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Potts model

The Potts model is a fundamental model in that generalizes the to describe systems of interacting particles or spins on a , where each site can take one of q discrete states (with q ≥ 2) and neighboring sites contribute a lower energy if they share the same state. Formally, for a G = (V, E) representing the lattice, the is given by H(σ) = -∑{<x,y> ∈ E} δ{σ_x, σ_y}, where σ_x ∈ {1, 2, ..., q} is the spin at vertex x, and δ is the ; the probability distribution is proportional to e^{-β H(σ)}, with β the inverse temperature and the partition function Z = ∑_σ e^{-β H(σ)} encoding thermodynamic properties like phase transitions. Introduced by Renfrey B. Potts in 1952 as part of his work on order-disorder transformations, the model extends the binary-spin of 1925 (recoverable as the q=2 case, up to a rescaling of β by 1/2) to study and in multi-state systems. Key features of the Potts model include its ability to exhibit continuous or first-order phase transitions depending on q and dimensionality, with exact solvability in two dimensions for all q via duality relations and connections to the eight-vertex model, as established in the 1970s. For q=1, it reduces to bond percolation, linking it to connectivity properties in random graphs, while the Fortuin-Kasteleyn random-cluster representation (developed in 1972) reformulates the partition function in terms of weighted spanning subgraphs, facilitating proofs of critical behavior and correlations. In higher dimensions, such as three-dimensional cubic lattices, numerical methods like tensor renormalization group approaches reveal phase diagrams with ferromagnetic ordering at low temperatures. Beyond physics, the Potts model has broad applications: in for modeling ordering and , in biology for simulating and tumor dynamics, and in , where the antiferromagnetic variant relates to problems, as the number of zero-temperature ground states equals the value of the at q, and more generally through the Fortuin–Kasteleyn random-cluster representation. Experimental realizations include magnetic systems like dilute antiferromagnets and structural transitions in crystals, underscoring its role in bridging theory and observation.

Definition

q-State Potts Model

The q-state Potts model is a spin model defined on a in , serving as a generalization of the two-state to an arbitrary number q ≥ 2 of possible states per site. Each site hosts a spin variable that can take one of q values, conventionally labeled as 1 through q and interpretable as distinct colors, phases, or atomic species in physical systems. The model's interaction rule is fully symmetric under permutations of the state labels: neighboring sites incur no energy contribution when occupying the same state, but a fixed positive penalty when their states differ, thereby encouraging local alignment without privileging any particular state. R. B. Potts introduced this formulation in to investigate order-disorder transformations in mixtures of alloys comprising q types of atoms, where the states represent different atomic components and the interactions capture preferences for or clustering into ordered phases. This setup has since become a for modeling multi-phase coexistence and symmetry-breaking phenomena in diverse condensed systems. When q = 2, the model precisely recovers the , with states corresponding to up/down spins or two alloy components, highlighting its role as a unifying framework. For q = 3, it illustrates a system akin to a three-coloring analogy on the , where ferromagnetic interactions promote domains of uniform color rather than strict avoidance.

Hamiltonian Formulation

The q-state Potts model is defined through its , which describes the energy of a system of spins on a G = (V, E) with N = |V| sites, where each site i \in V hosts a \sigma_i taking values in the set \{1, 2, \dots, q\}. The standard ferromagnetic is given by H(\boldsymbol{\sigma}) = -J \sum_{\{i,j\} \in E} \delta_{\sigma_i, \sigma_j}, where J > 0 is the , the sum runs over all edges connecting nearest-neighbor sites, and \delta_{\sigma_i, \sigma_j} is the function, equal to 1 if \sigma_i = \sigma_j and 0 otherwise. This form favors aligned spins on adjacent sites, generalizing the (which corresponds to q=2) by allowing q discrete states per rather than just \pm 1. The partition function of the model, which encodes the statistical mechanics of the system at inverse temperature \beta = 1/(k_B T) (with k_B Boltzmann's constant and T temperature), is Z = \sum_{\boldsymbol{\sigma} \in \{1,\dots,q\}^N} \exp\left[-\beta H(\boldsymbol{\sigma})\right], where the sum (or trace) is over all q^N possible spin configurations \boldsymbol{\sigma} = (\sigma_1, \dots, \sigma_N). This expression provides the basis for computing thermodynamic quantities such as the free energy via F = -k_B T \ln Z. In the antiferromagnetic case, J < 0, the interaction instead penalizes aligned neighboring spins, promoting diversity in spin values, as originally motivated for certain lattice geometries like the triangular lattice with q=3. Although the standard Potts model omits external fields, a magnetic field term can be incorporated as H_h(\boldsymbol{\sigma}) = -h \sum_{i \in V} \delta_{\sigma_i, s} for a preferred state s and field strength h, which breaks the q-state symmetry; however, such extensions are not part of the baseline formulation. In the thermodynamic limit N \to \infty, the finite-volume Gibbs measures \mu_{\Lambda, \beta, J} on finite subsets \Lambda \subset V converge (under suitable boundary conditions) to infinite-volume Gibbs measures on the full lattice, describing equilibrium properties of the infinite system and enabling the study of phase transitions via limiting behaviors of correlation functions and spontaneous symmetry breaking.

