Criterion of embarrassment

The criterion of embarrassment is a tool used in biblical criticism and historical Jesus studies to evaluate the historicity of events or sayings in the New Testament Gospels. It posits that details which would have been embarrassing or problematic for early Christian communities—such as those undermining Jesus' authority or the apostles' reliability—are more likely to be authentic, as they would not have been invented.^[1]^[2]

Overview and Principles

Definition

The criterion of embarrassment is a historiographical principle used in historical criticism, particularly within biblical scholarship, to assess the authenticity of ancient texts. It posits that details in such texts that would have caused embarrassment, discomfort, or difficulty for the authors or their community are unlikely to have been invented. Proponents argue that fabricators seeking to advance their theological or ideological agenda would avoid including elements that could undermine their credibility or provoke criticism from contemporaries, thereby making the presence of such details a marker of genuine historical tradition.^[1] This criterion operates by evaluating potential embarrassment against the cultural, theological, and social norms prevailing among the text's originators. For instance, a narrative element that conflicts with those norms—such as an action portraying a revered figure in a vulnerable or unflattering light—suggests preservation of authentic material, as later redactors or inventors would more likely suppress or alter it to align with evolving communal standards. The principle thus supports historicity by inferring that only rooted historical events would compel inclusion despite the risk of reputational harm.^[3] In distinction from related tools like the criterion of dissimilarity, which deems material authentic if it diverges from both pre-existing Jewish traditions and subsequent Christian developments, the criterion of embarrassment centers exclusively on the immediate authorial or communal discomfort without requiring broader contextual alienation. This focused approach highlights internal tensions within the originating group as evidence of reliability.^[4] The term "criterion of embarrassment" was popularized in modern scholarship by John P. Meier in his 1991 book A Marginal Jew: Rethinking the Historical Jesus (vol. 1), though the underlying concept of inferring truth from unlikely inclusions has appeared implicitly in earlier historical analyses of ancient sources.^[1] It relates to the wider array of criteria of authenticity employed in New Testament studies to distinguish probable historical kernels from later interpretive layers.^[1]

Underlying Assumptions

The criterion of embarrassment rests on the fundamental assumption that ancient authors, particularly those composing religious texts with persuasive or edifying aims, would generally avoid including material that could undermine their narrative or damage the reputation of their central figures, unless such details were firmly rooted in established traditions they could not easily discard. This presupposition aligns with the broader intent of Gospel writers and early Christian tradents to promote faith in Jesus as Messiah and Lord, making self-damaging elements unlikely inventions.^[5] A key methodological presupposition is the dependency on cultural context, where what constitutes embarrassment is relative to the values and norms of the originating community, such as expectations of theological purity, social honor, or familial loyalty in first-century Jewish and early Christian settings. Details perceived as awkward or shameful within these parameters—challenging communal ideals or exposing human frailty—would not be fabricated, as they conflicted with the ideological stakes of the texts. This contextual relativity ensures the criterion's application remains grounded in the historical milieu rather than modern sensibilities.^[5] The inference to historicity follows logically: the preservation of such embarrassing material implies the retention of genuine events or traditions from Jesus' life, as it would be improbable for authors to invent content that invited skepticism or ridicule. However, this does not extend to proving supernatural aspects, focusing instead on the basic occurrence or saying as historically plausible. Like Occam's razor in historiographical reasoning, the criterion favors the simpler explanation—that awkward details were inherited from reliable sources—over more convoluted theories of deliberate fabrication or alteration.^[5] In terms of scope, the criterion applies primarily to narrative texts carrying ideological or theological weight, where authorial bias toward glorification is evident, rather than neutral or chronicle-like historical records lacking such stakes. This limitation underscores its role as a targeted tool for authenticity within biased sources, complementing its definition as a principle for sifting historical kernels from interpretive layers.^[5]

