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Cholesky decomposition

The Cholesky decomposition, also known as , is a technique that factors a Hermitian positive-definite A into the product of a lower L and its L^H, expressed as A = L L^H; for real-valued symmetric positive-definite matrices, this simplifies to A = L L^T. This decomposition is unique when the diagonal entries of L are required to be positive. Named after the military officer and mathematician André-Louis Cholesky (1875–1918), who developed the method in the context of solving least-squares problems in and computations during , it was first published posthumously in 1924. In , the Cholesky decomposition is a for efficiently solving linear systems Ax = b where A is symmetric positive definite, as it reduces the problem to forward and backward substitutions with triangular matrices, requiring approximately half the computational effort and storage compared to general . The standard computes the entries of L column-by-column, involving square roots for the diagonal entries. It is numerically stable without pivoting for positive definite matrices, making it reliable for a wide range of matrix sizes, though it fails for indefinite matrices, necessitating modifications like the LDL^T decomposition in such cases. Beyond linear systems, the Cholesky decomposition finds extensive applications in optimization, where it facilitates evaluations and Hessian approximations; in statistics for simulating multivariate normal distributions via methods; and in Kalman filtering for updates in state . In large-scale computations, parallel and block variants enhance its scalability on modern hardware, underscoring its enduring importance in scientific and simulations.

Definition and Statement

For Positive Definite Matrices

The Cholesky decomposition for positive definite matrices asserts that every symmetric positive definite matrix A \in \mathbb{R}^{n \times n} admits a unique factorization A = L L^T, where L is a lower triangular matrix with positive diagonal entries. A key property underpinning this result is Sylvester's criterion, which states that a symmetric matrix is positive definite if and only if all of its leading principal minors are positive. This ensures that the diagonal entries of L, which correspond to square roots of these minors in the factorization process, are real and positive. The existence of the decomposition can be established constructively via on the matrix dimension n. For the base case n=1, A = [\alpha_{11}] with \alpha_{11} > 0, so L = [\sqrt{\alpha_{11}}]. Assuming the result holds for (n-1) \times (n-1) matrices, partition the n \times n matrix as A = \begin{pmatrix} \alpha_{11} & a_{21}^T \\ a_{21} & A_{22} \end{pmatrix}, where \alpha_{11} > 0 by and A_{22} is symmetric. Set the first row and column of L such that l_{11} = \sqrt{\alpha_{11}} > 0 and the subdiagonal elements are l_{21} = a_{21} / l_{11}. The remaining (n-1) \times (n-1) block is then the Schur complement S = A_{22} - l_{21} l_{21}^T, which is symmetric positive definite by the positive definiteness of A. By the induction hypothesis, S = L_{22} L_{22}^T with L_{22} lower triangular and positive diagonal, completing the factorization A = L L^T. Uniqueness follows from the positive diagonal constraint. Suppose A = L_1 L_1^T = L_2 L_2^T with both L_1 and L_2 lower triangular and positive diagonal. Then L_2^{-1} L_1 = (L_2^T)^{-1} L_1^T, where the left side is lower triangular and the right side is upper triangular, implying both are diagonal, say D. Thus, L_1 = L_2 D, so A = L_2 D^2 L_2^T, and comparing with A = L_2 L_2^T yields D^2 = I. The diagonal entries of D are thus \pm 1, but the positive diagonal requirement forces all to be +1, so D = I and L_1 = L_2.

For Positive Semidefinite Matrices

For a symmetric matrix A \in \mathbb{R}^{n \times n}, the Cholesky decomposition takes the form A = L L^T, where L is a lower triangular matrix with non-negative entries on its . This factorization exists for any such A, extending the result from the positive definite case, but the diagonal entries of L are allowed to be zero. When the rank of A, denoted r, satisfies r < n, the decomposition is not unique. Multiple lower triangular factors L can satisfy the equation, differing by transformations that act on the null space of A. The non-uniqueness arises from the freedom to choose different lower triangular factors in the directions spanning the null space of A. For instance, consider the matrix A = \begin{pmatrix} 0 & 0 \\ 0 & 1 \end{pmatrix}, which has rank 1; possible Cholesky factors include L = \begin{pmatrix} 0 & 0 \\ 0 & 1 \end{pmatrix} and L' = \begin{pmatrix} 0 & 0 \\ \cos \theta & \sin \theta \end{pmatrix} for \theta \in [0, \pi/2], both satisfying A = L L^T = L' (L')^T. For instance, consider the matrix A = \begin{pmatrix} 0 & 0 \\ 0 & 1 \end{pmatrix}, which has rank 1; possible Cholesky factors include L = \begin{pmatrix} 0 & 0 \\ 0 & 1 \end{pmatrix} and L' = \begin{pmatrix} 0 & 0 \\ \cos \theta & \sin \theta \end{pmatrix} for \theta \in [0, \pi/2], both satisfying A = L L^T = L' (L')^T. The rank r of A is revealed by the Cholesky factor through the number of positive diagonal entries in L, which equals r; the remaining n - r diagonal entries are zero. These zero diagonals render L singular when r < n, reflecting the singularity of A itself, and the factorization identifies the effective dimension of the range of A.

LDL Decomposition

The LDL decomposition provides an alternative factorization for symmetric positive definite matrices. For a symmetric positive definite matrix A \in \mathbb{R}^{n \times n}, it states that there exist a unit lower triangular matrix L (with ones on the main diagonal) and a diagonal matrix D with positive entries such that A = L D L^T. This form is closely related to the standard A = L_{\text{chol}} L_{\text{chol}}^T, where the lower triangular factor can be recovered as L_{\text{chol}} = L \sqrt{D} (with the square root taken elementwise on the diagonal of D); the two decompositions thus share similar computational structures and complexities, both requiring approximately n^3 / 3 floating-point operations. One key advantage of the LDL form is that it avoids explicit computation of square roots, which can be beneficial in floating-point arithmetic to reduce potential rounding errors, especially in implementations where square root operations are less accurate or slower than multiplications and divisions. The decomposition extends naturally to symmetric positive semidefinite matrices, where the diagonal entries of D are non-negative real numbers, and any zero entries in D indicate the rank deficiency of A, allowing the factorization to reveal the numerical rank.

