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Affinity laws

The Affinity laws, also referred to as the fan laws or pump laws, are a set of empirical and theoretically derived relationships in that predict how the performance characteristics of centrifugal pumps, , and other similar turbomachines change in response to variations in rotational speed or diameter. These laws assume dynamic similarity and constant efficiency, enabling engineers to scale performance data without extensive testing. They are grounded in principles of and apply primarily to incompressible fluids in rotodynamic machines. For a or operating at constant , the affinity laws state that (Q) is directly proportional to rotational speed (N), (H) is proportional to the square of the speed, and power consumption (P) is proportional to the cube of the speed: Q_2 / Q_1 = N_2 / N_1, H_2 / H_1 = (N_2 / N_1)^2, and P_2 / P_1 = (N_2 / N_1)^3. For geometrically similar machines at constant speed with varying characteristic size such as (D), the laws state Q_2 / Q_1 = (D_2 / D_1)^3, H_2 / H_1 = (D_2 / D_1)^2, and P_2 / P_1 = (D_2 / D_1)^5. Note that for practical trimming within a fixed casing, approximate relations with Q ∝ D, H ∝ D², and P ∝ D³ are often used instead. For geometrically similar machines where both speed and diameter change, the laws extend to combined effects, such as Q_2 / Q_1 = (N_2 / N_1)(D_2 / D_1)^3. These formulas allow for quick estimations, for instance, showing that halving the speed of a reduces power to one-eighth while maintaining system compatibility. In practice, the affinity laws are widely applied in design and operation to optimize , such as in selecting variable speed drives for pumps to match varying system demands, or in prototypes for use. They are particularly valuable in HVAC systems, , and chemical processing, where precise adjustments can yield significant savings—up to 87% for a 50% reduction via speed . However, their accuracy diminishes with large changes (e.g., beyond 10-20% in diameter or speed), due to factors like effects, variations, or non-ideal efficiencies, requiring empirical corrections or CFD validation in complex scenarios.

Fundamentals

Definition and Scope

Affinity laws, also referred to as similarity or fan laws, are dimensionless scaling relationships that predict how key performance parameters of turbomachines vary with changes in rotational speed or geometric dimensions, such as impeller diameter. These laws enable engineers to relate variables including volumetric flow rate Q, total head H, power consumption P, and efficiency \eta to rotational speed N and diameter D, assuming geometric and dynamic similarity between machines. They are grounded in principles of fluid dynamics similarity and are essential for extrapolating performance data across operating conditions in devices like pumps, fans, and turbines. For changes in rotational speed at constant diameter and fluid density, the affinity laws establish the following proportional relationships: Q \propto N, H \propto N^2, and P \propto N^3, while efficiency \eta remains approximately constant when operating at corresponding points on the performance curve. These relations allow for straightforward scaling of or characteristics, such as adjusting linearly with speed while head and scale quadratically and cubically, respectively. The scope of affinity laws encompasses both incompressible and compressible flows in geometrically similar turbomachines, including centrifugal pumps for liquids, axial and centrifugal fans for gases, and hydraulic turbines, though accuracy diminishes for highly compressible flows due to variations. Unlike scaling laws in , which depend on dimensionless groups like Nusselt or Reynolds numbers to account for thermal effects, affinity laws focus exclusively on hydrodynamic performance in rotating fluid machinery. They are particularly valuable for performance prediction in —such as selecting sizes to match —and in testing, where measured data at one speed can estimate behavior at others without full-scale prototypes. The laws can be derived using the Pi through of governing variables.

