The up quark (symbol: u) is a fundamental elementary particle and one of the six types of quarks in the Standard Model of particle physics, serving as a basic building block of protons, neutrons, and other hadrons that constitute ordinary matter. It belongs to the first of three generations of quarks, paired with the down quark, and is the lightest and most stable quark flavor, with an electric charge of +2/3 e (where e is the elementary charge), a spin of 1/2 (making it a fermion), and a current quark mass of (2.16 ± 0.07) MeV/c2 in the modified minimal subtraction (MS) scheme at a scale of 2 GeV.[1][2] Up quarks carry one of three possible color charges (red, green, or blue) and interact primarily through the strong force mediated by gluons, as described by quantum chromodynamics (QCD), while also participating in weak and electromagnetic interactions.[1]Proposed theoretically in 1964 by physicists Murray Gell-Mann and George Zweig as part of the quark model to explain the observed spectrum and properties of hadrons, the up quark's existence was not directly observed due to quark confinement but was confirmed through indirect evidence from high-energy scattering experiments. Key experimental validation came from deep inelastic electron-proton scattering at the Stanford Linear Accelerator Center (SLAC) between 1967 and 1973, which revealed the point-like substructure of protons consistent with composite particles made of quarks.[3] In atomic nuclei, up quarks are essential: a proton comprises two up quarks and one down quark (uud configuration), while a neutron consists of one up quark and two down quarks (udd), enabling the stability of matter through the residual strong force.Beyond nucleons, up quarks contribute to mesons such as the positively charged pion (ud), and their properties influence phenomena like isospin symmetry, which treats up and down quarks nearly identically due to their similar masses, though subtle differences arise from electromagnetic effects and mass variations.[1] The up quark's quantum numbers include a baryon number of +1/3, isospinI = 1/2 with Iz = +1/2, zero values for strangeness, charm, bottomness, and topness, and positive parity.[1] Ongoing lattice QCD simulations refine its mass and interactions, accounting for non-perturbative effects and isospin breaking, underscoring its role in chiral symmetry breaking and the dynamics of quantum chromodynamics.[2]
Physical Properties
Electric Charge
The up quark carries an electric charge of +\frac{2}{3}e, where e is the magnitude of the elementary charge. This fractional value distinguishes quarks from other elementary particles like leptons, which have integer charges, and is a cornerstone of the Standard Model's quark sector. Up-type quarks (up, charm, and top) share this +\frac{2}{3}e charge, while down-type quarks (down, strange, and bottom) have -\frac{1}{3}e.[4]This charge assignment ensures that composite hadrons exhibit integer electric charges, as required by experimental observations. For instance, the proton (uud composition) has a net charge of $2 \times \frac{2}{3} + (-\frac{1}{3}) = +1e, and the neutron (udd) has $2 \times (-\frac{1}{3}) + \frac{2}{3} = 0. The up quark's charge contributes to electromagnetic interactions within hadrons, influencing their magnetic moments and scattering behaviors.[4]Direct measurement of the up quark's charge is impossible due to color confinement, which prevents free quarks from existing. Instead, the value is inferred from high-energy experiments probing quark substructure. Deep inelastic scattering of electrons off protons at SLAC in the late 1960s revealed point-like constituents with fractional charges averaging around 0.3e, consistent with a mixture of +\frac{2}{3}e and -\frac{1}{3}e quarks. Further validation comes from electron-positron annihilation data, where the ratio of hadronic to leptonic cross-sections scales with the sum of squared quark charges times the color factor of 3, matching predictions for light quarks including the up quark's contribution above the pion threshold.[3][5]
Mass