Other Variants

The pivoted Cholesky decomposition introduces row and column permutations to enhance numerical stability, particularly for ill-conditioned or nearly singular positive definite matrices, yielding the factorization A = P^T L L^T P, where P is a permutation matrix and L is a lower triangular matrix with positive diagonal entries. This variant selects pivots during the factorization process to minimize growth in element magnitudes, improving robustness in applications like kernel matrix approximations. For matrices exhibiting banded structure—such as those arising in covariance estimation or finite difference discretizations—the banded Cholesky decomposition exploits the limited bandwidth to compute a sparse lower triangular factor L that preserves the band's width, reducing both storage and computational complexity from O(n^3) to O(n \cdot b^2), where b is the bandwidth. This approach is particularly advantageous for structured data in spatial statistics and partial differential equation solvers. Square-root-free variants of the Cholesky decomposition avoid explicit square root operations, often by incorporating diagonal scaling similar to the but tailored to maintain triangular structure without square roots, which can enhance numerical precision in fixed-point implementations or when square roots are computationally expensive. These methods are useful in embedded systems or high-precision computing where avoiding floating-point square roots reduces error propagation. Pivoting is recommended for ill-conditioned matrices to prevent breakdown during factorization, while banded variants suit applications with inherent sparsity, such as Gaussian process regression on gridded data.

Examples and Interpretations

Computational Example

Consider the following 3×3 symmetric positive definite matrix: A = \begin{pmatrix} 4 & 2 & 1 \\ 2 & 5 & 2 \\ 1 & 2 & 6 \end{pmatrix}. The Cholesky decomposition factors A = LL^T, where L is a lower triangular matrix with positive diagonal entries. The entries of L are computed sequentially using the formula l_{jj} = \sqrt{a_{jj} - \sum_{k=1}^{j-1} l_{jk}^2} for the diagonal and l_{ij} = \frac{1}{l_{jj}} \left( a_{ij} - \sum_{k=1}^{j-1} l_{ik} l_{jk} \right) for i > j, as given by the standard in texts such as Golub and Van Loan. For the first row, l_{11} = \sqrt{4} = 2. Then, l_{21} = 2 / 2 = 1 and l_{31} = 1 / 2 = 1/2. For the second row, l_{22} = \sqrt{5 - 1^2} = \sqrt{4} = 2. Then, l_{32} = (2 - (1/2) \cdot 1) / 2 = (3/2) / 2 = 3/4. For the third row, l_{33} = \sqrt{6 - (1/2)^2 - (3/4)^2} = \sqrt{6 - 1/4 - 9/16} = \sqrt{(96/16) - (4/16) - (9/16)} = \sqrt{83/16} = \sqrt{83}/4. Thus, L = \begin{pmatrix} 2 & 0 & 0 \\ 1 & 2 & 0 \\ 1/2 & 3/4 & \sqrt{83}/4 \end{pmatrix}. To verify, compute LL^T: The (1,1) entry is $2 \cdot 2 = 4. The (1,2) entry is $2 \cdot 1 = 2. The (1,3) entry is $2 \cdot (1/2) = 1. The (2,2) entry is $1 \cdot 1 + 2 \cdot 2 = 5. The (2,3) entry is $1 \cdot (1/2) + 2 \cdot (3/4) = 2. The (3,3) entry is (1/2)^2 + (3/4)^2 + (\sqrt{83}/4)^2 = 1/4 + 9/16 + 83/16 = 6. The off-diagonal entries match symmetrically, confirming LL^T = A. An equivalent LDL^T decomposition, where L is unit lower triangular and D is diagonal with positive entries, can be obtained from the Cholesky factor by scaling: L = \tilde{L} D^{1/2} with \tilde{L} unit lower triangular and D = \operatorname{diag}(l_{11}^2, l_{22}^2, l_{33}^2). For this matrix, \tilde{L} = \begin{pmatrix} 1 & 0 & 0 \\ 1/2 & 1 & 0 \\ 1/4 & 3/8 & 1 \end{pmatrix}, \quad D = \begin{pmatrix} 4 & 0 & 0 \\ 0 & 4 & 0 \\ 0 & 0 & 83/16 \end{pmatrix}. This satisfies A = \tilde{L} D \tilde{L}^T, providing an alternative factorization useful in some numerical contexts.

Geometric Interpretation

The quadratic form \mathbf{x}^T A \mathbf{x} = 1, where A is a symmetric positive definite matrix, defines an ellipsoid centered at the origin in n-dimensional Euclidean space. The Cholesky decomposition A = L L^T, with L lower triangular and positive diagonal entries, provides a geometric transformation via the change of variables \mathbf{y} = L^T \mathbf{x}, which simplifies the equation to \| \mathbf{y} \|^2 = 1, the unit sphere in the standard Euclidean norm. Thus, the components of L^T \mathbf{x} represent coordinates of points on the ellipsoid in an orthogonal basis aligned with its principal axes, effectively "uncurling" the ellipsoid into a sphere through a sequence of shearing and scaling operations inherent to the triangular structure of L. This decomposition also induces an inner product on the space, defined by \langle \mathbf{x}, \mathbf{y} \rangle_A = \mathbf{x}^T A \mathbf{y} = (L^T \mathbf{x})^T (L^T \mathbf{y}) = \langle L^T \mathbf{x}, L^T \mathbf{y} \rangle, where the right-hand side is the standard inner product. Under this A-inner product, the matrix A acts as the identity, preserving lengths and angles in the transformed coordinates and revealing the geometry of A as a that warps the standard structure. Furthermore, the inverse L^{-1} facilitates orthogonalization analogous to the Gram-Schmidt process but with respect to the A-inner product and A-norm \| \mathbf{x} \|_A = \sqrt{\mathbf{x}^T A \mathbf{x}}. Applying L^{-1} to a basis orthogonalizes it under this norm, producing vectors that are mutually orthogonal in the A-sense while maintaining the triangular efficiency of the decomposition. In two dimensions, this interpretation visualizes A as transforming the unit into an via \mathbf{x} = L^{-T} \mathbf{y}, where L^{-T} first scales along the axes (capturing the diagonal of L) and then the (via the off-diagonal entries), aligning the ellipse's axes obliquely rather than through as in .

