariate elimination systematically. Elimination ideals formalize the projection of algebraic varieties onto subspaces. Given an ideal I \subseteq k[x_1, \dots, x_n] generated by a polynomial system, the k-th elimination ideal is I \cap k[x_1, \dots, x_k] for k < n, consisting of all polynomials in I that do not involve x_{k+1}, \dots, x_n. The variety of this elimination ideal corresponds to the projection of the variety of I onto the first k coordinates, providing a way to eliminate variables geometrically. Resultants generate elements of these ideals; for instance, the resultant with respect to one variable yields a polynomial in the remaining variables that lies in the corresponding elimination ideal. Gröbner bases offer a computational tool for finding elimination ideals using elimination orders, such as the lexicographic order where x_1 > x_2 > \dots > x_n. For a G of I with respect to this order, the G \cap k[x_1, \dots, x_k] generates the k-th elimination ideal. This property, known as the elimination theorem, enables efficient symbolic projection by computing the basis and selecting the relevant polynomials. A simple example illustrates : consider the I = \langle x - y^2, y - z \rangle \subseteq k[x, y, z]. Eliminating y yields the elimination ideal I \cap k[x, z] = \langle x - z^2 \rangle, obtained by substituting y = z into the first or computing the \operatorname{Res}_y(x - y^2, y - z) = x - z^2. In the bivariate case, for f(x) = a_m x^m + \dots and g(x) = b_n x^n + \dots, the \operatorname{Res}_x(f, g) = (-1)^{mn} a_m^n \prod_{j=1}^m g(s_j) holds, where s_j are the roots of f, symmetric to the earlier expression. Historically, elimination theory traces to 19th-century work by on multivariate , building on Sylvester's univariate formulation from the 1840s, with modern computational unification via Bruno Buchberger's Gröbner bases in the 1960s, often termed the Cayley-Buchberger resultant paradigm.

Connections to Algebraic Geometry

Hilbert's Nullstellensatz, introduced by David Hilbert in 1893, establishes a profound correspondence between the algebraic structure of ideals in polynomial rings over algebraically closed fields and the geometric structure of algebraic varieties defined by those ideals. The theorem asserts that there are no nontrivial solutions to certain polynomial systems if and only if the corresponding ideal is the unit ideal, providing a foundational link in nonlinear algebra between and . The weak Nullstellensatz states that if k is an and I \subset k[x_1, \dots, x_n] is a proper , then the V(I) = \{ (a_1, \dots, a_n) \in k^n \mid f(a_1, \dots, a_n) = 0 \ \forall f \in I \} is nonempty. Equivalently, V(I) = \emptyset I = (1), the unit . This version implies that maximal ideals in k[x_1, \dots, x_n] are precisely of the form (x_1 - a_1, \dots, x_n - a_n) for some a_i \in k, corresponding to points in . The strong Nullstellensatz extends this by addressing polynomials vanishing on varieties: if f \in k[x_1, \dots, x_n] vanishes on V(I), then there exists a positive integer m such that f^m \in I. In ideal terms, for any ideal J \subset k[x_1, \dots, x_n], the ideal of the variety is the : I(V(J)) = \sqrt{J} = \{ g \in k[x_1, \dots, x_n] \mid g^m \in J \ \text{for some} \ m > 0 \}. This establishes a bijection between radical ideals in the polynomial ring and affine algebraic varieties over k, where the maps I \mapsto V(I) and Y \mapsto I(Y) are inverse on radical ideals. A standard proof of the weak Nullstellensatz relies on Noether normalization, which shows that a finitely generated k-algebra R is a finite module over a polynomial subring k[z_1, \dots, z_r] of transcendence degree r equal to the Krull dimension of R. If R is a field extension of the algebraically closed k, then r = 0, so R = k with z algebraic over k, implying R = k by algebraic closure. The strong version follows by applying the weak form to the quotient ring k[x_1, \dots, x_n]/(I : f^\infty), using the Rabinowitsch trick to reduce vanishing conditions to ideal membership. Dimension theory ensures the normalization aligns with geometric fibers, confirming the algebraic-geometric dictionary. Effective versions of the Nullstellensatz provide explicit bounds on the exponent m in the strong form. For instance, if f_1, \dots, f_s \in k[x_1, \dots, x_n] of at most d generate an with empty , then there exist g_i of degree at most (2n + 1) d^n such that \sum g_i f_i = 1. For the strong form, effective bounds include exponents up to O(n d^n), highlight the theorem's utility in computational nonlinear algebra, though exponents can grow rapidly with n and d.

