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Birational geometry

Birational geometry is a branch of that studies algebraic varieties up to birational equivalence, where two varieties are considered equivalent if there exists a rational map between them that induces an between their function fields or, equivalently, is an on dense open subsets. This equivalence ignores "small" subsets of at least two, allowing focus on intrinsic properties preserved under such transformations, such as the geometry of the function field. The primary goal of birational geometry is to classify algebraic varieties by constructing simplified models through birational transformations, primarily via the , which systematically reduces complexity using operations like contractions of extremal rays and flips. Key invariants include the Kodaira dimension, which measures the growth rate of pluricanonical sections and categorizes varieties from -∞ (uniruled) to the dimension of the variety (general type), guiding the MMP toward minimal models with nef canonical divisors. The MMP also involves resolving singularities to terminal or types, ensuring Q-factoriality for well-behaved birational maps. Historically, birational geometry traces back to classical efforts in the 19th and early 20th centuries to understand rational maps and of varieties, but it was revolutionized in the 1980s by 's theory of extremal rays on the Mori cone, enabling contractions and the modern MMP framework. Landmark progress came with the 1998 book Birational Geometry of Algebraic Varieties by János Kollár and , providing foundational tools for higher-dimensional cases, particularly flips in dimension three. The program was fully established in characteristic zero in 2010 by the theorem of , Paolo Cascini, Christopher Hacon, and James McKernan, proving the existence of minimal models for varieties of log general type and resolving long-standing conjectures on flips and abundance; Birkar's contributions, including this theorem, earned him the in 2018. Beyond classification, birational geometry has profound applications in arithmetic geometry, such as studying rational points on varieties via conjectures like those of and Vojta, and in moduli theory, where it elucidates the birational structure of spaces parametrizing curves or sheaves. Recent extensions include work on positive characteristic and stacks, broadening its scope to Deligne-Mumford stacks and equivariant settings.

Birational Maps and Equivalence

Rational Maps

In , a rational map between two varieties X and Y defined over an k is an of pairs (U, f), where U \subset X is a dense open and f: U \to Y is a of varieties, with two such pairs equivalent if they agree on the intersection of their domains, which is again dense open. This definition captures maps that are "defined " on X, allowing for points of indeterminacy where the map cannot be extended regularly. A classic example is the from the affine plane \mathbb{A}^2_k to \mathbb{A}^1_k given by (x, y) \mapsto x/y, which is defined on the dense open set where y \neq 0, but indeterminate at the (0,0). In the projective setting, a rational map from \mathbb{P}^n_k to \mathbb{P}^m_k can be given by homogeneous polynomials of the same degree, such as the pair of linear forms defining [x:y:z] \mapsto [x:y] on \mathbb{P}^2_k, which is a except at the point [0:0:1] where both forms vanish simultaneously, resulting in indeterminacy. The indeterminacy locus of a rational is the complement of its maximal of , a proper closed of X consisting of points where no representative is . Rational maps compose whenever the image of the first lies in the of the second, specifically on the dense where their domains overlap, yielding another rational . A rational is a it is everywhere on X, meaning its of is all of X. For projective varieties, any rational map X \dashrightarrow Y with Y embedded in \mathbb{P}^N_k is uniquely determined by a of divisors on X, namely the complete linear system |D| associated to a line bundle whose global sections define the map via the projective embedding. This correspondence underscores the role of in classifying rational maps between projective varieties.

Birational Maps

In , a birational map between two irreducible varieties X and Y over a k is a rational map \phi: X \dashedrightarrow Y that admits a rational \psi: Y \dashedrightarrow X such that the compositions \psi \circ \phi: X \dashedrightarrow X and \phi \circ \psi: Y \dashedrightarrow Y are equal to the identity map on some dense open subsets of X and Y, respectively. This definition specializes the broader notion of rational maps, requiring invertibility in the sense of rational correspondences. Birational maps exhibit key properties that highlight their role in studying varieties up to "rational equivalence." Specifically, any birational map \phi: X \dashedrightarrow Y induces an between dense open s U \subset X and V \subset Y, where \phi restricts to a U \to V. Furthermore, birational maps preserve the function fields of the varieties, inducing a k- k(X) \cong k(Y) between the fields of rational functions on X and Y. This arises because the generic points of X and Y map to each other under the rational correspondence, equating the residue fields at those points. A central in the subject characterizes birationality intrinsically via function fields: two irreducible X and Y over a k are birational if and only if their function fields k(X) and k(Y) are isomorphic as extensions of k. This equivalence underscores the function field as the primary birational invariant, allowing classification problems to be reformulated in terms of theory. As rational maps, birational maps may suffer from indeterminacy at certain points or loci where they cannot be evaluated continuously. To resolve such indeterminacies and obtain a regular extension, one can perform blow-ups along suitable centers (such as points or subvarieties) in the domain ; the resulting from the blow-up is then a proper birational map that agrees with the original on the complement of the exceptional locus. Successive blow-ups may be required to fully resolve the indeterminacy locus, particularly in higher dimensions. The concept of birational maps was introduced by in the context of Cremona transformations of the , where he studied their generation and factorization properties.

