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Polyketone

Polyketones are a family of high-performance polymers featuring (carbonyl) groups in their main chain, which provide strong dipole-dipole interactions that enhance mechanical strength, chemical resistance, and thermal stability. They are broadly classified into aliphatic and aromatic variants, with aliphatic polyketones (often denoted as POK) consisting of perfectly alternating copolymers of (CO) and olefins such as or , resulting in a semi-crystalline with a of approximately 1.24 g/cm³ and crystallinity of 30–40%. Aromatic polyketones, in contrast, incorporate aromatic rings connected via and linkages, exemplified by (PEEK), and exhibit even higher thermal performance due to the rigid aromatic backbone. Aliphatic polyketones are synthesized through copolymerization of and α-olefins using palladium-based catalysts, a process first patented in the and refined in the to overcome early challenges with thermal stability from catalyst residues. Commercial production began in 1996 when launched Carilon, a terpolymer of , , and with a of 200–220°C, though it was discontinued in 2000 due to market challenges; Hyosung revived the material in 2015 under the POKETONE brand, emphasizing its eco-friendly synthesis from abundant feedstocks like derived from . Aromatic polyketones, developed earlier in the by ICI, are produced via or other step-growth methods, yielding materials with exceeding 300°C for some grades. These polymers exhibit notable properties that position them as alternatives to materials like , , and . Aliphatic POK offers high tensile strength (around 60 MPa), exceptional impact resistance (no break in notched tests), low moisture absorption (<0.5%), and superior chemical resistance to hydrocarbons, acids, and bases, alongside a glass transition temperature of about 15°C and excellent barrier properties against gases and moisture. Aromatic variants like PEEK provide even greater heat resistance (continuous use up to 260°C), low flammability, and biocompatibility, with minimal degradation in aggressive environments. Both types demonstrate good processability via injection molding, extrusion, and fiber spinning, though aliphatic POK's lower cost (about one-tenth that of PEEK) makes it attractive for broader use. Applications of polyketones leverage their balanced performance in demanding sectors. Aliphatic POK is widely used in automotive components such as fuel lines, gears, bushings, and under-hood parts due to its wear resistance, low friction, and fuel barrier capabilities; it also finds roles in electrical connectors, railway interiors for flame-retardant compliance (e.g., meeting EN 45545 standards with limiting oxygen index >32%), and packaging films. Aromatic polyketones excel in aerospace (e.g., structural composites), medical implants, oil and gas seals, and high-temperature electronics, where their rigidity and dimensional stability under load are critical. Ongoing research focuses on blends and composites to further tailor properties like flame retardancy and recyclability, expanding their eco-friendly potential.

Overview

Definition and Types

Polyketones are a family of high-performance polymers distinguished by the presence of polar ketone groups (--) in the backbone, resulting from the copolymerization of () with olefins such as or . These materials exhibit a unique combination of properties due to the alternating incorporation of , which introduces strong intermolecular forces while maintaining a flexible carbon-carbon chain structure. The primary types of polyketones are alternating copolymers and terpolymers. Alternating copolymers, such as poly(ethylene-alt-carbon monoxide), feature a strictly regular repeating unit of -(CH₂-CH₂-CO)ₙ- and possess a high melting point of approximately 255°C, attributed to their high crystallinity and symmetry. Terpolymers incorporate a third monomer, typically around 6 mol% propylene alongside ethylene and CO, which disrupts the regularity slightly to lower the melting point to about 220°C and improve melt processability without significantly compromising mechanical performance. In general, polyketones are semicrystalline thermoplastics with 30-40 wt% crystallinity, a of 1.235 g/cm³, and a temperature (T₉) of approximately 15°C, enabling applications requiring thermal stability and dimensional consistency. Commercial variants are marketed under trade names including (polyketone), Carilon, and Poketone, reflecting their availability from various producers for engineering uses.