Historical Development

The principles of the affinity laws emerged from early investigations into hydrodynamic similarity in fluid mechanics, pioneered by Lord Rayleigh in the 1870s through his work on wave propagation and fluid dynamics, which established foundational concepts for scaling phenomena in similar systems. Building on these ideas, engineers in the 1910s and 1920s, such as A. H. Gibson, applied similarity principles to practical hydraulic contexts, including the performance prediction for pumps and fans operating under varying conditions. Gibson's seminal text, Hydraulics and Its Applications (first edition, 1908; subsequent editions in the 1920s), integrated these concepts to analyze machine efficiency and scaling, marking a key step in their engineering adoption. The laws gained formal structure through standardization efforts in the mid-20th century, beginning with the Hydraulic Institute's pump testing standards in the early 1900s and the (ASME) incorporating similarity-based testing protocols into pump performance codes starting in the 1950s to ensure consistent evaluation across scales. These were further refined internationally, culminating in the ISO 9906 standard for rotodynamic pumps, first published in 1999 and revised in 2012, which codifies affinity-based corrections for hydraulic of centrifugal pumps. A pivotal publication in 1957, Centrifugal and Axial Flow Pumps by A. J. Stepanoff, systematically outlined the laws for design and testing, solidifying their role in industrial practice. Amid mid-20th-century advancements in , the affinity laws expanded to compressible flows, particularly with the rise of engines in the and , where similarity principles were adapted for variable-density gas dynamics in compressors and turbines. In the 2000s, (CFD) simulations validated and refined these laws for non-ideal conditions, such as variable density flows, revealing limitations in traditional assumptions and prompting modifications for enhanced accuracy in complex applications.

Mathematical Formulation

Laws for Variable Speed

The affinity laws for variable speed describe the scaling of turbomachine performance parameters—such as volumetric flow rate Q, head H, power P, and efficiency \eta—when the rotational speed N changes while the machine geometry (impeller diameter D) remains fixed. These laws assume incompressible, inviscid flow without cavitation and constant fluid density, providing proportional relationships that enable performance prediction across speed variations. The core equations are: \frac{Q_2}{Q_1} = \frac{N_2}{N_1}, \quad \frac{H_2}{H_1} = \left( \frac{N_2}{N_1} \right)^2, \quad \frac{P_2}{P_1} = \left( \frac{N_2}{N_1} \right)^3, \quad \frac{\eta_2}{\eta_1} \approx 1 where subscripts 1 and 2 denote conditions at speeds N_1 and N_2, respectively, and is approximately constant over typical operating ranges. These scalings arise from the similarity of velocity triangles in , where the peripheral U at the periphery is proportional to N (since U = \pi D N / 60 for N in rpm). scales linearly with N because Q \propto U \cdot D \cdot (flow area), while head scales quadratically as H \propto U^2 / g from the Euler turbomachinery equation relating energy transfer to velocity differences. Power then follows cubically as P \propto \rho Q H \propto \rho N \cdot N^2 = \rho N^3, highlighting the significant energy demands of speed increases. To characterize similar operating points independent of speed, dimensionless affinity factors are used: the flow coefficient \phi = Q / (N D^3), head coefficient \psi = g H / (N^2 D^2), and power coefficient \lambda = P / (\rho N^3 D^5), all of which remain approximately constant under conditions. (: N here denotes rotational speed in consistent units; angular speed \omega = 2\pi N / 60 yields equivalent forms.) The cubic scaling of has critical implications for variable-speed drives, such as in pumps where reducing speed to 80% of nominal can cut consumption by nearly 50%, enabling substantial energy savings in systems with fluctuating demand. The following table illustrates these ratios for selected speed changes relative to a baseline (N_2 / N_1 = 1):
Speed Ratio (N_2 / N_1)Flow Ratio (Q_2 / Q_1)Head Ratio (H_2 / H_1)Power Ratio (P_2 / P_1)
0.50.50.250.125
0.80.80.640.512
1.01.01.001.000
1.21.21.441.728
1.51.52.253.375
This demonstrates how even modest speed increases amplify power requirements exponentially, underscoring the value of speed control for efficiency.

