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Weak hypercharge

In , weak hypercharge is a conserved associated with the abelian U(1)Y gauge symmetry in the electroweak sector of the . It characterizes how fermions and bosons transform under this symmetry and is related to other fundamental quantities by the adapted for electroweak interactions: the Q of a particle equals the third component of its T^3 plus half its weak hypercharge Y/2, or Q = T^3 + Y/2. Weak hypercharge assignments differ for left-handed and right-handed chiral fermion fields, underscoring the parity-violating nature of the ; for instance, the left-handed eL, eL) carries Y = -1, the left-handed (uL, dL) has Y = 1/3, the right-handed has Y = -2, and the right-handed has Y = 4/3. The , responsible for electroweak symmetry breaking, is assigned Y = 1. These values ensure cancellation in the theory and determine the coupling strengths to the neutral B_\mu via the term g' (Y/2) B_\mu in the , where g' is the U(1)Y . In the broader electroweak theory, weak hypercharge unifies with the non-abelian SU(2)L symmetry to form the SU(2)L × U(1)Y gauge group, which is spontaneously broken by the Higgs to the U(1)EM electromagnetic symmetry. This breaking generates masses for the W± and bosons (approximately 80 GeV and 91 GeV, respectively) while leaving the massless, with the boson coupling involving a combination of and currents. Weak hypercharge thus underpins neutral weak currents, observed in processes like scattering, and is essential for the renormalizability and consistency of the .

Definition and Formulation

Core Definition

In the of particle physics, weak hypercharge, denoted Y_W, serves as an additive assigned to elementary particles, quantifying their interaction strength with the U(1)_Y gauge field and serving as the for the abelian U(1)_Y that complements the SU(2)_L . This is essential for classifying particles within the electroweak sector, where it complements to determine overall charge properties. The mathematical definition of weak hypercharge is given by the relation Y_W = 2(Q - T_3), where Q is the of the particle and T_3 is the third component of its . This formula arises from the structure of the electroweak and ensures consistency with observed charge assignments. Weak hypercharge originated in the Glashow-Weinberg-Salam model developed in the , which posits that the weak and electromagnetic interactions are unified under the non-Abelian gauge group SU(2)_L × U(1)_Y, with the U(1)_Y factor directly associated with weak hypercharge. In this framework, Glashow introduced the SU(2) × U(1) structure in 1961 to extend symmetries of weak interactions, while Weinberg and Salam independently developed the full unification in 1967–1968, incorporating . Through the , weak hypercharge facilitates the unification of electromagnetic and weak forces by enabling electroweak symmetry breaking, where the Higgs field—a complex SU(2)_L with Y_W = 1—acquires a , generating masses for the W and Z bosons while leaving the massless. This process preserves the conservation of weak hypercharge in interactions mediated by the unbroken U(1)_\text{em} subgroup.

Normalization Conventions

In the electroweak theory, the standard normalization of weak hypercharge Y_W is defined through the relation Q = T^3 + \frac{Y_W}{2}, where Q is the and T^3 is the third component of the . This convention assigns Y_W = 1 to the Higgs doublet, ensuring that the upper component has Q = 1 and the lower component has Q = 0. The U(1)_Y gauge coupling g' enters the theory such that the hypercharge contribution to the fermion kinetic term in the is \overline{\psi} \gamma^\mu \left( \frac{g'}{2} Y_W \right) \psi B_\mu, where B_\mu is the hypercharge gauge field. An alternative half-scale convention defines Y' = \frac{Y_W}{2}, so that Q = T^3 + Y', with the Higgs doublet assigned Y' = \frac{1}{2}. In this framework, the covariant derivative includes the term -i g' Y' B_\mu, simplifying the notation for particle assignments: for instance, the left-handed doublet has Y' = \frac{1}{6} and the left-handed doublet has Y' = -\frac{1}{2}. This choice is common in pedagogical treatments and aligns the hypercharge values more closely with the components, facilitating the Higgs expression as \langle \phi^0 \rangle = \frac{v}{\sqrt{2}}, where v \approx 246 GeV is the electroweak scale. The two conventions differ only in the rescaling of the quantum number, with a corresponding adjustment in the definition of g' to preserve physical predictions. In Lagrangian terms, the standard convention yields the neutral current involving \frac{g'}{2} Y_W \overline{f} \gamma^\mu f B_\mu, while the half-scale version uses g' Y' \overline{f} \gamma^\mu f B_\mu; both lead to identical electroweak phenomenology after gauge boson mixing. These normalizations are selected to ensure consistency with the definition of the \theta_W, where \sin^2 \theta_W = \frac{g'^2}{g^2 + g'^2} \approx 0.231, matching precision electroweak measurements from Z-pole observables.

