Phrygian mode
The Phrygian mode is a diatonic musical scale in Western theory, derived from the third degree of the major scale and characterized by a flattened second degree, creating a half-step interval between the root and supertonic that produces a tense, exotic, and often somber sound distinct from the natural minor scale.[1][2] Its interval pattern follows a half-whole-whole-whole-half-whole-whole structure—for instance, the E Phrygian mode consists of the notes E, F, G, A, B, C, D, returning to E—emphasizing the minor third and flattened sixth and seventh degrees relative to the major scale.[2][3] The mode's name traces back to ancient Greek music theory, where the Phrygian harmonia (or tonos) represented one of the primary scalar frameworks, positioned as a high-pitched system suitable for wind instruments like the aulos and linked to emotional excitation, orgiastic rituals, and dramatic genres such as dithyrambs and tragedy.[4] Ancient sources, including Aristotle's Politics, described it as fostering intense, passionate responses, leading Plato to exclude it from the education of guardians in his Republic due to its perceived excess in stirring the soul.[4] Although named after the Phrygian region in Anatolia and mythically tied to figures like Marsyas, the mode's ecstatic associations were a Greek cultural invention rather than a direct import from Phrygia itself, with no archaeological evidence of such high-arousal practices in Phrygian music.[5] Examples from antiquity include the circa 138 BCE First Delphic Hymn to Apollo, notated in a Phrygian key with chromatic variations.[6][4] In medieval church music, the Phrygian mode evolved as the third authentic mode (from E to E), retaining its minor quality and use in liturgical chants evoking lamentation, before being systematized in the Renaissance alongside other modes derived from the diatonic scale.[4] By the 20th and 21st centuries, it has found prominent roles in diverse genres, including flamenco for its "Spanish" inflection, heavy metal for tension-building riffs, and classical compositions for symbolic depth—such as the Phrygian cadence in Wagner's Ring cycle representing fate and death, or the verse melody in Iron Maiden's "Remember Tomorrow" (1980) amplifying sorrow through bass arpeggios on the tonic and subtonic.[7][8] Its persistent association with melancholy and intensity underscores its versatility across historical and stylistic boundaries.[8]Historical Origins
Ancient Greek Phrygian
In ancient Greek music theory, the Phrygian mode was recognized as one of the three primary harmoniai or genera, alongside the Dorian and Lydian, forming the foundational scalar framework from the classical period onward. This mode derived its name from the Phrygian people, an ethnic group inhabiting the region of Phrygia in Asia Minor (modern-day central Anatolia), whose cultural musical practices were perceived by Greeks as influential and distinctive. Theorists such as Aristoxenus and Ptolemy positioned the Phrygian within the Greater Perfect System, a two-octave structure built from conjunct and disjunct tetrachords, emphasizing its role in melodic construction and tonal organization. The core structure of the Phrygian mode centered on the tetrachord, a four-note division spanning a perfect fourth, with the diatonic genus—the most common form—featuring intervals of a half step followed by two whole tones in its characteristic ascending form. In the synemenon tetrachord (the upper division of the central octave), this pattern appeared as e-f-g-a, where the semitone between e and f provided the mode's characteristic tense, ascending quality. Extending this across the octave in the diatonic genus yielded a scale equivalent in modern notation to E-F-G-A-B-C-D-E, though ancient Greek intonation varied slightly due to just tuning practices rather than equal temperament. Aristoxenus described such divisions functionally, prioritizing auditory perception over strict mathematical ratios, while Ptolemy later integrated them into a more systematic framework of tonoi (pitch positions). The Phrygian mode carried strong emotional associations, often characterized as warlike, passionate, or ecstatic, evoking enthusiasm and orgiastic rites according to key philosophers. Aristoxenus and Ptolemy highlighted its expressive power, linking it to heightened emotional states suitable for dramatic and religious contexts, with Ptolemy noting its plaintive yet intense affective quality in harmonic theory. In Plato's Republic (Book 3, 399b-c), the mode was approved alongside the Dorian for its alignment with temperance and courage, deemed appropriate for imitating peaceful or resolute speeches without the excessive softness of banned modes like the Lydian.