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Natural number

In , natural numbers are the positive integers used for counting, consisting of the infinite set {1, 2, 3, ...}, though some definitions include 0 as the starting point, forming the nonnegative integers {0, 1, 2, 3, ...}. The choice of whether to include 0 remains a point of convention without universal agreement, with inclusions varying by context such as (often including 0) versus (often excluding it). Formally, natural numbers are characterized by the , which provide a rigorous for their : starting with a that generates each number from the previous one, ensuring no cycles or repetitions, and incorporating the principle of to prove properties holding for all natural numbers. These axioms establish the natural numbers as well-ordered, meaning every nonempty subset has a least element, which underpins proofs in and beyond. Key properties of natural numbers include closure under and , meaning the or product of any two natural numbers is itself a natural number; commutativity ( does not matter for addition or multiplication); associativity (grouping does not matter); and distributivity (multiplication distributes over addition). These algebraic properties form the basis of operations and enable the , which states that every natural number greater than 1 can be uniquely factored into primes. Historically, natural numbers emerged from ancient counting practices in civilizations like and , evolving through philosophy where figures such as emphasized their role in understanding harmony and proportion. By the 19th century, Giuseppe Peano's axiomatization in 1889 solidified their abstract treatment, influencing modern and the foundations of mathematics. Today, natural numbers underpin diverse fields from algorithms to models.

Fundamentals

Definition and notation

Natural numbers form the foundational set of positive integers {1, 2, 3, ...} (sometimes including to form the non-negative integers {0, 1, 2, ...}) used in for and basic , intuitively defined as the sequence beginning with (or sometimes 0) and extending indefinitely through repeated application of the , which generates each subsequent number from the previous one. This yields the progression 1, 2, 3, ... or, when including zero, 0, 1, 2, 3, ..., representing the simplest infinite collection of without fractions or negatives. The essentially maps each number to the "next" one in the sequence, providing a primitive way to build the set iteratively. In standard mathematical notation, are represented using —the digits 0 through 9—in a base-10 positional system, allowing compact expression of any element in the set, such as writing the number twelve as 12. The set of natural numbers is commonly denoted by the symbol \mathbb{N}. Examples of natural numbers include finite initial segments of the sequence, such as the set {1, 2, 3}, which demonstrates their role in counting discrete objects like apples or days. While these segments are finite, the full set of natural numbers is countably infinite, meaning it can be put into a correspondence with itself despite having no end. This intuitive construction aligns with the formal basis provided by the , which rigorously define the natural numbers as a set closed under succession starting from a base element.

Conventions regarding zero

There are two primary conventions for defining the set of natural numbers: one excluding zero, treating it as the positive integers \{1, 2, 3, \dots \}, and the other including zero, treating it as the non-negative integers \{0, 1, 2, \dots \}. The convention excluding zero stems from the historical role of natural numbers in counting positive quantities, where zero does not represent a countable collection of objects. It also avoids complications in certain division-related contexts, such as unique factorization theorems in number theory, where zero lacks a prime factorization and is divisible by every integer, requiring special handling. In contrast, including zero aligns with foundational constructions in , where zero corresponds to the cardinality of the , and with versions of the that explicitly posit zero as a natural number and define all others via the S(n) = n + 1. This convention is essential in for zero-based indexing in structures and in modern for treating the natural numbers as a under addition with zero as the . The choice affects key definitions, such as the successor function, which in the including convention starts from zero (with S(0) = 1 and zero having no predecessor) and ensures every natural number is either zero or a successor. For mathematical induction, inclusion requires verifying the base case at zero, while exclusion shifts it to one, altering the statement's scope but preserving the principle's validity from the chosen starting point. In , exclusion is common to focus on positive integers in theorems about primes and divisibility, avoiding zero's exceptional behavior. Conversely, in , is prevalent, as seen in coefficients where \binom{n}{0} = 1 counts the empty , treating zero as a valid case for selections.