Proofs of Existence

For Positive Definite Matrices

The Cholesky decomposition for positive definite matrices asserts that every symmetric positive definite matrix A \in \mathbb{R}^{n \times n} admits a unique factorization A = L L^T, where L is a with positive diagonal entries. A key property underpinning this result is , which states that a is positive definite all of its leading principal minors are positive. This ensures that the diagonal entries of L, which correspond to square roots of these minors in the factorization process, are real and positive. The existence of the decomposition can be established constructively via induction on the matrix dimension n. For the base case n=1, A = [\alpha_{11}] with \alpha_{11} > 0, so L = [\sqrt{\alpha_{11}}]. Assuming the result holds for (n-1) \times (n-1) matrices, partition the n \times n matrix as A = \begin{pmatrix} \alpha_{11} & a_{21}^T \\ a_{21} & A_{22} \end{pmatrix}, where \alpha_{11} > 0 by Sylvester's criterion and A_{22} is symmetric. Set the first row and column of L such that l_{11} = \sqrt{\alpha_{11}} > 0 and the subdiagonal elements are l_{21} = a_{21} / l_{11}. The remaining (n-1) \times (n-1) block is then the Schur complement S = A_{22} - l_{21} l_{21}^T, which is symmetric positive definite by the positive definiteness of A. By the induction hypothesis, S = L_{22} L_{22}^T with L_{22} lower triangular and positive diagonal, completing the factorization A = L L^T. Uniqueness follows from the positive diagonal constraint. Suppose A = L_1 L_1^T = L_2 L_2^T with both L_1 and L_2 lower triangular and positive diagonal. Then L_2^{-1} L_1 = (L_2^T)^{-1} L_1^T, where the left side is lower triangular and the right side is upper triangular, implying both are diagonal, say D. Thus, L_1 = L_2 D, so A = L_2 D^2 L_2^T, and comparing with A = L_2 L_2^T yields D^2 = I. The diagonal entries of D are thus \pm 1, but the positive diagonal requirement forces all to be +1, so D = I and L_1 = L_2.

Via Limiting Argument

For a symmetric A, the existence of a Cholesky decomposition can be shown by approximating A with positive definite matrices and taking a . Specifically, for each \varepsilon > 0, the perturbed A_\varepsilon = A + \varepsilon I is symmetric positive definite and therefore admits a unique Cholesky A_\varepsilon = L_\varepsilon L_\varepsilon^T, where L_\varepsilon is lower triangular with positive diagonal entries. As \varepsilon \to 0^+, the factors L_\varepsilon converge to a L with non-negative diagonal entries, and the A = L L^T holds by the of inversion and multiplication. This convergence ensures that the decomposition is well-defined for the semidefinite case, extending the result from the positive definite setting where direct construction via or the standard applies. In the limit, zeros appear on the diagonal of L precisely at positions corresponding to zero eigenvalues of A, thereby preserving the of A in the . However, this limiting approach does not establish uniqueness of the Cholesky factor for positive semidefinite matrices; unlike the definite case, multiple valid decompositions may exist, as different sequences of perturbations can lead to distinct limiting factors L.

Via QR Decomposition

One alternative proof of the existence of the Cholesky decomposition for a Hermitian positive definite matrix A \in \mathbb{C}^{n \times n} utilizes the QR decomposition alongside the spectral theorem. Since A is positive definite, the spectral theorem guarantees an eigendecomposition A = P D P^H, where P is unitary and D is diagonal with positive eigenvalues \lambda_1, \dots, \lambda_n > 0. Define the diagonal matrix D^{1/2} with entries \sqrt{\lambda_i} on the diagonal, and form the matrix B = P D^{1/2}. This yields A = B B^H, establishing a factorization of A as a Gram matrix. The matrix B is nonsingular because its eigenvalues are the positive \sqrt{\lambda_i}, ensuring full column . Thus, B^H admits a B^H = Q R, where Q \in \mathbb{C}^{n \times n} is unitary and R \in \mathbb{C}^{n \times n} is upper triangular with positive diagonal entries (achieved by the standard in the Gram-Schmidt-based QR process, which selects positive pivots). Then B = R^H Q^H, and A = B B^H = R^H Q^H Q R = R^H R, where R^H is lower triangular. This is the Cholesky decomposition A = L L^H with L = R^H. The positive diagonals of R (and hence of L) follow from the of A, as the diagonal entries of R represent the norms in the sequential orthogonalization steps, which remain positive. This approach constructs the Cholesky factors indirectly through the of the matrix square root B^H, rather than via direct elimination or limiting processes. It underscores the intrinsic link between Cholesky factorization and orthogonal methods: the upper triangular R encodes the coefficients from the Gram-Schmidt orthogonalization of the columns of B^H. This perspective is particularly valuable for analyzing stability, as s preserve and are backward stable under finite-precision arithmetic, providing insights into why Cholesky methods exhibit strong numerical robustness for well-conditioned positive definite matrices.