Historical Development

The earliest synthesis of polyketone polymers dates to 1941, when researchers at achieved the first radical copolymerization of (CO) and under high pressure, yielding random copolymers with limited carbonyl incorporation (less than 50%). In the late 1940s, independently advanced this work, with H.C. Brubaker demonstrating free radical polymerization of and CO using initiators, producing low-molecular-weight polyketones unsuitable for practical applications due to poor mechanical properties and processing challenges. These early efforts established the fundamental reactivity of CO in olefin copolymerization but highlighted the need for controlled microstructures to achieve viable materials. A major breakthrough occurred in the through the development of palladium-catalyzed alternating copolymerization, pioneered by researchers at , including E. Drent, who in 1982 identified catalyst systems enabling strictly alternating, high-molecular-weight linear polyketones from and . This method produced semicrystalline polymers with superior thermal and mechanical performance, marking the transition from laboratory curiosities to industrially promising thermoplastics. By the early , 's innovations in bidentate ligands for catalysts, as detailed in key patents, significantly improved reaction yields, selectivity, and quality, facilitating scale-up efforts. Shell commercially launched the first aliphatic polyketone under the trade name Carilon in 1996, with initial production capacity of 20 million pounds per year at its Carrington, facility, targeting applications in automotive and industrial components for its chemical resistance and low wear. However, due to insufficient market demand and competition from established engineering plastics, Shell discontinued Carilon production in 2000 and donated related patents to . The field revived in the amid growing emphasis on sustainable materials, leveraging CO's potential as a low-cost, carbon-efficient from or industrial waste gases; South Korea's Corporation initiated commercial production in 2015 with a 50,000-ton-per-year plant in , reintroducing polyketone (branded POKETONE) to global markets. As of 2024, Hyosung remains the primary producer, with ongoing capacity expansions driven by demand in eco-friendly applications.

Chemical Structure

Monomer Composition

Aliphatic polyketones are primarily synthesized from two key monomers: carbon monoxide (CO), a simple diatomic gas that introduces the ketone functionality into the polymer, and ethylene (\ce{CH2=CH2}), which provides the aliphatic carbon chains forming the backbone. This copolymerization yields linear alternating polyketones with the repeating unit -[\ce{(CH2-CH2-C(O))}]_n-. In many commercial and advanced formulations, propylene (\ce{CH3CH=CH2}) serves as an optional comonomer in terpolymers, incorporated at levels typically ranging from 3 to 10 mol% to introduce short branches that enhance flexibility and reduce crystallinity without compromising overall mechanical integrity. For instance, the commercial polyketone Carilon employs approximately 6 mol% propylene to improve processability while preserving the alternating CO-olefin structure. The optimal ratio for achieving a strictly alternating polyketone microstructure is 1:1 (:olefin), which promotes regular insertion and minimizes structural defects. Excess olefin relative to , such as ratios of 9:1 or higher, results in reduced ketone incorporation (e.g., as low as 6 mol%) and non-alternating sequences, leading to polymers with polyethylene-like characteristics rather than distinct polyketone properties. High-purity , exceeding 99% purity, is essential in polyketone synthesis to prevent deactivation or poisoning, particularly with palladium-based systems sensitive to impurities like oxygen or compounds. Industrially, is derived from through processes such as of , ensuring the necessary purity for effective .

Aromatic Polyketones

Aromatic polyketones, such as polyether ether ketone (PEEK), are synthesized via step-growth polymerization methods, including nucleophilic aromatic substitution of difluorobenzophenone with hydroquinone, yielding a backbone with repeating units like -[\ce{(C6H4-O-C6H4-O-C(O)-C6H4-C(O))}]_n-, where aromatic rings are linked by ether (–O–) and ketone (–C(O)–) groups. These rigid structures incorporate bisphenol and diacid monomers or equivalents, resulting in fully aromatic chains with high thermal stability.

