Xu Fu (Chinese: 徐福; c. 255–210 BC) was a prominent Chinese alchemist, explorer, and court sorcerer who served under Emperor Qin Shi Huang, the founder of the Qin dynasty (221–206 BC). He is historically noted for leading large-scale maritime expeditions eastward from China in search of the mythical elixir of immortality, purportedly located on sacred islands in the Bohai Gulf, but his voyages ended without return, sparking enduring legends of his settlement in Japan.[1][2]Born in the ancient state of Qi, Xu Fu gained favor in the Qin court through his claims of esoteric knowledge about immortality, drawing on Daoist traditions that immortals resided on elusive islands such as Penglai, Yingzhou, and Fangzhang.[2] In 219 BC, Qin Shi Huang dispatched Xu Fu on his first expedition with a fleet equipped for a prolonged sea journey, but it failed due to reported encounters with massive sea creatures obstructing the path to the islands.[1][2]Undeterred, the emperor authorized a second, more ambitious voyage around 218–210 BC, providing Xu Fu with three thousand virgin boys and girls, skilled craftsmen, agricultural seeds, medicinal herbs, and ample provisions to sustain a potential colony.[2] Xu Fu and his entourage departed from ports like Langya but vanished at sea, with historical records indicating he halted at coastal sites such as Pingyuanjin and Guangze before declaring himself king of a new realm, effectively absconding with imperial resources.[2] The primary account of these events derives from the Shiji (Records of the Grand Historian), compiled by the Han dynasty historian Sima Qian around 100 BC, which portrays Xu Fu's quests as emblematic of Qin Shi Huang's obsessive pursuit of eternal life amid his short-lived empire.[2]In Japanese folklore, Xu Fu—known locally as Jofuku—is credited with reaching the islands of Kyushu, introducing advanced Chinese technologies like sericulture, ironworking, and herbal medicine, and even founding a settlement that influenced early Japanesesociety.[1][3] Sites in Saga Prefecture, such as Mt. Kinryu and Nikita Shrine, commemorate his alleged landing around 218 BC, where he supposedly discovered the immortality herb Asarum nipponicum (wild ginger), still used in traditional remedies today.[3] These legends underscore cultural exchanges between ancient China and Japan, though archaeological evidence remains elusive, highlighting Xu Fu's enduring role as a symbol of exploration, deception, and cross-cultural mythology.[1]
Background
Role in the Qin Court
Xu Fu served as a fangshi, or court sorcerer, in the administration of Emperor Qin Shi Huang following the unification of China in 221 BC. Hailing from the state of Qi, he specialized in esoteric arts including alchemy, divination, and maritime knowledge, which positioned him as a key advisor on matters of immortality and supernatural phenomena during the early Qin period (c. 221–210 BC).In Sima Qian's Shiji (Records of the Grand Historian), Xu Fu is described as petitioning the emperor in the 28th year of his reign (219 BC), asserting that three mythical islands—Penglai, Fangzhang, and Yingzhou—existed in the eastern sea, inhabited by immortals possessing elixirs of eternal life. Leveraging his expertise in herbal medicine and elixir preparation, Xu Fu proposed leading an expedition to retrieve these substances, emphasizing the need for ritual purity through fasting among participants. The emperor, intrigued by these claims, granted the petition, reflecting Xu Fu's influence within the court as a trusted intermediary between imperial ambitions and occult practices.Xu Fu's role aligned with the fangshi tradition of combining technical knowledge with spiritual pursuits to serve the throne. While the broader imperial drive for immortality involved numerous alchemists, Xu Fu's specific maritime focus distinguished his contributions to the court's esoteric endeavors.