Quantum Number Relations

In the electroweak theory, the weak hypercharge Y_W is intrinsically linked to the Q and the third component of T_3 through the fundamental relation Q = T_3 + \frac{Y_W}{2}. This equation, analogous to the in , ensures the consistent assignment of electric charges to particles within the SU(2)_L × U(1)_Y gauge structure. It was first proposed by in his 1961 model of partial symmetries for weak interactions, where Y_W was introduced as an additional to unify weak and electromagnetic processes while accommodating both left- and right-handed currents. In this framework, the U(1)_Y gauge group associated with Y_W mixes with the SU(2)_L neutral component to form the and boson fields after electroweak . For left-handed doublets under (2)_L, the relation quantizes charges by assigning T_3 = +\frac{1}{2} to the upper component (up-type) and T_3 = -\frac{1}{2} to the lower component (down-type), with a common Y_W for the doublet. This yields fractional charges that match observed values, such as Q = +\frac{2}{3} for up-type and Q = -\frac{1}{3} for down-type quarks when Y_W = \frac{1}{3}, or Q = 0 for neutrinos and Q = -1 for charged leptons when Y_W = -1. Right-handed s, transforming as (2)_L singlets with T_3 = 0, have Y_W = 2Q, directly tying their to —for instance, Y_W = \frac{4}{3} for right-handed up-type quarks and Y_W = -2 for right-handed charged leptons. These assignments preserve across chiral sectors, distinguishing the theory from purely left-handed models. The relation also governs neutral current interactions mediated by the Z boson, whose coupling to fermions is proportional to g_V = T_3 - 2 Q \sin^2 \theta_W for the vector part and g_A = T_3 for the axial-vector part, where \theta_W is the weak mixing angle. Here, Y_W enters indirectly through the definition of \sin^2 \theta_W = \frac{g'^2}{g^2 + g'^2}, with g' the U(1)_Y , ensuring the Z boson is neutral under (Q = 0). This structure predicted neutral currents before their experimental discovery in 1973, validating the role of Y_W in suppressing right-handed contributions to certain processes while allowing violation.