Polymer Backbone and Microstructure

The backbone of aliphatic polyketones, particularly in ethylene-carbon monoxide , consists of strictly alternating -[CH₂-CH₂-CO]- units, resulting in a linear chain with functionalities spaced every third atom. This alternating microstructure is highly regioregular, characterized by predominant head-to-tail enchainment of monomers, which promotes crystallinity and structural uniformity. Confirmation of this backbone architecture comes from ¹³C NMR spectroscopy, which reveals distinct resonance peaks for the carbonyl carbon (around 210 ppm) and the adjacent methylene groups (approximately 40-50 ppm for CH₂ adjacent to CO and 30-35 ppm for the terminal CH₂), indicating the absence of significant irregularities in the sequence. The selective migratory insertion in the palladium-catalyzed ensure low enchainment defect rates, maintaining the alternating sequence. In terpolymers incorporating alongside and , the microstructure incorporates propylene units primarily as -[CH(CH₃)-CH₂-CO]-, following 1,2-insertion regiochemistry. These branched insertions disrupt the regularity of the alternating chain, leading to reduced crystallinity compared to the ethylene-CO copolymer, as the methyl side groups hinder close packing of polymer chains. ¹³C NMR of such terpolymers shows additional peaks for the methine (CH) and methyl (CH₃) carbons (typically 40-45 ppm and 15-20 ppm, respectively), quantifying the propylene content and confirming its impact on chain perfection. The ketone groups (C=O) within the backbone impart , fostering strong interchain dipole-dipole interactions between adjacent carbonyl moieties, which contribute to enhanced cohesion and mechanical integrity of the matrix. These interactions are evident in the denser packing observed in crystalline phases, where carbonyl dipoles align to minimize .

Properties

Physical and Thermal Properties

Aliphatic polyketones, as semi-crystalline materials, possess notable thermal properties that enhance their utility in demanding environments. The pure ethylene-carbon monoxide exhibits a high of approximately 255°C, attributed to its regular alternating structure, while the terpolymer variant with roughly 6% incorporation displays a reduced of about 220°C to improve processability. The temperature (Tg) is low, around 15°C, which allows the to remain flexible at ambient temperatures. begins above 300°C, indicating robust thermal stability suitable for high-temperature applications. Key physical characteristics include a of 1.235 g/cm³; the polarity in the backbone elevates both the and the significantly above that of (typically 110–130°C). The achieves high crystallinity levels of 30–40 wt%, fostering a semi-crystalline that balances rigidity and . Moisture absorption remains minimal, under 0.5% at 50% relative humidity, ensuring excellent dimensional stability in humid conditions. Processing of aliphatic polyketone benefits from its melt , enabling efficient injection molding within a range of 200–260°C. The thermal conductivity is approximately 0.25 /m·, supporting dissipation in molded parts.

and Chemical Properties

Aliphatic polyketones exhibit robust properties suitable for applications, with tensile strength typically ranging from 50 to 70 at , depending on the and processing conditions. Elongation at break varies from 20% to over 200% in unreinforced grades, providing a balance of and , while lies between 1.4 and 1.7 GPa, indicating semi-rigid behavior under load. These attributes stem from the alternating ethylene-carbon monoxide backbone, which contributes to high impact resistance even at low temperatures. Chemically, aliphatic polyketones demonstrate strong resistance to , maintaining dimensional stability in aqueous environments due to low absorption of approximately 0.5% at 50% relative . They remain inert to hydrocarbons, alcohols, and ketones at temperatures up to 100°C, with minimal swelling or degradation, but are susceptible to attack by strong acids or bases that can cleave the chain. is limited, occurring primarily in aggressive solvents like hexafluoro-isopropanol, while chlorinated solvents show only partial interaction without full dissolution. Tribologically, aliphatic polyketones offer excellent resistance, with wear factors as low as 0.0007 mm³/·km in self-mating configurations, attributed to the self-lubricating nature of polar groups that reduce . The dynamic coefficient ranges from 0.1 to 0.3 against or similar counterparts, enabling low-energy sliding and superior performance under dynamic loads compared to many polyamides. This resistance supports prolonged cyclic stressing without significant property loss. Regarding aging, aliphatic polyketones display moderate UV , undergoing photooxidative upon prolonged exposure that reduces at break, though stabilized grades with additives retain for extended periods in accelerated tests.

