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Platt Amendment


The Platt Amendment was a rider attached to the United States Army Appropriations Act of March 2, 1901, stipulating conditions under which American troops would withdraw from Cuba after the Spanish-American War, while reserving the right for the U.S. to intervene in Cuban affairs to safeguard independence and protect property. Named for Connecticut Senator Orville H. Platt, who chaired the Senate Committee on Relations with Cuba, the amendment was largely drafted by Secretary of War Elihu Root and incorporated into Cuba's constitution later that year as an ordinance, defining bilateral relations until its abrogation in 1934.
The amendment's eight articles prohibited Cuba from entering treaties impairing its , accumulating public debt beyond revenues, or ceding territory to foreign powers, while authorizing U.S. military intervention to preserve Cuban independence, ensure constitutional government, and protect life, property, and individual . It also permitted the U.S. to land for naval or coaling stations, leading to the perpetual of Guantanamo Bay in 1903. These provisions reflected U.S. strategic interests in the post-war, enabling interventions in Cuba during periods of instability, such as 1906–1909, 1912, and 1917–1922, to stabilize governance and economic ties dominated by American investments. Though intended to prevent foreign dominance over akin to Spain's, the curtailed Cuban , fostering resentment among nationalists who viewed it as a tool for indirect U.S. control rather than genuine , a perspective echoed in later diplomatic shifts like the 1934 treaty under that ended its force. Its legacy underscores the tension between American hemispheric security aims and Cuban , influencing U.S. policy in amid debates over interventionism.

Historical Background

Spanish-American War and US Occupation of Cuba

The Cuban War of Independence against Spain, which began on February 24, 1895, escalated tensions in the region, prompting increased U.S. concern over instability affecting American investments and trade. Cuban insurgents employed guerrilla tactics that devastated sugar plantations and infrastructure, leading to Spanish reconcentration policies under General Valeriano Weyler that confined civilians to camps, resulting in tens of thousands of deaths from disease and starvation. U.S. public sympathy grew amid sensationalist reporting, economic interests valued at over $50 million in Cuban property holdings by Americans, and fears of European intervention. On February 15, 1898, the U.S. battleship Maine, dispatched to Havana to protect American citizens amid riots, exploded in the harbor, killing 266 of its 355 crew members. An initial U.S. naval inquiry in March 1898 attributed the blast to an external mine but avoided blaming Spain directly, though public outrage fueled war cries of "Remember the Maine." Subsequent investigations, including a 1976 analysis by Admiral Hyman G. Rickover and a 1998 National Geographic study, concluded the explosion resulted from an internal cause, most likely a coal bunker fire igniting ammunition magazines, rather than sabotage. In response, Congress adopted the on April 20, 1898, disclaiming any U.S. intention to exercise sovereignty, dominion, or control over beyond pacification and directing withdrawal to leave to its people upon stability. President signed the declaring war on April 25, 1898, after Spain's declaration two days prior. U.S. forces, numbering about 28,000 troops under Major General William Shafter, invaded eastern on June 22, 1898, landing near Daiquirí; key victories included the on June 24 and assaults on San Juan Hill and El Caney on July 1, aided by Cuban insurgents and led by . surrendered on July 17, prompting an armistice on August 12. The , ratified by the U.S. Senate on February 6, 1899, and signed December 10, 1898, required Spain to relinquish all sovereignty claims over without formal cession to the U.S., while ceding and outright and selling the for $20 million. This left under provisional U.S. military occupation starting January 1, 1899, initially governed by Major General John R. Brooke until July 1899, when Brigadier General assumed control as military governor until 1902. During the occupation, U.S. authorities focused on : eradicating through sanitation campaigns led by Dr. William Gorgas, which reduced mortality from 1,000 to near zero by 1901; establishing a force; reforming with over 3,000 new teachers and schools; and drafting a while addressing insurgent and economic recovery from war damages estimated at $300 million. Concerns over potential Cuban political instability, factionalism, and debt accumulation—evident in the 1901 election disputes—motivated U.S. insistence on safeguards for withdrawal, culminating in conditions for independence by May 20, 1902.