Laws for Variable Size

The affinity laws for variable size describe the performance scaling of geometrically similar turbomachines, such as centrifugal pumps or fans, when the characteristic dimension (typically impeller or rotor diameter D) changes while rotational speed N, fluid density \rho, and viscosity remain constant. These laws enable predictions of flow rate, head, and power for larger or smaller prototypes based on smaller-scale models, assuming dynamic similarity and constant efficiency. They are particularly useful in design and testing where full-scale fabrication is impractical. For such scaling, the volumetric flow rate Q varies with the cube of the diameter ratio, the head H with the square, and the power P with the fifth power. Specifically, \frac{Q_2}{Q_1} = \left( \frac{D_2}{D_1} \right)^3, \quad \frac{H_2}{H_1} = \left( \frac{D_2}{D_1} \right)^2, \quad \frac{P_2}{P_1} = \left( \frac{D_2}{D_1} \right)^5. These relationships stem from principles of similitude in fluid dynamics, where all linear dimensions scale proportionally with D. Velocities in the flow field, such as peripheral speed, scale linearly with D at constant N, leading to head (proportional to velocity squared) scaling as D^2. Flow rate, being the product of cross-sectional area (scaling as D^2) and velocity (scaling as D), thus scales as D^3. Power, expressed as P = \rho Q H / \eta with constant density and efficiency \eta, then scales as \rho \cdot D^3 \cdot D^2 \propto D^5. When both speed and size vary, the laws combine into general proportionalities for geometrically similar machines: Q \propto N D^3, H \propto N^2 D^2, and P \propto \rho N^3 D^5. These extended forms allow comprehensive performance forecasting across operating conditions. In practice, these laws facilitate model- scaling in laboratory testing, where a scale factor k = D_2 / D_1 (with subscript 1 for the model and 2 for the ) adjusts measured model data to predict full-scale behavior, often correcting for minor geometric deviations in real implementations. For instance, doubling the at constant speed octuples the and quadruples the head while increasing by a factor of 32, highlighting the sensitivity to size changes in design optimization.

Derivation Methods

Dimensional Analysis via Buckingham Pi Theorem

The Buckingham π theorem provides a systematic method for deriving dimensionless groups from physical variables in fluid mechanics problems, particularly useful for establishing similarity in turbomachines such as pumps and fans. In the context of affinity laws, the theorem is applied to a set of key variables governing turbomachinery performance: volumetric flow rate Q (dimensions: [L^3 T^{-1}]), head H (dimensions: [L]), power P (dimensions: [M L^2 T^{-3}]), rotational speed N (dimensions: [T^{-1}]), impeller diameter D (dimensions: [L]), fluid density \rho (dimensions: [M L^{-3}]), dynamic viscosity \mu (dimensions: [M L^{-1} T^{-1}]), and gravitational acceleration g (dimensions: [L T^{-2}]). These eight variables involve three fundamental dimensions (mass M, length L, time T), but typically seven are considered by incorporating gH for head to account for energy, yielding four dimensionless π groups. The derivation begins by selecting repeating variables that span the dimensional space and are physically representative: N, D, and \rho. Each non-repeating variable is combined with powers of these to form dimensionless products. For flow rate, \pi_1 = Q N^a D^b \rho^c, where exponents a, b, and c are solved from dimensional homogeneity: [L^3 T^{-1}] = [T^{-a}] [L^b] [M^c L^{-3c}], yielding a = -1, b = -3, c = 0, so \pi_1 = \frac{Q}{N D^3} (flow coefficient). Similarly, for head, incorporating gravity as \pi_2 = gH N^a D^b \rho^c, the exponents give a = -2, b = -2, c = 0, resulting in \pi_2 = \frac{gH}{N^2 D^2} (head coefficient). For power, \pi_3 = P N^a D^b \rho^c leads to a = -3, b = -5, c = -1, so \pi_3 = \frac{P}{\rho N^3 D^5} (power coefficient). The remaining group is the Reynolds number \pi_4 = \frac{\rho N D^2}{\mu}. The states that the physical relationship among the variables can be expressed as a function \phi(\pi_1, \pi_2, \pi_3, \pi_4) = 0, or typically \pi_3 = f(\pi_1, \pi_2, \pi_4). For geometrically similar turbomachines operating in fully turbulent regimes, where the \pi_4 \gg 1, viscous effects become negligible, and \pi_4 drops out of the functional dependence, simplifying to \pi_3 = f(\pi_1, \pi_2). Additionally, gravitational effects (embedded in \pi_2) are often minor in enclosed flows without free surfaces, allowing further approximation where the coefficients remain constant along performance curves. This leads to the affinity laws, where changes in speed or size preserve the dimensionless groups: Q \propto N D^3, H \propto N^2 D^2 / g, and P \propto \rho N^3 D^5. In practice, this seven-variable, three-dimension analysis yields four π groups, but the high-Reynolds-number assumption reduces the dependency to three primary coefficients, enabling direct scaling for variable speed or size without detailed solutions. Early 20th-century texts adopted this dimensional approach to predict turbomachine behavior empirically.