The mass of the up quark, a fundamental parameter of the Standard Model, cannot be measured directly due to quantum chromodynamics (QCD) confinement, which binds quarks into hadrons; instead, it is determined indirectly through theoretical calculations and fits to experimental data on hadronic properties.[6] As a light quark with mass much smaller than the QCD scale (\Lambda_\mathrm{QCD} \approx 200 MeV), the up quark mass is defined in renormalization schemes where it runs with the energyscale, reflecting non-perturbative QCD effects like chiral symmetry breaking.[6]The current best estimate for the up quark mass comes from lattice QCD simulations, which compute it from the spectrum of light hadrons such as pions and kaons, incorporating sea quark effects and extrapolations to the physical point.[7] In the \overline{\mathrm{MS}} scheme at a scale of \mu = 2 GeV, the mass is m_u = 2.16 \pm 0.07 MeV (90% confidence level).[8] This value represents an average from flagship lattice collaborations.Uncertainties in the up quark mass stem primarily from lattice discretization errors, finite-volume effects, and the treatment of electromagnetism, with ongoing improvements in algorithms reducing these to below 5% in recent calculations.[7] For context, this mass is about 0.1% of the proton mass (m_p \approx 938 MeV), underscoring the up quark's role in generating the bulk of nucleon mass through QCD dynamics rather than its bare mass.[6] The ratio m_u / m_d = 0.462 \pm 0.020 (90% CL) further constrains it relative to the down quark, informed by isospin-breaking effects in meson decays.[8]
Spin and Color Charge
The up quark, like all quarks, is a spin-\frac{1}{2} fermion, meaning it possesses an intrinsic angular momentum of \frac{1}{2} \hbar, where \hbar is the reduced Planck's constant.[9] This spin quantum number s = \frac{1}{2} classifies the up quark as a Dirac fermion, obeying the Pauli exclusion principle and contributing to the fermionic statistics of composite particles such as protons and neutrons.[4] In the Standard Model, the up quark's spin influences its weak interactions, where left-handed up quarks form part of an SU(2)_L weak isospin doublet with left-handed down quarks, while right-handed up quarks are singlets.[4] The spin also plays a key role in the magnetic moments of hadrons; for instance, in the simple quark model, the proton's magnetic moment arises partly from the aligned spins of its constituent up quarks.[4]Quarks, including the up quark, carry a non-Abelian color charge, which is the fundamental property mediating the strong nuclear force via quantum chromodynamics (QCD).[10] This color charge exists in three types—arbitrarily labeled red, green, and blue—corresponding to the fundamental representation of the SU(3)_c gauge group, with the up quark possessing one of these colors in any given quantum state.[10] Unlike electric charge, color charge is confined: individual quarks cannot be observed in isolation because the strong force increases with distance, leading to the formation of color-neutral (singlet) hadrons, such as baryons with one quark of each color or mesons with a quark and antiquark of complementary colors.[10] The up quark's color charge enables its interactions with gluons, which themselves carry color-anticolor combinations, resulting in the asymptotic freedom of quarks at short distances and confinement at larger scales.[10] This property ensures the stability of atomic nuclei by binding up quarks within protons alongside down quarks.[4]
Role in Composite Particles
In Baryons