Historical Context

Origins and Development

The Potts model was introduced by R. B. Potts near the end of his 1951 D.Phil. thesis at the University of Oxford, published in 1952, to study generalized order-disorder transformations by extending the binary spin variables of the to q discrete states (q ≥ 2). This development drew direct inspiration from Lars Onsager's 1944 exact solution of the two-dimensional , which demonstrated a continuous phase transition in a lattice system without an external field and established key techniques like transfer matrices for solvable models. By positioning the Potts model as a q-state extension of the Ising case (recovering Ising for q=2), Potts aimed to extend Onsager's insights to more complex ordering processes in lattice systems. Early applications centered on metallurgy, where the model described the thermodynamics of phase separation in binary alloy mixtures under thermal equilibrium, predicting critical temperatures for ordering transitions based on interaction energies between unlike atoms. By the 1960s, interest expanded beyond metallurgy into general statistical mechanics, as researchers recognized the model's utility for simulating cooperative phenomena in diverse lattice systems, including extensions to higher dimensions and varying interaction ranges. A pivotal early advancement came in the 1970s with R. J. Baxter's exact solutions for the two-dimensional q-state on square and triangular lattices, achieved through duality relations and star-triangle mappings that yielded closed-form expressions for the partition function and critical points. These results connected the model to broader classes of integrable systems, highlighting its role in understanding universality classes of phase transitions.

Key Milestones

In the early 1970s, a significant advancement came from the introduction of the random-cluster representation by and , which reformulated the in terms of bond percolation on the lattice, enabling deeper connections to and facilitating analysis of phase transitions across different values of q. Building on this, provided the exact solution for the two-dimensional q-state on the square lattice in 1973, deriving the partition function and spontaneous magnetization through transfer matrix methods and identifying the self-dual point where the model exhibits criticality for q ≤ 4, given by e^{\beta J} - 1 = \sqrt{q}. In the 1980s, F. Y. Wu's comprehensive review synthesized these developments, emphasizing duality transformations that map high-temperature expansions to low-temperature ones and establishing the link between the zero-temperature Potts partition function and the chromatic polynomial of the lattice graph, which counts proper q-colorings. More recently, numerical renormalization group techniques, particularly tensor network methods, have addressed the longstanding challenge of three-dimensional criticality; for instance, studies using higher-order tensor renormalization group transformations on the cubic lattice have computed critical temperatures and exponents for q=2,3,4 with high precision, confirming first-order transitions for q>4 and continuous ones otherwise up to 2025.

Phase Transitions

Order-Disorder Transitions

The Potts model exhibits order-disorder transitions characterized by in the low-temperature and restoration of the full symmetry in the high-temperature . In the ferromagnetic case on a two-dimensional , the low-temperature ordered features a preference for one of the q states, breaking the underlying S_q symmetry, while the high-temperature disordered maintains full among the states. This transition occurs at a critical T_c, where thermodynamic quantities such as the specific heat and exhibit divergences, signaling the onset of long-range order. The order parameter quantifying this is defined as a magnetization-like , m = \frac{q \delta_{\max} - 1}{q - 1}, where \delta_{\max} is the fraction of sites occupying the dominant in the . In the ordered below T_c, m approaches a finite value greater than zero, reflecting the of a preferred , whereas it vanishes in the disordered above T_c due to equal probabilities across states. For the two-dimensional ferromagnetic Potts model, the critical inverse satisfies \beta_c J = \ln(1 + \sqrt{q}), marking the precise location of the . The nature of the transition—continuous (second-order) or discontinuous ()—depends critically on the number of states q. In two dimensions, the transition is continuous for q ≤ 4, allowing the order parameter to vary smoothly through zero at T_c, while it becomes discontinuous for q > 4, with a and jump in the order parameter indicative of a transition. These qualitative differences arise from the model's underlying duality properties, which sharpen the transition for larger q.