Catalytic Polymerization Process

The catalytic polymerization of polyketone involves the alternating copolymerization of () and using palladium(II) () catalysts, typically conducted in solvents such as or under elevated pressures of 20–60 and temperatures of 80–120°C. This process yields linear polyketones with the repeating unit -[CH₂-CH₂-C(O)]-, where the strict alternation arises from the preferential insertion of CO after ethylene in the . The catalyst system generally consists of a salt, such as palladium acetate ((OAc)₂), coordinated to bidentate ligands like 1,3-bis(diphenylphosphino) (dppp) or , along with an acid promoter such as (p-TsOH) to generate the active cationic species. The bidentate ligands play a crucial role in stabilizing the Pd center and enforcing , as detailed in subsequent mechanistic studies. Process variants include slurry polymerization in methanol, which facilitates high yields due to the solvent's role in stabilizing the catalyst and aiding product precipitation, and gas-phase polymerization using immobilized Pd catalysts on supports like silica for continuous operation. These approaches allow scalability from laboratory to pilot scales while maintaining control over polymer morphology. Catalytic activities can reach up to 10⁵ g polyketone per mol per hour, depending on choice and conditions, with molecular weights (M_w) typically ranging from 50,000 to 200,000 g/mol. Molecular weight is tuned primarily through as a agent, which promotes β-hydride elimination to terminate chains without introducing defects.

Industrial Production Methods

Industrial production of polyketone primarily involves the terpolymerization of (CO), , and using palladium-based catalysts in a continuous process conducted in stirred-tank reactors. This method allows for high-volume output while maintaining control over molecular weight and microstructure, typically operating under elevated pressures (around 50-100 bar) and temperatures (80-120°C) in a like . Following polymerization, the reaction mixture undergoes separation to recover unreacted monomers, with the polymer precipitated using an anti-solvent such as acetone, followed by , thorough to remove residual catalyst and , and drying to a or granule form suitable for further processing. These post-polymerization steps ensure product purity exceeding 99% while minimizing environmental discharge of volatile organics. Global production capacity for polyketone stands at approximately 50,000 tons per year as of 2024, dominated by a single commercial-scale plant operated by in , . Production costs range from $3 to $5 per kg, largely influenced by the sourcing of , which constitutes about half the mass and can be obtained economically from gases or processes. The process is energy-efficient due to the direct incorporation of , which avoids energy-intensive oxidation steps in traditional hydrocarbon-based polymers. Polyketone production contributes to by utilizing —a potent often derived from waste streams in or facilities—thereby converting an environmental liability into a valuable and reducing CO₂ emissions by 61% compared to 66 (PA66) on a life-cycle basis. The itself is highly recyclable through standard melt processing techniques, such as and injection molding, without significant in properties after multiple cycles. However, challenges persist in catalyst recovery, where processes like ion-exchange or precipitation enable recycling of over 95% of the component, minimizing metal waste and supporting economic viability. Quality control in industrial production emphasizes end-group analysis via techniques like NMR spectroscopy to ensure low defect levels (typically <1% unsaturated or branched ends), which directly impacts thermal stability and processability. The resulting material is pelletized under controlled conditions to form uniform thermoplastic pellets (2-3 mm diameter) optimized for downstream applications, with specifications targeting melt flow indices of 5-50 g/10 min for versatility in extrusion and molding.

Polymerization Mechanism

Initiation and Termination

In the palladium-catalyzed synthesis of polyketones, initiation involves activation of the Pd(II) precatalyst by counterion exchange, often promoted by an acid additive like p-toluenesulfonic acid, to generate a cationic Pd(II) species. This active species typically starts chain growth via migratory insertion of an olefin into a Pd-hydride or Pd-alkoxy bond, forming an initial Pd-alkyl or Pd-acyl intermediate. The kinetics of initiation are characterized by an induction period lasting on the order of minutes, during which the precatalyst is activated and the first active centers form, influencing the overall polymerization rate. This step is crucial for establishing the number of growing chains. Termination or chain transfer in polyketone polymerization primarily occurs through β-hydride elimination from the Pd-alkyl species, yielding a Pd-hydride and an α-olefin end-group on the polymer chain. An alternative pathway is hydrogenolysis, where the Pd-alkyl complex reacts with hydrogen: Pd-alkyl + H₂ → Pd-H + alkane, producing a saturated alkane end-group. Low rates of these termination processes are essential for achieving high molecular weight polymers, as they minimize premature chain cessation. Polyketone chains typically have two end-groups, either alkyl (from olefin insertion) or acyl (from CO coordination), which can affect the polymer's thermal stability and reactivity in post-polymerization modifications. Recent studies (up to 2024) confirm this mechanism via DFT calculations for alternating copolymers.