Cuban Independence Efforts and Constitutional Constraints

The Cuban War of Independence, initiated on February 24, 1895, represented the culmination of long-standing efforts to achieve sovereignty from Spanish colonial rule, building on prior conflicts such as the Ten Years' War (1868–1878) and the Little War (1879–1880). Led by figures like , who organized the revolutionary movement from exile in and coordinated with military commander , the insurgency aimed to establish a through that disrupted Spanish control over eastern and inspired widespread support. 's landing near Playitas on April 11, 1895, symbolized the commitment to total independence, though he was killed in combat on May 19, 1895, shortly after arrival, leaving Gómez and to continue operations that controlled significant rural areas by 1897. The ' entry into the conflict via the Spanish-American War in April 1898 decisively shifted the balance, with American naval and ground forces defeating troops, leading to the latter's capitulation on July 17, 1898, at . The , passed by Congress on April 20, 1898, pledged that the U.S. would not annex but would facilitate its independence after expelling forces, reflecting anti-imperialist sentiments amid domestic debates over . Following Spain's formal cession of via the on December 10, 1898, U.S. ensued under General John R. Brooke and later , administering the island from January 1, 1899, to May 20, 1902, with efforts to stabilize governance, public health, and infrastructure, including eradicating through campaigns. During the U.S. occupation, Cuban delegates convened a constitutional assembly from November 5, 1900, to February 21, 1901, to draft a framework for self-rule, producing a document modeled on the U.S. Constitution that established a bicameral legislature, presidential system, and protections for individual rights. However, General Wood conditioned troop withdrawal on incorporating the Platt Amendment's provisions, presented on March 2, 1901, which imposed constraints including prohibitions on treaties impairing Cuban independence, limits on public debt exceeding revenues, U.S. intervention rights to preserve stability, and perpetual leasing of naval stations like Guantánamo Bay. Cuban delegates initially rejected these terms on February 21, 1901, viewing them as violations of sovereignty, but yielded under pressure, appending the amendment as a non-integral supplement to the constitution on June 12, 1901, after U.S. assurances of withdrawal. This arrangement, ratified as a treaty on May 22, 1903, effectively curtailed Cuba's foreign policy autonomy and enabled future U.S. interventions, despite the Teller Amendment's earlier independence pledge.

Adoption and Core Provisions

US Legislative Process and Key Proponents

The Platt Amendment was introduced by Senator Orville H. Platt (R-Connecticut), chairman of the Senate Committee on Relations with Cuba, as a rider to the Army Appropriations Bill (H.R. 12300) for fiscal year 1901–1902, which funded U.S. military operations including the occupation of Cuba. Platt's proposal drew heavily from drafts prepared by Secretary of War Elihu Root, who advocated for conditions ensuring Cuban stability and U.S. security interests after the Spanish-American War. The amendment stipulated prerequisites for withdrawing U.S. troops, including Cuban constitutional incorporation of limits on foreign debts, treaties, and U.S. intervention rights. In the Committee on Relations with , the measure passed on a party-line vote of 16 to 11 in February 1901, reflecting dominance and support for formalizing U.S. oversight to prevent interference or Cuban default on debts from the struggle. Full ensued, with proponents like Platt emphasizing the amendment's role in protecting American investments and maintaining order without permanent , countering anti-imperialist concerns from Democrats. The approved the on February 27, 1901, attaching it to the must-pass appropriations bill to compel action. The , under Republican control, accepted the Senate's version with minimal alterations, avoiding extended debate due to the bill's urgency for military funding. , aligning with his administration's policy of , signed the Army Appropriations Act—including the Platt Amendment—into law on March 2, 1901. Key backers included , who testified on the need for safeguards against fiscal irresponsibility, and McKinley officials who prioritized strategic naval basing and economic reciprocity over outright sovereignty transfer. This process exemplified legislative bundling to embed directives in routine funding legislation, bypassing standalone .