Historical Development

Ancient origins

The conceptual foundations of natural numbers emerged in ancient civilizations through practical needs for and , beginning with early tally systems that evolved into more structured numeral representations. In , around 3000 BCE, the Sumerians developed one of the earliest known systems using clay tokens for accounting in and , which transitioned into symbols on tablets by the late 4th millennium BCE. This system adopted a (base-60) structure, likely chosen for its divisibility, facilitating calculations in commerce and administration without a symbol for zero; instead, or spacing indicated absence. Similarly, ancient around 3000 BCE employed a (base-10) system inscribed in hieroglyphs, where strokes represented units up to nine, evolving from simple to pictorial symbols for powers of ten, aiding in the of , labor, and resources for and Nile flood tracking. These early systems treated natural numbers primarily as counts for practical in and astronomy, such as Babylonian records of celestial cycles using base-60 divisions for time and angles. In ancient Greece, natural numbers were conceptualized as discrete entities embodying philosophical ideals, distinct from continuous magnitudes. The Pythagoreans, active from the 6th century BCE, viewed numbers as the fundamental principles of reality, asserting that "all is number" and that the cosmos consisted of discrete units and their ratios, reflecting harmony in music and geometry. This perspective elevated numbers beyond mere counting tools to ideal forms underlying the universe's structure, influencing philosophy where odd and even numbers symbolized fundamental opposites like limited and unlimited. Euclid's Elements, composed around 300 BCE, formalized this in Books VII-IX by defining numbers as "multitudes of units" for arithmetic operations like greatest common divisors, treating them as discrete collections suitable for counting while integrating them into geometric proofs of ratios and proportions. Greek systems, including the acrophonic and alphabetic numerals, lacked a zero symbol, relying on additive notation where absence was implied by omission. Parallel developments in and advanced enumeration toward positional systems, enhancing counting efficiency for astronomy and administration. In , early numeral systems from the 1st century CE incorporated place-value notation, culminating in Brahmagupta's Brahmasphuṭasiddhānta (628 CE), which introduced rules for as a numeral in positional counting—such as 0 + a = a and a × 0 = 0—though functioned more as a than a fully independent natural number in enumeration. Ancient Chinese counting, dating to the Late (c. 14th century BCE), used inscriptions for decimal tallies in rituals and records, evolving by the 4th century BCE into rod numerals on counting boards, where bamboo rods formed digits in a place-value arrangement without , using blanks for absence to support trade calculations and calendrical astronomy. Across these cultures, natural numbers served as essential tools for ratios in philosophical inquiry, such as Pythagorean harmonics, and practical domains like land surveys or Babylonian trade ledgers, remaining intuitive constructs unbound by axiomatic foundations.

19th-century formalization

In the mid-19th century, mathematicians increasingly sought to place on a rigorous foundation amid growing concerns over the logical underpinnings of analysis and the handling of infinitesimals, as exemplified by Karl Weierstrass's development of epsilon-delta definitions for limits and to eliminate intuitive but imprecise notions from . This push for rigor was part of a broader foundational crisis, where paradoxes in infinite processes and the need to separate from geometric intuitions—such as those inherited from Euclidean traditions—prompted efforts to define natural numbers independently and axiomatically. contributed early to this shift in his 1861 Lehrbuch der Arithmetik, where he introduced recursive definitions for operations and emphasized as a fundamental principle, demonstrating that core truths could derive from simpler, more elementary bases without reliance on spatial intuition. Richard Dedekind advanced this formalization in his 1888 pamphlet Was sind und was sollen die Zahlen?, proposing a definition of natural numbers as infinite chains or systems of thoughts created through successive acts of distinction, thereby avoiding paradoxes associated with infinite descent by grounding the concept in the mind's ability to form such unending structures. Dedekind's approach aimed to establish arithmetic as a self-contained domain, free from external assumptions, and highlighted the role of continuity in number systems while debating the nature of infinity in foundational contexts. Building directly on these ideas, published his seminal Arithmetices principia, nova methodo exposita in 1889, presenting a set of axioms that systematically captured the properties of natural numbers, including succession and , though he acknowledged influences from predecessors like Grassmann and Dedekind. Peano's axioms provided a concise logical framework for , sparking further discussions on , , and the boundaries between and during late-19th-century mathematical congresses. This axiomatic turn facilitated a transition toward set-theoretic foundations, as seen in Gottlob Frege's late-19th-century logicist program, outlined in his 1884 Die Grundlagen der Arithmetik, which sought to derive natural numbers purely from logical concepts like of classes, independent of psychological or intuitive origins.