Historical Development

Origins in Biblical Scholarship

The criterion of embarrassment emerged within the broader context of the "first quest" for the historical Jesus, spanning from 1778 to 1906, a period marked by Enlightenment-era skepticism toward supernatural elements in the Gospels. This quest, initiated by Hermann Samuel Reimarus's fragmentary work published posthumously in 1778, sought to distinguish a human, historical figure from the theological embellishments of early Christian traditions, often by questioning miracles and resurrection narratives as later inventions. Reimarus's rationalist approach implicitly relied on the idea that accounts portraying Jesus in a less-than-divine light—such as failed predictions or human frailties—were more likely authentic, as they would not have been fabricated by devotees.^[6]^[7] Building on this foundation, 19th-century German scholarship, particularly the Tübingen School under Ferdinand Christian Baur, emphasized the ideological biases of early Christian communities in shaping Gospel narratives, prompting historians to probe for underlying historical kernels amid theological distortions. Baur's analysis of Pauline and Petrine conflicts highlighted how communal interests could alter traditions, laying groundwork for later authenticity criteria by underscoring the improbability of self-damaging reports. Ernst Troeltsch further formalized historical-critical principles in his 1898 essay "Historical and Dogmatic Method in Theology," articulating three key axioms: criticism (subjecting all claims to probabilistic doubt), analogy (judging events by modern experiential parallels), and correlation (viewing history as an interconnected web without isolated miracles). These principles responded directly to skepticism about supernatural claims, enabling scholars to evaluate Gospel reliability through rational scrutiny rather than dogmatic acceptance.^[8]^[9] The criterion received its earliest explicit articulation near the quest's end, with Paul Wilhelm Schmiedel identifying in the 1901 Encyclopaedia Biblica a set of "foundation pillars" for Jesus's historicity—Gospel passages depicting his human limitations, such as moments of doubt or apparent failure, which early Christians would unlikely invent. William Wrede's 1901 monograph The Messianic Secret advanced this logic by arguing that motifs like Jesus's commands for silence about his identity reflected post-resurrection community constructs, yet elements embarrassing to that theology (e.g., a Messiah needing concealment) pointed to older, authentic traditions. This development occurred amid the quest's culmination in Albert Schweitzer's 1906 critique, which exposed the era's optimistic historicism but affirmed the need for criteria to navigate biased sources.^[10]^[8] In the mid-20th century, the criterion was integrated into the framework of multiple authenticity tools during the second quest, with Ernst Käsemann prominently employing it alongside the criterion of dissimilarity in his 1953 lectures, arguing for traditions that bore marks of authenticity due to their awkwardness for early Christianity. This refinement connected to underlying assumptions of authorial intent, positing that ancient writers preserved embarrassing details to maintain narrative credibility. Parallels exist in classical historiography, such as Tacitus's unflinching accounts of Roman defeats in Annals and Histories, where reporting military humiliations—contrary to imperial propaganda—bolstered source trustworthiness by avoiding implausible glorification.^[2]

Evolution and Key Proponents

During the second quest for the historical Jesus, spanning the 1950s to the 1970s, the criterion of embarrassment was integrated into form-critical methodologies by scholars such as Günther Bornkamm, who analyzed how oral traditions preserved elements awkward for early Christian communities.^[8] In his influential 1956 work Jesus of Nazareth, Bornkamm and contemporaries like Rudolf Bultmann emphasized that such preserved details—difficult to invent or sustain in communal transmission—provided insights into the historical figure behind the traditions, highlighting the criterion's role in distinguishing authentic kernels from later elaborations. The third quest, emerging in the 1980s, marked a more systematic application of the criterion, shifting focus toward Jesus' Jewish context and social world. E. P. Sanders advanced its use in his 1985 book Jesus and Judaism, applying it to events like the temple disturbance, which would have been embarrassing for a Jewish reformer yet unlikely to be fabricated by later Christian authors distancing Jesus from Judaism.^[11] John P. Meier further refined and popularized the criterion in his 1991 volume A Marginal Jew: Rethinking the Historical Jesus, designating it as one of five primary tools for authenticity—alongside multiple attestation, discontinuity, coherence, and rejection/execution—and employing it to validate details such as Jesus' baptism by John and Peter's denial.^[12] Post-2000 debates have scrutinized the criterion's robustness, particularly critiques invoking cultural relativism, which question whether "embarrassment" is universally discernible across diverse historical and societal contexts, potentially biasing modern interpretations.^[13] Proponents, including Bart D. Ehrman in his 2012 Did Jesus Exist? and 2016 Jesus Before the Gospels, have countered by defending its heuristic value, noting that while memory distortions occur, embarrassing motifs remain unlikely inventions and complement other criteria for reconstructing the historical Jesus.