Detailed Provisions and Strategic Rationales

The Platt Amendment, incorporated into the U.S. Army Appropriations Act of , , outlined eight specific articles governing U.S.-n relations upon the withdrawal of American occupation forces. Article I prohibited from entering any treaty or compact with foreign powers that would impair its independence or permit foreign in domestic affairs. Article II barred any foreign power or syndicate from acquiring over Cuban territory. Article III restricted from assuming public debts exceeding its capacity to service through ordinary revenues, aimed at preventing financial entanglements that could justify foreign creditor interventions. Article IV granted the the right to intervene in Cuban internal affairs to preserve Cuban independence, discharge international obligations, and safeguard the Cuban populace from threats to life, liberty, or property. Article V required to sell or lease lands to the for coaling or naval stations at its discretion, leading to the perpetual lease of Guantanamo Bay in 1903. Article VI mandated that maintain sanitary conditions to protect the health of its citizens and prevent the spread of infectious diseases to the . Article VII excluded the Isle of Pines from 's constitutional boundaries, deferring its title to future adjustment, which was resolved in 's favor by a 1925 U.S. decision. Article VIII declared these provisions binding until the and adjusted their relations by , formalized on May 22, 1903. The strategic rationales for these provisions stemmed from U.S. security imperatives and economic interests in the , particularly enforcing the against European recolonization post-Spanish-American War. Proximity to —only 90 miles—heightened concerns that Cuban instability could enable foreign powers to establish bases threatening U.S. coastal defenses or the future route. Provisions limiting treaties and debts aimed to avert scenarios where European creditors or powers could invoke financial defaults for , as had occurred in previously. The clause and lease ensured U.S. capacity to stabilize against internal collapse or external threats, protecting American investments exceeding $50 million in Cuban sugar plantations and infrastructure by 1900. Proponents, including Senator Orville H. Platt, argued these measures reconciled the Teller Amendment's pledge of Cuban with practical necessities of guardianship, avoiding outright annexation amid domestic anti-imperialist opposition while securing perpetual influence. Sanitation requirements addressed epidemics that had plagued U.S. troops during occupation, linking to strategic military readiness. Overall, the amendment reflected first-principles recognition that nominal without safeguards risked repeating Spanish-era vulnerabilities, prioritizing causal prevention of hemispheric threats over unqualified .

Implementation and Interventions

Initial Applications and US Military Actions

The Platt Amendment's provision for United States intervention, particularly Article III authorizing military action to preserve Cuban independence and ensure a stable government, was first invoked in 1906 during escalating political instability. Following fraudulent elections in December 1905 that returned President Tomás Estrada Palma to power amid Liberal Party allegations of ballot stuffing and US favoritism toward his Moderate administration, armed opposition erupted in August 1906 when Liberal revolutionaries seized control in several provinces. Estrada Palma resigned on September 18, 1906, but the resulting provisional government under José Miguel Gómez proved unable to quell the violence or maintain order, prompting US President Theodore Roosevelt to deploy forces under the amendment's authority to avert "anarchy" and safeguard American economic stakes in Cuban sugar and infrastructure. Approximately 2,000 US Marines and Army troops landed at Havana and other ports starting September 23, 1906, effectively reoccupying the island without significant combat, as Cuban forces largely stood down. The 1906-1909 occupation established a provisional governorship initially led by Secretary of War , who transitioned authority to civil administrator Charles Edward Magoon on October 13, 1906. Magoon's regime focused on administrative reforms, including measures, electoral oversight, and financial stabilization, while suppressing remaining insurgent pockets; these actions facilitated a new in 1908 and fair elections in November 1908 that elevated leader to the presidency, allowing withdrawal on January 1, 1909. forces totaled around 15,000 at peak, with minimal casualties—primarily from disease rather than fighting—and expenditures exceeding $20 million, underscoring the intervention's emphasis on governance restructuring over conquest. A second early application came in 1912 amid the "Race War" or "Little War" in , where Afro-Cuban veterans of the struggles, organized under the led by Evaristo Estenoz and Quintín Banderas, launched an uprising in May against persistent racial discrimination, landlessness, and exclusion from political power despite the 1901 constitution's nominal equality provisions. Cuban government forces, supplemented by groups, responded with brutal reprisals, but as violence threatened US-owned sugar plantations and rail lines—key assets employing thousands of American capital—President invoked the Platt Amendment on June 12, 1912, dispatching about 2,000 to and areas. The troops patrolled eastern until August 25, 1912, facilitating the insurgents' defeat, with Cuban authorities executing Estenoz and over 100 others; US involvement remained limited to deterrence and property protection, avoiding direct combat while enabling the government's consolidation of control. These initial interventions demonstrated the amendment's operational framework, with US actions justified as temporary stabilizers against domestic threats to order and foreign investment viability, though they reinforced perceptions of Cuban subordination by installing or bolstering compliant regimes. A shorter 1917 deployment of to Cuban ports during a nationwide sugar workers' strike further exemplified reactive military application, quelling disruptions to wartime exports without prolonged .

