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Riley oxidation

The Riley oxidation is a selective oxidation reaction in organic chemistry mediated by selenium dioxide (SeO₂), which converts methylene or methyl groups activated by adjacent carbonyls, double bonds, or aromatic rings into carbonyl or hydroxy functionalities, such as α-diketones, aldehydes, or allylic alcohols.^[1]^[2] First described in 1932 by Harry Lister Riley, John Frederick Morley, and Norman Alfred Child Friend in their seminal work on SeO₂ as a novel oxidizing agent, the reaction targets α-positions in aldehydes and ketones (e.g., oxidizing acetophenone to phenylglyoxal) or allylic sites in olefins (e.g., cyclohexene to cyclohex-2-en-1-one or its alcohol).^[1]^[3] The reaction proceeds under mild conditions, typically in solvents like 1,4-dioxane, acetic acid, or ethanol at reflux, with SeO₂ employed stoichiometrically (1–1.5 equivalents), though catalytic variants using co-oxidants such as tert-butyl hydroperoxide (TBHP) or hydrogen peroxide have been developed to regenerate the oxidant and minimize selenium waste.^[2]^[4] Its mechanism for allylic oxidations involves an initial ene-type reaction between SeO₂ and the substrate, forming an allylseleninic acid intermediate, followed by a [2,3]-sigmatropic rearrangement and hydrolysis to the allylic alcohol; for carbonyl compounds, it similarly involves enolizable positions leading to 1,2-dicarbonyl products.^[5]^[2] The process is highly regioselective, favoring less substituted allylic positions, and stereoselective, often retaining double-bond geometry, though yields can vary (20–90%) due to over-oxidation or selenium recovery issues.^[2]^[4] Widely applied in total synthesis, the Riley oxidation has facilitated the construction of natural products, including steroids (e.g., cholesterol derivatives), terpenoids (e.g., isomintlactone), and porphyrin analogs like chlorins and bacteriochlorins for photodynamic therapy and solar energy applications.^[2]^[4] Its utility stems from the precise activation of C–H bonds in complex molecules, though toxicity concerns with selenium have prompted greener alternatives like organoselenium catalysts.^[2] Despite these challenges, the reaction's predictability and versatility ensure its enduring role in synthetic methodology.^[4]

Overview

Discovery and Historical Context

The Riley oxidation was first reported in 1932 by Harry Lister Riley, John Frederick Morley, and Norman Alfred Child Friend in a foundational paper published in the Journal of the Chemical Society. Titled "Selenium dioxide, a new oxidising agent. Part I. Its reaction with aldehydes and ketones," the study introduced selenium dioxide (SeO₂) as an effective reagent for selective oxidations in organic synthesis, specifically targeting active methylene groups adjacent to carbonyl functionalities in aldehydes and ketones to form the corresponding dicarbonyl compounds.^[1]^[6] Initial observations in the 1932 work highlighted SeO₂'s ability to perform these transformations under mild conditions, often employing solvents such as dioxane or ethanol to facilitate the reaction. The authors noted the reagent's specificity for α-methylene positions, distinguishing it from harsher oxidants and enabling cleaner conversions without over-oxidation of the substrates. These findings established SeO₂ as a versatile tool for introducing carbonyl groups, with early examples demonstrating its efficacy on simple aliphatic and aromatic systems.^[7] Building on prior early 20th-century investigations into selenium compounds, which primarily focused on their elemental properties and inorganic applications, Riley's report marked a pivotal shift toward practical organic oxidations. Subsequent research in the 1930s and 1940s expanded its scope, including applications to allylic positions, solidifying its role in synthetic methodology. By the 1950s, the transformation had evolved into a recognized named reaction, the Riley oxidation, celebrated for its contributions to selective functionalizations in complex molecule assembly.^[8]^[7]

General Reaction Scheme

The Riley oxidation is a selective oxidation reaction that converts allylic methylene groups in alkenes, such as R-CH₂-CH=CH₂, or α-methylene groups adjacent to carbonyl functionalities to the corresponding carbonyl compounds, such as R-CO-CH=CH₂ or R-CO-CHO, using selenium dioxide (SeO₂) as the oxidant.^[1]^[7] Typical conditions for the reaction involve treating the substrate with 1-2 equivalents of SeO₂ in solvents like 1,4-dioxane or ethanol at reflux temperature, often with a small amount of water or under anhydrous conditions to control the extent of oxidation.^[7] Aqueous or acidic variants, such as in tert-butanol/water mixtures, are also employed depending on the substrate solubility and desired product.^[8] In terms of stoichiometry, SeO₂ functions primarily as a stoichiometric oxidant, though catalytic protocols exist where it is reoxidized in situ; the selenium is typically recovered as elemental Se or selenious acid (H₂SeO₃).^[7] A representative balanced equation for allylic oxidation is shown for 2-methylbut-2-ene:

(CH_3)_2C=CH-CH_3 + SeO_2 \rightarrow (CH_3)_2C=CH-CHO + Se + H_2O

^[9]

Reaction Mechanism

Key Steps in the Oxidation Process

The Riley oxidation initiates with an ene-type reaction, in which selenium dioxide (SeO₂) acts as an electrophile, adding across the allylic C-H bond of an alkene. This concerted process transfers a hydrogen from the allylic position to one oxygen of SeO₂ while forming a new C-Se bond, yielding an allylseleninic acid intermediate, such as R-CH=CH-CH₂-Se(O)OH from a terminal alkene. The allylseleninic acid then undergoes a [2,3]-sigmatropic rearrangement, a pericyclic process that migrates the selenium group to the adjacent carbon, preserving the double bond geometry and generating an allylic seleninate ester intermediate. Subsequent elimination, often facilitated by hydrolysis or tautomerization, releases the reduced selenium species (ultimately Se(0)) and forms the allylic alcohol (e.g., R-CH(OH)-CH=CH₂) or, with further oxidation, the corresponding allylic carbonyl compound. This step involves cleavage of the C-Se bond and oxygen insertion from water or the solvent. For the oxidation of α-methylene groups adjacent to carbonyl functionalities, SeO₂ follows an analogous ene addition to the enolizable C-H bond, producing a β-ketoseleninic acid intermediate. This species rearranges via a similar sigmatropic shift or enol-keto tautomerization, followed by hydrolysis, to afford the α-diketone (e.g., R-C(O)-CH₂-C(O)-R') or conjugated enone, with concomitant reduction of Se(IV) to Se(0).^[10] Throughout the process, the overall redox transformation reduces SeO₂ (Se(IV)) stepwise to elemental selenium, incorporating one oxygen atom per equivalent of oxidant from the reaction medium, such as water, to achieve the net allylic or α-oxidation. In stoichiometric applications, the reduced selenium precipitates as a byproduct, while catalytic variants regenerate SeO₂ via external oxidants.^[2]

Intermediates and Supporting Evidence

In the Riley oxidation, the primary transient intermediates are allylseleninic acids, formed through an initial ene reaction between the alkene substrate and selenium dioxide, followed by a [2,3]-sigmatropic rearrangement that positions the selenium for subsequent hydrolysis to yield the allylic alcohol product. These species are short-lived and challenging to isolate, but modern spectroscopic techniques have provided indirect confirmation of their involvement.^[5]^[11] Supporting evidence for this mechanism derives from isotopic labeling and kinetic experiments conducted in the late 20th century. Kinetic isotope effect studies using 13C- and 2H-labeled alkenes, such as 2-methyl-2-butene, reveal values consistent with a rate-determining ene step, where C-H bond breaking at the allylic position occurs concertedly with Se-O bond formation. Kinetic analyses demonstrate first-order dependence on both SeO2 concentration and the substrate, indicating a bimolecular interaction without significant involvement of radical chain processes. Although direct 18O incorporation from water into the product has been proposed to confirm hydrolysis of the seleninic acid intermediate, experimental verification focuses more on deuterium effects to delineate ionic versus radical pathways.^[11]^[12] Mechanistic investigations from the 1970s and 1980s, building on Sharpless's 1972 proposal of the ene pathway, ruled out predominant radical mechanisms in favor of an ionic ene process through product distribution and stereochemical analyses. For instance, studies on olefin oxidation confirmed the stereospecificity of allylic transposition, aligning with sigmatropic rearrangement rather than free-radical abstraction. These findings addressed ambiguities in earlier radical hypotheses by emphasizing the electrophilic nature of SeO2.^[13] Early work by Riley in 1932 relied on empirical observations without access to modern spectroscopy, leaving gaps in intermediate characterization and pathway validation. Recent density functional theory (DFT) calculations, such as those at the B3LYP/6-311+G(d,p) level on the reaction of 2-methyl-2-butene with SeO2, have bolstered the ene mechanism by identifying low-energy transition states for the anti-endo and syn-endo approaches, with barriers supporting the observed regioselectivity and excluding higher-energy radical alternatives. These computational studies highlight the concerted nature of the initial step and the role of allylseleninic acids in product formation.^[14]