Connection to Baryon and Lepton Numbers

In the , the weak hypercharge Y_W for fermions is determined by the relation Y_W = 2(Q - T_3), where Q is the and T_3 is the third component of ; this assignment ensures consistent charge quantization across left- and right-handed fields. The specific values of Y_W for chiral multiplets—such as Y_W = 1/3 for left-handed doublets Q_L, Y_W = -1 for left-handed doublets L_L, Y_W = 4/3 for right-handed up-type quarks u_R, Y_W = -2/3 for right-handed down-type quarks d_R, and Y_W = -2 for right-handed electrons e_R—are crucial for canceling all gauge anomalies in the electroweak sector, including the [\mathrm{SU}(2)_L]^2 \mathrm{U}(1)_Y, \mathrm{U}(1)_Y^3, and mixed \mathrm{SU}(3)_c^2 \mathrm{U}(1)_Y triangle diagrams across three generations. This anomaly-free structure arises precisely from the interplay of these Y_W values with the representation content under \mathrm{SU}(2)_L \times \mathrm{U}(1)_Y \times \mathrm{SU}(3)_c, rendering the theory quantum consistent without additional fields. The connection to B and L emerges through the global \mathrm{U}(1)_B and \mathrm{U}(1)_L symmetries, which are vector-like classically but chiral at the quantum level due to the left-handed nature of electroweak interactions. Assigning B = 1/3 to quarks and L = 1 to leptons (with zeros otherwise), the mixed anomalies between these global currents and the electroweak gauge fields—particularly the Adler-Bell-Jackiw (ABJ) anomalies involving \mathrm{SU}(2)_L^2 \mathrm{U}(1)_B, \mathrm{SU}(2)_L^2 \mathrm{U}(1)_L, and \mathrm{U}(1)_Y^2 \mathrm{U}(1)_{B,L}—are nonzero and identical for B and L. As a result, individual B and L are violated by processes, with the equation taking the form \partial_\mu J^\mu_B = \frac{g_2^2}{32\pi^2} n_g \operatorname{Tr}(W_{\mu\nu} \tilde{W}^{\mu\nu}), where g_2 is the \mathrm{SU}(2)_L coupling, n_g = 3 counts generations, and W_{\mu\nu} is the weak field strength; an analogous equation holds for L. However, the combination B - L experiences no such anomaly because the contributions cancel, making \mathrm{U}(1)_{B-L} an exact perturbative symmetry; the Y_W assignments ensure this cancellation by balancing the chiral contributions from quarks (with B = 1/3) and leptons (with L = 1) in the mixed gravitational-\mathrm{U}(1)_Y and other diagrams. In contrast to the strong hypercharge Y in , which incorporates flavor dependencies like Y = B + S + \frac{C + B' + T}{3} for classifying hadrons and accounting for S, the weak hypercharge Y_W is flavor-universal and ignores hyperflavor quantum numbers, applying the same Y_W values across all three generations without reference to or other internal symmetries. effects further tie Y_W to B and L via processes, which are static saddle-point solutions in the \mathrm{SU}(2)_L \times \mathrm{U}(1)_Y fields that mediate the transition between topologically distinct vacua. These processes violate B + L by \Delta (B + L) = 2 n_g = 6 units while conserving B - L, with the rate suppressed by a factor \exp(-8\pi^2 / g_2^2) at zero temperature but unsuppressed at electroweak-scale temperatures relevant to early-universe dynamics. In electroweak baryogenesis, such equilibrate B + L unless perturbed by the , linking the hypercharge dynamics directly to the observed through B - L preservation.

Particle Assignments

Fermions

In the , the weak hypercharge Y_W is assigned to fermions according to their chiral representations under the electroweak gauge group SU(2)_L \times U(1)_Y. Left-handed fermions transform as doublets under SU(2)_L, while right-handed fermions are singlets. These assignments ensure consistency with the formula Q = T_3 + Y_W / 2, where T_3 is the third component of , and apply identically across all three generations of fermions. For quarks, the left-handed fields form doublets (u_L, d_L) (and analogously for charm-strange and top-bottom pairs) with Y_W = +1/3. The right-handed up-type quarks u_R (and similarly c_R, t_R) have Y_W = +4/3, while right-handed down-type quarks d_R (and s_R, b_R) have Y_W = -2/3. Quarks also carry under SU(3)_C, but Y_W is the same for each of the three color components and independent of color. For leptons, the left-handed fields form doublets (\nu_L, e_L) (and similarly for muon and tau pairs) with Y_W = -1. The right-handed charged leptons e_R (and \mu_R, \tau_R) have Y_W = -2. The minimal does not include right-handed neutrinos, but in extensions accommodating neutrino masses, sterile right-handed neutrinos \nu_R are singlets with Y_W = 0. The following table summarizes the assignments for one of (replicated for the other generations), verifying the charges via Q = T_3 + Y_W / 2. For quarks, the values apply per color triplet.
Fermion FieldSU(2)_L Rep.T_3Y_WQ
(u_L, d_L) 2+1/2 (u_L)
-1/2 (d_L)
+1/3+2/3 (u_L)
-1/3 (d_L)
u_R10+4/3+2/3
d_R10-2/3-1/3
(\nu_L, e_L) 2+1/2 (\nu_L)
-1/2 (e_L)
-10 (\nu_L)
-1 (e_L)
e_R10-2-1
\nu_R (if present)1000
These assignments originate from the electroweak unification proposed by Glashow, Weinberg, and Salam, ensuring cancellation and correct charge quantization.