Critical Exponents and Universality

The critical exponents of the Potts model characterize the singular behavior of thermodynamic quantities near the critical point, such as the specific heat ~ |t|^α, order parameter ~ |t|^β, ~ |t|^γ, and correlation length ~ |t|^ν, where t is the reduced temperature. These exponents satisfy scaling relations like α + 2β + γ = 2 - α, with their values depending on q and the spatial dimension d. In two dimensions, exact expressions for the exponents are known for second-order transitions (1 ≤ q ≤ 4), derived from the solution of the model's duality relations or descriptions, as established in seminal works. For the 2D q-state Potts model, the exponents vary continuously with q, indicating that each value of q belongs to a distinct , except for q=2 which coincides with the Ising universality class. The correlation length exponent ν, for instance, takes the value ν = 1 for q=2, ν = 5/6 for q=3, and ν = 2/3 for q=4. Other exponents follow similarly, as summarized in the table below for representative cases (derived from exact solutions via methods and duality).
qαβγνη
201/87/411/4
31/31/913/95/64/15
42/31/127/62/31/2
These values satisfy hyperscaling 2 - α = dν and reflect the increasing strength of fluctuations as q decreases toward the limit (q=1, where ν=4/3). Exact forms for all exponents stem from the model's mapping to minimal conformal models. For q > 4, the transition becomes , with discontinuous order parameter and , marking a crossover where are ill-defined and replaced by jump discontinuities (e.g., α=1, β=0). At q=4, the transition remains second-order but marginal, with diverging specific heat (α=2/3 > 0). In three dimensions and higher, no exact solutions exist, and are obtained from numerical methods like simulations or analyses. For q=2, the model reduces to the 3D Ising universality class, with numerical estimates ν ≈ 0.630, β ≈ 0.326, γ ≈ 1.237, and α ≈ 0.110 from high-precision simulations. For q=3, the 3D Potts model belongs to a distinct with second-order transitions, yielding estimates such as ν ≈ 0.652 and β ≈ 0.248 from finite-size scaling studies. As q increases, the exponents approach mean-field values (ν=1/2, β=1/2, γ=1, α=0, η=0) above the upper critical dimension d_c ≈ 4 + ε(q), where fluctuations become negligible; for large q, applies even below d=6. In higher dimensions, the range of q for second-order transitions shrinks, with behavior dominating for q ≥ 3 or 4 depending on d.

Mathematical Framework

Random Cluster Model Equivalence

The Fortuin-Kasteleyn representation provides an exact equivalence between the q-state Potts model and the random-cluster model, allowing the partition function of the former to be expressed in terms of a sum over bond configurations on the underlying lattice graph. Specifically, for a graph with vertex set V and edge set E, the Potts partition function Z_Potts is given by Z_\text{Potts} = \sum_{G} p^{|e(G)|} (1-p)^{|E| - |e(G)|} q^{k(G)}, where the sum is over all subgraphs G of the (i.e., subsets of edges e(G) ⊆ E), p = 1 - e^{-\beta J} is the bond probability with \beta = 1/(k_B T) and J the , and k(G) denotes the number of connected clusters (including isolated vertices) in G. This formulation generalizes the Potts model to non- q > 0, as the right-hand side remains well-defined without requiring q to be an . In this representation, the random-cluster model interprets the bonds probabilistically: each possible is occupied with probability p independently, forming of connected vertices, and each such configuration is weighted by q^{k(G)}. The connection to the original spin variables arises because, in the Potts model, bonds effectively form between neighboring sites only if their are aligned (with probability related to p), and correspond to regions of the where take the same value, enabling the q-fold degeneracy within each . The critical point of the Potts model maps directly to the p_c of the random-cluster model, where p_c = 1 - e^{-\beta_c J} and \beta_c is the critical , thereby linking the system's criticality to the geometric onset of long-range connectivity in the bond . This equivalence offers significant advantages for analysis and computation. It enables efficient simulations of the Potts model via cluster-based algorithms, such as the Swendsen-Wang method, which generates configurations by forming bonds according to the random-cluster measure and assigning independent labels to clusters. Additionally, the geometric cluster structure facilitates rigorous proofs of phase continuity in the random-cluster model for q ≤ 4 on the planar , confirming continuous transitions through properties without relying on correlations.