Following the unification of China in 221 BC under Qin Shi Huang, who defeated the six warring states and established the first centralized empire, the emperor became obsessed with immortality.[4] This pursuit was influenced by Daoist traditions promising eternal life through elixirs and encounters with immortals on mythical islands. Legalism, the ruling philosophy of the Qin, reinforced his authoritarian rule but offered no answers to aging, leading to quests that integrated esoteric knowledge into imperial policy.[5]A key manifestation of these efforts was the construction of the Terracotta Army, begun around 246 BC and intensified circa 210 BC, comprising over 8,000 life-sized clay soldiers, chariots, and horses buried near his mausoleum to guard and serve him in the afterlife, symbolizing his preparation for an eternal imperial domain.[6] This vast undertaking, involving hundreds of thousands of laborers, reflected Qin Shi Huang's belief in replicating his earthly empire underground to ensure perpetual rule beyond death.[6] Tragically, his ingestion of mercury-based elixirs, derived from cinnabar and touted by alchemists as pathways to immortality, likely accelerated his demise in 210 BC at age 49, as mercury poisoning ravaged his health during a tour of eastern provinces.[7][4]Broader imperial initiatives included state-sponsored expeditions to the mythical Mount Penglai, an otherworldly island in the eastern seas believed to house immortals and elixirs, dispatched by envoys under official decree to retrieve the secrets of eternal life.[8] These missions, part of a nationwide mobilization documented in administrative records from frontier regions, involved alchemical research funded by the court, where scholars and officials scoured remote areas for herbs and formulas promising longevity.[4] Such projects exemplified the empire's systematic integration of esoteric knowledge into governance, with responses from local commanderies reporting potential discoveries like mountain herbs.[8]
Expeditions
First Expedition
In 219 BC, Xu Fu, a court alchemist from the state of Qi, organized the first major maritime expedition sponsored by Emperor Qin Shi Huang to seek the elixir of immortality. Departing from Langya (modern-day Shandong province), the fleet carried several thousand young boys and girls selected to serve the immortals, along with ample provisions, crossbows for defense against mythical sea creatures, and scouts to identify supernatural beings. The primary objective was to navigate the East China Sea to the legendary Mount Penglai—one of the Three Immortal Islands—where the xian dan, or elixir granting eternal life, was believed to reside.[9][10]The voyage faced severe logistical hurdles typical of ancient Chinese seafaring, including unpredictable storms, limited navigational technology, and encounters with what were described as massive sea monsters obstructing the path to the islands. Xu Fu's expedition returned empty-handed, reporting that enormous fish or sharks had repeatedly blocked access to Penglai, preventing contact with the immortals. To appease the emperor, Xu Fu attributed the failure partly to the presence of armed men, claiming it frightened the elusive immortals away and necessitated a more humble approach for future attempts.[9][10]The reported failure exacerbated Qin Shi Huang's frustration with immortality seekers, amplifying suspicions of deceit among court magicians and alchemists amid mounting expenditures on such quests. This contributed to heightened scrutiny and punitive measures against alchemists, including the later execution of figures like Hou Sheng, who had absconded with funds intended for similar pursuits without delivering results. The episode highlighted the perilous nature of early imperial maritime ventures and contributed to the broader atmosphere of paranoia in the Qin court during its final years.[9]
Second Expedition
Around 210 BC, following the unsuccessful first expedition, Qin Shi Huang dispatched Xu Fu on a far larger mission to seek the elixir of immortality in the eastern seas. The fleet carried 3,000 boys and 3,000 girls, along with several hundred artisans and skilled workers, vast quantities of grain, and other provisions. To avoid scaring the immortals, as reported in earlier attempts, the group was sent without weapons. Departing from the port of Langya, the expedition occurred as the emperor's health deteriorated from prolonged ingestion of mercury-based elixirs in pursuit of eternal life.[9][10][2]This second voyage coincided with escalating internal tensions within the Qin court, including bureaucratic intrigues and the emperor's growing paranoia. Mere months after the fleet's departure, Qin Shi Huang died in September 210 BC while traveling near Shaqiu, his death attributed to mercury poisoning from the very elixirs he sought through such quests. Court officials Li Si and Zhao Gao concealed the news during the journey back to the capital, stuffing the imperial carriage with fish to mask the odor of decay and maintain stability.Xu Fu and his entourage never returned, providing no report to the court despite years passing. In response, officials including Li Si suppressed information about the expedition's failure to avoid further imperial wrath or public discontent; official records treated it as presumed desertion or loss at sea.The undertaking imposed a heavy burden on Qin's already strained economy, with immense labor for shipbuilding and provisioning, factors that compounded the dynasty's fiscal exhaustion and hastened its downfall in 207 BC.[9]
Legendary Voyage and Settlement
The Journey Eastward
In the mythical narratives surrounding Xu Fu's final voyage, the fleet departed from the eastern coast of China, embarking on a treacherous crossing of the eastern seas in search of the elixir of immortality. According to folklore, the expedition faced formidable obstacles, including storms and uncharted waters. This episode, drawn from ancient accounts, symbolizes the confrontation with chaotic forces of nature in the quest for divine knowledge.[11]The voyage, lasting several months, culminated in the fleet's arrival at the eastern land, interpreted in later lore as Japan. Building upon the historical second expedition of 210 BC, the folklore elevates Xu Fu's odyssey into a profound metaphor for Daoist transcendence, positioning him as a liminal figure who bridges the mortal world and the immortal domains beyond the horizon.