[9] Aristotle, in Politics (Book 8, 1340a18-22), further elaborated on its arousing effects, citing melodies by the Phrygian composer Olympus as capable of inducing enthusiasm (enthousiasmos), a trance-like excitation of the soul that paralleled orgiastic rituals and contributed to moral education through catharsis. This ethos distinguished the Phrygian from the steadier Dorian, positioning it as a tool for emotional purification in dithyrambic poetry and theater. Archaeological and textual evidence underscores the Phrygian's practical role, particularly through its association with the aulos, a double-reed wind instrument emblematic of ecstatic performance. Ancient texts, including myths of Phrygian musicians like Marsyas, Hyagnis, and Olympus—inventors of the aulos—portray the instrument as central to Phrygian-style music, used in Dionysian rites and processions to evoke passion and frenzy. Aristotle critiqued the aulos's dominance in Phrygian music for its emotional excess but acknowledged its affinity for the mode's exciting character (Politics 8.1342a). Surviving artifacts, such as bronze auloi from Greek sites and vase paintings depicting double-pipe players in theatrical scenes, illustrate its prevalence, with the "Phrygian aulos"—a curved variant made of boxwood—evidenced in descriptions from the Minoan era onward, linking it directly to the mode's cultural transmission from Asia Minor. These references highlight the Phrygian's integration into both theoretical discourse and performative traditions, influencing Greek views on music's ethical power.Transition to Roman and Byzantine Traditions
In the Roman era, the Phrygian mode underwent significant adaptation as it was incorporated into theoretical frameworks that influenced early Christian music. The Roman philosopher and statesman Boethius, in his seminal 6th-century work De institutione musica, classified the Phrygian as the second of the authentic modes, drawing from Greek sources like Ptolemy and Aristoxenus while reinterpreting them for a Latin audience. He described its structure as an ascending octave scale from E to E (E-F-G-A-B-C-D-E), emphasizing its diatonic intervals and positioning it between the Dorian and Lydian modes in the tetrachord-based system.[10] This classification helped bridge ancient Greek harmonic theory with emerging ecclesiastical practices, providing a foundation for modal organization in Western music theory. As the Roman Empire transitioned into the Byzantine period, the Phrygian mode was integrated into the Eastern Christian liturgical tradition, particularly through the octoechos system of eight modes (echoi). Known as Phrygios echos (typically the second echos), it retained the signature half-step interval at the outset—mirroring the ancient Greek emphasis on emotional intensity—but was adapted for use in ekphonetic notation, a mnemonic system of accents and symbols employed in psalmody and scriptural readings to guide cantors in recitation and chant. This notation, which emerged in the 4th to 9th centuries, facilitated the performance of psalms in a modal framework, ensuring the Phrygian's distinctive pathos in monastic and cathedral settings. A notable shift from its ancient Greek origins occurred in the genus: while Greek theory often employed the enharmonic genus with microtonal intervals for expressive depth, Byzantine applications predominantly favored the diatonic genus for clarity and accessibility in worship. Examples of this evolution appear in hymn collections like the Sticherarion, where Phrygian modal signatures (such as initial cadential formulas on the half-step) structure stichera—verses sung with psalms—evident in compositions for feasts like the Nativity of the Theotokos. The preservation and transmission of these modal concepts relied heavily on monastic scribes in Byzantine scriptoria, who meticulously copied Greek theoretical texts alongside emerging liturgical manuscripts, fostering proto-modal systems in early Christian chant. These scribes, often in centers like Constantinople's Studion Monastery, blended Hellenistic harmonics with scriptural recitation, ensuring the Phrygian's survival as a vehicle for theological expression in the Divine Office. A pivotal historical event shaping this development was the Council of Laodicea (c. 363 CE), which sought to regulate church music by prohibiting "privately composed psalms" (idiotikoi psalmoi) and restricting performance to trained canonical singers using approved texts and modes, thereby curbing improvisational elements and promoting standardized modal usage, including Phrygian inflections in psalmody. This conciliar decree helped solidify the mode's role in bridging ancient traditions to the formalized Byzantine liturgy.Medieval and Renaissance Usage