Scope and Selectivity

Applicable Substrates

The Riley oxidation, mediated by selenium dioxide (SeO₂), is most effective for substrates featuring allylic C-H bonds in alkenes, where it selectively oxidizes methylene or methyl groups to alcohols, aldehydes, or ketones. Primary examples include trisubstituted and cycloalkenes, such as the conversion of cyclohexene to cyclohex-2-en-1-ol or further to 2-cyclohexen-1-one under prolonged conditions. Another representative case is the oxidation of protected geranyl derivatives, like geranyl acetate, at the allylic methyl position to yield citral, demonstrating utility in terpenoid systems with 50-70% yields depending on protection strategy.^[15]^[3] For carbonyl-containing substrates, the reaction targets α-methylene groups adjacent to ketones or aldehydes, converting them to 1,2-dicarbonyl compounds. Enolizable ketones, such as acetophenone, are oxidized to α-ketoaldehydes like phenylglyoxal, while aryl methyl ketones like 2-acetylamino-7-methyl-1,8-naphthyridine yield the corresponding formyl derivative in 75% yield. These transformations require activated methylene positions and are less efficient for non-enolizable systems.^[15]^[3] The reaction exhibits good tolerance for esters and amides, allowing their presence without interference, as seen in the oxidation of steroidal esters or chalcone derivatives. However, free alcohols and amines can complex with SeO₂, reducing efficiency and necessitating protection; for instance, hydroxylated solvents are tolerated only in limited amounts to avoid side reactions. Ethers and acetates are generally compatible, enabling direct solvolysis to allylic esters in acetic acid media.^[15]^[16] Sterically, the oxidation favors less hindered allylic sites, with trisubstituted alkenes undergoing reaction preferentially at the less substituted allylic position due to lower steric hindrance, as in 1-p-menthene yielding trans-carvotanacetol (48% yield) over the cis isomer. Electronically, activated allylic C-H bonds—those conjugated or adjacent to electron-donating groups—react more readily, while electron-withdrawing groups nearby suppress reactivity; for example, tertiary allylic positions in alkyl-substituted olefins are favored over primary ones. Recent applications extend to heterocyclic substrates like dihydrodipyrrins and pyrroline N-oxides, where β-substituents (e.g., esters or aryls) enhance yields up to 79%, provided acid-labile groups are stabilized.^[16]^[17]

Regioselectivity and Limitations

The Riley oxidation exhibits a regioselectivity that favors the oxidation of allylic methylene groups, particularly at terminal positions in alkenes, where migration of the double bond often leads to primary allylic alcohols as the major products.^[15] This preference mirrors the directional bias seen in related oxidative processes, directing the reaction toward less hindered sites. In conjugated dienes, such as cycloocta-1,3-diene, the oxidation preferentially occurs at the less substituted allylic position, yielding products like cycloocta-3,5-dien-1-ol with high selectivity (19:1 ratio over other isomers) under aerobic conditions.^[17] Despite its utility, the Riley oxidation has several limitations that can impact its practical application. Aldehydes formed as initial products are prone to over-oxidation to the corresponding carboxylic acids, particularly under prolonged reaction times or in protic solvents, though this can be partially mitigated by using acetic anhydride to trap the aldehyde as an acetate.^[15] Yields are often low with electron-deficient alkenes, such as those bearing ester groups, exemplified by the oxidation of farnesyl acetate affording only 24% of the desired allylic alcohol.^[15] Additionally, selenium dioxide (SeO₂) itself is highly toxic, causing severe irritation to skin and eyes, and its volatility poses handling risks, with occupational exposure limits set at 0.2 mg Se/m³ in air. Common side reactions include the precipitation of elemental selenium as a black solid, necessitating filtration and recovery steps to reclaim the reagent, often via treatment with nitric acid.^[15] Solvent choice significantly influences outcomes; for instance, 1,4-dioxane is frequently employed to suppress unwanted polymerization of reactive alkene substrates during reflux conditions, while ethanol can provide moderate yields (50–58%) but may promote side products in sensitive cases.^[17] Historical accounts of the reaction often fail to address recent enhancements in selectivity, such as the use of tert-butanol as a co-solvent in tert-butyl hydroperoxide/SeO₂ systems, which improves yields and reaction mildness.^[15] Moreover, environmental concerns arising from SeO₂'s toxicity and the generation of selenium-containing waste have prompted exploration of greener alternatives, though these remain underexplored in classical literature.