Arrival in Japan
According to Japanese folklore, Xu Fu and his expedition landed on the shores of present-day Shingu City in Wakayama Prefecture, within the ancient Kumano region, around 210 BCE during the Yayoi period, a time marked by early migrations and cultural exchanges across East Asia.[12][13] Various regional traditions also claim other landing sites, such as in Saga Prefecture. This site, associated with the mythical eastern islands sought for immortality elixirs, is commemorated through local traditions linking the arrival to the introduction of advanced continental knowledge amid the period's wet-rice farming expansions.[3]In these legends, Xu Fu established a settlement in the area, where he and his followers, including thousands of youths and artisans, integrated with local communities, reportedly founding a community that evolved into a cultural hub.[12] He is credited with teaching sericulture and silk production, alongside agricultural techniques such as rice cultivation and fishing methods, as well as medicinal practices derived from Chinese alchemy, which locals adopted to improve daily life and health.[12] Associated artifacts include the Xu Fu Tomb in Jofuku Park, Shingu—a stone monument from the Tokugawa period (erected around the 17th century) inscribed as the "Grave of Jofuku of Qin," symbolizing his enduring presence—and the nearby Asuka Shrine, where he is enshrined as a deity of prosperity and longevity.[13][14] These sites, along with annual rituals honoring his arrival, reflect the legend's role in local identity, though no physical evidence of elixir laboratories has been identified, with traditions instead emphasizing his alchemical pursuits through herbal discoveries like the immortality-associated plant tendaiuyaku in Wakayama.[15] The timeline aligns with broader Yayoi migrations, predating written Japanese records but paralleling archaeological evidence of continental influences in the Kii Peninsula.[12]
Cultural Legacy
Influence in China
Xu Fu's story has been depicted in Chinese literature as a symbol of ambitious exploration and the perils of deception. In Tang dynasty poetry, Bai Juyi alluded to Xu Fu's legendary voyage across the vast sea in works that evoke the futility and allure of seeking immortality, portraying him as a figure lost to the endless waves.[16] Later literary traditions, including Yuan dynasty dramas and Ming vernacular fiction, recast Xu Fu as a resourceful navigator who evaded imperial control, emphasizing themes of individual cunning against tyrannical authority.[17]In historical narratives, Xu Fu serves as a cautionary tale of imperial hubris, illustrating how Qin Shi Huang's obsession with elixirs of immortality diverted resources from effective governance and contributed to the dynasty's rapid collapse. Confucian scholars post-Qin interpreted his expeditions as emblematic of the dangers of credulity toward alchemists and magicians, reinforcing ideals of moral rule over superstitious pursuits.Memorials to Xu Fu persist in his native Shandong province, where shrines and parks honor his legacy as a local hero from Qi. The Xu Fu Temple and Xu Fu Park in Longkou city feature stone carvings and exhibits on his life, serving as cultural sites that promote traditional festivals and educational events celebrating ancient exploration. These venues have been revitalized in recent decades to foster public appreciation of Xu Fu's role in early Chinese navigation.[18]Philosophically, Xu Fu embodies the archetype of the failed Daoist quest for transcendence, critiqued in Legalist texts like the Han Feizi for exemplifying how reliance on fangshi—wandering magicians promising immortality—distracts rulers from pragmatic statecraft and invites exploitation. Such portrayals highlight tensions between Daoist mysticism and Legalist emphasis on order, influencing later debates on governance and rationality in imperial China.[19]
Traditions in Japan
In Japanese tradition, Xu Fu, known as Jofuku, is venerated at several sites, particularly in the Kumano region of Wakayama Prefecture. The Jofuku Memorial Park in Shingu City serves as a central complex dedicated to him, featuring his reputed tomb, an epitaph stone, a Chinese-style gate, and monuments to his disciples; established in 1994, the park commemorates his legendary arrival and contributions to local culture.[13] Nearby, Jofuku no Miya shrine honors him as a bringer of knowledge and immortality quests, integrating Shinto practices with his Daoist-inspired lore.[20]Annual festivals reinforce these traditions, with the Kumano Jofuku Manto-sai held each August 12–13 at Jofuku Memorial Park, including memorial ceremonies that evoke his voyage and a fireworks display symbolizing his enlightened legacy.[21] These events draw participants to reenact aspects of his journey through rituals and processions, fostering communal reflection on his role as a cultural pioneer.[20]Legends attribute to Jofuku the introduction of various Chinese technologies and practices to Japan, including advanced agriculture, sericulture, papermaking, fishing, and whaling techniques, as well as medicinal plants like Tendai uyaku used in herbal teas for health benefits.[12] Such attributions highlight his mythic status as a civilizing envoy during Japan's ancient periods.In the modern era, Jofuku's legacy has seen revivals through tourism and diplomacy, with Jofuku Memorial Park promoting visits from Chinese tourists since the 1990s to symbolize enduring ties.[22] The Kanagawa Xu Fu Research Society, affiliated with the Japan-China Friendship Association, organizes exchanges and studies from the 1980s onward, celebrating him as a bridge between the two nations.[23]