Birational Equivalence

Two algebraic varieties X and Y over an k are said to be birational, denoted X \sim Y, if there exists a birational map f: X \dashrightarrow Y. This relation is an on the set of varieties, as it is reflexive (via the identity map), symmetric (by inverting the birational map), and transitive (by composing birational maps along a chain). Birational varieties share the same function field k(X) \cong k(Y), which is the field of rational functions on X (or Y), consisting of quotients of regular functions where the denominator is non-zero on a dense . Equivalently, X and Y are birational if they contain isomorphic Zariski-open subsets, meaning they agree on dense open subsets and differ only on lower-dimensional loci. A key application of birational equivalence is the notion of rationality: a variety X is rational if it is birational to projective space \mathbb{P}^n_k for n = \dim X. Rational varieties admit a parametrization by rational functions, facilitating the study of their geometry via coordinates on \mathbb{P}^n. A classical question in this context is the rationality of hypersurfaces; for instance, smooth plane conics are rational (via projection from a point on the curve), but smooth plane cubics are elliptic curves and not rational, while the rationality of smooth hypersurfaces of degree d \geq 3 in \mathbb{P}^n for n \geq 3 remains open in general, with counterexamples known only in specific cases like certain quartic surfaces. This problem, often termed Noether's problem in the birational classification of hypersurfaces, highlights the challenges in determining birational type beyond low dimensions. Birational equivalence preserves several fundamental properties of varieties. The dimension \dim X = \operatorname{tr.deg}_k k(X) is invariant, as it equals the transcendence degree of the shared function field. Irreducibility is also preserved, since the function field of an irreducible variety is a field, whereas reducible varieties have function fields that are products of fields corresponding to irreducible components. For smooth proper varieties, birational maps induce isomorphisms on the N'eron-Severi group \mathrm{NS}(X) = \mathrm{Pic}(X)/\mathrm{Tors}, the Picard group modulo torsion, reflecting the birational invariance of line bundles up to algebraic equivalence. In characteristic zero, every admits a smooth proper birational model: Hironaka's theorem guarantees the existence of a proper birational \pi: \tilde{X} \to X from a \tilde{X} to X, obtained via a finite sequence of blow-ups along smooth centers, resolving singularities while preserving the function field. Such models are not unique, but they provide canonical representatives within a birational , enabling the study of birational properties in a smooth projective setting. This resolution underpins much of modern birational geometry, allowing and minimal model constructions.

Examples of Birational Transformations

Plane Conics

A plane conic is defined as the zero locus in the \mathbb{P}^2 of a homogeneous quadratic polynomial Q(x,y,z) = a x^2 + b x y + c y^2 + d x z + e y z + f z^2 = 0. The conic is if the associated has full rank 3, equivalently if its \Delta = \begin{vmatrix} a & b/2 & d/2 \\ b/2 & c & e/2 \\ d/2 & e/2 & f \end{vmatrix} \neq 0. Over an , smooth plane conics are all isomorphic to the \mathbb{P}^1, and thus serve as a fundamental example of rationality in birational geometry. An explicit birational equivalence between a smooth conic C and \mathbb{P}^1 is given by stereographic projection from a chosen point p \in C. This map sends a point q \in C \setminus \{p\} to the second intersection point of the line \overline{pq} with the line at infinity, yielding a rational map \pi: C \dashrightarrow \mathbb{P}^1 that is an isomorphism away from p. For instance, on the conic x^2 + y^2 - z^2 = 0 with p = (0:1:1), the projection can be expressed in affine coordinates as (x/z, y/z) \mapsto t = x/(1 - y), with inverse given by rational functions in t. This construction highlights how birational maps preserve the function field k(C) \cong k(t), confirming the rationality of smooth conics. In the singular case, where \Delta = 0, the conic degenerates: if has 2, it consists of two distinct lines intersecting at a ; if 1, it is a double line, which can be viewed as cuspidal in its scheme-theoretic structure. of a nodal conic yields two disjoint copies of \mathbb{P}^1, one for each line, while of the cuspidal (double line) case is a single \mathbb{P}^1 with a degree-2 map to the conic. In both instances, the components or normalized model are birational to \mathbb{P}^1, underscoring that all plane conics are rational varieties. A rational parametrization of a conic can be constructed using a parameter t \in \mathbb{P}^1 via lines through a base point. For the general equation a x^2 + b x y + c y^2 + d x z + e y z + f z^2 = 0, assuming a point such as (1:0:0) lies on it (or adjusting accordingly), the map is given by (x:y:z) = \left(1 : t : \frac{- (a + b t + c t^2)}{d + e t + f t^2}\right), which traces the conic rationally except possibly at points where the denominator vanishes. This parametrization extends to singular cases by resolving the indeterminacies along the components. Historically, the study of plane conics and their transformations laid foundational groundwork for birational geometry in the , with advancing the classification of conics through invariants of binary quadratic forms and exploring rational correspondences between them. work on the moduli and equivalence of conics under projective transformations influenced early efforts to understand birational invariants, bridging classical with abstract algebraic approaches.