Applications and Examples

In New Testament Historicity

The criterion of embarrassment plays a central role in assessing the historicity of events in the New Testament, particularly in the Gospels, by identifying details that would have been awkward or counterproductive for early Christian communities to invent. Scholars apply this tool to argue that such elements likely stem from genuine traditions, as they contradict the theological exaltation of Jesus and his followers. For instance, the baptism of Jesus by John the Baptist (Mark 1:9–11) is viewed as authentic because it portrays Jesus submitting to a rite of repentance, implying a need for purification that later Christology would find problematic.^[1] This embarrassment is evident in the Synoptic Gospels, where the account is straightforward and unadorned: Jesus approaches John for baptism without explanation, highlighting his subordination to the Baptist at the outset of his ministry. In contrast, the Gospel of John mitigates this issue by omitting the baptism itself and instead depicting John the Baptist as immediately recognizing Jesus' superiority through a theophany (John 1:29–34), thus reducing the potential for theological discomfort. The presence of the baptism narrative across all four Gospels, albeit handled differently, supports its multiple attestation, suggesting a shared early tradition too awkward to fabricate.^[14] The crucifixion of Jesus further exemplifies the criterion, as his execution by Roman authorities on a cross was a humiliating death reserved for criminals and rebels, directly clashing with Jewish messianic expectations of a triumphant king. Deuteronomy 21:23 describes such a cursed fate ("anyone hung on a tree is under God's curse"), making it unlikely that early Christians, who proclaimed Jesus as the exalted Messiah, would devise this detail to undermine their message. All four Gospels preserve this event (e.g., Mark 15:21–41), reinforcing its historical roots through widespread attestation in the tradition.^[1] Instances of the disciples' failures also invoke embarrassment, such as Peter's threefold denial of Jesus during his trial (Mark 14:66–72), which depicts the leader of the apostles as cowardly and unreliable—hardly an image early church leaders would invent to bolster their authority. Similarly, the portrayal of women as the first witnesses to the empty tomb (Mark 16:1–8) contravenes first-century Jewish cultural norms, where female testimony held less legal weight than men's, creating discomfort for the evangelists. This detail appears in all Gospels (e.g., Matthew 28:1–10; Luke 24:1–12; John 20:1–18), indicating a preserved tradition despite its challenges.^[1] Post-resurrection accounts include embarrassing elements like the disciples' initial doubt, as when the women's report is dismissed as "nonsense" (Luke 24:11) or Thomas demands physical proof (John 20:24–29), portraying Jesus' closest followers as skeptical and slow to believe. These motifs, recurring across the Synoptics and John, underscore a reluctance to idealize the apostles, pointing to authentic oral traditions that multiple sources independently retained.^[1]

In Broader Historical Analysis

While primarily a tool in biblical scholarship, analogous reasoning to the criterion of embarrassment has been discussed in other historical contexts, where unflattering details in sources suggest authenticity by defying expected idealization. However, its formal application remains limited outside New Testament studies, with fewer clear-cut examples and greater reliance on corroborative evidence.^[15]

Criticisms and Limitations

Methodological Challenges

The application of the criterion of embarrassment encounters significant methodological challenges, primarily due to its inherent subjectivity in defining what qualifies as "embarrassing." Scholars must infer ancient perceptions of shame through modern lenses, leading to variability in interpretation; for instance, details like Jesus' baptism by John, often deemed embarrassing for implying subordination, may reflect first-century Jewish ideals of humility rather than discomfort. This cultural relativity complicates consistent application, as what seems problematic today—such as the disciples' flight during the arrest—might have served narrative purposes like highlighting divine intervention without causing authorial unease.^[16] A further issue is the risk of circular reasoning embedded in the criterion's logic. To identify embarrassment, interpreters often presuppose the historical core of a tradition to gauge its implications for the early Christian community, only to then invoke that presumed embarrassment as evidence for the tradition's authenticity. This tautological process, where assumptions about historicity shape the criterion's outcomes, erodes its evidential value and mirrors broader critiques of authenticity criteria in biblical studies.^[17] The criterion's dependence on incomplete evidence exacerbates these problems, as it operates solely on extant texts while disregarding potentially lost oral traditions or variant accounts that could contextualize or neutralize seemingly embarrassing elements. Surviving sources, such as the Gospels, represent selective transmissions shaped by editorial choices, leaving gaps that prevent comprehensive assessment; for example, alternative explanations for Peter's denial might exist in unpreserved materials, undermining claims of inherent awkwardness. Additionally, the criterion overrelies on unverified psychological assumptions about ancient authors' motivations, positing a universal aversion to including embarrassing details without accounting for rhetorical conventions like intentional humility or paradox to convey theological depth. Early Christian writers, influenced by Greco-Roman and Jewish literary practices, might deliberately incorporate such elements to emphasize themes of human frailty or divine reversal, rather than avoiding them instinctively. This psychological projection fails to engage the diverse strategies evident in ancient historiography.^[17]^[16] Finally, the criterion lacks empirical testability and falsifiable metrics, distinguishing it unfavorably from more robust historiographical methods that prioritize corroboration through multiple sources or material evidence. Without quantifiable standards to verify claims of embarrassment or mechanisms to disprove applications, it remains impressionistic and vulnerable to confirmation bias, challenging its integration into scientific approaches to ancient history.

