Phase velocity is the speed at which a point of constant phase, such as a crest or trough, propagates in a wave, defined mathematically as the ratio of the angular frequency \omega to the wave number k, given by v_p = \frac{\omega}{k}.[1][2] This velocity equivalently equals the product of the wave's frequency f and wavelength \lambda, v_p = f \lambda, and applies to various wave types including mechanical, electromagnetic, and quantum waves.[2][3]In non-dispersive media, where the wave speed is independent of frequency, phase velocity coincides with the group velocity, which represents the propagation speed of the wave's overall envelope or energy.[1] However, in dispersive media—such as waveguides, water waves under surface tension, or plasma—phase velocity differs from group velocity, with the latter given by v_g = \frac{d\omega}{dk}.[4][5] For instance, in electromagnetic waves within a waveguide, phase velocity exceeds the speed of light c (e.g., v_p > c), but this does not violate relativity since phase velocity alone cannot transmit information or energy.[1][4]Phase velocity plays a crucial role in understanding wave propagation in fields like optics, acoustics, and seismology, where it influences phenomena such as refraction and interference patterns.[6] In quantum mechanics, it relates to the de Broglie wave's phase speed for particles, often superluminal, while the group velocity corresponds to the particle's actual velocity. Notable examples include sound waves in air, where v_p \approx 343 m/s at 20 °C and standard atmospheric pressure, and light in vacuum, where v_p = [c](/page/c).[3][7][1]
Basic Concepts
Definition
Phase velocity is the speed at which a surface of constant phase, such as a crest or trough, propagates through a medium in a wave.[1] This velocity characterizes the motion of specific points on the waveform where the phase remains unchanged, distinguishing it from other aspects of wave propagation.[8]The concept of phase velocity emerged in the 19th century as part of the study of sinusoidal waves, with early discussions by physicists such as William Rowan Hamilton and George Gabriel Stokes highlighting the propagation characteristics of periodic waves.[9]An intuitive example occurs in a transverse wave on a stretched string, where the phase velocity determines how quickly the peaks or crests of the sinusoidal disturbance travel along the length of the string./Book%3A_University_Physics_I_-Mechanics_Sound_Oscillations_and_Waves(OpenStax)/16%3A_Waves/16.01%3A_Traveling_Waves)Importantly, phase velocity differs from the particle velocity of the medium itself; for instance, in a wave on a string, the particles oscillate transversely with small amplitudes perpendicular to the direction of propagation, while the phase points advance longitudinally along the string./Book%3A_University_Physics_I_-Mechanics_Sound_Oscillations_and_Waves(OpenStax)/16%3A_Waves/16.01%3A_Traveling_Waves)
Wave Parameters
In the study of waves, several key parameters describe the periodic nature and propagation characteristics essential for calculating phase velocity. The linear frequency, denoted as f, represents the number of wave cycles per unit time and is measured in hertz (Hz), where 1 Hz equals one cycle per second in the International System of Units (SI).[10] The angular frequency, \omega, is related to the linear frequency by the equation \omega = 2\pi f and has units of radians per second (rad/s), providing a measure of the rate of change of the wave's phase in angular terms.[10][11]The wavelength, \lambda, is the spatial distance over which the wave completes one full cycle, typically expressed in meters (m) in SI units.[12] Complementing this, the wavenumber, k, quantifies the spatial frequency of the wave and is defined as k = \frac{2\pi}{\lambda}, with units of inverse meters (m^{-1}).[10][12] These parameters interconnect through the fundamental relation for phase velocity, v_p = f \lambda, which ties the wave's speed to its temporal and spatial periodicity, or equivalently v_p = \frac{\omega}{k} using angular measures.[13][14]In periodic waves, these parameters underpin both sinusoidal representations, such as \psi(x, t) = A \sin(\omega t - k x + \phi), where A is the amplitude and \phi the initial phase, and complex exponential forms like \psi(x, t) = A e^{i(\omega t - k x + \phi)}, which facilitate analytical treatments in physics.[10][11] Standard notations in physics, such as those in SI units, ensure consistency across electromagnetic, acoustic, and mechanical wave analyses, emphasizing f and \lambda for intuitive cycle-based descriptions and \omega and k for phase-based computations.[12]