Baryons are hadronic particles composed of three valence quarks bound together by the strong nuclear force mediated by gluons, with the up quark serving as a fundamental building block in many of the lightest and most stable baryons due to its low mass of approximately 2.2 MeV/c². In the quark model, the up quark (u) combines with down (d) and strange (s) quarks to form ground-state baryons characterized by zero orbital angular momentum (L=0) and positive parity, organized under SU(3) flavor symmetry into multiplets such as the octet (spin 1/2) and decuplet (spin 3/2).[4]The nucleon doublet, consisting of the proton (uud) and neutron (udd), exemplifies the up quark's role in ordinary nuclear matter; the proton features two up quarks contributing +2/3 electric charge each alongside one down quark (-1/3), yielding a total charge of +1, while the neutron has one up quark and two down quarks for a neutral charge. These configurations arise from the approximate isospin symmetry between up and down quarks, placing the nucleons in the SU(3) flavor octet as predicted by the eightfold way classification scheme.[4]In the spin-3/2 baryon decuplet, the up quark appears in states like the Δ⁺ (uud) and Δ⁺⁺ (uuu), where symmetric spin-flavor wave functions under SU(6) symmetry dictate the higher spin from aligned quark spins (each 1/2). The Δ⁺⁺, composed entirely of up quarks, has a charge of +2 and decays rapidly via the strong interaction into nucleon-pion pairs, highlighting the up quark's involvement in resonant excited states above the nucleons.[4]Up quarks also contribute to hyperons in the SU(3) octet, such as the Σ⁺ (uus) with one up and one strange quark alongside another up, or the Ξ⁰ (uss) with one up and two strange quarks, where the up quark helps determine isospin and hypercharge quantum numbers while the strange quark increases mass. These hyperons, observed in particle accelerators, validate the quark model's predictions for flavor symmetry breaking due to the up quark's lighter mass compared to strange (95 MeV/c²). Magnetic moments of such baryons, like the proton's +2.79 nuclear magnetons, arise predominantly from the up quark's spin and orbital contributions in non-relativistic quark models.[4][11]
In Mesons
Mesons are composite particles consisting of a quark and an antiquark bound by the strong force, and the up quark plays a central role in forming several light mesons by pairing with antiquarks of other flavors.[4] The up quark's electric charge of +2/3 e, isospin of 1/2 (with I_3 = +1/2), and zero strangeness contribute directly to the meson's total quantum numbers, such as charge, isospin, and flavor content.[4] In the quark model, these up quark-containing mesons belong to SU(3) flavor nonets, where the up quark's light mass (approximately 2.2 MeV in the MS-bar scheme at 2 GeV) influences the binding and decay properties of the pseudoscalar and vector states.[4]The charged pion, π⁺, exemplifies the up quark's role, composed of an up quark and an anti-down antiquark (u d-bar), with a mass of 139.57018 ± 0.00035 MeV/c², isospin I=1, and J^{PC} = 0^{-+}. This configuration gives the π⁺ a charge of +1 e, arising from the up quark's +2/3 e and the anti-down's +1/3 e, making it essential for processes like beta decay and pion-nucleon scattering that probe isospin symmetry.[4] The neutral pion, π⁰, includes a component of up quark-antiquark pair ((u u-bar - d d-bar)/√2), with a mass of 134.9768 ± 0.0005 MeV/c², and decays primarily to two photons, where the up quark's charge squared (4/9) contributes about 2/3 of the decay rate via the quark model's electromagnetic coupling.[4]In kaons, the up quark pairs with an anti-strange antiquark to form the K⁺ (u s-bar), which has a mass of 493.677 ± 0.016 MeV/c², isospin I=1/2, strangeness S=+1, and J^{PC} = 0^{-+}. The up quark here provides the positive charge (+2/3 e combined with anti-strange's +1/3 e) and helps establish the strangeness quantum number, crucial for CP violation studies in K⁰-K⁰-bar mixing.[4] Similarly, vector mesons like the ρ⁺ (u d-bar) have a mass of 775.26 ± 0.03 MeV/c², I=1, J^{PC} = 1^{--}, and decay dominantly to two pions, with the up quark influencing the vector current in electroweak interactions.[4]Isoscalar mesons such as the η and η' involve mixing of up quark-antiquark states with down and strange components, described by the quark model wave functions with ideal mixing angle θ_P ≈ -11.3° for pseudoscalars.[4] The η (mass 547.862 ± 0.018 MeV/c², I=0, J^{PC} = 0^{-+}) has a significant u u-bar fraction (approximately 1/√6 in the octet), contributing to its decays like η → γγ, where the up quark enhances the rate through its charge.[4] The heavier η' (mass 957.78 ± 0.06 MeV/c²) includes a larger singlet component with u u-bar, affected by the U(1)_A anomaly, underscoring the up quark's participation in flavorSU(3) breaking.[4] Overall, the up quark's properties enable these mesons to serve as probes for quantum chromodynamics in low-energy regimes, including chiral perturbation theory validations.[4]