Synthetic Applications

Use in Natural Product Synthesis

The Riley oxidation has played a significant role in the total synthesis of natural products, particularly terpenes and alkaloids, where selective allylic oxidation enables the introduction of oxygen functionalities in complex polyene frameworks without disrupting overall molecular architecture. Its application dates back to the mid-20th century, with notable uses in the 1950s–1970s for preparing carvone derivatives via allylic hydroxylation and ionone intermediates through oxidation of α-ionone to 1'-hydroxy-α-ionone, facilitating routes to vitamin-related compounds.^[18]^[2] A classic example is the conversion of geranyl acetate to citral via SeO₂-mediated allylic oxidation, a key step in early industrial syntheses of vitamin A (retinol), where the reaction selectively targets the terminal allylic methylene to yield the α,β-unsaturated aldehyde in good yield under refluxing ethanolic conditions.^[19] Similarly, in diterpenoid chemistry, oxidation of abietic acid methyl ester with SeO₂ in t-butanol affords dehydroabietic acid methyl ester and 9-α-hydroxy derivatives, enabling aromatization and functionalization pivotal to resin acid natural products like ferruginol.^[20] The method's advantages in natural product synthesis stem from its mild conditions, which preserve stereochemistry at remote chiral centers, and high regioselectivity toward less substituted allylic positions in polyenes, minimizing over-oxidation in sensitive terpenoid scaffolds. In modern contexts, Riley oxidation has been employed in taxol (paclitaxel) biosynthesis models, such as SeO₂ oxidation of taxadiene to introduce allylic alcohols at C-5 and C-20, aiding the assembly of the taxane core and side-chain precursors.^[21] Post-2000 developments include its use in hydroporphyrin syntheses, where oxidation of dihydrodipyrrin methyl groups to aldehydes (yields 20–60%) supports de novo construction of chlorins and bacteriochlorins modeling chlorophyll and bacteriochlorophyll natural pigments.^[7]

Examples in Heterocyclic and Olefin Chemistry

In heterocyclic chemistry, the Riley oxidation enables the selective transformation of methyl or allylic methylene groups in furans and pyrroles to aldehydes or enones, providing key intermediates for further elaboration. For instance, the oxidation of a trisubstituted furan derivative with SeO₂ in dioxane affords the corresponding (Z)-β-keto-α,β-unsaturated ester in moderate yield, highlighting the method's utility in introducing carbonyl functionality adjacent to the heterocyclic ring while preserving the furan core.^[22] Similarly, treatment of pyrrole-2-yl acetate with SeO₂ under reflux conditions yields the corresponding glyoxylate derivative, which serves as a versatile building block for pyrrole-based heterocycles.^[23] These transformations often proceed in 40-60% yields for heterocyclic substrates, attributed to solubility challenges and potential over-oxidation in polar solvents.^[7] In olefin chemistry, the Riley oxidation excels at allylic hydroxylation, particularly in complex systems like steroids, where it targets methylene groups adjacent to double bonds with high regioselectivity. A representative example is the SeO₂-mediated oxidation of cholesterol, which, depending on the solvent (e.g., dioxane vs. acetic acid), selectively produces allylic alcohols or further oxidized derivatives at the C-7 or side-chain positions in 60-80% isolated yields. This solvent-dependent selectivity facilitates one-pot access to multiple oxysterol analogs useful for biological studies. For skipped dienes, such as those in 1,4-diene systems, SeO₂ enables selective mono-oxidation at one allylic site, yielding α,β-unsaturated carbonyls in 70-90% yields for simple acyclic olefins, avoiding over-oxidation through controlled stoichiometry and reaction time.^[2] These applications extend to pharmaceutical intermediates. In the 2020s, the method has seen renewed use in active pharmaceutical ingredient (API) synthesis, such as the oxidation of β-elemene derivatives to generate novel anticancer candidates with improved solubility, achieving modest yields (2–22%) under mild conditions.^[24]