Fluid Dynamics Similarity Principles

In , the affinity laws for such as centrifugal pumps and fans arise from the principles of kinematic and dynamic similarity, which ensure that patterns and force balances are preserved when scaling machines geometrically. Kinematic similarity requires that ratios remain constant at corresponding points in the field between the prototype and model. In a centrifugal , the peripheral U at the impeller tip, given by U = \pi N D where N is the rotational speed and D is the , sets the scale for all velocities. Consequently, the volume Q, which is the product of the flow cross-sectional area (proportional to D^2) and the average (proportional to U), scales as Q \propto U D^2 \propto N D^3. This relationship holds under conditions of geometric similarity, where all linear dimensions scale with D. Dynamic similarity further demands that the ratios of forces—such as inertial, , and viscous forces—remain equal in the prototype and model, ensuring consistent regimes. For operating at high Reynolds numbers, viscous forces are often negligible compared to inertial and forces, allowing the application of Bernoulli's along streamlines: \frac{\Delta p}{\rho} + \frac{\Delta v^2}{2} + g \Delta z = 0, where the head H is dominated by the dynamic term v^2 / (2g). Since velocities scale with U, the head scales as H \propto U^2 \propto N^2 D^2. This derivation assumes incompressible, with no significant energy losses, aligning the pressure rise with the squared peripheral velocity. The P required by the machine follows from the hydraulic power transmitted to the , P = \rho g Q H, where \rho is the and g is ; substituting the similarity scalings yields P \propto \rho N^3 D^5. Alternatively, considering power as P = \tau \omega with speed \omega \propto N and \tau \propto \rho Q U D^2 (from momentum change across the ), the same proportionality emerges under similarity conditions. remains approximately constant if the machines operate in the same flow regime, as losses scale consistently with Q and H. To validate dynamic similarity, particularly for viscous effects, the \mathrm{Re} = \frac{\rho U D}{\mu} \propto \frac{N D^2}{\nu} (with kinematic viscosity \nu = \mu / \rho) must be matched or sufficiently high (typically \mathrm{Re} > 10^5) between models, beyond which affinity laws apply with minimal deviation.

Applications

Centrifugal Pumps

Affinity laws are widely applied to centrifugal pumps for predicting changes due to variations in rotational speed or diameter, enabling engineers to optimize liquid handling systems without extensive testing. In variable speed operations, often achieved through variable frequency drives (VFDs), the laws predict that Q scales linearly with speed N, head H quadratically, and P cubically. For instance, doubling the pump speed from 1750 rpm to 3500 rpm increases from 100 gpm to 200 gpm, head from 100 ft to 400 ft, and from 5 to 40 , illustrating the cubic increase that demands careful . Size scaling using affinity laws facilitates prototype design by extrapolating performance from small-scale models to full-sized pumps, assuming geometric similarity. scales linearly with D, head quadratically, and power cubically, allowing prediction of large pump behavior from lab tests; however, (NPSH) requirements must be verified separately as they do not scale directly and can affect risk in scaled systems. Efficiency \eta is generally assumed constant under affinity laws for both speed and size changes within typical operating ranges, though minor reductions occur at off-design conditions due to hydraulic losses. Characteristic curves—plotting head, power, and against —can be transformed using the laws to generate new curves for altered speeds or diameters, aiding matching without physical modifications. In industrial systems, affinity laws guide VFD-based speed control to achieve significant savings by matching output to variable demand, such as diurnal fluctuations. A study of 300 centrifugal -driven configurations demonstrated up to 70% reduction through optimized level-guided speed control, leveraging the cubic power-speed relationship to minimize consumption during low-demand periods while maintaining supply reliability. This approach, validated across diverse head ratios, highlights payback periods of 6–18 months in municipal applications.