Computation Techniques

Standard Cholesky Algorithm

The standard Cholesky algorithm computes the lower triangular factor L of a symmetric positive definite matrix A \in \mathbb{R}^{n \times n} such that A = LL^T, where L has positive diagonal entries. This algorithm overwrites the lower triangular part of A (including the diagonal) with L, exploiting the to perform approximately half the operations of a general factorization. It proceeds in an outer loop over the columns (or rows, depending on the variant), updating the of the trailing submatrix at each step. The algorithm assumes A is symmetric positive definite, which guarantees that all computed diagonal entries are real and positive, obviating the need for pivoting. For each column index i = 1, \dots, n, the i-th column of L below the diagonal is first updated via inner products, followed by computation of the diagonal entry l_{ii}: l_{ii} = \sqrt{ a_{ii} - \sum_{k=1}^{i-1} l_{ik}^2 }. The elements l_{ji} for j = i+1, \dots, n are then computed as l_{ji} = \frac{ a_{ji} - \sum_{k=1}^{i-1} l_{jk} l_{ik} }{ l_{ii} }. These updates correspond to the Gaxpy (generalized saxpy) form, where each inner sum is a of previously computed rows or columns. The explicit implementation involves three nested loops to compute the sums directly, with the outer loop over i, an inner loop over j > i for the off-diagonal updates, and a innermost loop over k < i for the reductions. Pseudocode for this version is as follows:
for i = 1 to n
    for k = 1 to i-1
        a(i,i) = a(i,i) - L(i,k)^2
    L(i,i) = sqrt(a(i,i))
    for j = i+1 to n
        for k = 1 to i-1
            a(j,i) = a(j,i) - L(j,k) * L(i,k)
        L(j,i) = a(j,i) / L(i,i)
This pseudocode assumes the lower triangular part of A is overwritten in place with L, and only the lower triangle of A needs to be accessed due to symmetry. The time complexity is dominated by the triple loop for the off-diagonal updates, requiring approximately \frac{2n^3}{6} floating-point operations, while the diagonal computations require \frac{n^2}{6} operations; the total is thus O(n^3) operations, specifically about \frac{n^3}{3} flops for large n. This makes the algorithm efficient for dense matrices, as it avoids redundant computations on the upper triangle.

Banachiewicz and Crout Variants

The Crout variant, adapted from Prescott Crout's 1941 method for general , is a column-oriented refinement of the standard Cholesky algorithm that computes the columns of the lower triangular factor L sequentially from left to right. For the j-th column, the elements L_{ij} for i \geq j are determined using the previously computed columns 1 through j-1, with the remaining submatrix of A updated in place to subtract the contributions from the new column. This approach overwrites the lower triangle of A with L and modifies the upper triangle to store the updated . The computation for column j begins by updating the relevant elements of A to account for prior columns: for i > j-1 and k > j-1, A_{ik} \leftarrow A_{ik} - L_{i,j-1} L_{k,j-1}, though in the full , this update occurs after each column is fully computed. The diagonal element is then set as L_{jj} = \sqrt{A_{jj}}, followed by the off-diagonal elements for i > j, L_{ij} = \frac{A_{ij}}{L_{jj}}. These steps ensure that the sums implicitly incorporate previous updates, deriving from the relation A = LL^T. The Banachiewicz variant, introduced by Tadeusz Banachiewicz in 1938, is a row-oriented counterpart that proceeds by computing the rows of L sequentially from top to bottom. Like the Crout version, it updates the matrix temporarily but accesses data row-wise: for row j, the elements L_{ji} for i \geq j are solved using prior rows, with explicit updates such as A_{ij} \leftarrow A_{ij} - L_{jk} L_{ik} for k < j and i > j, before setting L_{jj} = \sqrt{A_{jj}} and L_{ij} = A_{ij}/L_{jj} for i > j. This formulation mirrors the column-wise updates but reverses the orientation to align with row-major memory layouts. The primary distinction between the variants lies in their memory access patterns, which affect computational efficiency depending on storage conventions. The Crout algorithm favors column-major arrays (e.g., in ), as it loads entire columns into during updates, reducing . Conversely, the Banachiewicz variant is optimized for row-major storage (e.g., in C or ), enabling better locality when processing rows sequentially. These adaptations make each suitable for different programming environments without altering the underlying decomposition.

Stability Analysis

The standard Cholesky decomposition is backward when applied to a symmetric positive A. Specifically, the computed factors \hat{R} (upper triangular) satisfy \hat{R}^T \hat{R} = A + \Delta A, where \|\Delta A\|_2 \leq c_1 n^2 [u](/page/U/A) \|A\|_2, with c_1 a small modest constant, n the matrix dimension, and [u](/page/U/A) the unit roundoff (). This bound implies that the algorithm computes the exact factorization of a slightly perturbed input matrix, ensuring reliable results in finite arithmetic. Unlike Gaussian elimination for LU decomposition, the Cholesky algorithm exhibits no exponential growth in element sizes (growth factors), due to the positive definiteness of A, which keeps the diagonal entries positive and bounds the off-diagonal growth. However, small computed diagonal entries can lead to numerical instability if they approach the underflow threshold or amplify rounding errors through subsequent divisions. The relative forward error in the solution to Ax = b is then bounded by approximately c_2 n^2 \kappa_2(A) u / (1 - c_2 n^2 \kappa_2(A) u), where \kappa_2(A) is the 2-norm condition number. Instability arises primarily for ill-conditioned matrices, where the c_3 n^{3/2} \kappa_2(A) u < 1 (with c_3 a modest constant) fails to hold, causing significant loss of accuracy. In such cases, particularly for nearly positive semidefinite matrices, complete pivoting is recommended: a permutation P is chosen such that P^T A P = R^T R, which ensures decreasing diagonal entries in R and enhances without altering the decomposition's properties. The related LDL^T decomposition, where A = LDL^T with L unit lower triangular and D diagonal with positive entries, is often more stable in practice for positive definite matrices because it avoids square roots and the associated divisions by potentially small diagonal elements of L in the Cholesky form. This can reduce rounding error propagation when diagonal entries are very small, though both decompositions share similar overall backward stability bounds for well-conditioned inputs.