Duality and Exact Solutions

The two-dimensional q-state Potts model on a square lattice possesses a duality symmetry that relates its high-temperature series expansion, dominated by cluster configurations, to the low-temperature expansion, characterized by domain walls. This duality transformation maps the coupling parameter v = e^{\beta J} - 1 to its dual v^* = q / v, such that the partition function at inverse temperature \beta equals that at the dual temperature up to a known factor. The model is self-dual when v = v^*, yielding the condition v = \sqrt{q}, which identifies the critical inverse temperature \beta_c = \ln(1 + \sqrt{q}) for $1 < q \leq 4, where the system undergoes a continuous phase transition. For q > 4, the self-dual point still exists but corresponds to a first-order transition, with the duality highlighting the symmetry between disordered and ordered phases. The exact solution for the partition function of the two-dimensional square-lattice Potts model was obtained using the transfer-matrix formalism, as detailed in Baxter's seminal work. The transfer matrix V acts on configurations of spins along a row, and its eigenvalues determine the free energy per site in the thermodynamic limit as f / k_B T = -\lim_{M \to \infty} (1/M) \ln Z = -\ln \lambda_{\max}, where \lambda_{\max} is the largest eigenvalue and M is the number of rows. Baxter's method diagonalizes this matrix by exploiting symmetries and solving functional equations involving elliptic functions, yielding explicit expressions for the eigenvalues, such as \lambda = a^N L_1 \cdots L_n + b^N M_1 \cdots M_n in terms of parametrizations that satisfy the star-triangle relation. This approach provides closed-form results for the spontaneous magnetization, correlation length, and critical exponents, which vary continuously with q for q \leq 4. The partition function of the Potts model also connects to through its relation to the . In the standard formulation Z_G(q, v) = \sum_{\{\sigma\}} \prod_e (1 + v \delta_{\sigma_i, \sigma_j}), setting v = -1 yields Z_G(q, -1) = P_G(q), where P_G(q) is the chromatic polynomial counting the number of proper q-colorings of the G (i.e., assignments where adjacent vertices have different colors). This equivalence arises because at v = -1, each edge contributes a factor of 1 if spins differ and 0 if they are the same, directly enumerating valid colorings. While the two-dimensional case admits an exact closed-form solution, no such analytic expression exists for the three-dimensional Potts model on cubic lattices, where phase transitions are studied primarily through numerical and approximate methods. Approximations such as transformations, which incorporate star-triangle relations to coarse-grain the lattice, provide estimates of critical points but introduce truncation errors. More recent advances in the employ techniques, such as (TRG) with triad approximations, to compute quasi-exact critical temperatures in the ; for instance, for q=3, TRG yields T_c \approx 1.8175, closely matching benchmarks. These methods capture phase transitions accurately for moderate q but struggle with the fixed-point structure near criticality for larger q.