Geometric Interpretations

In nonlinear algebra, the transition from classical algebraic varieties to provides a more general framework for studying polynomial systems geometrically. Schemes are defined as locally ringed spaces, where the structure sheaf assigns to each open set a ring of functions, with stalks at points being local rings. This abstraction captures not only zero loci of polynomials but also infinitesimal structure and non-reduced phenomena. The Spec(R) of a R serves as the prototypical affine scheme, equipped with the and the structure sheaf derived from R, allowing the encoding of prime ideals as points. For rings k[x_1, \dots, x_n] over a field k, the associated affine scheme Spec(k[x_1, \dots, x_n]) recovers the affine n-space, linking commutative algebra directly to geometric objects. Morphisms between schemes generalize maps between varieties. A map f: V \to W between affine varieties induces a on their coordinate rings, pulling back functions from W to V, which extends to a of schemes preserving the locally ringed structure. In the scheme setting, such s are continuous maps compatible with the structure sheaves, enabling the study of families of solutions to equations. This duality between maps of spaces and homomorphisms of rings underpins much of modern . Key geometric invariants in this framework include and intersection multiplicities. The of a is defined via the of its rings, which is the supremum of lengths of chains of prime ideals, providing a measure of the "size" of varieties that aligns with intuitive notions like or surface. In , Bézout's theorem quantifies intersections in : for two plane curves V and W of degrees d and e over an , the sum of intersection multiplicities equals de, assuming proper . This result, foundational for counting solutions to systems, extends to higher dimensions via scheme-theoretic intersections. A concrete example is the , realized as Proj(k[x, y, z]), the of homogeneous prime ideals in the graded k[x, y, z] not contained in the irrelevant ideal (x, y, z). This construction quotients by scaling, capturing points at . Homogenization transforms an f(x, y) into a homogeneous version F(x, y, z) by multiplying terms with powers of z, yielding the projective closure of the corresponding as the zero locus of F in Proj(k[x, y, z]). This process ensures and resolves issues like asymptotic behavior in affine models. In modern extensions, schemes play a central role in moduli spaces, which parametrize families of algebraic objects like curves or vector bundles up to isomorphism, often as schemes or stacks over bases like Spec(\mathbb{Z}). leverages this to count invariants, such as the number of curves through points, using scheme-theoretic tools to handle degenerations and virtual counts. These applications connect nonlinear algebra to broader questions in and physics.