Block Decomposition

The block decomposition approach to Cholesky factorization extends the standard algorithm by partitioning the symmetric positive definite matrix A into smaller blocks, enabling recursive computation that exploits matrix structure for improved efficiency. This method is particularly useful for large-scale matrices where direct element-wise operations are impractical, as it transforms the factorization into a sequence of block-level operations, including matrix-matrix multiplications and inversions on submatrices. Consider partitioning A into a 2×2 block form: A = \begin{pmatrix} A_{11} & A_{12} \\ A_{21} & A_{22} \end{pmatrix}, where A_{11} is a smaller square block, A_{12} = A_{21}^T due to symmetry, and the goal is to find a block lower triangular factor L such that A = LL^T with L = \begin{pmatrix} L_{11} & 0 \\ L_{21} & L_{22} \end{pmatrix}. The algorithm proceeds as follows: first, compute the Cholesky factor L_{11} of the leading block A_{11}, so L_{11}L_{11}^T = A_{11}; then, solve for the off-diagonal block L_{21} = A_{21} L_{11}^{-T}; finally, form the Schur complement S = A_{22} - L_{21}L_{21}^T (equivalently, S = A_{22} - A_{21}A_{11}^{-1}A_{12}) and recursively apply Cholesky factorization to obtain L_{22} such that L_{22}L_{22}^T = S. This process is repeated on progressively smaller trailing submatrices until the factorization is complete. The recursive block structure allows for parallelism, as independent subproblems (such as factorizing disjoint blocks or updating multiple ) can be computed concurrently on multiprocessor systems, making it well-suited for distributed-memory architectures. Additionally, this approach is advantageous for sparse or hierarchical matrices, where block partitioning can preserve sparsity patterns in the factors by localizing fill-in during computations, thus reducing memory usage and enabling scalable implementations on large sparse problems. In terms of computational complexity, the block Cholesky algorithm maintains the overall O(n^3) flop count of the standard method but achieves better practical performance through optimized block sizes that improve data locality and reduce constants in the leading term, particularly when blocks align with the matrix's inherent structure.

Updating Methods

Updating methods enable the efficient modification of Cholesky factors when the underlying positive definite matrix undergoes low-rank perturbations, such as rank-one updates or additions/deletions of rows and columns. These techniques leverage the structure of the existing factorization to achieve computational complexity of O(n^2) for an n \times n matrix, in contrast to the O(n^3) cost of a full decomposition. They are essential in applications requiring incremental updates, provided the modified matrix remains positive definite, which requires verifying conditions like the sign of certain quadratic forms involving the inverse. For a rank-one update A' = A + \mathbf{u} \mathbf{u}^T where A = L L^T is positive definite and \mathbf{u}^T A^{-1} \mathbf{u} > -1 to ensure A' remains , the updated factor L' can be derived from L using algorithms that adapt the Sherman-Morrison-Woodbury formula to the triangular structure. One seminal approach solves the triangular system L \mathbf{v} = \mathbf{u} and then applies a sequence of Givens rotations or Householder reflections to incorporate the perturbation into L, modifying specific columns while preserving triangularity and positive diagonals. This method, detailed in early literature, ensures under the positive definiteness condition. Downdates address subtractions of the form A' = A - \mathbf{u} \mathbf{u}^T, applicable when \mathbf{u}^T A^{-1} \mathbf{u} < 1 to maintain . The updated factor L' is computed subtractively from L, often via hyperbolic rotations that generalize to handle indefinite perturbations while keeping the factor real and triangular. Alternatively, downdates can employ a direct on a rank-one modified auxiliary matrix derived from L, solving triangular systems to adjust the diagonals and subdiagonals. These algorithms preserve sparsity and stability when the condition holds, with hyperbolic methods particularly effective for sequential updates in recursive estimation. Adding or removing rows and columns corresponds to bordered modifications, treated as special cases of low-rank updates. To add a row and column forming the bordered matrix A' = \begin{pmatrix} A & \mathbf{b} \\ \mathbf{b}^T & c \end{pmatrix}, solve L \mathbf{z} = \mathbf{b} for \mathbf{z}, then construct the extended factor L' = \begin{pmatrix} L & \mathbf{0} \\ \mathbf{z}^T & d \end{pmatrix}, where d = \sqrt{c - \mathbf{z}^T \mathbf{z}} > 0 ensures of the . For removal, interchange the target row and column with the last position via a symmetric (which updates the factor by row/column swaps and triangular solves), then perform a downdate to eliminate the last entry, discarding the final row and column of the resulting factor. These operations require solving triangular systems and verifying the positive Schur complement condition.

Applications

Solving Linear Systems

The Cholesky decomposition provides an efficient method for solving linear systems of the form Ax = b, where A is an n \times n symmetric positive . Given the A = LL^T with L lower triangular, the system is solved in two steps: first, forward solves Ly = b for the intermediate y; second, back solves L^T x = y for the solution x. The computational cost of the Cholesky factorization is approximately \frac{1}{3} n^3 floating-point operations, after which each triangular solve requires O(n^2) operations, yielding a total of roughly \frac{1}{3} n^3 + 2n^2 operations for a single right-hand side—about twice as fast as the O(n^3) cost of general for nonsymmetric systems. This efficiency makes Cholesky preferable when the of A is assured. For systems with multiple right-hand sides, such as AX = B where B is n \times m, the factorization is computed once at O(n^3) cost, followed by m solves at O(m n^2) , enabling repeated solutions without refactoring. In finite-precision arithmetic, the forward error in the computed solution satisfies \| \hat{x} - x \| / \| x \| \leq c n u \kappa(A), where u is the unit roundoff, \kappa(A) is the of A, and c is a small constant; this bound can be improved in practice by using Cholesky-based preconditioners in iterative refinement or hybrid solvers.