Mode Definition and Structure
In medieval music theory, the authentic Phrygian mode, also known as the third mode, is defined by its final note on E and an ambitus spanning from E to the octave above, E'. The scale consists of the notes E-F-G-A-B-C-D-E, characterized by semitones between the first and second degrees (E-F) and the fifth and sixth degrees (B-C), creating a distinctive somber and plaintive quality.[11] The mode's formation integrates with the hexachord system developed by Guido d'Arezzo around 1030, which divides the gamut into overlapping six-note segments for solmization using the syllables ut-re-mi-fa-sol-la. The Phrygian mode employs the "hard" hexachord starting on G (G-A-B♮-C-D-E, with natural B) for its upper portion and requires mutation—shifting between hexachords—to navigate the full scale, effectively transposing elements of the natural hexachord on C (C-D-E-F-G-A) while maintaining absolute pitch associations.[11][12] Its plagal counterpart, the Hypophrygian mode (fourth mode), shares the same final on E but emphasizes a lower range from B to B', with the scale B-C-D-E-F-G-A-B; here, the final occupies the fourth position, and the melody typically gravitates toward this lower ambitus for a more subdued expression.[11] Theoretical descriptions from the 15th century, such as those in Prosdocimus de Beldemandis's Plana musica (c. 1419) and Musica speculativa (c. 1425), elaborate on solmization practices in the Phrygian mode, including rules for mutation between hexachords to accommodate the mode's semitones and avoid the tritone, while expanding the gamut to include accidentals like B♭ for practical singing.[13][14] The interval structure of the authentic Phrygian mode follows the pattern half step–whole step–whole step–whole step–half step–whole step–whole step (H-W-W-W-H-W-W), as illustrated below in staff notation starting from the final E:This sequence, derived from the diatonic collection without alteration, distinguishes it from other modes through its early semitone and central tritone avoidance in recitation.[11][10] During the Renaissance, Heinrich Glarean's Dodecachordon (1547) refined modal theory by expanding to twelve modes while questioning the strict correspondence to ancient Greek modes; he retained the Phrygian as one of the authentic minor-like modes, praising its ecstatic and emotional character suited to expressive polyphony, though he noted its affinity to the modern Aeolian in certain transpositions.[15][16]E F G A B C D E ½ 1 1 1 ½ 1 1E F G A B C D E ½ 1 1 1 ½ 1 1
Liturgical and Polyphonic Applications
In Gregorian chant, the Phrygian mode was classified as the third mode (mode III), characterized by its final on E and a range from E to E', and it was frequently employed in antiphons and responsories to evoke a somber, penitential atmosphere suitable for liturgical texts of supplication and mourning.[17] The transition to polyphony in the fourteenth century saw the Phrygian mode integrated into more complex textures, particularly through cadences that emphasized the mode's characteristic E-F tension. Guillaume de Machaut, a central figure in this development, incorporated Phrygian cadences in his motets and the "Qui tollis" section of the Messe de Nostre Dame, where the mode's modal ambiguity enhanced the expressive depth of sacred texts.[17] Similarly, English composer John Dunstable adapted continental modal practices in his sacred works, employing Phrygian elements alongside fuller triadic harmonies to create a contemplative resonance in pieces like his Gloria settings, influencing the Burgundian school.[18] By the Renaissance, the Phrygian mode remained vital in polyphonic motets, often highlighting intricate voice leading around the E final to convey emotional intensity. Josquin des Prez's five-voice motet "Miserere mei, Deus" (c. 1503), based on Psalm 51, exemplifies this through its persistent ostinato on the Phrygian-inflected phrase "Miserere mei, Deus," with smooth contrary motion and suspensions resolving to the E final, amplifying the text's plea for mercy.[19] In secular contexts, the mode's melancholic quality suited the introspective themes of trouvère songs from the thirteenth century, as seen in works by Adam de la Halle, where Phrygian structures lent a poignant, introspective air to lyrical expressions of unrequited love.[20] Italian frottole of the late fifteenth and early sixteenth centuries similarly drew on the Phrygian mode for its evocative sadness, using simple chordal accompaniments to heighten the emotional weight of amorous laments.