Quadrics and Projective Spaces

In , a smooth hypersurface Q^n \subset \mathbb{P}^{n+1} over an of characteristic not equal to 2 is defined by the equation \sum_{i=0}^{n+1} x_i^2 = 0. This variety is rational, meaning it is birational to the \mathbb{P}^n. The birational equivalence holds because the quadric contains rational points over such fields, allowing a that establishes the map. The birational map from Q^n to \mathbb{P}^n is constructed via projection from a point p on the quadric to a hyperplane not containing p. For instance, taking p = (1:i:0:\dots:0) (where i = \sqrt{-1}), which lies on Q^n over \mathbb{C}, the projection \pi_p: Q^n \dashrightarrow H to the hyperplane H = \{x_0 = 0\} \cong \mathbb{P}^n is birational, as the inverse is obtained by lines through p intersecting H. This projection is undefined only at p, but the map extends rationally and is an isomorphism away from the lines through p tangent to Q^n. For n=3, the quadric threefold Q^3 \subset \mathbb{P}^4, this parametrizes points via lines through p, yielding a birational equivalence to \mathbb{P}^3. For the specific case of a surface (n=2, Q^2 \subset \mathbb{P}^3), the variety is to \mathbb{P}^1 \times \mathbb{P}^1, which provides an explicit parametrization using its two families of rulings—lines covering the surface. The is given by the \phi: \mathbb{P}^1 \times \mathbb{P}^1 \to \mathbb{P}^3, [x_0:x_1], [y_0:y_1] \mapsto [x_0 y_0 : x_0 y_1 : x_1 y_0 : x_1 y_1], for the equation z_0 z_3 - z_1 z_2 = 0. The inverse map sends [z_0:z_1:z_2:z_3] \mapsto ([z_0:z_1], [z_2:z_3]) where defined, confirming the birational (in fact, ) relation to \mathbb{P}^2 via projection from a point on one ruling. The rulings facilitate this by parametrizing the surface as a product, birationally equivalent to . Singular quadrics over algebraically closed fields are also rational and birational to \mathbb{P}^n. For example, a quadric cone (with 0-dimensional vertex) is birational to \mathbb{P}^n via parametrizations using its rulings or by blowing up the singular locus to obtain a \mathbb{P}^1-bundle over a smooth quadric of dimension n-1, which is rational, making the total space rational as well. This extends the smooth case while preserving rationality. As the dimension-1 analog, plane conics are birational to \mathbb{P}^1.

Resolution of Singularities

Techniques for Resolution

The primary technique for resolving singularities in is operation along a subvariety, which constructs a birational from a new to the original one, replacing singular points with projective bundles over the exceptional locus. Given a X and a closed subvariety Z \subset X, \mathrm{Bl}_Z X is defined as the Proj of the Rees associated to the sheaf of Z, resulting in a \pi: \mathrm{Bl}_Z X \to X that is an isomorphism away from Z and whose fiber over points in Z is the projectivized to Z in X. The exceptional E = \pi^{-1}(Z) is a isomorphic to the projectivized \mathbb{P}(\mathcal{N}_Z X), which smooths singularities by separating directions in the at those points. A landmark result establishing the effectiveness of blow-ups for resolution is Hironaka's theorem, which asserts that every algebraic variety over a field of characteristic zero admits a resolution of singularities via a finite sequence of blow-ups along smooth centers. This theorem, proved in two parts, shows that starting from any singular variety X, one can iteratively select smooth subvarieties (centers) contained in the singular locus and blow up along them, eventually obtaining a smooth variety \tilde{X} with a proper birational morphism \pi: \tilde{X} \to X that is an isomorphism over the smooth points of X. The process terminates because each blow-up reduces the multiplicity of the singular locus in a controlled manner, ensuring no infinite descent occurs in characteristic zero. Beyond general blow-ups, specialized techniques exist for certain classes of varieties. For curves, normalization provides a one-step resolution: given a singular curve C, its normalization \tilde{C} is the unique smooth curve birational to C that separates branches at singular points, achieved by mapping the integral closure of the coordinate ring of C. In the toric setting, singularities of toric varieties—defined by fans in a lattice—can be resolved by subdividing the fan into a smooth fan via stellar subdivisions, yielding a toric resolution that is a composition of toric blow-ups along torus-invariant subvarieties. For pairs (X, D) consisting of a variety X and a divisor D, a log resolution is a birational morphism \pi: Y \to X from a smooth Y such that both the strict transform \pi^{-* }D and the exceptional locus are normal crossing divisors, often obtained by blowing up along strata of the pair to handle logarithmic singularities. Resolution techniques are distinguished by whether they are embedded or abstract, and involve the notion of strict transforms to track images of subvarieties. An embedded resolution resolves singularities within an ambient smooth variety, such as blowing up to make a singular subvariety have normal crossings with the ambient space, whereas an abstract resolution directly smooths the variety without reference to an embedding. The strict transform of a subvariety V \subset X under a blow-up \pi: \tilde{X} \to X is the closure of \pi^{-1}(V \setminus Z) in \tilde{X}, excluding components mapped to the center Z, which allows iterative resolution by focusing on the transformed singular locus. A example illustrates blow-up resolution: consider a C \subset \mathbb{A}^2 defined by xy = 0, which has a at the where two branches cross transversely. Blowing up \mathbb{A}^2 at the yields \mathrm{Bl}_0 \mathbb{A}^2, isomorphic to the total space of \mathcal{O}_{\mathbb{P}^1}(-1), and the strict transform \tilde{C} of C consists of two disjoint smooth lines meeting the exceptional divisor \mathbb{P}^1 at distinct points, thus resolving the .