Linear Least Squares

In linear least squares problems, the goal is to minimize the squared \|Cx - d\|_2^2, where C is an m \times n with m \geq n and full column , and d is an m-vector. This minimization leads to the normal equations Ax = b, where A = C^T C is an n \times n symmetric positive definite and b = C^T d. Since A is symmetric positive definite, its Cholesky decomposition A = LL^T (with L lower triangular) can be computed efficiently, allowing the to be solved via forward and back : first solve Ly = b for y, then L^T x = y for x. This approach requires approximately n^3/3 for the plus $2n^2 for the solves, making it computationally advantageous when m \gg n. Although the Cholesky method on the normal equations is effective for symmetric positive definite systems, it is often less stable than alternatives like of C for general problems. QR factorization directly yields the solution without forming A, avoiding potential of from the squaring operation in C^T C, and is preferred when C is ill-conditioned or non-symmetric. The Cholesky approach remains useful, however, in contexts where A is already available or explicitly symmetric. For , where observations have differing variances modeled by a positive definite weight W (often diagonal for simplicity), the objective becomes minimizing (Cx - d)^T W (Cx - d). This yields normal equations with A = C^T W C (still symmetric positive definite if C has full rank) and b = C^T W d, which can again be solved via Cholesky decomposition of A. The diagonal form of W simplifies computations, as C^T W C can be formed by scaling rows of C by the square roots of the diagonal entries of W. A key limitation of using Cholesky on the normal equations is the squaring of the : \kappa_2(A) = [\kappa_2(C)]^2, which amplifies rounding errors in finite precision arithmetic, particularly for ill-conditioned C where \kappa_2(C) \gg 1. This can lead to significant loss of accuracy in the computed , even if the Cholesky factorization itself is for positive definite matrices. Thus, the should be applied cautiously, with regularization or QR-based alternatives considered for robustness.

Optimization and Simulation

In non-linear optimization, the Cholesky decomposition is integral to second-order methods like , where the H is factored as H \approx L L^T to solve the system H p = -g for the search direction p, with g denoting the ; this is achieved efficiently via forward and back on the triangular factors L. When the is not positive definite, a modified Cholesky introduces a minimal diagonal to ensure , as originally proposed by Gill and Murray for computing directions. This modification bounds the perturbation by the most negative eigenvalue, typically adding computational cost of order O(n^2) beyond the standard , while preserving superlinear convergence properties under suitable conditions. Trust-region methods further leverage Cholesky factorization to solve the subproblem of minimizing a model within a bounded , approximating the as H + E \approx L L^T where E is a small diagonal shift to enforce ; this enables direct computation of the trust-region step using existing positive definite solvers. Seminal work by and highlights its role in handling indefiniteness without full eigenvalue decomposition, achieving quadratic convergence near the solution for unconstrained problems. The approach is particularly effective in quasi-Newton variants, where updated Hessian approximations maintain the incrementally, reducing storage and simplifying direction calculations compared to dense methods. In Monte Carlo simulations, the Cholesky decomposition facilitates the generation of multivariate normal samples x \sim \mathcal{N}(0, A) by first drawing independent standard normals z \sim \mathcal{N}(0, I) and computing x = L z, where A = L L^T; this transforms uncorrelated variates into those with the desired structure in O(n^3) preprocessing followed by O(n^2) per sample. For non-zero means, the shift \mu + L z is applied similarly, making it a standard tool in and for simulating correlated asset returns. Importance sampling employs Cholesky decomposition to efficiently sample from correlated target distributions by decomposing the of an importance density, allowing transformation of independent uniforms or normals into correlated samples that better approximate and reduce variance. This is achieved by applying the Cholesky factor to uncorrelated inputs before to non-normal marginals, ensuring the joint distribution matches specified correlations (e.g., up to 0.9 in probabilistic sensitivity analyses). In for simulations, Cholesky-based —via inverse of the empirical —eliminates residual correlations in generated samples, yielding significant reductions in root compared to standard methods with minimal added computation. Such techniques are widely adopted in multivariate settings, like , where they enhance convergence without altering the target .

Kalman Filtering

The Cholesky decomposition is integral to square-root implementations of the , where the error covariance matrix P is represented as P = L L^T with L being the lower triangular Cholesky factor. This factorization avoids direct manipulation of P, which can lead to loss of due to finite-precision arithmetic, and instead propagates L through the prediction and update steps for enhanced numerical robustness. Such approaches were pioneered in the context of applications, with early square-root formulations using Cholesky factors to support systems. In the prediction step, the prior covariance is propagated according to P^- = F P F^T + Q, where F is the and Q is the process covariance. Assuming the previous posterior covariance admits a Cholesky P = L L^T, the new factor L^- is obtained by transforming L via F and incorporating the Cholesky factor of Q, typically through a or direct Cholesky update on the [F L \ Q^{1/2}] to yield L^- efficiently without recomputing the full covariance. This method ensures that L^- remains well-conditioned and triangular, preserving the structure for subsequent operations. For the update step, the Joseph form of the covariance equation, P^+ = (I - K H) P^- (I - K H)^T + K R K^T, where K is the , H is the observation , and R is the measurement noise , guarantees positive semi-definiteness regardless of the computation. In square-root filters, this is realized by constructing an or a whose Cholesky factorization directly provides the updated L^+, such as by applying reflections to a stacked array involving the factors of P^- and R, thereby avoiding negative eigenvalues and round-off errors that plague conventional Riccati-based updates. The use of Cholesky-based square-root methods provides significant advantages in the (EKF) for nonlinear systems, where linearizations can introduce numerical instabilities or non-positive definite covariances during propagation. By maintaining the triangular factor, these implementations detect ill-conditioning early and enforce symmetry and definiteness, leading to more reliable state estimates in applications like attitude determination and . In sequential Kalman filtering for real-time processing with multiple measurements, the factored form enables efficient O(n^2) complexity per update by incrementally modifying the Cholesky factor L without full refactorization, making it suitable for high-rate control and signal processing tasks where computational resources are limited.