Bosons

In the electroweak sector of the , the gauge bosons associated with the SU(2)L × U(1)Y gauge group carry zero weak hypercharge by construction, as they transform in representations with YW = 0. The ± bosons form part of the SU(2)L triplet (along with the neutral 3), where the charged components have third component of T3 = ±1, leading to their Q = T3 + YW/2 = ±1 with YW = 0. The Bμ field, serving as the gauge boson for the U(1)Y group, also has YW = 0 by definition, as abelian gauge fields do not carry charge under their own symmetry. Following electroweak symmetry breaking, the physical gauge bosons emerge from mixing: the photon γ is the massless combination orthogonal to the Z boson, with both inheriting YW = 0 due to their neutral nature and the unbroken U(1)EM symmetry. The Z boson, formed primarily from the W3 and Bμ fields via the weak mixing angle θW, is neutral (Q = 0) and thus has YW = 0 post-mixing. The Higgs sector introduces a complex scalar doublet Φ with weak hypercharge YW = +1 under the normalization where Q = T3 + YW/2, ensuring the upper component (T3 = +1/2) has Q = +1 and the lower (T3 = −1/2) has Q = 0 before symmetry breaking. The vacuum expectation value (vev) of the neutral component, ⟨Φ⟩ = v/√2 with v ≈ 246 GeV, breaks SU(2)L × U(1)Y to U(1)EM, generating masses for the W± and Z bosons while leaving the photon massless. After the , three Goldstone modes from the doublet are absorbed by the W± and Z bosons to become their longitudinal components, leaving the physical h as the radial excitation of the component, which is electrically and has YW = 0.

Role in Interactions

Electroweak Gauge Theory

The electroweak unifies the electromagnetic and weak interactions through the gauge group SU(2)L × U(1)Y, where SU(2)L describes the left-handed symmetry and U(1)Y corresponds to the weak hypercharge symmetry. The U(1)Y factor is generated by the weak hypercharge operator YW/2, with an associated coupling constant g'. This structure, first proposed by Glashow in and extended by Weinberg and Salam in the late 1960s, allows for a unified description of both charged and neutral weak processes alongside . The dynamics of the theory are encoded in the acting on and Higgs fields: D_\mu = \partial_\mu - i g T^a W^a_\mu - i \frac{g'}{2} Y_W B_\mu, where g is the SU(2)L , Ta are the generators, Waμ are the SU(2)L s, and Bμ is the U(1)Y . This term ensures local gauge invariance under SU(2)L × U(1)Y transformations, incorporating the weak hypercharge contribution through the g' YW/2 term. After via the , the neutral gauge bosons mix to form the physical Aμ and Z boson, with the mixing parameterized by the θW defined by tan θW = g'/g. The couples to the electromagnetic current, while the Z boson mediates weak neutral currents. The weak contributes to the Lagrangian through the term involving the hypercharge current JμY = ∑f (YW/2) \bar{ψ}f γμ ψf, where the sum is over fields ψf with their respective YW assignments. This current, combined with the current, forms the full neutral weak current after by θW, predicting parity-violating interactions due to the chiral of SU(2)L. Experimental verification of these predictions came in the 1970s, beginning with the discovery of weak neutral currents by the collaboration at in 1973, which observed neutrino-induced events without charged leptons, consistent with Z-mediated processes.90401-6) Further confirmation of parity violation in neutral currents followed from the SLAC polarized experiment in 1978, measuring left-right asymmetries that matched the electroweak predictions.90898-8) These results solidified the role of weak hypercharge in the unified electroweak framework.