Interactions
Strong Interaction
The up quark, as a fundamental constituent of hadrons, participates in the strong interaction through its color charge, a property intrinsic to quantum chromodynamics (QCD), the SU(3)c gauge theory describing the strong force.[10] In QCD, the up quark transforms under the fundamental representation of the SU(3)c color group, carrying one of three color charges conventionally labeled red, green, or blue, which enables it to couple to the eight massless gluons that mediate the strong force.[10] This interaction is governed by the QCD Lagrangian,\mathcal{L}_\text{QCD} = \sum_q \bar{\psi}_{q,a} \left( i \gamma^\mu D_\mu - m_q \right)_{ab} \psi_{q,b} - \frac{1}{4} F^a_{\mu\nu} F^{a\mu\nu},where D_\mu = \partial_\mu - i g_s t^a A^a_\mu is the covariant derivative incorporating the strong coupling g_s, t^a are the Gell-Mann matrices representing color generators, A^a_\mu are the gluon fields, and the sum over q includes the up quark flavor with its small current mass m_u \approx 2.2 MeV.[10] The non-Abelian nature of SU(3)c allows gluons to carry color charge themselves, leading to self-interactions that distinguish QCD from quantum electrodynamics.[10]A defining feature of the up quark's strong interaction is asymptotic freedom, where the effective strong coupling constant \alpha_s(Q^2) = g_s^2 / (4\pi) decreases at high momentum transfers Q^2, enabling perturbative calculations for processes involving energetic up quarks.[10] This behavior arises from the negative beta function in QCD,\beta(g_s) = -\frac{g_s^3}{16\pi^2} \left( 11 - \frac{2}{3} n_f \right),with n_f = 3 for light flavors including up, down, and strange, ensuring \alpha_s runs from \alpha_s(m_Z^2) \approx 0.118 at the Z-boson scale to smaller values at higher energies, as confirmed by lepton-hadron scattering and jet production data.[10] Conversely, at low energies and long distances, the strong force exhibits confinement: free up quarks are never observed, as the potential between color charges grows linearly with separation, V(r) \approx \sigma r with string tension \sigma \approx 0.18 GeV², binding up quarks into color-singlet hadrons such as the proton (uud) or π⁺ (u d-bar).[4] This confinement is a non-perturbative QCD effect, modeled effectively by lattice gauge theory simulations that reproduce the up quark's hadronization into mesons and baryons.[4]In composite particles, the up quark's strong interactions determine the structure and spectroscopy of hadrons via color-neutral combinations, with the quark model approximating baryons as three-quark states and mesons as quark-antiquark pairs under the strong force.[4] For instance, the hyperfine splitting in charmonium analogs informs light-quark systems, where one-gluon exchange contributes a spin-spin term proportional to \alpha_s / m_u m_d, though the up quark's lightness necessitates chiral effective theories for precise low-energy dynamics.[4] Experimental manifestations include deep inelastic scattering, where up quark distributions in the proton reveal the strong force's role in parton dynamics, and jet fragmentation in e⁺e⁻ collisions, demonstrating hadronization consistent with QCD predictions for light quarks.[10]
Electroweak Interactions