Mathematical Formulation
Plane Wave Expression
The standard mathematical representation of a monochromatic plane wave propagating along the positive x-direction in one dimension is\psi(x, t) = A \cos(kx - \omega t + \phi),where A is the constant amplitude, k is the wave number, \omega is the angular frequency, and \phi is a phase constant.[15][16]The phase velocity v_p emerges from the condition of constant phase in this expression. Setting the argument of the cosine equal to a constant, kx - \omega t + \phi = \text{constant}, and differentiating implicitly with respect to time t yields k \, dx/dt - \omega = 0. Solving for the velocity gives v_p = dx/dt = \omega / k. This quantity v_p represents the speed at which a surface of constant phase—such as a crest or trough—propagates through space, distinct from the motion of individual particles in the medium.[15][16]An equivalent form of the phase velocity is v_p = f \lambda, where f is the ordinary frequency and \lambda is the wavelength. The angular frequency relates to the ordinary frequency by \omega = 2\pi f, while the wave number relates to the wavelength by k = 2\pi / \lambda. Substituting these relations confirms the equivalence: v_p = \omega / k = (2\pi f) / (2\pi / \lambda) = f \lambda. This alternative expression highlights the intuitive connection between the wave's temporal oscillation rate and its spatial periodicity.[16][15]The plane wave model assumes an infinite extent in the transverse directions, monochromatic (single-frequency) excitation, and propagation in a single dimension, serving as an exact solution to the one-dimensional wave equation under these conditions. In practice, this is an idealization, as real waves are typically finite in spatial extent, subject to boundary effects, and composed of a superposition of frequencies, leading to phenomena like diffraction and dispersion not captured by the simple form.[16][15]
General Dispersion Relation
The dispersion relation describes the relationship between the angular frequency \omega and the wave number k for waves propagating in a medium, typically expressed explicitly as \omega = \omega(k), implicitly as f(\omega, k) = 0, or inversely as k = k(\omega). This relation arises from the underlying partial differential equations governing wave propagation and determines the possible wave solutions. For a monochromatic plane wave of the form \psi(x, t) = A e^{i(kx - \omega t)}, the phase velocity is defined as v_p = \frac{\omega}{k}, which directly follows from the dispersion relation when it is expressed as \omega(k).[17][18]In cases where the dispersion relation is linear, such as \omega = v k with constant v, the phase velocity v_p = v remains independent of k. However, for nonlinear relations \omega(k), v_p varies with k, leading to frequency-dependent propagation speeds. This variation is evident in an \omega-k plot, where the phase velocity at a specific k corresponds to the slope of the straight line connecting the origin to the point (k, \omega(k)) on the dispersion curve. Such graphical representations highlight how different wave components with varying k travel at distinct phase velocities, contributing to wave dispersion.[19][20]The dispersion relation can take implicit forms in certain contexts, such as in optics where the phase velocity is given by v_p = \frac{c}{n(\omega)}, with c the speed of light in vacuum and n(\omega) the refractive index as a function of frequency; this implicitly defines \omega(k) through k = \frac{\omega n(\omega)}{c}. To derive the dispersion relation mathematically, consider a general linear wave equation, starting from the non-dispersive case \frac{\partial^2 \psi}{\partial t^2} = v^2 \frac{\partial^2 \psi}{\partial x^2}. Substituting the plane waveansatz \psi(x, t) = e^{i(kx - \omega t)} yields -\omega^2 = -v^2 k^2, or \omega = v |k|, giving constant v_p = v. For generalized equations, such as those incorporating dispersion terms (e.g., higher spatial derivatives or frequency-dependent coefficients), the same substitution produces an algebraic equation relating \omega and k, solved to obtain \omega(k) and thus v_p = \frac{\omega(k)}{k}. This approach extracts the phase speed for arbitrary wave types beyond simple sinusoidal cases.[21][18]
Relations to Other Velocities
Group Velocity