Impact on Birational Properties

Resolution of singularities preserves fundamental birational invariants of algebraic varieties. For a resolution morphism \pi: Y \to X, where Y is a smooth variety birational to the possibly singular variety X, the function fields satisfy K(X) \cong K(Y), as birational equivalence is defined by the isomorphism of their fields of rational functions. Likewise, the Kodaira dimension \kappa(X) = \kappa(Y), since it depends only on the growth of dimensions of spaces of sections of powers of the canonical sheaf and is thus invariant under birational maps between smooth projective varieties. Although birational invariants remain unchanged, the resolution alters certain topological properties. The exceptional divisors, which are the components of \pi^{-1}(S) where S is the singular locus of X, introduce additional structure that modifies invariants like the . Specifically, \chi(Y, \mathcal{O}_Y) generally differs from \chi(X, \mathcal{O}_X) because the topology of the exceptional locus contributes non-trivially to the computation, as seen in formulas relating the zeta-function or of singularities to the Euler characteristics of the smooth parts of these divisors. A key result is that the resolved variety Y is birational to the original X, ensuring they share the same birational type. In characteristic zero, Hironaka's theorem guarantees the existence of such a resolution for any , and any two smooth proper models of X are birational to each other, allowing a unified study within the birational equivalence class. This uniqueness up to birational equivalence facilitates classification efforts, as resolutions enable the application of tools from smooth geometry—such as or vanishing theorems—to infer properties of the original singular . Resolutions thus play a pivotal role in classifying varieties by birational type, shifting focus to smooth representatives where invariants like the or Hodge numbers can be more readily computed and compared. However, in positive characteristic, these processes face significant limitations: the existence of resolutions is not assured, remaining an for embedded resolutions of varieties of dimension greater than three. While Artin's approximation theorem allows formal solutions to equations defining singularities to be approximated by algebraic ones, it does not generally yield a global smooth birational model.

Minimal Model Program

Surfaces and Low Dimensions

In the classical minimal model program for algebraic surfaces over the complex numbers, each birational equivalence class admits a unique minimal model, which is a smooth projective surface with nef canonical divisor—meaning the canonical class intersects non-negatively with every irreducible curve on the surface. This minimal model serves as a canonical representative for the class, facilitating classification by eliminating superfluous exceptional divisors. The nef condition ensures that no further contractions of (-1)-curves are possible, as such curves would violate the non-negativity. Castelnuovo's theorem, established in 1900, proves that every smooth projective surface is birationally equivalent to a unique , and the process of obtaining it involves iteratively contracting exceptional curves of the first kind—irreducible rational curves with self-intersection -1—via blow-down maps until none remain. These contractions preserve the function field and reduce the topological complexity, such as the , while maintaining birational equivalence. The theorem underpins the entire classification effort for surfaces by guaranteeing the existence and uniqueness of this simplified model. The process to construct the minimal model typically begins with a resolution of singularities if the original surface is singular, yielding a birational model, followed by successive of all (-1)-curves. Each such replaces the curve with a point, resulting in a surface where the canonical divisor is nef, and the model is unique up to within the birational class. This framework leads to the Enriques-Kodaira classification of minimal surfaces, which organizes them into categories based on the —a birational invariant measuring the growth of plurigenera—and additional topological invariants like the second . The classes include: rational surfaces ( -\infty, birationally equivalent to \mathbb{P}^2); K3 surfaces ( 0, with trivial and b_2 = 22); abelian surfaces ( 0, complex tori of dimension 2); Enriques surfaces ( 0, quotients of K3 surfaces by fixed-point-free involutions, with b_2 = 10 and no global 2-torsion in H^1); bielliptic surfaces ( 0, quotients of abelian surfaces by finite group actions); elliptic surfaces ( 1, fibrations over curves with elliptic fibers); and surfaces of general type ( 2, with ample on the minimal model). This classification exhaustively covers all minimal models and highlights their geometric diversity. Iitaka's program builds on this foundation by introducing a fibration method to construct models from minimal ones, particularly for surfaces with positive : it resolves the base locus of the to obtain a over a , whose general reflects the structure of the ring and previews the higher-dimensional .