The up quark participates in electroweak interactions through both charged and neutral weak currents, as well as electromagnetic interactions, within the framework of the Standard Model. As the up-type component of the left-handed SU(2)_L doublet (u, d')_L—where d' denotes the weak eigenstate mixing of down-type quarks via the Cabibbo-Kobayashi-Maskawa (CKM) matrix—the up quark has weak isospin I = 1/2 and third component I_3 = +1/2, with electric charge Q = +2/3.[9] These interactions are mediated by the W and Z bosons, respectively, unifying the weak and electromagnetic forces at high energies.[12]In charged current interactions, the up quark couples to the charged W bosons, enabling flavor-changing processes such as u \to d' W^+, where the interaction strength is proportional to the CKM matrix elements V_{ud}, V_{us}, and V_{ub}. The relevant Lagrangian term is L_{CC} = -\frac{g}{\sqrt{2}} \bar{u} \gamma^\mu P_L V_{ij} d_j W_\mu^+ + \text{h.c.}, with g the SU(2)_L coupling constant and P_L = (1 - \gamma_5)/2 the left-handed projector.[12] The CKM elements quantify the mixing: |V_{ud}| = 0.97367 \pm 0.00032, |V_{us}| = 0.22431 \pm 0.00085, and |V_{ub}| = 0.00382 \pm 0.00020, determined from nuclear beta decays, kaon decays, and B-meson decays, respectively.[13] These couplings govern processes like neutronbeta decay (n \to p e^- \bar{\nu}_e), where the dominant u \to d transition via V_{ud} contributes significantly to the decay rate.[13]Neutral current interactions involve the up quark coupling to the Z boson, described by the Lagrangian L_{NC} = -\frac{g}{2 \cos \theta_W} \bar{u} \gamma^\mu (g_V^u - g_A^u \gamma_5) u Z_\mu, where \theta_W is the weak mixing angle. The vector coupling is g_V^u = I_3 - 2 Q \sin^2 \theta_W = \frac{1}{2} - \frac{4}{3} \sin^2 \theta_W, and the axial-vector coupling is g_A^u = I_3 = \frac{1}{2}, reflecting the chiral structure of the weak interaction.[12] Using the world average \sin^2 \theta_W = 0.23129 \pm 0.00004 from electroweak precision data, the numerical values are g_V^u \approx 0.1918 and g_A^u = 0.5.[12] These couplings have been precisely measured at the Z pole via deep inelastic scattering and hadronic decays at LEP and SLAC, confirming the Standard Model predictions to high accuracy.[12]The electromagnetic interaction of the up quark, unified with the weak force in electroweak theory, is governed by the photon coupling e Q_u = \frac{2}{3} e, leading to standard QED vertices in processes like quark-photon scattering. However, due to the up quark's light mass and confinement in hadrons, direct observations are indirect, such as through parton distribution functions in deep inelastic lepton-hadron scattering.[12] Deviations from these couplings would signal new physics, but current constraints from electroweak precision observables tightly bound such effects for the up quark.[12]
Historical Development
Theoretical Prediction
The up quark was theoretically predicted as part of the quark model independently proposed by Murray Gell-Mann and George Zweig in 1964, to account for the observed symmetries in the spectrum of strongly interacting particles known as hadrons.[14][15] This model built on the SU(3) flavor symmetry, or "eightfold way," which organized hadrons into multiplets such as octets and decuplets, but required underlying constituents to explain their additive quantum numbers like baryon number, isospin, and strangeness.[16] Gell-Mann introduced three fundamental triplet representations of SU(3), labeled as quarks with fractional electric charges, while Zweig, working at CERN, proposed analogous entities he termed "aces" with identical properties.[14][15]In Gell-Mann's formulation, the quarks form an SU(3) triplet: the up quark (u) with electric charge +\frac{2}{3}e, the down quark (d) with -\frac{1}{3}e, and the strange quark (s) with -\frac{1}{3}e, where e is the elementary charge magnitude.[14] The up and down quarks constitute an isospin doublet (isospin I = \frac{1}{2}), carrying zero strangeness, while the strange quark is an isospin singlet with strangeness S = -1. Baryons, such as protons and neutrons, were predicted to be bound states of three quarks (qqq), with the proton composed of two up quarks and one down quark (uud), yielding a total charge of +e and isospin \frac{1}{2}. Mesons were envisioned as quark-antiquark pairs (q\bar{q}), explaining pseudoscalar and vector nonets like the pions and rho mesons.