Applications

Statistical Mechanics and Magnetism

The q-state provides a versatile framework for modeling ferromagnetic ordering in multi-component magnetic systems and alloys, where each hosts a that can adopt one of q discrete states representing different magnetic moments or atomic species. Originally introduced to describe order-disorder transformations in alloys, the model captures interactions that favor alignment of neighboring in the ferromagnetic regime, leading to below a critical temperature. It also models in polycrystalline materials via simulations of boundary motion and curvature-driven evolution. In the antiferromagnetic case, interactions promote differing states on adjacent sites, resulting in a with q(q-1)-fold degeneracy on connected bipartite lattices, reflecting the multiplicity of possible configurations that minimize energy. This setup generalizes the two-state (q=2) to higher q, enabling the study of richer phase behaviors in systems like q-component vector magnets. Simulations of the Potts model in often employ methods to explore phase diagrams and thermodynamic properties. The Metropolis , a local update scheme, has been widely used to generate equilibrium configurations and compute observables such as magnetization and specific heat across varying q and temperatures, revealing the nature of order-disorder transitions. For improved efficiency near criticality, where local updates suffer from critical slowing down, the Swendsen-Wang leverages the equivalence to the random cluster model by forming and flipping percolating clusters of aligned spins, dramatically accelerating sampling in ferromagnetic Potts systems. These techniques have been instrumental in mapping out phase diagrams for q up to 10 in two and three dimensions, confirming first-order transitions for larger q. The Potts model finds direct analogies in experimental condensed matter systems, particularly ternary alloys where q=3 states represent three atomic species, modeling and ordering akin to the Blume-Emery-Griffiths model extensions. In liquid crystals, variants like the mobile 6-state Potts model simulate molecular orientations on cubic lattices, capturing smectic-isotropic transitions driven by anisotropic interactions. The critical behavior of the Potts model also mirrors that observed in real materials with multi-component interactions and appropriate universality classes. A disordered extension, the Potts glass model, incorporates random interactions to study frustrated systems, exhibiting spin-glass transitions at low temperatures characterized by frozen random spin configurations and replica symmetry breaking. Monte Carlo simulations of this variant reveal a phase for q≥3 in three dimensions, with transition temperatures decreasing as frustration increases, providing insights into amorphous magnets and alloys. These physical interpretations underscore the model's role in bridging theoretical with observable phenomena in .

Biology and Soft Matter

The Cellular Potts Model (CPM), an extension of the Potts model to off-lattice simulations, is widely used in to model multicellular systems. In the CPM, cells are represented as extended domains on a , with effective Hamiltonians incorporating cell-cell , conservation, , and . This framework simulates processes like , tissue morphogenesis, , and cancer invasion, where differential drives collective behaviors analogous to . Applications include tumor growth dynamics, where CPM captures avascular tumor expansion, nutrient , and stromal interactions, revealing how adhesion heterogeneity promotes . In , it models and somitogenesis by integrating mechanical forces and signaling gradients. Recent extensions as of 2025 incorporate effects, such as contractility and , to study epithelial-mesenchymal transitions and in 3D environments. The CPM's stochastic nature allows efficient parameter estimation from data, bridging scales from single cells to tissues.

Image Processing and Machine Learning

The Potts model serves as a prior in Bayesian frameworks for and denoising, where labels represent discrete states and the interaction term encourages spatial smoothness by penalizing neighboring s with different labels. In this setup, the number of states q corresponds to the number of regions or labels, and inference minimizes an energy functional combining a data fidelity term (e.g., \ell_1 or \ell_0 for ) with the Potts regularization to promote piecewise constant reconstructions. For instance, a first-derivative Potts model integrates segmentation and denoising via , introducing binary variables to handle the \ell_0 directly, yielding competitive results on images compared to multicut methods. Recent extensions, such as hierarchical Gauss-Markov-Potts priors, adaptively estimate parameters for multi-modal images like infrared-optical pairs, improving boundary detection in noisy environments. Optimization of Potts-based energies in image processing often employs graph cuts, leveraging max-flow/min-cut algorithms for efficient approximate solutions. For binary cases (q=2), exact global minima are achievable via standard graph cuts on the constructed . For multi-label problems (q > 2), the alpha-expansion algorithm iteratively solves binary subproblems, where each expansion move relabels pixels to a new state \alpha or retains the current label, minimizing the energy through a sequence of min-cuts; this provides a 2-approximation guarantee for metric potentials like the Potts interaction. Applied to tasks such as matching and , alpha-expansion converges quickly (often within hundreds of iterations) and outperforms , achieving energies within 0.15% of global optima on datasets like the SRI tree sequence. In , the Potts model underpins clustering by modeling data points as spins that align within s, with the capturing intra-cluster cohesion and inter-cluster separation. Graph neural networks incorporating Potts objectives, such as Potts Model Networks, optimize assignments via a resolution parameter \gamma that tunes granularity without predefined cluster counts, resolving limitations of modularity-based methods and achieving state-of-the-art normalized on real-world graphs like Cora and . Restricted Boltzmann machines (RBMs) approximate Potts distributions for clustering, as in Gaussian-Multinoulli RBMs that extend binary visible units to multi-state Potts-like hidden variables, enabling generative modeling of categorical data with applications in . Deep belief networks, stacked RBMs, further scale this to hierarchical representations, approximating complex Potts posteriors for tasks like topic modeling in images. Recent advancements in the integrate neural networks to sample Potts configurations, addressing computational bottlenecks in high-dimensional . The Neural Potts Model frames amortized optimization as a shared-parameter objective, training a single network to approximate maximum assignments across instances, facilitating efficient sampling for graphical models in and beyond. These neural approaches enhance diffusion-like generative processes by parameterizing transition kernels that respect Potts symmetries, improving scalability for large-scale clustering and segmentation compared to traditional MCMC methods.