The group velocity v_g of a wave is defined as the velocity at which the envelope of a wave packet propagates, given by the derivative of the angular frequency \omega with respect to the wavenumber k, v_g = \frac{d\omega}{dk}. This concept was first introduced by Lord Rayleigh in his analysis of progressive waves, where he identified the velocity of a group of waves as distinct from the velocity of individual wave crests.[22]Physically, the group velocity represents the speed at which the overall modulation or envelope of the wave packet travels, which corresponds to the propagation of energy or information carried by the wave, in contrast to the phase velocity that tracks the motion of constant-phase points within the wave. In dispersive media, where \omega depends nonlinearly on k, the group velocity determines how the wave packet as a whole moves, while individual phases may advance or recede relative to the envelope.[23]To derive the group velocity, consider the superposition of two waves with nearby wavenumbers k and k + \Delta k, and corresponding frequencies \omega(k) and \omega(k + \Delta k). The resulting wave packet can be expressed using the trigonometric identity for the sum of cosines:\cos(kx - \omega t) + \cos((k + \Delta k)x - (\omega + \Delta \omega)t) = 2 \cos\left( \left( k + \frac{\Delta k}{2} \right) x - \left( \omega + \frac{\Delta \omega}{2} \right) t \right) \cos\left( \frac{\Delta k}{2} x - \frac{\Delta \omega}{2} t \right),where the first cosine term describes the carrier wave and the second the envelope. The envelope moves such that its phase \frac{\Delta k}{2} x - \frac{\Delta \omega}{2} t remains constant, implying a velocity v_g = \frac{\Delta \omega}{\Delta k}. For a continuous spectrum, expand \omega(k + \Delta k) using a Taylor series: \omega(k + \Delta k) \approx \omega(k) + \frac{d\omega}{dk} \Delta k, so \Delta \omega \approx \frac{d\omega}{dk} \Delta k, yielding v_g = \frac{d\omega}{dk} in the limit \Delta k \to 0. This derivation extends to wave packets formed by many nearby waves, where the envelope speed is governed by the slope of the dispersion relation \omega(k).[23]In multidimensional cases, such as waves in three-dimensional space with wavevector \vec{k} = (k_x, k_y, k_z), the group velocity becomes a vector \vec{v_g} = \nabla_{\vec{k}} \omega(\vec{k}), with components given by the partial derivatives v_{g,i} = \frac{\partial \omega}{\partial k_i} for i = x, y, z. This generalization describes the direction and speed of energy propagation in anisotropic or vectorial wave systems, such as electromagnetic or acoustic waves in complex media.[24]
Signal Velocity
Signal velocity refers to the speed at which a signal or disturbance propagates through a medium, carrying information or energy from one point to another. It is defined as the velocity of the leading edge of the wave packet's energydistribution, ensuring that it represents the actual propagation of causal effects rather than mere phase or envelope motion. In linear, non-dispersive media, this coincides with the phase velocity, but in dispersive environments, it is more precisely tied to the high-frequency components that form the wavefront precursor.[25]According to special relativity, the signal velocity v_s must always satisfy v_s \leq c, where c is the speed of light in vacuum, to preserve causality and prevent information from traveling faster than light. This constraint holds even when phase velocities exceed c, as superluminal phase speeds do not transmit usable signals and thus do not violate relativistic principles. Seminal analyses by Sommerfeld and Brillouin demonstrated that precursors—high-frequency transients at the wave's front—propagate at speeds no greater than c, resolving apparent paradoxes in dispersive propagation.[26][27]In dispersive media, for narrowband signals where the frequencyspectrum is limited, the signal velocity approximates the group velocity, v_s \approx v_g = \frac{d\omega}{dk}, as derived from the asymptotic analysis of wavefront evolution. This approximation arises because the envelope's motion aligns with the information-carrying components under normal dispersion conditions. However, the exact signal velocity is determined by the medium's response to the initial disturbance, often requiring saddle-point methods in the complexfrequency plane to compute the precursor arrival.[25]In regions of anomalous dispersion, where the refractive index decreases with frequency, the signal velocity can deviate significantly from both phase and group velocities, as the latter may become superluminal or negative. Despite such anomalies, causality ensures the signal front remains subluminal, with the true information speed governed by the medium's absorptive properties and the velocity of the forerunner signals. This distinction, first clarified in early 20th-century treatments, underscores that group velocity alone does not always capture causal propagation in highly dispersive regimes.[28]
Behavior in Media
Non-Dispersive Media