Higher Dimensions and Flips

The (MMP) in dimensions three and higher aims to classify algebraic varieties up to birational equivalence by constructing minimal or models through a sequence of birational operations. These operations include blow-ups to resolve singularities, divisorial contractions that map exceptional to lower-dimensional loci such as points or , flips as small birational modifications, and fiber space contractions that reduce the relative dimension by contracting families of . The process targets a model where the K_X + \Delta is either nef (minimal model) or ample () for a pair (X, \Delta) with \Delta an effective \mathbb{Q}-, building on the foundational results for surfaces but requiring new tools like flips to handle the increased complexity of higher-dimensional . Flips are birational maps f: X \dashrightarrow X^+ that contract an exceptional E \subset X to a point while simultaneously expanding another F \subset X^+ from a point, preserving the in the that K_{X^+} + f_* \Delta = f_*(K_X + \Delta). More precisely, a (K_X + \Delta)-flip arises from a small birational morphism (flipping contraction) where -(K_X + \Delta) is f-ample on the exceptional locus, ensuring the flip maintains log canonical singularities and \mathbb{Q}-factoriality. These operations are essential in higher dimensions because simple contractions may lead to singularities that cannot be resolved without altering the canonical , unlike in surface theory where contractions suffice. Mori's program, developed in the , provides the theoretical backbone by focusing on contractions of extremal rays in the cone of effective curves \overline{\mathrm{NE}}_1(X). The contraction theorem asserts that for any extremal ray R on a projective variety X with \mathbb{Q}-factorial terminal singularities, there exists a contraction morphism \phi: X \to Y such that \phi_* R = 0 and every curve contracted by \phi is in R. This allows the MMP to systematically reduce the cone until K_X + \Delta becomes nef or leads to a Mori fiber space structure. The program was first completed in dimension three by Shokurov, who proved the existence of 3-fold log flips for klt pairs, ensuring the MMP terminates with finitely many steps. In higher dimensions, the log minimal model program (LMMP) extends this via the work of Birkar, Cascini, Hacon, and McKernan, who established the existence of flips and minimal models for varieties of log general type in arbitrary dimension over fields of characteristic zero. Their results imply that for any klt pair (X, \Delta) with K_X + \Delta pseudo-effective, a log terminal model exists, and the MMP with scaling terminates after finitely many flips. Recent progress in the 2020s includes proofs of termination for pseudo-effective 4-fold flips, advancing boundedness results for singularities in the MMP. Thus, in characteristic zero, every smooth projective variety admits either a minimal model or a Mori fiber space via the MMP, with minimal models existing for those of log general type, confirming key conjectures of the higher-dimensional MMP.

Birational Invariants

Kodaira Dimension

The Kodaira dimension of a X over \mathbb{C}, denoted \kappa(X), is defined as the Iitaka dimension of its K_X, given by \kappa(X) = \limsup_{m \to \infty} \frac{1}{m} \log \dim H^0(X, mK_X), where the plurigenera P_m(X) = \dim H^0(X, mK_X) measure the growth of sections of powers of the ; if P_m(X) = 0 for all m \geq 1, then \kappa(X) = -\infty. This definition captures the asymptotic behavior of the canonical ring and serves as a fundamental birational invariant in the of varieties. The possible values of \kappa(X) range from -\infty to \dim X. Varieties with \kappa(X) = -\infty are uniruled, admitting a dominant rational map from \mathbb{P}^N \times C for some curve C, as the canonical bundle restricts negatively on rational curves covering X. Those with \kappa(X) = 0 include Calabi--Yau varieties such as K3 surfaces and abelian varieties, which are not of general type but exhibit bounded plurigenera growth. Varieties of general type satisfy \kappa(X) = \dim X, indicating positive canonical growth, while intermediate values arise in fibrations, such as elliptic fibrations over a base Y where \kappa(X) = \kappa(Y). Rational varieties like have \kappa = -\infty, contrasting with varieties of general type. The is birationally invariant: for smooth projective varieties X and Y that are birationally equivalent, \kappa(X) = \kappa(Y), along with equality of all plurigenera P_m(X) = P_m(Y). It is also monotonic under surjective morphisms with connected f: X \to Y, satisfying \kappa(X) \geq \kappa(Y); more precisely, for a with general F, the \kappa(X) \geq \kappa(F) + \kappa(Y) holds. The Iitaka refines this: if \kappa(X) = r > 0, there exists a rational , the Iitaka \phi_{|mK_X|}: X \dashrightarrow Z for large m, whose Z has dimension r = \kappa(X), and the general has \kappa = 0, with the birational onto its . In particular, \kappa(X) equals the dimension of the of the Iitaka . Computations of \kappa(X) are explicit in low dimensions and tie into minimal model theory. For smooth projective curves C of genus g, \kappa(C) = -\infty if g=0 (rational curves), \kappa(C) = 0 if g=1 (elliptic curves), and \kappa(C) = 1 if g \geq 2, reflecting the degree of the $2g-2. For surfaces, followed by contraction of (-1)-curves yields a minimal model, on which \kappa(S) is determined by the canonical system: \kappa(S) = -\infty for ruled surfaces, \kappa(S) = 0 for Enriques or K3 surfaces (where P_1(S) = 1 and higher plurigenera vanish), \kappa(S) = 1 for minimal elliptic surfaces over a base of positive genus, and \kappa(S) = 2 for surfaces of general type, aligning with the via invariants like the Noether .