20th-century refinements

In the early , the foundations of natural numbers faced significant challenges from logical that undermined attempts to derive arithmetic from pure logic. discovered what became known as in 1901, which he communicated to in a 1902 letter, revealing a contradiction in Frege's logicist system outlined in Grundgesetze der Arithmetik (1893–1903). The arises from the assumption of unrestricted , leading to the question of whether the set of all sets that do not contain themselves contains itself, exposing inconsistencies in and halting Frege's project to reduce natural numbers to logical concepts. This crisis prompted to develop the theory of types, formalized with in (1910–1913), which stratified logical objects to avoid self-referential and influenced subsequent refinements in the axiomatic treatment of natural numbers. Parallel to these developments, introduced in his 1907 dissertation Over de Grondslag der Wiskunde, advocating a constructive philosophy of mathematics that rejected non-constructive existence proofs for natural numbers. Brouwer argued that mathematical truth, including statements about natural numbers, requires explicit mental constructions rather than abstract logical derivations, thereby excluding the for infinite domains and emphasizing the primacy of finite, intuitive sequences in defining the naturals. This approach, further elaborated in Brouwer's 1920s lectures, challenged the classical view inherited from 19th-century formalization by prioritizing human intuition over formal systems, though it remained a minority position amid growing acceptance of axiomatic methods. David Hilbert's program, articulated in lectures from the 1920s such as his 1921 Hamburg address and 1925 paper "On the Infinite," sought to secure the consistency of arithmetic through finitary proof theory, aiming to formalize all mathematics axiomatically while proving its freedom from contradictions using only concrete, finite methods. This initiative responded to the foundational crises by proposing a metamathematical framework to justify infinite structures in natural numbers without relying on intuitionistic restrictions, significantly advancing proof theory through tools like the epsilon-substitution method developed with Paul Bernays. However, Kurt Gödel's incompleteness theorems, published in 1931, demonstrated fundamental limits to Hilbert's ambitions: any consistent formal system capable of expressing basic arithmetic contains undecidable propositions, and its own consistency cannot be proved within the system itself. By the mid-20th century, these refinements converged on a broad consensus that Zermelo-Fraenkel set theory with the axiom of choice (ZFC), formalized in the 1920s and 1930s, provides a robust foundation for natural numbers, constructed as the finite ordinals in the cumulative hierarchy. In ZFC, the natural numbers emerge as the set ω, the smallest infinite ordinal comprising all finite ordinals {∅, {∅}, {∅, {∅}}, ...}, ensuring well-defined arithmetic while resolving paradoxes through axioms like regularity and replacement. This set-theoretic approach, widely adopted in modern mathematics, balances the logical rigor of Hilbert and Russell with the avoidance of intuitionistic constructivism, forming the standard basis for contemporary treatments of natural numbers.

Mathematical Properties

Arithmetic operations

Addition on the natural numbers is defined recursively using the successor function S. For any natural numbers n and m, the sum n + m satisfies n + 0 = n and n + S(m) = S(n + m). For example, $2 + 3 = 5, computed as $2 + S(S(S(0))) = S(S(S(2 + 0))) = S(S(S(2))). The operation of addition is commutative, meaning n + m = m + n for all natural numbers n and m, and associative, meaning (n + m) + k = n + (m + k) for all natural numbers n, m, and k. These properties are established by mathematical induction on one of the variables, leveraging the recursive definition and the induction axiom of the natural numbers. Multiplication on the natural numbers is also defined recursively: n \times 0 = 0 and n \times S(m) = n + (n \times m) for any natural numbers n and m. For instance, $2 \times 3 = 6, obtained via $2 \times S(S(S(0))) = 2 + (2 \times S(S(0))) = 2 + (2 + (2 \times S(0))) = 2 + (2 + (2 + (2 \times 0))) = 2 + (2 + (2 + 0)) = 6. Multiplication distributes over , satisfying n \times (m + k) = (n \times m) + (n \times k) for all natural numbers n, m, and k. This distributivity is proved by on k, using the recursive definitions of both operations. When 0 is included in the natural numbers, it serves as the , with n + 0 = n and $0 + n = n for all n. The number 1 acts as the multiplicative identity, satisfying n \times 1 = n and $1 \times n = n for all n. These identities follow directly from the recursive definitions. The natural numbers are closed under both and , meaning that for any natural numbers n and m, both n + m and n \times m are also natural numbers. holds by the recursive definitions, which construct the results within the set using the and the principle.