Applications

In Sciences and Engineering

Nonlinear algebra plays a pivotal role in modeling chemical reaction networks (CRNs), where steady states are represented as algebraic varieties defined by ideals arising from mass-action . In these models, the concentrations of evolve according to polynomial differential equations derived from reaction rates, and steady states satisfy the obtained by setting derivatives to zero. The deficiency theory, developed by Feinberg, quantifies the structural complexity of a CRN by measuring how far the network deviates from tree-like structures, with zero-deficiency networks guaranteeing unique positive steady states under mass-action . Toric steady states, which lie on monomial curves and admit explicit parametrizations, occur in certain weakly reversible networks and enable global . A simple example is the CRN with the reaction A + B \to C, governed by mass-action with rate constant k. The steady-state equations form the ideal I = \langle x_A x_B \rangle in the over concentrations x_A, x_B, x_C, indicating that steady states occur when the is zero (i.e., x_A = 0 or x_B = 0), where laws like x_A + x_C = c_1 and x_B + x_C = c_2 (with constants c_1, c_2) intersect this . For toric ideals in more , the steady states can be described by binomial equations, facilitating the computation of multistationarity bounds via mixed volumes. In physics, nonlinear algebra addresses the in , where central configurations—equilibrium solutions under mutual gravitation—satisfy systems in relative positions, analyzed as zero-dimensional varieties whose finiteness is proven using tools. employs Gröbner bases to solve systems for molecular configurations, such as determining electronic structures in molecules like H_3^+, by decomposing ideals from the Hartree-Fock equations to isolate physically meaningful solutions. In , leverages factorization for , where spectral factorization of Laurent polynomials yields minimum-phase filters for , ensuring stable systems via root placement on the unit circle. problems, such as forward and for manipulators, reduce to solving systems defining configuration varieties, with numerical algebraic geometry providing certified solutions for real positive-dimensional components. Advances in the , particularly Alicia Dickenstein's contributions, have extended these techniques to , using toric ideals and deficiency one networks to model in gene regulatory circuits and predict steady-state behaviors in biochemical pathways. As of 2024, nonlinear algebra has seen growing applications in AI-driven modeling of biological systems, such as analyzing architectures for predictions using ideals.

In Optimization and Control Theory

Nonlinear algebra plays a pivotal role in optimization, where the goal is to minimize or maximize a objective function subject to constraints, often over the reals. A key technique involves sum-of-squares () decompositions, which certify the nonnegativity of by expressing them as sums of squares of other , providing a sufficient condition for global optimality. This approach leverages to approximate solutions via hierarchies of convex relaxations. In particular, Lasserre's hierarchy, introduced in 2001, generates a of semidefinite programs (SDPs) based on moment matrices and representations, converging to the global optimum under mild conditions such as compactness of the feasible set. In , nonlinear algebra facilitates the analysis of and for dynamical . Lyapunov functions, essential for proving asymptotic , can be constructed as polynomials to ensure their positivity and that their derivatives along trajectories are negative definite. This framework transforms the search for such functions into an feasibility problem, enabling computational verification of for nonlinear . For instance, Henrion and colleagues have applied methods to compute Lyapunov functions under state constraints, guaranteeing within semi-algebraic invariant sets. sets, describing states attainable from initial conditions under dynamics, are often semi-algebraic sets defined by polynomial inequalities; their approximations via relaxations allow for under- or over-estimations useful in safety verification. A representative example illustrates the use of resultants in constrained optimization: consider minimizing x^2 + y^2 subject to x^3 + y^3 = 1. Using Lagrange multipliers leads to the system $2x = \lambda 3x^2, $2y = \lambda 3y^2, and the constraint. Eliminating \lambda via resultants yields a univariate in one variable whose roots give the critical points, such as points where x = y = (1/2)^{1/3}, allowing evaluation of the objective to find the minimum. For feasibility of semi-algebraic sets defined by such constraints, the Positivstellensatz provides certificates of infeasibility by showing that no real solution exists if 1 lies in the quadratic module generated by the . A foundational result bridging these applications is the Real Nullstellensatz, which characterizes the real radical of an ideal and extends to variants for semi-algebraic sets, stating that a vanishes on a semi-algebraic set it belongs to the real radical ideal generated by the defining s. This theorem underpins certificates for emptiness or nonnegativity in optimization and control contexts. Advances in the 2000s integrated hierarchies with solvers, as developed by Lasserre and Parrilo, enabling scalable of nonconvex problems by dualizing moment and formulations. These methods, implemented in tools like SOSTOOLS, have transformed practical applications in control design by providing tight bounds on optimal values through finite relaxations. As of 2025, recent integrations of nonlinear algebra with have advanced in autonomous systems, using Gröbner bases for certifying safety in models.

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