Matrix Operations

The Cholesky decomposition of a symmetric positive definite matrix A \in \mathbb{R}^{n \times n} as A = L L^T, where L is a lower triangular matrix with positive diagonal entries, enables efficient computation of the matrix inverse. The inverse is given by A^{-1} = (L L^T)^{-1} = L^{-T} L^{-1}. To obtain L^{-1}, solve the triangular system L X = I for the n columns of X using forward substitution, which requires approximately n^3/3 floating-point operations. Similarly, compute L^{-T} by solving L^T Y = X using back substitution, again at a cost of O(n^3) operations. The total computational expense for inversion is thus O(n^3), comparable to the cost of the initial factorization itself, making this approach advantageous over general methods like Gaussian elimination for positive definite matrices. Once the Cholesky factorization is available, the determinant of A can be computed directly from the diagonal elements of L as \det(A) = \prod_{i=1}^n L_{ii}^2. Evaluating this product requires only O(n) operations, providing a fast and numerically stable way to obtain the without additional factorizations. This formula exploits the property that \det(L L^T) = \det(L) \det(L^T) = [\det(L)]^2, and since L is triangular, \det(L) = \prod_{i=1}^n L_{ii}. For positive definite matrices, this method avoids the pivot-induced errors possible in general determinant computations via . The Cholesky factors also other operations, such as and , by leveraging the decomposition for simplified evaluations. For instance, the of the \operatorname{trace}(A^{-1}) can be computed by solving n triangular systems to find the diagonal entries of A^{-1}, at a of O(n^2) operations post-factorization. Regarding , the Frobenius \|A\|_F = \sqrt{\operatorname{trace}(A^T A)} can be related to the factors, though direct summation of elements in A is often simpler; however, for the , \|A^{-1}\|_F = \|L^{-T} L^{-1}\|_F allows computation via the formed or element-wise summation after solving the systems. These operations highlight the utility of Cholesky factors in batch computations beyond solving linear systems. For matrices that may be rank-deficient, a rank-revealing Cholesky provides a basis for computing the Moore-Penrose pseudoinverse. In the strong rank-revealing variant, the A = P^T L D L^T P (with P a and D diagonal) identifies the numerical r by revealing small diagonal entries in L, allowing of the full-rank leading principal submatrix. The pseudoinverse is then constructed as A^+ = P L^{-T} D_r^{-1} L_r^{-1} P^T, where subscripts denote the rank-r portions, enabling stable computation for low-rank approximations without full-rank assumptions. This method extends the standard Cholesky approach to semidefinite cases while preserving efficiency.

Generalizations and Extensions

To Complex and Non-Symmetric Cases

The Cholesky decomposition readily extends to Hermitian positive definite matrices. A square matrix A is Hermitian if it equals its own , A = A^H, and positive definite if x^H A x > 0 for all nonzero vectors x \in \mathbb{C}^n. Under these conditions, A admits a A = L L^H, where L is a lower with complex entries and positive real numbers along its . This form preserves the computational efficiency of the real symmetric case while accounting for complex conjugation in the . The of this mirrors the real case: there is exactly one such L with positive diagonal entries that satisfies the equation. This follows from the recursive nature of the algorithm, where each diagonal entry L_{ii} is determined as the positive of the corresponding Schur complement's leading entry, ensuring no ambiguity in the choice of sign or phase for the diagonal. Seminal texts establish this property through on the matrix dimension, confirming existence and uniqueness for all Hermitian positive definite matrices. For non-symmetric matrices, no direct analog of the Cholesky decomposition exists, as the factorization fundamentally relies on the matrix's (or Hermitian property in the case) to produce triangular factors whose product reconstructs the original . Instead, for symmetric indefinite matrices—where does not hold but is preserved—the LDL^T decomposition provides a suitable . Here, a A (real or Hermitian) factors as A = L D L^T (or L D L^H for ), with L lower triangular having diagonal entries and D a that may contain positive, negative, or zero entries. This form avoids square roots on potentially negative pivots, which would cause failure in the standard Cholesky algorithm, and reduces to the Cholesky when D has positive entries (by scaling L appropriately). The LDL^T decomposition exists without pivoting for matrices where all leading principal minors are nonzero, though often requires or partial pivoting strategies for indefinite cases. In applications involving truly non-symmetric matrices, one practical extension is to apply the Cholesky decomposition to the symmetric (or Hermitian) part of the matrix, defined as S = (A + A^H)/2, provided S is positive definite. This yields an approximate factorization that captures the dominant symmetric structure, useful in contexts like regularization or preconditioning where the antisymmetric part is small or negligible. However, this is not a full decomposition of A itself and serves primarily as an approximation rather than an exact generalization. For exact handling of non-symmetric matrices, alternative factorizations like are employed.

Sparse and Structured Matrices

In the Cholesky factorization of a sparse symmetric , the lower triangular L generally inherits much of the sparsity pattern from the original A, but the process introduces fill-in—additional nonzero entries in positions where A was zero. This fill-in can substantially increase storage requirements and computational time if not controlled, as the number of nonzeros in L determines the cost of subsequent and steps. To mitigate fill-in, a P is applied such that the factorization is performed on P^T A P, reordering the rows and columns to delay elimination and group related nonzeros. The (AMD) ordering is a popular that approximates the by selecting pivots that minimize the number of adjacent uneliminated vertices at each step, leading to reduced fill-in for many practical sparse matrices. For matrices from geometric problems, such as those arising in finite element methods, provides a more structured approach: it recursively partitions the of A by removing a balanced , ordering vertices within subdomains before the separator, which minimizes fill-in by confining interactions to smaller blocks. This method achieves near-optimal complexity bounds, with fill-in on the order of O(n^2 \log n) nonzeros for two-dimensional n \times n grids. The symbolic factorization phase exploits these orderings to precompute the exact nonzero of L without numerical values, using graph-theoretic operations on the adjacency of A. This step, often represented via an elimination tree that encodes dependencies between rows of L, runs in time linear in the number of nonzeros of A plus the anticipated fill-in, enabling allocation of storage and optimization of the subsequent numerical . When exact factorization induces excessive fill-in for very large systems, incomplete Cholesky factorization provides an approximation by discarding small or structurally distant entries during elimination, producing a sparse L that satisfies A \approx L L^T only approximately. This yields an effective M = L L^T for iterative methods like the preconditioned conjugate gradient algorithm, where dropping is controlled by thresholds or sparsity patterns to balance accuracy and sparsity. Meijerink and van der Vorst established guidelines for its reliable use, proving stability and for matrices with M-matrix properties common in discretized PDEs, though modifications like diagonal shifts may be needed for general cases to prevent factorization breakdown. These techniques are essential in large-scale solvers for partial differential equations (PDEs), particularly in finite element or finite difference discretizations where A is sparse and structured. For one-dimensional PDEs yielding banded matrices with fixed bandwidth (e.g., tridiagonal systems), the Cholesky factorization requires only O(n) arithmetic operations, a drastic reduction from the O(n^3) cost of dense methods and enabling solutions for systems with millions of unknowns. In two-dimensional problems on n \times n meshes with N = n^2 unknowns, nested dissection or AMD orderings limit fill-in and reduce the overall complexity to O(n^3) or O(N^{3/2}), facilitating efficient simulations in structural mechanics and fluid dynamics.