Order and divisibility

The natural numbers are equipped with a relation denoted by <, defined such that for natural numbers n and m, n < m if and only if there exists a positive natural number k such that n + k = m. This relation builds on the addition operation and ensures that the natural numbers form a linearly ordered set. The order satisfies the trichotomy property: for any two natural numbers n and m, exactly one of the following holds: n < m, n = m, or n > m. Additionally, the relation is transitive, meaning if n < m and m < p, then n < p. A key consequence of this total order is the well-ordering principle, which states that every nonempty subset of the natural numbers contains a least element. This principle is foundational in mathematics, as it underpins many proofs by ; for instance, assuming a property holds for all numbers less than some n and verifying it for n allows extension to all natural numbers via the existence of minimal counterexamples if any. The well-ordering principle distinguishes the natural numbers from other ordered sets, such as the , which lack this property. The order relation facilitates the division algorithm, a fundamental result in number theory: for any natural numbers n and m with m > 0, there exist unique natural numbers q (the ) and r (the ) such that n = q m + r and $0 \leq r < m. For example, dividing 17 by 5 yields q = 3 and r = 2, since $17 = 3 \cdot 5 + 2. This uniqueness ensures that remainders are well-defined and bounded, enabling efficient computations in arithmetic. Divisibility follows directly from the division algorithm: a natural number m divides n, denoted m \mid n, if there exists a natural number k such that n = k m, or equivalently, if the remainder r = 0 when n is divided by m. Prime numbers are natural numbers greater than 1 that have no positive divisors other than 1 and themselves, making them the "indivisible" building blocks under this relation; for instance, 2, 3, 5, and 7 are primes, while 4 is divisible by 2. To compute the greatest common divisor \gcd(n, m)—the largest natural number dividing both n and m—the Euclidean algorithm applies the division algorithm iteratively. Assume n \geq m > 0; replace n with m and m with the r from n = q m + r, repeating until the remainder is 0; the last nonzero is \gcd(n, m). For example, \gcd([42](/page/42), [30](/page/-30-)) proceeds as $42 = 1 \cdot [30](/page/-30-) + 12, [30](/page/-30-) = 2 \cdot 12 + 6, $12 = 2 \cdot 6 + 0, yielding \gcd([42](/page/42), [30](/page/-30-)) = 6. This method is efficient, with the number of steps bounded by roughly the number of digits in the smaller input.

Algebraic structure

The natural numbers under form a commutative , as the operation is associative and commutative for all elements. This structure extends to a with serving as the . Moreover, is cancellative, meaning that if n + m = n + k, then m = k for all natural numbers n, m, k. Under multiplication, the natural numbers excluding 0 form a commutative with 1 as the , where the operation is associative and commutative. When including 0, remains associative and commutative, but 0 acts as an absorbing element, satisfying $0 \times n = n \times 0 = 0 for all n. The pair of operations equips the natural numbers with the structure of a (\mathbb{N}, +, \times, 0, 1), where addition and are associative and commutative monoids, and distributes over addition: a \times (b + c) = (a \times b) + (a \times c) for all a, b, c \in \mathbb{N}. Unlike a , this semiring lacks additive inverses for its elements. A key property is the absence of zero divisors: if n \times m = 0, then n = 0 or m = 0. This integrality, combined with the semiring axioms, supports unique . By the , every natural number greater than 1 factors uniquely into a product of prime numbers, disregarding order./02%3A_Prime_Numbers/2.03%3A_The_Fundamental_Theorem_of_Arithmetic)