Historicity
Ancient Sources
The primary ancient source for Xu Fu is Sima Qian's Shiji (Records of the Grand Historian), compiled around 100 BCE. In the "Basic Annals of the First Emperor of Qin" (Qin Shihuang benji), Xu Fu, identified as a native of the state of Qi and a fangshi (alchemist or magician), is depicted petitioning Emperor Qin Shi Huang about three divine islands in the eastern sea—Penglai, Fangzhang, and Yingzhou—where immortals supposedly resided and elixirs of immortality could be obtained. The text records the emperor's edict dispatching Xu Fu on his first expedition in the 28th year of his reign (219 BCE), accompanied by several thousand (數千人) boys and girls selected for their purity, along with provisions for the voyage.[24]The Shiji further details the expedition's prolonged failure after several years at sea, with Xu Fu attributing setbacks to interference by giant sea creatures like sharks (大鲛魚). Fearing imperial punishment amid mounting costs, he petitioned for skilled archers equipped with repeating crossbows (連弩) to accompany a renewed effort. The emperor, interpreting a dream of battling a sea god as an omen, personally shot a giant fish near Zhifu Island to dispel the evil influence, as advised by court scholars. This paved the way for Xu Fu's second expedition, after which he and his fleet did not return.[24]The Hanshu (Book of Han), compiled by Ban Gu and completed in 111 CE, expands slightly on the Shiji in its sixth volume's annals of the Qin era, reiterating the petitions and voyages while embedding them within broader discussions of the emperor's alchemical obsessions and the role of fangshi at court. These additions emphasize the economic strain of the expeditions, noting the diversion of resources from state granaries.[25]Wang Chong's Lunheng (Discussions Weighed in the Balance), written around 80 CE, briefly alludes to Xu Fu's quests in critiquing Han-era beliefs in immortality elixirs, dismissing them as fraudulent schemes by magicians who exploited imperial credulity without delivering results. Wang uses such examples to argue against supernatural claims, highlighting the absence of verifiable evidence for immortals or eternal life drugs.By the Tang dynasty, texts like the Taiping Guangji (Extensive Records of the Taiping Era), a massive anthology compiled between 977 and 984 CE under imperial auspices, drew from earlier folklore and lost Tang sources to elaborate on Xu Fu's story. These compilations introduce legendary elements, such as encounters with sea gods or the fleet's survival in exotic realms, while showing textual discrepancies—for instance, some variants inflate the second expedition's youth contingent to 5,000 or 6,000, contrasting the Shiji's more restrained figures, and include details like thousands of boys and girls, craftsmen, seeds, and herbs for colonization.[26]The reliability of these accounts is undermined by the 213 BCE burning of books under Qin Shi Huang, which destroyed official archives; Sima Qian thus reconstructed the narrative from oral traditions preserved in Qi, surviving private records, and court anecdotes from the early Han period.[27]
Modern Interpretations
In the late 20th century, archaeological excavations in Japan, particularly at the Yoshinogari site in Saga Prefecture uncovered during surveys in the 1980s, revealed Chinese-style pottery and moat-surrounded settlements dated to the 3rd century BC, marking the onset of the Yayoi period. These findings indicate continental influences on early Japanese society, including advanced rice cultivation techniques and bronze artifacts similar to those from the Chinese Warring States period, though scholars debate whether they represent direct imports via Korean intermediaries or evidence of larger migrations potentially linked to legendary voyages like Xu Fu's.[28]Scholarly debates on Xu Fu's historicity persist between Japanese and Chinese academics. Japanese historians often link his legends to early cultural exchanges, viewing him as a potential bridge for technologies like agriculture and medicine, though ancient texts like the Nihon Shoki contain no mention of him. In contrast, many Chinese scholars regard the account in Sima Qian's Shiji as largely fictional or propagandistic, emphasizing the absence of contemporary Qin records beyond the basic expedition narrative. DNA analyses of skeletal remains from Yayoi sites and purported descendant lineages in Japan have yielded inconclusive results, showing broad East Asian genetic admixture but no distinctive Qin-era markers attributable to Xu Fu's group.[29]Recent developments include popular media reviving interest, with the 2022 Chinese film Xu Fu Treasure depicting him as an adventurous guardian of ancient knowledge against foreign threats, aligning with theories on pre-Han maritime capabilities. In 2024, an international team completed a rowing expedition from China to Japan, recreating Xu Fu's voyage to explore ancient navigation possibilities using period-appropriate methods, culminating in a conference in Nobeoka, Miyazaki Prefecture.[30][31]Significant gaps remain in the evidence, including the lack of any direct Qin dynasty artifacts from maritime contexts, such as shipwrecks or tools matching the expedition's described fleet. Alternative theories propose landings in Korea, where Xu Fu is credited in some accounts with initiating rice farming exchanges, or even farther south in the Philippines, though these lack supporting archaeological corroboration.[15]