Scholarly Debates and Alternatives

Scholarly debates surrounding the criterion of embarrassment have centered on its epistemological foundations, with proponents advocating refinements to address inherent subjectivity while critics argue it perpetuates conservative biases in historical reconstruction. Dale C. Allison Jr., in his 2010 work Constructing Jesus: Memory, Imagination, and History, defends the criterion by emphasizing its integration within broader contextual frameworks drawn from memory studies, suggesting that embedding potentially embarrassing traditions in the socio-cultural and psychological milieu of early Christianity reduces subjective interpretations and enhances reliability. Similarly, James D. G. Dunn, in Jesus Remembered (2003), integrates the criterion of embarrassment with multiple attestation, positing that traditions attested across independent sources and carrying an element of discomfort for the early church—such as Jesus' baptism by John—gain historical weight when corroborated, thereby mitigating isolated reliance on perceived awkwardness. Rejections of the criterion often stem from its perceived conservatism, particularly in reconstructions prioritizing social and metaphorical dimensions over literal historicity. Marcus J. Borg, a key figure in the Jesus Seminar during the 1980s, critiqued traditional applications of the criterion as overly restrictive, favoring instead reconstructions of Jesus' social world and wisdom teachings that emphasize transformative metaphors rather than textual embarrassments, which he saw as limiting innovative interpretations of the Gospels. The Jesus Seminar's broader methodological approach, co-led by Borg, applied the criterion selectively but ultimately deemed many Gospel sayings inauthentic, highlighting its limitations in yielding a dynamic historical portrait. Alternatives to the criterion of embarrassment include the criterion of coherence, which evaluates a tradition's authenticity based on its consistency with independently established facts about Jesus' life and teachings, such as his proclamation of the kingdom of God. This approach, articulated by John P. Meier in A Marginal Jew (1991), builds cumulatively on core authentic elements rather than isolated embarrassments, providing a more integrative tool for historicity. Complementing this is the criterion of historical plausibility, introduced by Gerd Theissen in 1997, which assesses whether a saying or event fits the cultural and social milieu of first-century Judaism while remaining distinct from later Christian developments, thus grounding authenticity in contextual probability rather than authorial discomfort. Ongoing debates have incorporated postmodern critiques, particularly regarding the power dynamics embedded in defining "embarrassment." Elisabeth Schüssler Fiorenza, in works from the 1990s such as In Memory of Her (revised 1994) and Jesus: Miriam's Child, Sophia's Prophet (1994), argues that traditional criteria like embarrassment reflect androcentric and imperial biases, privileging elite male perspectives while marginalizing women's roles and experiences in the Jesus movement, thus perpetuating interpretive dominance. These critiques underscore how the criterion often overlooks the constructed nature of historical narratives shaped by unequal power relations. Feminist and postcolonial perspectives further challenge the criterion for sidelining marginalized voices, such as those of women and colonized communities in early Christianity. Feminist scholars like Schüssler Fiorenza highlight how "embarrassing" elements involving women—such as their testimony at the empty tomb—reinforce patriarchal dismissals of female credibility rather than affirming subaltern agency. Postcolonial critiques, drawing on thinkers like Musa W. Dube, extend this by arguing that the criterion ignores how colonial legacies in biblical scholarship define embarrassment through Western lenses, silencing indigenous and oppressed interpretations of Jesus' life that resist imperial narratives. Future directions in the field point toward integrating cognitive science to model authorial intent and memory transmission more rigorously. Post-2010 studies, such as those by István Czachesz in Cognitive Science and the New Testament (2016), apply cognitive models of memory distortion and social cognition to evaluate how early Christian authors might have preserved or altered embarrassing traditions, offering a scientific basis for assessing intent beyond subjective judgments. This interdisciplinary approach promises to refine or supplant traditional criteria by simulating the psychological processes underlying Gospel composition.