Propagation

The propagation step in the palladium-catalyzed synthesis of polyketones proceeds via a series of migratory insertion reactions, alternating between olefin coordination and carbon monoxide (CO) insertion into the Pd–C bond. The cycle commences with a Pd–alkyl species, formed from prior initiation, which coordinates an olefin monomer for 1,2-migratory insertion. This extends the growing polymer chain and regenerates a Pd–alkyl intermediate. Subsequently, CO coordinates to the palladium center and undergoes insertion into the Pd–alkyl bond, yielding a Pd–acyl species that sets the stage for the next olefin coordination and insertion. This alternating mechanism ensures the characteristic perfectly regular backbone of –[CH₂CHR–C(O)]–_n units in the polyketone, where R is H or alkyl depending on the olefin used. The rate-determining step in propagation is the CO insertion, characterized by an activation barrier of approximately 15 kcal/mol. This step's regioselectivity, governed by the 1,2-insertion preference of the olefin, promotes head-to-tail enchainment, minimizing branched or irregular structures in the polymer chain. The overall propagation rate follows the expression \text{rate} = k [\ce{CO}] [\text{olefin}] [\ce{Pd-active}], highlighting its dependence on monomer concentrations and the concentration of active palladium species; high CO pressure is crucial for suppressing defects like consecutive olefin enchainments, which would disrupt alternation. Stereochemical control during propagation results in atactic microstructures for terpolymers incorporating propylene, arising from non-stereoselective insertion of the chiral propylene units amid the dominant ethylene sequences. In contrast, binary copolymers, such as those from CO and ethylene, exhibit no stereoregularity due to ethylene's symmetry, though certain olefin/CO copolymers display isotactic tendencies influenced by the monomer symmetry and catalyst geometry.

Importance of Bidentate Ligands

Bidentate ligands play a crucial role in palladium-catalyzed polyketone polymerization by stabilizing the metal center and directing the alternating insertion of carbon monoxide (CO) and ethylene monomers. These ligands, typically nitrogen- or phosphorus-based, coordinate to Pd(II) in a chelating fashion, enforcing a square-planar geometry that is essential for efficient migratory insertion steps. Without such ligands, the catalyst tends to favor random copolymerization, leading to irregular microstructures with reduced molecular weights and thermal stability. Common bidentate nitrogen ligands include 2,2'-bipyridine and 1,10-phenanthroline, which provide strong σ-donation and π-acceptor properties to stabilize cationic Pd species. Phosphorus-based ligands, such as 1,3-bis(diphenylphosphino)propane (DPPP) and 1,4-bis(diphenylphosphino)butane (DPPB), offer tunable steric and electronic effects through their backbone length. The bite angle—the P-Pd-P or N-Pd-N angle, ideally between 85° and 100°—is critical, as it influences the insertion barriers and favors CO coordination over competing pathways. For instance, DPPB with its wider bite angle (~98°) promotes higher catalytic activity compared to narrower analogs like DPPP (~91°). These ligands prevent β-hydride elimination, a deactivation pathway that would introduce defects like ethyl branches and terminate chain growth, thereby ensuring >99% for alternating /ethylene enchainment. Additionally, hemilabile coordination in certain bidentate systems—where one donor arm temporarily dissociates—facilitates by creating a vacant site for binding during the cycle. This synergy extends catalyst lifetime, achieving turnover numbers exceeding 10^6 g polyketone per g Pd under mild conditions (e.g., 85°C, 45 bar), far surpassing monodentate systems.