Fans and Compressors

Affinity laws for fans adapt the principles used in centrifugal pumps for low-speed, incompressible flow conditions, where volume flow rate scales linearly with rotational speed N and as the cube of impeller diameter D (i.e., Q \propto N D^3), pressure rise \Delta P scales with N^2 D^2, and power scales with N^3 D^5. For compressible fluids like air in fans, the pressure rise incorporates gas density \rho, such that \Delta P \propto \rho N^2 D^2, reflecting the influence of fluid properties on performance predictions. In compressors, particularly centrifugal types handling gases, the affinity laws adjust for compressibility by focusing on polytropic head H_p, which represents the work input per unit mass along a polytropic path. The polytropic head is given by H_p = \frac{n}{n-1} Z R T \left[ \left( \frac{P_\text{out}}{P_\text{in}} \right)^{(n-1)/n} - 1 \right], where n is the polytropic exponent, Z is the compressibility factor, R is the gas constant, T is the inlet temperature, and P_\text{out}/P_\text{in} is the pressure ratio. This head scales with N^2, while inlet volume flow scales with N and power with N^3, but applicability diminishes at high speeds due to Mach number limits, where tip speeds approach sonic velocities, altering flow similarity and efficiency. Variable speed operation in (HVAC) systems leverages these laws to optimize performance, with Q \propto N and \propto N^3, enabling significant savings through speed reduction. For instance, reducing speed to half via variable speed drives (VSDs) halves airflow but reduces to one-eighth, shifting the fan curve to match system resistance and maintain desired setpoints in ducted applications. The affinity laws apply to both axial and centrifugal fans and compressors, but they exhibit greater accuracy for centrifugal designs owing to the radial flow path, which preserves geometric and velocity similarities more effectively during scaling compared to the linear flow in axial machines.

Turbines and Propellers

Affinity laws apply to turbines and propellers as turbomachines that extract energy from fluid flow, predicting performance changes with variations in rotational speed or size while maintaining geometric similarity. For fixed-geometry hydraulic turbines operating under conditions, such as Pelton or types, the laws indicate that Q scales linearly with rotational speed N, head H scales with the square of speed, and extracted power P scales with the cube of speed: Q \propto N, H \propto N^2, P \propto N^3. These relationships derive from ensuring dynamic similarity, where velocity triangles and flow patterns remain homologous at scaled speeds. The specific speed N_s, a dimensionless parameter characterizing turbine type and efficiency potential, remains constant under affinity scaling for similar operating points. Defined as N_s = \frac{N \sqrt{P}}{H^{5/4}}, it represents the speed in revolutions per minute required to produce 1 kW of power under 1 m head at best efficiency, with typical ranges of 10–35 for Pelton wheels, 50–250 for Francis turbines, and 250–800 for propeller or Kaplan turbines. This invariance allows engineers to compare designs and select appropriate turbine geometries without exhaustive testing across scales. For propellers, which operate in a continuous fluid stream to generate thrust, affinity laws express performance through dimensionless coefficients dependent on the advance ratio J = \frac{V}{N D}, where V is advance velocity and D is diameter. Thrust T scales as T \propto \rho N^2 D^4, and torque Q (proportional to power input) scales as Q \propto \rho N^2 D^5, with coefficients K_T and K_Q held constant for similarity at fixed J. These scalings facilitate propeller design optimization by extrapolating marine or aircraft performance from model tests to full-scale applications. In compressible flow regimes, such as steam or gas turbines, direct affinity laws require adjustment for density variations; corrected speed N_c = \frac{N}{\sqrt{\theta}}, where \theta = \frac{T}{T_{\text{ref}}} is the absolute temperature ratio, ensures similarity by normalizing for inlet conditions. This contrasts with incompressible hydraulic turbines, where fluid density \rho is constant, allowing unadjusted application of the basic laws for Pelton and designs. Model testing exemplifies application in hydroelectric turbines, where laboratory-scale prototypes predict full-scale performance. Under (IEC) standard 60193, geometric scale factors up to 1:30 maintain similarity via matched specific speeds, enabling efficiency scaling from model to prototype; for instance, a model achieving 93.66% efficiency at design head scales to approximately 95.03% for the full-size unit, accounting for effects on surface roughness and leakage losses. IEC 62097 further refines this by incorporating scale-effect corrections for hydraulic losses, ensuring accurate power output predictions for site-specific heads.