Plurigenera

In birational geometry, the k-th plurigenus of a smooth projective variety X over a of characteristic zero is defined as p_k(X) = h^0(X, kK_X), where K_X denotes the divisor of X. This measures the dimension of the of sections of the k-th of the canonical sheaf. The plurigenera generalize the geometric genus p_g(X) = p_1(X) to higher multiples and play a central role in classifying varieties up to birational equivalence. Moreover, the plurigenera are birational invariants: if X and Y are smooth projective varieties birational over the base , then p_k(X) = p_k(Y) for all k \geq 0. This follows from the of the canonical sheaves on dense open sets and extension properties under . Representative examples illustrate these invariants. For \mathbb{P}^n, the canonical divisor is - (n+1)H where H is the class, so p_k(\mathbb{P}^n) = 0 for all k \geq 1. For a smooth projective curve C of g \geq 2, the Riemann-Roch theorem yields p_k(C) = k(2g-2) - g + 1 for k \geq 1, reflecting linear growth tied to the degree of the . For Enriques surfaces, p_k(X) = 1 if k is even and $0 if k is odd, showing that the sequence can decrease. Asymptotically, the plurigenera exhibit growth \log p_k \sim \kappa \log k, where \kappa is a non-negative ; this growth rate briefly informs the , though the full sequence \{p_k\} provides finer birational data. In the , relative plurigenera h^0(X/B, kK_{X/B}) over a B contractions and flips by controlling the relative growth. A key theorem states that for minimal models of varieties of log general type, the canonical ring is finitely generated, implying that the plurigenera stabilize in the sense of eventual polynomial growth: there exists N such that for k \geq N, p_k(X) equals a polynomial in k of degree equal to the dimension of X.

Hodge Numbers and Fundamental Groups

In birational geometry over the complex numbers, the Hodge numbers h^{p,0}(X) = \dim_{\mathbb{C}} H^0(X, \Omega^p_X) serve as key birational invariants for smooth projective varieties, where \Omega^p_X denotes the sheaf of holomorphic p-forms on X. These numbers capture the dimensions of global sections of the sheaf of differentials and are invariant under birational equivalence due to extension properties like Hartogs' theorem, which allow sections on dense open sets to extend across codimension-one subsets. A resolution of singularities, if needed, preserves these invariants, ensuring that h^{p,0}(X) = h^{p,0}(Y) for birationally equivalent smooth projective varieties X and Y. By Serre duality, the numbers h^{0,q}(X) are also birational invariants. The étale fundamental group \pi_1^{\ét}(X) provides another topological birational invariant for smooth projective varieties over \mathbb{C}. This , which classifies finite étale covers of X, is independent of the choice of smooth model within a birational class, as established in the foundational work on . Over \mathbb{C}, the comparison theorems of Deligne link the étale fundamental group to the topological , confirming its birational invariance via the isomorphism between étale and singular . Illustrative examples highlight these invariants' utility. For rational varieties, birational to projective space \mathbb{P}^n, the étale fundamental group is trivial, reflecting the simply connected nature of \mathbb{P}^n.

Special Classes of Varieties

Uniruled Varieties

In algebraic geometry, a projective variety X over an algebraically closed field of characteristic zero is defined to be uniruled if there exists a projective variety Y and a dominant rational map \mathbb{P}^1 \times Y \dashrightarrow X. This condition implies that X admits a dense covering family of rational curves, meaning that the deformations of these curves sweep out a Zariski-open dense subset of X. Equivalently, there exists a rational curve through a general point of X whose deformations cover a dense open subset. Uniruled varieties exhibit specific birational properties, notably that their Kodaira dimension satisfies \kappa(X) = -\infty. A stronger notion is that of rationally connected varieties, where for any two general points x, y \in X, there exists a rational curve connecting them; every rationally connected variety is uniruled, but the converse does not hold in general. The negative Kodaira dimension serves as an indicator linking uniruledness to the growth rate of pluricanonical systems. A fundamental characterization is given by the following theorem: for a smooth projective variety X over \mathbb{C}, X is uniruled if and only if the canonical divisor K_X is not nef. This equivalence, proved independently by Miyaoka and by Mori in 1987, relies on the existence of a rational curve C through a general point x \in X such that K_X \cdot C < 0. The "if" direction follows from the fact that non-nef K_X implies the existence of such negative curves, while the "only if" direction uses deformation theory to show that uniruledness forces K_X to intersect some curve negatively. Classic examples of uniruled varieties include projective space \mathbb{P}^n, which is covered by lines; smooth quadric hypersurfaces in \mathbb{P}^{n+1}, parametrized by rational curves of low degree; flag varieties such as the variety of complete flags in \mathbb{C}^{n+1}; and Grassmannians \mathrm{Gr}(k, n), which admit families of rational curves through general points via Schubert cycles. These homogeneous spaces are in fact rationally connected, illustrating the geometric abundance of rational curves in such settings. The bend-and-break technique, introduced by Mori in 1979, is a key method for establishing the existence of rational curves on uniruled varieties. Given a curve of non-negative genus passing through specified points on X with K_X not nef, the technique deforms the curve in a suitable Hilbert scheme while fixing the points, leading to a "breaking" into a connected chain of rational curves upon specialization. This deformation-theoretic argument produces free rational curves and underpins proofs of the uniruledness criterion by iteratively applying the lemma to extremal rays in the Mori cone.