[21] Theoretical treatises of the period further codified these applications, bridging modal theory with emerging notational practices. Bartolomeo Ramos de Pareja's Musica practica (1482) addresses the Phrygian mode within discussions of mensural notation, providing practical guidance on its rhythmic realization in polyphonic compositions and advocating for its use in measured music to preserve modal color.[21] As the Renaissance progressed into the late sixteenth century, the Phrygian mode began to blend with the Aeolian (natural minor) framework, facilitating a gradual shift toward tonal minor keys, where its half-step leading tone was increasingly flattened or altered to align with emerging major-minor polarity.[22]Modern Theoretical Framework
Natural Phrygian Scale
The natural Phrygian scale is the third mode of the major scale in modern Western music theory, constructed by starting on the third degree of a major scale and using all notes from that parent scale. For example, the E Phrygian scale, derived from the C major scale, consists of the notes E-F-G-A-B-C-D-E, featuring a characteristic flat second degree (F natural) that distinguishes it from the E minor scale, which raises the second degree to F-sharp.[1][23] The interval pattern of the natural Phrygian scale, measured in semitones within equal temperament, is half-whole-whole-whole-half-whole-whole (or 1-2-2-2-1-2-2), creating a minor tonality with immediate tension from the minor second interval between the root and second degree. This contrasts with the Ionian (major) scale's pattern of whole-whole-half-whole-whole-whole-half (2-2-1-2-2-2-1), which begins with two whole steps for a brighter sound.[1][24] The natural Phrygian scale is the third mode of the major scale. For example, starting on the third degree of C major yields E Phrygian (E-F-G-A-B-C-D), which shares the same notes as C major and its relative minor, A minor (the Aeolian mode, sixth mode of C major). This relationship allows composers to derive Phrygian content from major key materials while emphasizing the third degree as tonic.[1] While equal temperament divides the octave into twelve equal semitones for versatility across keys, approximations in just intonation—using simple frequency ratios like 16:15 for the minor second—can evoke an "ancient feel" reminiscent of Greek modal traditions, though modern performances typically favor equal temperament for instrumental compatibility.[25] In notation, the E Phrygian scale uses a key signature with no sharps or flats, matching the C major scale, though accidentals may appear if transposed. Common chord progressions include i-♭II-i (e.g., Em-F-Em in E Phrygian), which highlights the mode's defining minor second through the subtonic-to-tonic resolution and adds harmonic tension.[23][26] As a remnant of medieval church modes adapted into tonal music, the natural Phrygian scale often evokes exotic or tense atmospheres due to its flattened second degree, which introduces dissonance against expected major-scale resolutions.[27]Phrygian Dominant Scale
The Phrygian dominant scale, also known as the Phrygian ♮3 scale or Spanish Gypsy scale, is the fifth mode of the harmonic minor scale, featuring a raised third and seventh relative to the natural minor scale from which the harmonic minor derives. This alteration distinguishes it from the natural Phrygian mode by introducing a major third, creating a sense of harmonic tension. For instance, the E Phrygian dominant scale ascends as E-F-G♯-A-B-C-D-E.[28][29] Its interval structure consists of a half step (1 semitone), augmented second (3 semitones), half step (1 semitone), whole step (2 semitones), half step (1 semitone), whole step (2 semitones), and whole step (2 semitones), notated as 1-3-1-2-1-2-2 in semitones. This pattern generates a dominant seventh chord quality on the tonic, with the major third providing pull toward resolution while the flat second adds exotic dissonance.[29][28] The scale's historical roots trace to non-Western traditions, including Spanish flamenco music—where it appears as the Phrygian ♭9 scale—and Middle Eastern maqam systems, particularly the Hijaz maqam, which shares the characteristic augmented second interval for emotive expression. It entered Western theoretical frameworks in the 20th century through composers incorporating exotic elements, such as Nikolai Rimsky-Korsakov, who drew on Oriental scales in works like Scheherazade to evoke Eastern flavors.[30][31][32] In terms of chord implications, the scale aligns closely with dominant seventh flat nine voicings; for example, the E7♭9 arpeggio (E-G♯-B-D-F) utilizes the scale's root, major third, perfect fifth, minor seventh, and flat ninth, fostering tension that resolves effectively to a minor tonic chord like Am. This arpeggio's dissonant ♭9 against the major third heightens the scale's dramatic harmonic pull.