In non-dispersive media, the dispersion relation takes the linear form \omega = v k, where v is a constant speed that does not depend on the wave's frequency or wavenumber k. Consequently, the phase velocity v_p = \frac{\omega}{k} = v remains constant across all frequencies, preventing the spreading or distortion of wave components that occurs in dispersive environments. This uniformity ensures that individual wave crests propagate at the same speed regardless of their frequency content.[29]A key implication of this constancy is that the phase velocity equals both the group velocity v_g = \frac{d\omega}{dk} = v and the signal velocity, which represents the speed of information or energy transport in the wave. As a result, composite wave packets—formed by superpositions of multiple frequencies—retain their overall shape and structure while traveling, without broadening or changing form over distance. This property is essential for applications where waveform integrity must be preserved.[29][30]Prominent examples include ideal sound waves in air, treated as longitudinal pressure waves in a fluid medium. At 20°C, the phase velocity for these waves is approximately 343 m/s, arising from the balance between the medium's compressibility and density in the linearized equations of fluid motion. Another example is non-dispersive electromagnetic waves in vacuum, where the phase velocity equals the speed of light c \approx 3 \times 10^8 m/s, independent of frequency due to the uniformity of spacetime.[31][32][33]For a transverse wave on a taut string with tension T and linear massdensity \mu, the phase velocity is given byv_p = \sqrt{\frac{T}{\mu}}.This expression derives from Newton's second law applied to a small stringsegment, where the net transverse force from tension gradients provides the acceleration, yielding the one-dimensional wave equation with a frequency-independent propagation speed. Similarly, for electromagnetic waves in a non-dispersive dielectric with constant permittivity \epsilon and permeability \mu, the phase velocity isv_p = \frac{1}{\sqrt{\epsilon \mu}}.In vacuum, where \epsilon = \epsilon_0 and \mu = \mu_0, this simplifies to c = \frac{1}{\sqrt{\epsilon_0 \mu_0}}, obtained by substituting Maxwell's equations into the wave equation for the electric and magnetic fields, confirming propagation at a universal constant speed.[34]
Dispersive Media
In dispersive media, the propagation of waves exhibits frequency-dependent behavior due to a nonlinear dispersion relation, where the wave number k is a nonlinear function of the angular frequency \omega, or vice versa, resulting in a phase velocity v_p = \omega / k that varies with frequency.[35] This variation arises because the medium's response, such as its permittivity, changes with \omega, altering the relationship between phase and frequency components of the wave.[36]The primary effect of this frequency dependence is the broadening of wave pulses as they propagate, since different frequency components travel at different phase velocities, causing the initial pulse shape to distort and spread over distance.[36] For instance, the second derivative of k(\omega), known as group velocity dispersion, quantifies this spreading, with the pulse width increasing proportionally to the square root of the propagation distance for Gaussian pulses.[37] Notably, in such media, v_p can exceed the speed of light in vacuum c, as occurs in waveguides above the cutoff frequency where the dispersion relation yields k(\omega) = (\omega / c) \sqrt{1 - (\omega_c / \omega)^2} and thus v_p > c.[36] However, this does not enable superluminal signaling, as the information-carrying group velocity remains at or below c.[35]In dielectric media, dispersion is closely tied to the refractive index n(\omega), where the phase velocity is expressed as v_p = c / n(\omega), and n(\omega) > 1 typically slows waves below c, but the frequency variation of n—often modeled as n^2 = 1 + \frac{n_v e^2}{m \varepsilon_0 (\omega_0^2 - \omega^2)} for electron contributions—induces the dispersive effects.[38] This \omega-dependence leads to phenomena like normal dispersion in the visible range, where dn/d\omega > 0.[38]A representative example of dispersion is deep-water surface gravity waves, where the phase velocity increases with wavelength \lambda according tov_p = \sqrt{\frac{g \lambda}{2\pi}},with g the gravitational acceleration, demonstrating how longer waves outpace shorter ones and thus spread wave packets.[39]
Applications and Examples
Electromagnetic Waves