Formal Systems

Peano axioms

The Peano axioms form a foundational for the natural numbers, originally presented by in 1889 in his work Arithmetices principia, nova methodo exposita. These axioms were influenced by earlier ideas from and later refined by figures such as to emphasize logical rigor. The system defines the natural numbers through primitive notions of a starting element (typically or ), a S, and equality, enabling the formal development of . In Peano's original formulation, there are nine axioms: four addressing properties of equality and five proper axioms concerning the structure of the natural numbers. The equality axioms are:
  1. Reflexivity: For every natural number a, a = a.
  2. Symmetry: For all natural numbers a and b, if a = b, then b = a.
  3. Transitivity: For all natural numbers a, b, and c, if a = b and b = c, then a = c.
  4. Congruence for successor: For all natural numbers a and b, if a = b, then S(a) = S(b).
The five proper axioms, starting with 1 as the base element, are:
  1. Existence: 1 is a natural number.
  2. Closure under successor: For every natural number n, S(n) is a natural number.
  3. No predecessor for 1: There is no natural number n such that S(n) = 1.
  4. Injectivity of successor: For all natural numbers n and m, if S(n) = S(m), then n = m.
  5. Induction axiom: If a property P holds for 1 and, whenever it holds for a natural number n, it also holds for S(n), then P holds for every natural number.
A common variant replaces 1 with 0 as the base, defining S(0) = 1, and adjusts the induction axiom to start from 0 while preserving the other properties. The induction axiom distinguishes between second-order formulations, which quantify over all subsets of natural numbers (ensuring categoricity up to ), and first-order versions, which use an —one instance for each first-order property—to approximate within . From these axioms, arithmetic operations are defined recursively. is given by n + 0 = n and n + S(m) = S(n + m) for all natural numbers n and m, while uses n \times 0 = 0 and n \times S(m) = (n \times m) + n. These definitions, justified by the axiom, allow proofs of key properties such as associativity and distributivity. The axioms also entail the : every nonempty set of natural numbers has a least element, provable via . However, the first-order version of the , known as Peano arithmetic, is not categorical, as there exist non-standard models satisfying the axioms that include elements beyond the standard natural numbers, such as infinite descending chains under the successor. demonstrated the existence of countable non-standard models in the 1930s, highlighting limitations in uniquely characterizing the natural numbers within .

Set-theoretic constructions

In Zermelo-Fraenkel with the (ZFC), natural numbers are constructed as the finite von Neumann ordinals, providing a concrete set-theoretic model for the abstract structure of the naturals. The \emptyset represents , the set \{\emptyset\} represents 1, \{\emptyset, \{\emptyset\}\} represents 2, and in general, each subsequent number n+1 is defined as the successor n \cup \{n\}, forming a transitive set containing all previous ordinals as elements. This construction ensures that the ordinals are well-ordered by set membership \in, mirroring the order of natural numbers. The collection of all finite ordinals forms the smallest infinite ordinal \omega, which serves as the set-theoretic natural numbers \mathbb{N}, guaranteed to exist by the in ZFC. Arithmetic operations on these ordinals align with natural number operations: addition \alpha + \beta is the order type of the concatenation of well-orderings of types \alpha and \beta, equivalent for finite ordinals to the cardinality of their ; multiplication \alpha \cdot \beta is the order type of \beta copies of \alpha, corresponding to the cardinality of the with the . This construction satisfies the , with the successor function as defined, 0 as the having no predecessor, and following from the well-foundedness of \in restricted to \omega. The isomorphism between (\omega, +, \cdot, 0, 1, S) and the Peano structure establishes that ZFC models first-order Peano arithmetic. Alternative constructions exist for specific foundational purposes. In strict finitist set theories without the , hereditary finite sets—those finite sets whose elements are all hereditary finite—form a universe V_\omega where von Neumann ordinals up to any fixed stage can be built iteratively, avoiding infinite collections. Kuratowski finite sets, defined as those admitting a surjection from a von Neumann finite ordinal, provide another characterization of finiteness used to model natural numbers in constructive or inductive set theories, emphasizing enumerability without presupposing \omega.