[33][30] Key theoretical formalizations of exotic scales like the Phrygian dominant appear in mid-20th-century texts, including Nicolas Slonimsky's Thesaurus of Scales and Melodic Patterns (1947), which catalogs it among synthetic modes for modern composition. In contemporary notation, the scale is commonly voiced on guitar in positional patterns—for instance, starting on the sixth string at the 12th fret for E (notes: open low E, 1st fret F, 4th fret G♯, etc.)—or on piano with stacked thirds emphasizing the augmented second (e.g., right-hand voicing E-F-G♯-A over left-hand E-B-D).[34][28] Unlike the natural Phrygian scale, which maintains a minor third for a static modal color, the Phrygian dominant's raised third imparts a dynamic, V7-like function suitable for harmonic progression.[28]Variations and Comparisons
Related Scales and Cultural Adaptations
The Phrygian mode manifests in diverse cultural variants, particularly in Spanish flamenco music, where the Spanish Phrygian (or andaluza) scale—a form of the Phrygian dominant—forms the basis of the characteristic Andalusian cadence and evokes intense emotional depth through its half-step between the root and second degree. In Turkish classical music, the Hicaz maqam parallels the Phrygian dominant scale, structured as a Hicaz jins on the tonic followed by a Nihavend jins on the fourth degree, producing intervals of 1, 3, 1, 2, 1, 2, 2 semitones and emphasizing an augmented second interval for an exotic, tense quality. Similarly, the Arabic Hijaz Kar maqam, also known as the double harmonic scale, incorporates Phrygian elements with intervals of 1, 3, 1, 2, 1, 2, 2 semitones, featuring a flattened second and sixth alongside a major third, often used to convey dramatic or mystical expressions in traditional compositions. Modern theoretical extensions of the Phrygian mode include the Ultraphrygian scale, which lowers the second degree to a double flat (♭♭2) and features a flattened fourth and double-flat seventh, creating a darker, more dissonant variant with intervals of 1, 2, 1, 3, 1, 1, 3 semitones; its formula is 1 ♭♭2 ♭3 ♭4 5 ♭6 ♭♭7. The Neophrygian scale, derived as the second mode of the melodic minor scale, raises the sixth degree to natural while retaining the Phrygian half-step, resulting in intervals of 1, 2, 2, 2, 2, 1, 2 semitones and the formula 1 ♭2 ♭3 4 5 6 ♭7, often called Phrygian ♮6 or Dorian ♭2 for its hybrid character. These and other variants can be compared through their interval structures, as shown below:| Scale Name | Semitone Intervals | Note Formula |
|---|---|---|
| Phrygian | 1, 2, 2, 2, 1, 2, 2 | 1 ♭2 ♭3 4 5 ♭6 ♭7 |
| Phrygian ♮6 | 1, 2, 2, 2, 2, 1, 2 | 1 ♭2 ♭3 4 5 6 ♭7 |
| Ultraphrygian | 1, 2, 1, 3, 1, 1, 3 | 1 ♭♭2 ♭3 ♭4 5 ♭6 ♭♭7 |
| Neophrygian | 1, 2, 2, 2, 2, 1, 2 | 1 ♭2 ♭3 4 5 6 ♭7 |
Distinctions from Other Modes
The Phrygian mode distinguishes itself from the Aeolian mode (natural minor) primarily through its flattened second scale degree (♭2), which creates a half-step interval from the tonic, in contrast to the Aeolian's major second (2). This ♭2 introduces an immediate dissonant tension absent in the Aeolian, often leading to cadential resolutions that emphasize the ♭2's pull toward the tonic rather than the Aeolian's more stable subdominant or dominant resolutions.[1] Compared to the Dorian mode, the Phrygian shares a minor third (♭3) but features the ♭2 instead of a major second, heightening dissonance in melodic lines and harmonies built on the tonic, as the half-step proximity to the root evokes a more unstable, exotic character than the Dorian's brighter, less tense profile.[35] Like the Locrian mode, the Phrygian is diminished in quality due to its ♭3 and ♭7, but it maintains a perfect fifth above the tonic, providing a degree of harmonic stability that the Locrian lacks with its diminished fifth (tritone), which renders the latter highly unstable and rarely used as a primary mode.[35] In harmonic analysis, the Phrygian mode's characteristic i–♭II progression exploits the ♭2 to create a powerful, tension-resolving cadence from the major ♭II chord back to the minor tonic, differing markedly from the Mixolydian mode's V–i resolution, where the dominant seventh's leading tone drives a more conventional pull.[36]| Mode | Second Degree | Sixth Degree |
|---|---|---|
| Ionian | Major (2) | Major (6) |
| Dorian | Major (2) | Major (6) |
| Phrygian | Minor (♭2) | Minor (♭6) |
| Lydian | Major (2) | Major (6) |
| Mixolydian | Major (2) | Major (6) |
| Aeolian | Major (2) | Minor (♭6) |
| Locrian | Minor (♭2) | Minor (♭6) |