Effects on Cuban Governance and Economy

The Platt Amendment's provision granting the United States the right to intervene militarily to preserve Cuban independence and maintain order directly shaped governance by enabling four major U.S. occupations between 1906 and 1922. In September 1906, following the resignation of President Tomás Estrada Palma amid allegations of electoral fraud and an ensuing liberal revolt, U.S. forces occupied Cuba until 1909, establishing a provisional government under Secretary of War William Howard Taft's appointee, Charles Edward Magoon, which restored stability, reformed the electoral system, and facilitated new elections. Similar interventions occurred in 1912 to suppress the racial uprising of the Partido Independiente de Color, deploying U.S. Marines to quell what was framed as a threat to order, resulting in hundreds of Cuban deaths and reinforcing perceptions of external control. In 1917–1922, U.S. troops addressed a sugar workers' strike that disrupted production, prioritizing economic continuity over labor disputes and extending occupation to safeguard strategic assets. These actions, while averting anarchy in a polity prone to factional strife post-independence, eroded Cuban self-determination by conditioning domestic politics on U.S. approval, fostering a cycle where successive administrations aligned policies with American interests to preempt interference and perpetuating elite corruption tied to foreign leverage. The amendment's restrictions on Cuban foreign treaties and public debt further constrained by prohibiting alliances or borrowings that could impair repayment or , effectively subordinating to U.S. oversight and limiting Cuba's diplomatic maneuverability in the . This framework discouraged radical reforms, as leaders feared triggering intervention, and contributed to political instability, evidenced by frequent coups and revolving-door presidencies that prioritized short-term stability over institutional development. Economically, the Platt Amendment facilitated rapid U.S. inflows by securing property rights and , with American capital controlling approximately 40% of Cuba's by the , including dominance in utilities, railroads, and alongside . The 1903 Reciprocity Treaty, enabled by the amendment's guarantees, granted Cuban a 20% preference in the U.S. market, spurring production from about 1 million metric tons in 1902 to over 5 million by 1925 and attracting over $200 million in U.S. investments in mills between 1903 and 1913. This boom diversified little beyond , heightening vulnerability to global price fluctuations—as seen in the 1920–1921 sugar crash—and exacerbating , land concentration, and , with U.S.-owned mills processing 63% of output by 1926. Debt limits curbed excessive borrowing but hampered infrastructure funding, while interventions like the 1917 sugar strike suppression protected harvests and investor returns, entrenching dependency on American demand and capital without fostering broad-based industrialization. Overall, these dynamics yielded per capita GDP growth averaging 3–4% annually in the early republican era but at the cost of over , fueling nationalist resentments that later animated anti-U.S. movements.

Controversies and Competing Perspectives

Criticisms of Imperialism and Sovereignty Loss

The Platt Amendment, incorporated into Cuba's 1901 constitution under U.S. pressure, faced immediate opposition from Cuban delegates who argued it granted excessive authority to the United States and deprived Cuba of genuine independence following the Spanish-American War. Cuban nationalists contended that provisions prohibiting foreign treaties compromising independence or allowing territorial concessions effectively curtailed Cuba's diplomatic autonomy, rendering formal sovereignty illusory. Critics likened the arrangement to European colonial oversight, with one analogy comparing it to France dictating terms to the U.S., underscoring the perceived humiliation and loss of self-determination. Article III, empowering U.S. to preserve Cuban , life, property, and , was decried as a mechanism for domination, justifying occupations that undermined local . Such interventions occurred in 1906 amid electoral disputes under President , who invited U.S. forces leading to a three-year ; in 1912 during the Negro Rebellion to suppress Afro-Cuban unrest; and in 1917 to quell strikes and riots, each instance reinforcing accusations of U.S. overreach and stifling Cuban political maturity. Cuban protesters from 1901 onward branded the amendment a "yoke," fostering resentment that it prioritized American strategic interests, such as naval basing at under a perpetual , over Cuban self-rule. Economic dimensions amplified critiques, as U.S. investments controlled roughly 40% of Cuba's economy by the early , particularly in and land, with the amendment's strictures against impairing debt seen as entrenching dependency rather than fostering stability. Nationalists like Jorge Mañach and Cosme de la Torriente argued it perpetuated and psychological subjection, excluding poorer and Afro-Cuban populations from benefits while enabling exploitative dominance. These grievances fueled anti-American , culminating in widespread protests and the 1933 that pressured abrogation. By , escalating Cuban portrayed the amendment as a core impediment to , prompting President San Martín's rejection and its repeal in 1934 via treaty under Franklin D. Roosevelt's , though Guantánamo's lease endured as a lingering symbol of incomplete autonomy.