Extensions and Generalizations

To other number systems

Natural numbers form the foundational layer for constructing more comprehensive number systems, extending their arithmetic structure to include negatives, fractions, irrational quantities, and imaginary units. The integers \mathbb{Z} are built from pairs of natural numbers, where each integer is represented as an equivalence class of ordered pairs (a, b) with a, b \in \mathbb{N}, under the relation (a, b) \sim (c, d) if and only if a + d = b + c. This construction interprets (a, b) intuitively as a - b, allowing positive integers via pairs like (n, 0) and negative integers via (0, n). Addition and multiplication on these classes are defined componentwise to ensure the embedding of natural numbers into integers preserves the original operations, such that the image of \mathbb{N} under the map n \mapsto [(n, 0)] is a submonoid isomorphic to \mathbb{N}. Building upon integers, the rational numbers \mathbb{Q} are constructed as equivalence classes of pairs (p, q) where p \in \mathbb{Z} and q \in \mathbb{Z} \setminus \{0\}, with (p, q) \sim (r, s) p s = q r. This structure captures fractions p/q, and arithmetic operations are extended such that the canonical embedding \mathbb{Z} \to \mathbb{Q} via k \mapsto [(k, 1)] preserves and . The rationals thus form a containing the integers as a , with natural numbers embedded densely within this . The real numbers \mathbb{R} extend the rationals to include limits of Cauchy sequences or partitions via Dedekind cuts. In the Cauchy sequence approach, each real is an of s of , where two sequences (q_n) and (r_n) are equivalent if \lim (q_n - r_n) = 0; operations are defined to make the \mathbb{Q} \to \mathbb{R} via constant sequences an order-preserving . Alternatively, Dedekind cuts \mathbb{Q} into lower and upper sets satisfying certain , yielding a complete where embed densely—meaning that between any two reals, there exists a rational, a consequence of the Archimedean property and the density theorem for \mathbb{Q} in \mathbb{R}. Natural numbers appear in \mathbb{R} as a discrete subset, embedded via the compositions of the prior maps, preserving their inductive structure amid the continuum. Finally, complex numbers \mathbb{C} are formed as ordered pairs (a, b) with a, b \in \mathbb{R}, equipped with addition (a, b) + (c, d) = (a + c, b + d) and multiplication (a, b)(c, d) = (a c - b d, a d + b c), identifying \mathbb{R} with pairs (r, 0). This yields an extending \mathbb{R}, with the embedding preserving all field operations and thus tracing back to the natural numbers' structure.

Applications in logic and computation

In formal logic, natural numbers play a crucial role in encoding through , a technique developed by to assign unique natural numbers to formulas, proofs, and other objects in a , enabling the representation of metamathematical statements as arithmetic propositions. This method was instrumental in proving , demonstrating that certain true statements about arithmetic cannot be proven within the system itself. The Church-Turing thesis posits that every effectively on the natural numbers can be computed by a or equivalently by a λ-definable function, establishing a foundational link between and the intuitive notion of mechanical procedures over the naturals. This thesis underscores the centrality of natural numbers in defining the scope of algorithmic computation, as all recursive functions on naturals are captured by these models. In , primitive recursive functions form a significant subclass of computable functions on natural numbers, generated from basic functions—such as the zero function, , and projection functions—via and primitive recursion, as formalized in the work of and earlier by . These functions, which include addition, multiplication, and exponentiation but exclude the , provide a basis for many decidable problems and align with the ' inductive structure in one sentence of reference. Turing machines extend this by modeling over an infinite tape marked with symbols from a finite , where positions and states can be encoded using natural numbers, allowing simulation of any algorithmic process on naturals. In computer science, natural numbers are realized as unsigned integer data types, which represent non-negative integers starting from zero without sign bits, enabling efficient storage and operations for counting, indexing, and loop controls in programming languages like C and Java. Big O notation analyzes algorithmic efficiency by describing the asymptotic upper bound on growth rates of functions over input size n \in \mathbb{N}, such as O(n^2) for quadratic time, providing a standardized way to compare computational complexity independent of machine specifics, as emphasized in Donald Knuth's foundational texts. In category theory, the natural numbers form a natural numbers object in the category of sets (Set), characterized by an initial object zero and a successor morphism satisfying universal mapping properties for recursive definitions, with morphisms corresponding to functions between natural numbers that preserve this structure. This abstraction generalizes the inductive nature of naturals across categories, facilitating proofs in topos theory and algebraic structures. Proof assistants like Coq implement natural numbers via an inductive type nat, defined with constructors O for zero and S for successor, supporting tactics for induction, recursion, and verification of properties such as totality and decidable equality, which underpin formal proofs in mathematics and software certification. In quantum computing, despite the continuous nature of quantum states, computational indices for qubits, gates, and measurement outcomes remain discrete and indexed over natural numbers, preserving the foundational role of naturals in algorithm design and simulation, as seen in standard quantum circuit models.

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