Conservation in Processes

In the , weak hypercharge Y_W is conserved in all processes, satisfying \Delta Y_W = 0, as required by the gauge invariance of the \mathrm{SU}(2)_L \times \mathrm{U}(1)_Y electroweak prior to . This conservation arises because the weak gauge bosons—the charged W^\pm (with Y_W = 0) and neutral Z (also with Y_W = 0)—carry no net hypercharge, ensuring that interactions mediated by them preserve the total Y_W of the participating particles. A key example is neutron beta decay, n \to p + e^- + \bar{\nu}_e, where the process occurs via the charged current interaction involving a transition d_L \to u_L + W^-. The left-handed doublet has Y_W = \frac{1}{3} for both u_L and d_L, so the quark-level change conserves hypercharge, while the W^- emission (with Y_W = 0) and subsequent leptonic decay W^- \to e_L + \bar{\nu}_{e} also balance Y_W through the lepton doublet's assignment of Y_W = -1. At the hadronic level, the effective Y_W = 1 for both the (udd quarks) and proton (uud quarks), reflecting this invariance, with the total leptonic contribution summing to \Delta Y_W = 0 (effective Y_W(e^-) = -1, Y_W(\bar{\nu}_e) = +1). Similarly, in decay \mu^- \to e^- + \bar{\nu}_e + \nu_\mu, mediated by charged current exchange, the initial 's effective Y_W = -1 equals the final state's total: Y_W(e^-) = -1, Y_W(\bar{\nu}_e ) = +1, and Y_W(\nu_\mu ) = -1, consistent with the left-handed doublets' assignments. This balance holds because the process involves purely left-handed currents within doublets of matching Y_W. The conservation of weak hypercharge imposes selection rules on weak processes: charged currents allow \Delta T_3 = \pm 1 with \Delta Y_W = 0, while neutral currents enforce \Delta T_3 = 0 and \Delta Y_W = 0, prohibiting transitions like \Delta Y_W = \pm 1 without accompanying changes in other quantum numbers. These rules align with particle assignments, where fermions in SU(2)_L doublets and singlets carry specific Y_W values that remain unchanged in weak vertices. Experimental tests of these conservation laws in low-energy weak processes, including beta decays and muon decays, reveal no observed violations of \Delta Y_W = 0, with precision measurements (e.g., branching ratios and correlation coefficients) consistent with predictions to high accuracy. Limits from related searches, such as flavor violation in muon processes (e.g., \mathrm{Br}(\mu^- \to e^- \gamma) < 1.5 \times 10^{-13} (90% CL) as of 2025), further constrain any hypothetical deviations, supporting hypercharge conservation at scales probed by current experiments.

Violations and Extensions

Standard Model Conservation

In the , weak hypercharge Y_W is strictly conserved in all perturbative processes. This conservation arises from the anomaly-free structure of the U(1)_Y gauge group, where the contributions to potential anomalies from quarks and leptons cancel precisely due to their assigned hypercharges and the color factor for quarks. For instance, the mixed SU(2)_L^2 U(1)_Y anomaly coefficient vanishes because the trace over the left-handed fermion representations yields zero: the three colored quark doublets per generation contribute $3 \times \frac{1}{6} = \frac{1}{2}, balanced by the lepton doublets' -\frac{1}{2}. Non-perturbative effects, such as those mediated by or in the electroweak sector, introduce violations to certain global symmetries but preserve weak hypercharge conservation. processes, which are saddle-point configurations in the electroweak gauge field, facilitate transitions between topologically distinct vacua, changing the Chern-Simons number \Delta N_{CS} = 1 of the SU(2)_L field. These processes violate B and L such that \Delta B = \Delta L = n_f, where n_f = 3 is the number of generations, yielding \Delta B = \Delta L = 3 for the . However, since B - L remains conserved (\Delta (B - L) = 0), and given the hypercharge assignments linking Y_W to combinations of B and L across generations, the net change satisfies \Delta Y_W = 0. At high temperatures above the electroweak scale, such as in the early , sphaleron processes become rapid, leading to efficient equilibration of B + L and erasing any primordial in this combination while preserving B - L and Y_W. This B + L violation plays a crucial role in electroweak , where a non-zero B - L generated earlier (e.g., via leptogenesis) can be partially converted into the observed after the electroweak , as sphalerons decouple below approximately 100 GeV. In , the absence of net Y_W change maintains anomaly-related constraints, ensuring no overall imbalance. Lattice QCD and electroweak calculations confirm the sphaleron transition rate in the symmetric phase, given parametrically by \Gamma \sim \alpha_W^4 T^4, where \alpha_W = g^2 / 4\pi is the weak coupling and T the . These simulations, incorporating full quantum corrections, validate the rate's magnitude and its rapid equilibration at high T, consistent with perturbative effective theories like that of Bödeker.