In vacuum, electromagnetic waves propagate with a phase velocity equal to the speed of light, c = \frac{1}{\sqrt{\epsilon_0 \mu_0}}, where \epsilon_0 and \mu_0 are the permittivity and permeability of free space, respectively. This velocity is constant and independent of frequency, resulting in the phase velocity being identical to both the group velocity and signal velocity for such waves.[40][41]In dielectric media, the phase velocity decreases to v_p = \frac{c}{n}, where n = \sqrt{\frac{\epsilon \mu}{\epsilon_0 \mu_0}} is the refractive index, determined by the material's relative permittivity \epsilon_r = \frac{\epsilon}{\epsilon_0} and relative permeability \mu_r = \frac{\mu}{\mu_0}. In regions of anomalous dispersion, where the refractive index decreases with increasing frequency (\frac{dn}{d\omega} < 0), the phase velocity can become less than the group velocity and exceed c (when n < 1); the group velocity can also appear superluminal or negative in highly absorbing regions. However, the signal velocity—which governs information and energy propagation—remains below c, preserving causality.[42][43]In waveguides, such as rectangular metallic structures, the phase velocity exceeds c for frequencies above the mode's cutoff frequency f_c, expressed as v_p = \frac{\omega}{\beta} = \frac{c}{\sqrt{1 - (f_c/f)^2}} > c, where \beta is the propagation constant and f is the operating frequency. This superluminal phase velocity arises because the wave's effective path is longer than the guide's axis due to boundary constraints, but the group velocity v_g = c \sqrt{1 - (f_c/f)^2} < c ensures that energy and information propagate subluminally, preserving relativistic causality.[44][45]The foundational role of phase velocity in electromagnetism traces to James Clerk Maxwell's equations in the 1860s, which derived the wave equation for electromagnetic fields and predicted propagation at speed c, closely matching experimental measurements of light's velocity and confirming light as an electromagnetic phenomenon.[46][47]
Acoustic Waves
In acoustic waves, the phase velocity represents the speed at which a particular phase of the wave propagates through the medium, which for sound waves in fluids and solids is closely tied to the material's elastic properties and density. In non-dispersive approximations for uniform media, this velocity approximates the speed of sound, providing a baseline for propagation in ideal conditions.[48][49]For fluids, the phase velocity of acoustic waves depends on the medium's compressibility and density. In ideal gases, it is given byv_p = \sqrt{\frac{\gamma [P](/page/P′′)}{\rho}},where \gamma is the adiabatic index, P is the pressure, and \rho is the density; this expression arises from the isentropic relation in the wave equation.[48] In liquids, where shear effects are negligible, the phase velocity simplifies tov_p = \sqrt{\frac{B}{\rho}},with B denoting the bulk modulus, reflecting the medium's resistance to uniform compression.[49] These formulas highlight how phase velocity increases with stiffness (higher B or \gamma P) and decreases with density, enabling sound to travel faster in denser yet more rigid liquids like water compared to gases.[50]In solids, acoustic waves support both longitudinal and transverse modes, each with distinct phase velocities determined by the Lamé elastic constants \lambda (related to compression) and \mu (shear modulus), along with density \rho. The longitudinal phase velocity isv_p = \sqrt{\frac{\lambda + 2\mu}{\rho}},accounting for both compressional and shear contributions in the direction of propagation.[51] For transverse waves, polarized perpendicular to the propagation direction, it reduces tov_p = \sqrt{\frac{\mu}{\rho}},depending solely on shear rigidity.[52] These velocities enable applications like seismic exploration, where P-waves (longitudinal) arrive before S-waves (transverse) due to the higher longitudinal speed.[53]Real acoustic media exhibit dispersion, where phase velocity varies with frequency, deviating from ideal non-dispersive behavior. In air, slight dispersion occurs at high frequencies (above ~10 kHz) due to molecular relaxation processes, such as vibrational modes in oxygen and nitrogen, leading to a phase velocity increase of up to 0.3% at ultrasonic frequencies as derived from Kramers-Kronig relations applied to attenuation data.[54]A practical application arises in ultrasound imaging, where the phase velocity in soft tissue, approximately 1500 m/s, directly impacts axial resolution since wavelength \lambda = v_p / f (with f the frequency) determines the smallest resolvable feature, typically requiring 2–5 MHz pulses for clinical depths.[55] This value, averaged across tissues like muscle and fat, assumes minimal dispersion at diagnostic frequencies, ensuring consistent time-of-flight calculations for image reconstruction.[56]