Defenses Emphasizing Stability, Security, and Mutual Benefits

Proponents of the Platt Amendment, including Senator Orville Hitchcock Platt and President , argued that its intervention clause (Article III) was essential to avert post-colonial anarchy in , where ethnic tensions, factional revolts, and weak institutions posed risks of collapse similar to those in post-independence or other states. Following the 1906 Cuban Revolution triggered by electoral fraud under President , U.S. forces intervened under the amendment, installing a that supervised fair elections and constitutional reforms, thereby restoring order without permanent annexation and enabling a decade of relative political calm until 1917. Similar actions in 1912 quelled the "Negro Rebellion" led by Evaristo Estenoz, preventing escalation into widespread racial violence that could have invited foreign exploitation, as U.S. Secretary of War Jacob Dickinson noted the amendment's role in safeguarding "the peace and tranquility" of the island. From a security standpoint, the amendment's provisions reinforced the by prohibiting Cuban treaties that could impair (Article I) or allow foreign bases (Article VII), thereby shielding the from European recolonization attempts amid ongoing imperial rivalries, as evidenced by Britain's prior debt claims on during the . The perpetual lease of for a U.S. naval , formalized in 1903, provided strategic maritime control over the approaches, deterring naval threats from powers like , which had shown interest in Cuban coaling stations pre-, and enhancing regional deterrence without broader territorial conquest. defended this as reciprocal defense, stating in 1904 that U.S. oversight ensured Cuba's " and domestic tranquillity" while aligning with American hemispheric security imperatives. Mutual economic benefits were cited as a core rationale, with the amendment's debt limitation (Article II) preventing fiscal overextension that could lead to defaults and interventions by creditors like banks, fostering an environment for U.S. capital inflows that modernized Cuba's and . The 1903 U.S.- Reciprocity , enabled by Platt's framework, reduced tariffs on sugar exports by up to 20%, spurring a boom where Cuba's production rose from 1 million tons in 1905 to over 5 million by 1920, alongside railway expansions and urban funded by firms, which proponents like Platt attributed to the guaranteeing . These developments elevated Cuba's to levels rivaling parts of by the 1920s, with U.S. interventions credited for averting disruptions that might have stifled such growth, as emphasized in his 1906 praising "progress in stable and just " under the amendment's . Critics of overlook this causal link between enforced order and prosperity, though empirical records show interventions correlated with reduced revolt frequency compared to pre-Platt unrest.