Applications

Engineering and Industrial Uses

Polyketone, particularly the aliphatic variant known as , is widely utilized in automotive applications for components requiring durability under harsh conditions. Gears and bushings benefit from its exceptional wear resistance, with a low wear factor of approximately 0.07 mm³/N·km when tested against , while fuel system parts leverage its chemical inertness to resist degradation from fuels, oils, and coolants. Under-hood components, such as fluid connectors and housings, can operate reliably at temperatures up to 150°C without significant loss of mechanical integrity, making it suitable for engine compartments exposed to heat and vibration. In industrial manufacturing, polyketone serves in demanding roles like conveyor belts, where its abrasion resistance ensures longevity in ; seals and gaskets, which rely on its low dynamic coefficient of (around 0.13–0.60 against ) for smooth operation; and electrical connectors, which capitalize on its dimensional to maintain tight tolerances in humid or chemically aggressive environments. These stem from its semi-crystalline , providing hydrolytic and minimal warpage even after prolonged exposure to moisture or temperature fluctuations. One key advantage of polyketone in contexts is its ability to replace metals in tribological applications, such as bearings and sliding parts, achieving up to 50% weight reduction while preserving strength and reducing noise and energy loss. Additionally, it offers a cost-effective alternative to PTFE for low-friction needs, delivering comparable at a lower material cost and better processability for injection molding. Case studies highlight polyketone's efficacy in oil-exposed systems; for example, it is integrated into hydraulic hoses as a barrier layer to prevent and swelling from hydrocarbons, enhancing and in heavy machinery. Similarly, pump components like impellers and housings utilize its resistance and impact toughness to withstand continuous fluid contact without degradation, as demonstrated in industrial fluid transfer applications.

Packaging and Specialty Applications

Polyketone's utility in packaging stems from its inherent barrier properties, particularly low attributed to the polar carbonyl groups in its backbone, which interact favorably with permeants like and hydrocarbons. In applications, polyketone films and blends exhibit oxygen transmission rates (OTR) as low as 0.16 cm³·20 μm/m²·day·atm at 23°C and 0% relative humidity when combined with ethylene-vinyl alcohol (EVOH) copolymers at 30–70 wt%, outperforming pure EVOH in moisture resistance after retorting processes. These properties enable the use of polyketone in barrier films, bottles, and trays that resist oils, greases, and gases, extending for perishable goods while maintaining structural integrity under mechanical stress. In specialty applications, polyketone serves as a high-performance in fibers, membranes, adhesives, and coatings due to its combination of chemical resistance, low moisture absorption, and mechanical toughness. For fibers, gel-spun polyketone variants achieve high and comparable to p-aramid, making them suitable for tire cords and industrial textiles where durability and to rubber matrices are critical. Membranes fabricated from polyketone via phase inversion or co-extrusion demonstrate high for separations, with applications in and potential gas . Adhesives and coatings based on polyketone resins provide robust protection on metallic substrates, enhancing across diverse surfaces and resisting in harsh environments like marine or chemical exposure settings. Emerging developments focus on polyketone blends to address demands, including composites for eco-packaging to enhance while preserving barrier performance. Additionally, polyketone-based filaments are explored for in prototyping protective enclosures and custom packaging molds, leveraging their low warpage and . Regulatory compliance supports these uses, with specific polyketone terpolymer grades (CAS No. 88995-51-1) approved under FDA Food Contact Notification (FCN) 2380 for single- and repeated-use articles in cooking applications above 250°F, excluding , and featuring low extractables to ensure .

Aromatic Polyketone Applications

Aromatic polyketones, such as (PEEK), are employed in high-performance applications requiring superior thermal and chemical resistance. In , they are used for structural composites and components that withstand extreme conditions. Medical applications include implants and prosthetics due to their and sterilizability. In the oil and gas industry, seals and bearings benefit from their dimensional stability under high pressure and temperature. High-temperature utilize aromatic polyketones for insulators and housings capable of continuous use up to 260°C.

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    May 30, 2024 · Finished food-contact articles produced from the polyketone terpolymers will be used nationwide. Therefore, food-contact articles produced ...