Fano Varieties

A Fano variety is defined as a smooth projective variety X over the complex numbers such that the anticanonical divisor -K_X is ample. The index r of X is the largest positive integer such that -K_X = rH for some ample Cartier divisor H on X. This notion generalizes projective spaces and quadrics, where the index equals the dimension plus one. Fano varieties form an important subclass of uniruled varieties, characterized by the ampleness of -K_X. Fano varieties exhibit strong connectivity properties: they are uniruled, meaning they admit a dominant rational map from a product of the projective line with X, and rationally connected, meaning any two general points can be joined by a chain of rational curves. A fundamental result due to Mori establishes that every Fano variety contains rational curves through any general point, ensuring a rich supply of such curves that deform freely and cover the variety. Many Fano varieties, particularly those arising in classifications, have Picard number one, meaning the Néron-Severi group is generated by a single ample divisor. In dimension two, Fano varieties are precisely the del Pezzo surfaces, which are classified into ten deformation types: \mathbb{P}^2, \mathbb{P}^1 \times \mathbb{P}^1, and blow-ups of \mathbb{P}^2 at up to eight points in general position. For threefolds, the classification is partial: Iskovskikh provided a complete list for smooth Fano threefolds of Picard rank one and index at least two, while Prokhorov extended results to certain singular cases and families with higher Picard rank, yielding 105 deformation families in total for smooth examples. In higher dimensions, a full classification remains open, but the minimal model program implies boundedness: there are only finitely many deformation types of Fano varieties of a given dimension with at most klt singularities and anticanonical degree bounded below, as established by . Recent advances focus on stability conditions for moduli problems. Odaka and others developed criteria for K-stability of Fano varieties using the alpha-invariant, showing that if \alpha(X) > \dim X / (\dim X + 1), then (X, -K_X) is K-stable, enabling the construction of moduli spaces via geometric invariant theory. As of 2025, significant progress has been made in constructing explicit moduli spaces of K-polystable Fano varieties, including classifications of one-dimensional components in certain deformation families and studies of birational rigidity using alpha invariants. These developments link birational geometry with stability, providing tools to study families of Fanos beyond classical classifications.

Birational Automorphism Groups

Definition and Examples

The birational automorphism group of an algebraic variety X over a field k, denoted \Bir(X), is the group consisting of all birational self-maps of X, equipped with composition as the group operation. These maps are rational maps that admit inverses which are also rational maps, and \Bir(X) serves as a fundamental birational invariant of X. A primary example is the Cremona group \Cr_n(k) = \Bir(\mathbb{P}^n_k), which comprises all birational automorphisms of n-dimensional projective space over k. In dimension n=2, Noether's theorem (extended by Castelnuovo) states that \Cr_2(k) is generated by the linear group \PGL(3,k) and the standard quadratic Cremona involution \sigma_2: [x:y:z] \mapsto [yz:xz:xy]. This involution, a birational map of degree 2 with base points at [1:0:0], [0:1:0], and [0:0:1], was introduced by Luigi Cremona in his 1860s work on birational transformations of the plane. For \dim X \geq 2, \Bir(X) is infinite. Moreover, \Bir(X) acts naturally on the \Pic(X) by pulling back line bundles. In dimension 1, \Bir(\mathbb{P}^1_k) \cong \PGL(2,k), reflecting the birational equivalence of automorphisms of the to projective linear transformations. The groups \Bir(\mathbb{P}^n_k) admit presentations in low dimensions: finitely presented in dimension 1, and presented via generators from \PGL(3,k) and \sigma_2 in dimension 2.

Structure and Classification

In dimension 2, the group Bir(\mathbb{P}^2_k) over an algebraically closed field k is generated by the PGL(3,k) and quadratic transformations, such as the quadratic [X:Y:Z] \mapsto [YZ:XZ:XY]. This finite generation result is given by the Noether-Castelnuovo theorem, which establishes that these elements suffice to produce all birational automorphisms of the . The structure of the birational automorphism group Bir(X) for a variety X incorporates the automorphism group Aut(X) as a subgroup, with Bir(X) acting on models obtained by point blow-ups; birational maps from X to such blow-ups \mathrm{Bl}_p X induce exact sequences relating Aut(\mathrm{Bl}_p X) to the kernel of the induced map on X. Classification of Bir(X) is achieved in specific cases, such as for abelian varieties where Bir(X) coincides with Aut(X), since any rational map to an abelian variety extends regularly. For rational surfaces, the structure aligns with that of the Cremona group, allowing explicit description via generators and relations, though Bir(X) exceeds Aut(X) in general. For varieties of general type, the birational automorphism group Bir(X) is finite. In higher dimensions, full classification remains open, with Bir(\mathbb{P}^n_k) for n \geq 3 lacking known minimal generating sets. Recent advances in the have employed Cox rings to classify varieties admitting actions, thereby elucidating the structure of their birational groups through automorphisms. The of nef divisors further aids by parameterizing birational models via the nef cone, linking group actions to theory on toric and varieties. A key structural theorem states that Bir(\mathbb{P}^n) has virtual cohomological dimension n(n+1)/2.