Repeal and Long-Term Legacy

The 1934 Repeal Under the Good Neighbor Policy

The Good Neighbor Policy, initiated by President upon taking office in 1933, marked a deliberate pivot in U.S. foreign policy toward Latin America, emphasizing mutual respect for sovereignty and non-intervention rather than overt military or diplomatic coercion. This approach was formalized in Roosevelt's December 1933 address at the in , where he pledged that the U.S. would no longer intervene unilaterally in the internal affairs of hemispheric neighbors, aiming to repair strained relations exacerbated by prior interventions under doctrines like the to the . In practice, the policy sought to counterbalance domestic economic pressures during the by promoting trade reciprocity and regional stability, while addressing international criticisms of U.S. that had fueled in and elsewhere. Applied specifically to Cuba, the policy accelerated efforts to nullify the Platt Amendment, whose intervention clauses had enabled U.S. occupations in 1906–1909 and 1917–1922, fostering Cuban perceptions of perpetual subordination despite formal independence. Cuban leaders, including provisional President San Martín following the 1933 revolution that ousted , had already denounced the amendment as a barrier to true , refusing U.S. recognition until intervention threats subsided. Roosevelt's administration, recognizing that continued Platt authority risked alienating amid economic turmoil and rising nationalism, instructed Ambassador to negotiate its removal as a goodwill gesture to legitimize the new Cuban government under Carlos Mendieta, who assumed power in 1934 with U.S. backing. This move aligned with broader policy goals of substituting economic influence—via a new reciprocity —for leverage, though skeptics noted it preserved U.S. strategic assets like quotas and naval basing rights. The resulting Treaty of Relations between the and , signed on May 29, 1934, in by U.S. Cordell Hull's representatives and Cuban Foreign Minister José Manuel Rodríguez, explicitly abrogated the 1903 treaty embodying the Platt Amendment's provisions. Article I of the new treaty stated: "The stipulations of the Treaty of Relations signed between the and on May 22, 1903... are abrogated," thereby eliminating the legal basis for future U.S. interventions to preserve Cuban independence, maintain domestic order, or supervise foreign debts and treaties. However, the treaty preserved the perpetual lease of Guantanamo Bay naval station under its original 1903 terms, allowing U.S. control over the 45-square-mile enclave for coaling and naval purposes, a concession reflecting enduring strategic priorities for defense rather than full renunciation of influence. Ratification by the U.S. Senate followed on June 20, 1934, with Cuba's Congress approving it shortly thereafter, effective from that date and symbolizing a nominal restoration of Cuban . The repeal did not immediately transform U.S.-Cuban dynamics, as economic dependencies persisted through the 1934 Reciprocity Treaty, which granted preferential sugar tariffs in exchange for U.S. market access, effectively sustaining informal leverage amid Cuba's fiscal crises. Critics, including some U.S. military figures, argued the abrogation weakened hemispheric security against potential European encroachments, given rising fascist influences in the 1930s, but Roosevelt's administration defended it as enhancing long-term alliances via voluntary cooperation over coerced compliance. Cuban nationalists hailed it as a victory against "tutelage," though subsequent events like the 1933 non-recognition of Grau underscored that U.S. policy retained discretionary power outside formal treaty bounds. Overall, the 1934 repeal advanced the Good Neighbor facade of equality but preserved core U.S. interests, setting precedents for post-World War II inter-American relations while leaving Guantanamo as a flashpoint for sovereignty disputes.

Enduring Impacts, Including Guantanamo Bay and US-Cuba Relations

The Platt Amendment's provisions enabling the to lease for a naval station endured beyond the amendment's abrogation, as the subsequent Treaty of Relations between the and explicitly preserved the 1903 lease agreements. Under these leases, signed on February 23 and July 2, 1903, the obtained perpetual rights to the 45-square-mile territory for coaling and naval purposes, in exchange for an annual rent of $2,000 in gold—equivalent to approximately $4,085 in current terms—provided the does not abandon the base. The 1934 treaty granted the "complete jurisdiction and control" over the leased area while recognizing 's underlying sovereignty, a arrangement that has allowed the Naval Station to operate continuously as a strategic outpost. This lease has profoundly shaped post-repeal U.S.- relations, serving as a persistent symbol of dominance and a source of bilateral tension. Following the 1959 , Fidel Castro's government refused to cash subsequent U.S. rent checks, protesting the base's existence as an illegal occupation and demanding its return, a stance maintained by successive Cuban administrations. The has continued tendering payments annually, viewing the lease as valid and binding under , with no mutual agreement required for termination except explicit abandonment by the U.S. or joint action. Cuba's 1964 cutoff of water and supply routes to the base prompted the U.S. to achieve self-sufficiency through desalinization and independent logistics, further entrenching the enclave's isolation. The base's enduring presence has complicated diplomatic normalization efforts, including during the Obama administration's thaw in relations from 2014 to 2016, where Guantánamo's return was not conceded despite discussions. Cuban officials have repeatedly characterized the naval station as a violation of , linking it to broader grievances over U.S. interventionism rooted in the Platt era, while U.S. policy emphasizes its strategic value for regional security, refugee processing, and, since 2002, counterterrorism detentions. This quasi-sovereign —neither fully sovereign U.S. territory nor subject to Cuban law—has fueled debates on its , with arguing post-revolutionary invalidation and the U.S. upholding treaty continuity despite severed diplomatic ties since 1961. The Platt Amendment's legacy thus manifests in Guantánamo's role as a flashpoint, perpetuating mutual distrust and hindering comprehensive reconciliation.

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