Variations and Developments

Catalytic and Modified Conditions

To mitigate the environmental and practical drawbacks of stoichiometric selenium dioxide (SeO₂) usage in the original Riley oxidation, catalytic protocols have been developed employing 5–10 mol% SeO₂ paired with co-oxidants such as tert-butyl hydroperoxide (TBHP) or hydrogen peroxide (H₂O₂). These systems regenerate the active selenious acid intermediate, enabling turnover and significantly reducing selenium byproducts while maintaining efficacy for allylic methylene oxidations. Seminal work by Sharpless and colleagues established TBHP as an effective co-oxidant, achieving selective allylic hydroxylations in yields of 50–80% under mild conditions.^[25] Modified conditions have further optimized the reaction's efficiency and substrate compatibility. For instance, the use of aqueous tert-butanol as a solvent mixture improves the solubility of hydrophobic alkenes, promoting higher reaction rates and cleaner product isolation compared to traditional organic solvents like dichloromethane. Additionally, microwave-assisted variants, often combining catalytic SeO₂ with urea–hydrogen peroxide (UHP), accelerate the process to completion in minutes rather than hours, enhancing throughput without compromising selectivity. These adaptations have been particularly valuable for sensitive substrates, yielding allylic alcohols in 70–95% efficiency.^[2] Such refinements have led to substantial improvements in yields and regioselectivity, with reported efficiencies reaching 95% for targeted oxidations. In the 1990s, Nicolaou and coworkers applied SeO₂/TBHP conditions in polyene systems during natural product syntheses, demonstrating exceptional control over multiple allylic sites to afford enones with high fidelity and minimal over-oxidation. Green chemistry adaptations from the 2010s, including aqueous H₂O₂ systems and heterogeneous SeO₂ supports, further support scale-up to multigram preparations by facilitating catalyst recycling and waste minimization.^[8]^[2]

Alternative Reagents and Modern Adaptations

Due to the toxicity and limited scalability of selenium dioxide (SeO₂) in the traditional Riley oxidation, several alternative oxidants have been developed for allylic C–H oxidations, focusing on milder conditions and sustainable oxygen sources. Palladium-catalyzed systems using molecular oxygen as the terminal oxidant represent a prominent eco-friendly replacement, enabling selective allylic oxidation of cycloalkenes such as cyclohexene to the corresponding allylic alcohols or ketones. For instance, Pd(OAc)₂ or PdCl₂ catalysts, often with ligands like benzoquinone or acetic acid, facilitate the transformation under aerobic conditions at ambient temperature, achieving yields up to 80% for monoterpenic alkenes while minimizing over-oxidation.^[26]^[27] Another class of alternatives employs tert-butyl hydroperoxide (TBHP) as the oxidant in conjunction with transition metal catalysts, addressing SeO₂'s handling issues. Copper(II) complexes, such as 2-quinoxalinol salen Cu(II), promote efficient allylic oxidation of Δ⁵-steroids to enones with high regioselectivity (e.g., 7α-hydroxy derivatives in 70–90% yield) under mild heating in dichloromethane.^[28] Modern adaptations leverage photocatalysis and biocatalysis to extend the utility of allylic oxidations beyond traditional metal-mediated pathways, emphasizing green chemistry principles. Visible-light-driven, metal-free photoredox catalysis using acridinium salts and oxygen as the oxidant achieves direct C–H oxidation of terminal and cyclic alkenes to enones at room temperature, with tetrabutylammonium bromide as a hydrogen atom transfer cocatalyst; this method shows broad substrate scope, including styrenes (yields 60–95%), and avoids selenium entirely by mimicking radical mechanisms.^[29] Organoselenium mimics, such as diselenides, serve as non-toxic photocatalysts under visible light, promoting regioselective allylic hydroxylations with air as oxidant, though scalability remains under investigation.^[30] Enzymatic analogs provide stereoselective alternatives through biocatalysis, utilizing mild aqueous conditions to overcome SeO₂'s environmental drawbacks. Cytochrome P450 monooxygenases (P450s), such as engineered CYP102A1 variants, catalyze allylic hydroxylation of terpenes like limonene to perillyl alcohol with >97% regioselectivity and up to 88% ee, employing NADPH or H₂O₂ as cofactors.^[31] Unspecific peroxygenases (UPOs), like AaeUPO, perform similar transformations on cyclic enones (e.g., isophorone to 4-hydroxyisophorone in 88% ee), offering high enantioselectivity for pharmaceutical intermediates. Whole-cell systems, such as Bacillus megaterium, extend this to complex substrates like ursolic acid, yielding allylic alcohols in gram-scale reactions.^[31]^[32] Unique developments in the 2010s have repurposed Riley-like chemistry for nanomaterial synthesis, highlighting interdisciplinary applications. The reaction of SeO₂ with acetone under ambient conditions, stabilized by polyvinyl alcohol, generates elemental selenium nanoparticles (100–300 nm) via reduction concomitant with acetone oxidation to methylglyoxal, providing a simple, low-cost route without additional reductants.^[33] Flow chemistry integrations enhance safety and efficiency for SeO₂-based oxidations, enabling continuous processing of allylic substrates like geraniol to aldehydes with reduced exposure risks, though primarily in modified catalytic setups.^[8] These adaptations underscore a shift toward sustainable, versatile protocols that expand the Riley oxidation's legacy while mitigating its limitations.

References

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In the present study, we have used a very simple and well-known organic name reaction, “Riley Oxidation” [11], for the synthesis of selenium nanoparticles, by ...