Beyond Standard Model Implications

In Grand Unified Theories (GUTs) such as SU(5) and SO(10), the weak hypercharge of the Standard Model's U(1)_Y group is embedded as a within the larger unified , linking it to the strong and electroweak interactions at energy scales around $10^{16} GeV. This unification embeds the quantum numbers of quarks and leptons into common representations, such as the 10 and \bar{5} of SU(5) or the 16 of SO(10), where weak hypercharge emerges from the breaking pattern and relates to minus (B - L) conservation. Consequently, heavy bosons in these models mediate processes that violate B - L while preserving a generalized hypercharge, enabling and lepton number-violating decays beyond predictions. A prominent is , as predicted in these GUTs, where the proton's decay respects weak hypercharge conservation (\Delta Y_W = [0](/page/0)) but violates (\Delta B = -1). The canonical mode p \to e^+ + \pi^0 arises from dimension-six operators mediated by color-triplet gauge bosons, with minimal SU(5) models predicting lifetimes of order $10^{31} to $10^{32} years, now excluded by . Supersymmetric GUT extensions, incorporating superpartners, suppress these rates through dimension-five operators involving colored Higgsinos, yielding lifetimes greater than $10^{34} years for unification scales near $2 \times 10^{16} GeV. No has been observed, with the experiment providing the most stringent bounds using over 300 kiloton-years of exposure. As of 2025 analyses, the lower limit on the partial lifetime for p \to e^+ + \pi^0 stands at $2.4 \times 10^{34} years at 90% confidence level, tightening constraints on GUT unification scales and motivating hybrid models with intermediate symmetries. These results highlight weak hypercharge's role in testing unification, as decay modes must align with its conservation to evade exclusion. The seesaw mechanism addresses neutrino masses by introducing right-handed singlets with weak hypercharge Y_W = [0](/page/0), which are neutral under the full electroweak gauge group SU(2)_L × U(1)_Y. These fields acquire heavy Majorana masses at high scales, generating light active masses via mixing with left-handed and suppressing them by the seesaw ratio m_\nu \sim y^2 v^2 / M, where y is the Yukawa coupling, v the Higgs , and M the right-handed mass. The Majorana terms \bar{\nu}_R^c \nu_R violate by \Delta L = 2 but conserve weak hypercharge (\Delta Y_W = [0](/page/0)), preserving electroweak while enabling as a testable signature. Supersymmetric extensions, like the , assign weak hypercharges to superpartners identical to their counterparts to maintain gauge cancellation. Chiral superfields for left-handed quarks and s carry Y_W = +1/6 and -1/2, respectively, while right-handed superfields have Y_W = -2/3 for up-type antiquarks, +1/3 for down-type antiquarks, and +1 for charged lepton singlets; Higgs superfields balance with Y_W = +1/2 and -1/2. This mirroring ensures that fermionic and scalar contributions to U(1)_Y^3 and mixed gauge anomalies cancel pairwise, extending the 's anomaly-free structure without additional constraints.

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