Applications

In Complex and Algebraic Geometry

Birational geometry plays a pivotal role in the classification of complex and algebraic varieties by providing invariants that remain unchanged under birational transformations, enabling the study of equivalence classes of varieties sharing the same function field. In the context of compact complex surfaces, the Enriques-Kodaira classification theorem organizes minimal models into ten distinct classes based on birational invariants such as the Kodaira dimension, the second Betti number, and the canonical class. This classification, established through the analysis of birational contractions and resolutions, reveals that every compact complex surface is birationally equivalent to one of these minimal models, facilitating a complete birational taxonomy. The (MMP), a of birational geometry, has been instrumental in constructing for algebraic surfaces by producing good minimal models that parametrize families up to birational equivalence. For surfaces of general type, the birational MMP yields a projective that is locally isomorphic to the of canonical models, capturing the birational structure of the deformation space. In higher dimensions, progress remains partial, but the development of K-stability conditions in the has enabled the construction of for varieties, where K-polystable Fanos form the boundary points of these compactifications, linking birational geometry to quotients via test configurations. For hyperkähler manifolds, birational classification relies on fibrations, which are holomorphic maps to the whose fibers are abelian varieties, providing a geometric tool to distinguish birational classes through the and period map of the . These fibrations, when almost holomorphic, admit smooth good minimal models birational to the original manifold, allowing the study of birational transformations that preserve the hyperkähler structure and SYZ conjecture implications. In deformation theory, birational classes rigidify the possible deformations of complex varieties, as the Kodaira-Spencer cohomology and obstruction spaces are governed by birational invariants, ensuring that infinitesimal deformations remain within the same for rigid varieties like those with ample . Recent advancements in the have filled key gaps in the MMP for Kähler pairs, extending the program from projective to non-projective settings by establishing termination of flips and abundance for log pairs on Kähler threefolds, thereby providing a birational for classifying Kähler varieties beyond the algebraic realm.

In Arithmetic and Number Theory

Birational geometry plays a crucial role in the study of rational points on varieties over , particularly through the invariance of certain cohomological groups under birational transformations. For a X over a k, the group H^1(\mathrm{Gal}(\overline{k}/k), \mathrm{Pic}(\overline{X})) is a birational , meaning that if Y is birationally equivalent to X, then H^1(\mathrm{Gal}(\overline{k}/k), \mathrm{Pic}(\overline{Y})) \cong H^1(\mathrm{Gal}(\overline{k}/k), \mathrm{Pic}(\overline{X})). This invariance facilitates the study of rational points via methods, where one reduces the problem of finding k-rational points on X to finding sections of torsors under the over the . Specifically, via models involves choosing a proper model of X over the of k and using the birational equivalence to transfer the datum to a simpler model, often simplifying the computation of the Selmer group or the Tate-Shafarevich group associated to the or . A prominent application arises in the Manin , which predicts the asymptotic distribution of rational points of bounded on varieties. The states that for a variety X over a number field k with L = -K_X, the number of rational points x \in X(k) with H_L(x) \leq B is asymptotically c_X B (\log B)^{r_X - 1} as B \to \infty, where c_X > 0 is a , and r_X = \mathrm{rk} \mathrm{Pic}(X) is the rank of the . Birational models are essential here, as the leading s in the , including the self-intersection L^{\dim X} and the rank r_X, are birational invariants, allowing one to replace X by a birationally equivalent model (such as a or a blow-up) where the is more tractable. For instance, on del Pezzo surfaces, birational transformations to weaker del Pezzo models preserve the asymptotic, enabling explicit computations and verifications of the in many cases. In the of , birational invariance extends to pseudo-effective , which generalize the notion of associated to big and nef divisors. For a X over a number field k, a h_D associated to a divisor D on X is pseudo-effective if it is non-negative on rational points and satisfies certain properties, reflecting the analog of pseudo-effective classes in the Néron-Severi group. Under birational maps \phi: X \dashrightarrow Y, such heights transform in a controlled way, preserving pseudo-effectivity because the \phi^* D remains pseudo-effective if D is, allowing heights to be defined consistently across birational models. This invariance is crucial for applications in equidistribution theorems and Bogomolov-Miyaoka-Yau-type inequalities over number fields. A key theorem in this area asserts that birational maps preserve the Brauer-Manin obstruction to the existence of rational points. For smooth proper varieties X and Y over a number field k that are birationally equivalent via \phi: X \dashrightarrow Y, the Brauer group \mathrm{Br}(X) is isomorphic to \mathrm{Br}(Y), as both are isomorphic to the Brauer group of the function field k(X). Consequently, the Brauer-Manin pairing on X(k) \times \mathrm{Br}(X) corresponds to that on Y(k) \times \mathrm{Br}(Y), implying that if the Brauer-Manin obstruction obstructs rational points on X, it does so on Y, and vice versa. This result, due to the stable birational invariance of the Brauer group, has been instrumental in classifying varieties with no rational points, such as certain diagonal cubic surfaces. Recent developments include partial analogs of the (MMP) in arithmetic settings over number fields, focusing on birational transformations that minimize arithmetic invariants like heights or discriminants. In the , progress has been made on establishing an arithmetic MMP for threefolds over rings of integers with residue characteristics greater than five, where one performs flips and contractions to obtain models with semi-ample canonical sheaf or bounded torsion index, adapting the complex MMP to control arithmetic obstructions like the Brauer group or class number. These partial results, while not yet complete for all dimensions or characteristics, provide tools for studying uniform boundedness of rational points on families of varieties.

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