Limitations and Extensions

Underlying Assumptions

The affinity laws for turbomachines, such as pumps and fans, are predicated on geometric similarity, wherein all linear dimensions of the compared systems are directly proportional, including diameters, hub-to-tip ratios, widths, and critical clearances like those between the impeller and casing. This proportionality extends to angular features, ensuring identical blade angles and flow passage geometries to maintain consistent triangles across scales or speeds. Without such similarity, deviations in flow paths would invalidate the scaling relationships derived from . Kinematic and dynamic similarity further form the theoretical foundation, requiring that velocity ratios and streamline patterns remain identical (kinematic) and that force distributions, including and shear forces, scale proportionally (dynamic). Achieving this necessitates matching key dimensionless numbers: the for viscous-to-inertial force balance, the to ensure compressibility effects are either negligible or isentropically handled in gases, and the for gravity-influenced flows where applicable. In practice, the laws hold robustly at high s exceeding 10^5, where viscous influences are minimized, allowing the flow to approximate inviscid conditions. The flow regime is assumed to be steady, with constant rates over time, and either incompressible for liquids (constant ) or isentropically compressible for gases, free from disruptions like , , or recirculation. properties, including (ρ), dynamic (μ), and kinematic viscosity (ν), must remain constant throughout the analysis, precluding variations due to , , or composition changes. Additionally, evaluations occur at corresponding operating points on the performance curves, where efficiencies and specific speeds align to ensure homologous behavior. These assumptions collectively enable the affinity laws' in scaling turbomachine performance, as seen in applications like centrifugal pumps and axial fans.

Practical Deviations and Corrections

In real-world applications of affinity laws to fluid machinery such as centrifugal pumps, fans, and compressors, several practical deviations occur due to the violation of ideal similarity conditions. One primary deviation stems from () effects during scale-up or scale-down, where smaller models or lower-speed operations result in lower values, leading to thicker relative boundary layers and increased viscous losses that reduce . For centrifugal pumps, the can vary substantially across flow regimes—dropping in laminar conditions ( < 1.5 × 10^4) and transitional zones (1.5 × 10^4 < < 7 × 10^4)—with significant losses observed in small-scale prototypes compared to full-size units. Surface roughness contributes further, as absolute roughness values do not scale linearly with impeller diameter (D), increasing the relative roughness (ε/D) in smaller machines and causing boundary layer mismatches that amplify friction and form drag losses beyond affinity law predictions. Compressibility effects become prominent in fans and compressors operating at high tip Mach numbers (>0.4), where density variations and interstage mismatches lead to head overprediction by the affinity laws, with errors reaching 10% in multistage configurations due to cumulative deviations from assumptions. In centrifugal pumps handling liquids, and (NPSH) requirements scale poorly, as local velocity increases with speed exacerbate vapor formation, deviating performance curves at off-design flows; for example, critical NPSH can rise from 6.42 m at 0.7 times optimal flow to 14.76 m at 1.2 times optimal flow, reducing head and efficiency more than predicted. To mitigate these deviations, modified affinity laws incorporate variable exponents tailored to specific conditions; for instance, power scaling may adjust from the ideal P ∝ N^3 to P ∝ N^{2.5–3} in viscous or compressible flows to better capture changes. (CFD) provides precise adjustments by simulating Re-dependent losses, roughness impacts, and , often validating corrections like the Morrison number—which depends on rotational Re and —for head predictions in viscous fluids, achieving agreement within 5% of experimental data across pump sizes. (N_s) serves as a selection criterion to minimize sensitivities, with lower N_s pumps showing reduced viscous and deviations during scaling. A representative case involves fan performance at part-load conditions, where affinity laws overestimate capacity due to heightened internal recirculation and system interactions; corrections entail adjusting the curve for Re and roughness effects via CFD, then finding the true at the intersection with the system resistance , often refined using similarity indices like the (Q/ND^3) to ensure dynamic similitude within 3–5% error. Modern engineering tools, including these dimensionless indices derived from Pi analysis, enable proactive deviation assessment in design phases for .