Generalizations

Anisotropic and Diluted Variants

The anisotropic Potts model modifies the standard isotropic by introducing direction-dependent coupling strengths, such as J_{xy} \neq J_{xz}, which breaks the of interactions on lattices like the simple cubic in three dimensions. This anisotropy leads to distinct along different directions, as analyzed through methods that reveal anisotropic fixed points and scaling behaviors differing from the isotropic case. For instance, in the fully anisotropic q-state Potts ferromagnet on a cubic , the critical surface exhibits directional variations in correlation lengths and susceptibilities, altering the for q > 2. Diluted variants of the Potts model incorporate quenched by randomly occupying or bonds with probabilities p_site or p_bond, respectively, which can be mapped to the representation for studying thresholds and statistics. dilution, in particular, corresponds to a model with variable occupancy p_site, facilitating the analysis of geometric and phase connectivity akin to processes. This induces Griffiths singularities, characterized by non-analyticities in thermodynamic quantities due to rare, locally ordered regions that persist above the nominal transition temperature, prominently observed in two-dimensional q-state models where multifractal scaling of moments highlights the role of disorder. The Ashkin-Teller model emerges as a specific involving two coupled q=2 Potts (Ising) models, with interactions between their energy densities introducing a four-spin term that enriches the with intermediate s, such as a floating phase between decoupled Ising and fully synchronized behaviors. For general coupling strengths, this setup interpolates between independent Ising transitions and the q=4 Potts point, where duality relations underpin exact solvability in two dimensions and reveal line-like critical s. These modifications significantly impact phase behavior: dilution can weaken first-order transitions, as evidenced by Monte Carlo simulations of the three-dimensional q=3 model showing a first-order regime at low dilution (pure case) that gives way to a second-order transition at higher disorder levels, with a tricritical point separating the two regimes.

Higher-Dimensional and Non-Lattice Extensions

In dimensions greater than three, the q-state Potts model exhibits behavior where mean-field theory becomes increasingly accurate as d increases, capturing the essential critical phenomena through a Landau-Ginzburg description with a (q-1)-component order parameter. For q ≥ 3, the upper critical dimension is 6, above which the Gaussian fixed point governs the renormalization group flow, rendering logarithmic corrections irrelevant and establishing mean-field exponents as exact. This transition to mean-field validity highlights the diminished role of fluctuations in high dimensions, with the phase transition being first-order for q > 2 and continuous for q=2, consistent with lower-dimensional universality classes below d=6. The Potts model extends naturally to non-lattice structures, such as arbitrary graphs, via the Fortuin-Kasteleyn random-cluster representation, which reformulates the as a sum over bond configurations weighted by the number of clusters raised to the power q. This equivalence allows computation of the using techniques, facilitating analysis on irregular topologies like random graphs or networks. Such generalizations find applications in , including modeling and connectivity in complex systems, where the model's phase transitions inform robustness and clustering properties. In the continuous limit as q → ∞, the discrete Potts model converges to the spherical model, a continuous-spin subject to a global spherical constraint ∑_i σ_i^2 = N, where spins σ_i are real-valued and the interaction favors alignment. This limit, exact in the mean-field approximation, bridges to vector models with O(q-1) symmetry, providing insights into large-component systems and their second-order transitions. Exact solutions for the Potts model on the , an infinite tree-like structure with fixed z, are derived using recursive relations that propagate partial functions from boundary sites inward. These recursions yield the and reveal that, for finite coordination z, no occurs at finite temperature, with ordering confined to the zero-temperature limit due to the absence of loops and finite connectivity. This contrasts with lattice models and underscores the role of in suppressing collective ordering.

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