[14]Zweig's parallel model mirrored this structure, designating the aces as A₁ (analogous to up, charge +\frac{2}{3}e, isospin +\frac{1}{2}, strangeness 0), A₂ (down-like, -\frac{1}{3}e, isospin -\frac{1}{2}, strangeness 0), and A₃ (strange-like, -\frac{1}{3}e, strangeness -1).[15] He emphasized their physical reality, predicting baryons from the symmetric and mixed combinations of three aces under SU(3), such as the nucleon doublet from two A₁/A₂ and one A₃ in appropriate ratios, and mesons from ace-antace pairs decomposing into octet and singlet representations. Zweig also anticipated mass splittings due to the heavier A₃ (estimated ~200 MeV above A₁ and A₂), which would break SU(3) symmetry and explain observed hadron mass hierarchies.[15]Both predictions highlighted the up quark's role in non-strange hadrons, such as forming the positively charged pion (u\bar{d}) and contributing to the stability of everyday matter like protons. Gell-Mann initially viewed quarks as mathematical constructs rather than physical particles, noting potential stability issues with fractional charges, though he speculated on their detectability in high-energy cosmic rays if massive enough.[14] In contrast, Zweig treated aces as real constituents bound by an unspecified strong force, predicting no free quarks due to confinement but allowing for their indirect manifestation in hadron decays and scattering.[15] These theoretical constructs successfully reproduced the existing hadron data from the early 1960s, including the recently discovered \Omega^- baryon, and laid the groundwork for the modern understanding of quantum chromodynamics.[16]
Experimental Evidence
The existence of the up quark, along with the down and strange quarks, was first indirectly supported by the successful classification of hadron spectra using the SU(3) flavor symmetry in the quark model proposed in 1964. Observations of baryons such as the proton (uud configuration with charge +1) and the Δ⁺⁺ resonance (uuu with charge +2), discovered in pion-nucleon scattering experiments at the Berkeley Bevatron in the early 1950s, aligned with the model's predictions of composite particles made from fractionally charged quarks, including the up quark's +2/3 electric charge. The completion of the baryon decuplet with the discovery of the Ω⁻ (sss) at Brookhaven National Laboratory in 1964 provided compelling evidence for the three-quark structure, as its properties matched the model's expectations without ad hoc assumptions.Direct experimental evidence emerged from deep inelastic electron-proton scattering experiments at the Stanford Linear Accelerator Center (SLAC) from 1967 to 1973, conducted by the SLAC-MIT collaboration led by Jerome Friedman, Henry Kendall, and Richard Taylor. High-energy electrons (up to 21 GeV) were scattered off liquid hydrogen targets, revealing point-like scattering centers within protons that deviated from elastic scattering expectations and exhibited Bjorken scaling in structure functions, consistent with spin-1/2 partons carrying fractional charges. The measured cross-section ratios and the integral of the structure function F₂(x) yielded a value of approximately 0.18 for the proton's valence quarks, matching the quark model's prediction of two up quarks (each with charge squared (2/3)² = 4/9) and one down quark ((1/3)² = 1/9), thus confirming the up quark's role and charge. These findings earned the team the 1990 Nobel Prize in Physics.[17][18][3]Further confirmation came from weak interaction processes, particularly beta decay of the neutron (udd → uud + e⁻ + ν̄_e), where the decay rate and electron spectrum precisely match Standard Model predictions involving the up quark's participation in charged-current interactions via the W boson. Measurements of superallowed 0⁺ → 0⁺ beta decays, such as ¹⁴O → ¹⁴N, yield the Cabibbo-Kobayashi-Maskawa matrix element |V_ud| ≈ 0.974, consistent with the up-down quark transition and supporting the up quark's mass and flavor quantum numbers. High-precision lattice QCD simulations, informed by these experimental inputs, have refined the up quark mass to about 2.2 MeV/c², aligning with electroweak precision tests at facilities like CERN's LEP.