Historical Development

The Cholesky decomposition was developed by French military officer and geodesist André-Louis Cholesky in 1910, as documented in a handwritten manuscript dated December 2 of that year, preserved in the archives of the École Polytechnique. Cholesky created the method to efficiently solve systems of normal equations arising in geodetic computations, particularly for adjusting large sets of surveying measurements using least squares techniques. During World War I, where Cholesky served as a captain in the French artillery, the decomposition found practical application in military tasks such as artillery fire correction, topographic mapping, and aerial photography rectification, enabling precise calculations under computational constraints. Cholesky was killed in action on August 31, 1918, near Bagneux, France, and the method remained unpublished during his lifetime. The decomposition was first published posthumously in 1924 by Cholesky's colleague, Lieutenant-Colonel Ernest Benoît, in the Bulletin Géodésique, where it was presented as a tool for solving symmetric positive definite systems in geodesy. Early adoption occurred primarily within French military and geodetic circles for applications in ballistics trajectory computations and least squares adjustments of observational data. Independent rediscoveries contributed to broader recognition. In 1938, Polish astronomer Tadeusz Banachiewicz reinvented the as part of his "square root method" for solving normal equations in astronomical problems, publishing it in Astronomischer Nachrichten. This was followed in 1941 by American engineer Prescott D. Crout, who described a related for general matrices in the of electrical network analysis, though the Cholesky variant emerged as a special case. These efforts led to variant names such as the Banachiewicz or Crout in some literature. The decomposition gained prominence in the 1950s with the rise of electronic computers, becoming a fundamental tool in after mathematician John Todd highlighted it in his lectures and writings, emphasizing its efficiency for symmetric positive definite matrices in optimization and simulation. Since then, it has underpinned advancements in fields requiring stable matrix factorizations, such as solvers and statistical modeling.

Implementations

In Numerical Libraries

The Cholesky decomposition is implemented in several standard numerical libraries, providing efficient routines for both dense and sparse matrices across various programming languages. These implementations typically support real and complex arithmetic, with built-in checks for to ensure . LAPACK, a foundational for written in , offers the POTRF routine family for computing the Cholesky of dense symmetric (Hermitian) positive-definite matrices, including variants like DPOTRF for double-precision real matrices and ZPOTRF for complex double-precision. Pivoting options are available through routines such as PSTF for handling cases where the matrix may not be strictly positive definite. MATLAB's chol function relies on 's Cholesky routines for dense matrices, supporting both upper and lower triangular factorizations with optional pivoting for semidefinite cases, where it returns a if the matrix is not positive definite. Similarly, Python's exposes via scipy.linalg.cholesky, which computes the lower triangular factor for real or complex Hermitian positive-definite matrices and raises a LinAlgError if the decomposition fails due to indefiniteness. For sparse matrices, SuiteSparse's CHOLMOD module provides a high-performance of sparse Cholesky for symmetric positive-definite matrices, supporting supernodal methods for efficiency on large-scale problems and incomplete factorizations for preconditioning in iterative solvers. CHOLMOD handles updates and downdates to the , making it suitable for dynamic applications, and integrates with MATLAB's for sparse linear solves. In C++ and C environments, the Eigen library includes a Cholesky module with classes like LLT for standard LL^T decomposition of dense self-adjoint matrices and SimplicialLDLT for sparse cases, supporting block operations and both real and complex types with automatic pivoting for robustness against semidefinite inputs. The GNU Scientific Library (GSL), a C library, offers Cholesky decomposition functions such as gsl_linalg_cholesky_decomp for dense symmetric positive-definite matrices, including a modified variant for indefinite cases and error handling that returns a status code if eigenvalues are non-positive. These libraries emphasize error handling, such as detecting non-positive-definite matrices during factorization to prevent invalid results.

Algorithmic Considerations

Implementing the Cholesky decomposition efficiently requires careful consideration of parallelism to leverage modern multi-core processors and accelerators. Block-based algorithms partition into smaller blocks, enabling level-3 BLAS operations such as matrix multiplications that can be parallelized across cores. These blocked variants, often right-looking or left-looking, minimize data movement and maximize computational intensity, achieving near-optimal performance on shared-memory systems by distributing the factorization of diagonal blocks and updates to trailing submatrices. For GPUs, libraries like cuBLAS provide high-performance implementations of the Cholesky routine (potrf), utilizing the device's architecture for batched or single-matrix factorizations, which can yield significant speedups for dense matrices on hardware. Cache optimization plays a crucial role in reducing access latencies during . The choice between column-major and row-major variants affects locality; column-major ordering, as used in standard BLAS implementations, benefits from in the inner loops of the standard Cholesky algorithm, while row-major may require transpositions for optimal on certain architectures. Blocked algorithms further enhance L3 cache utilization by tuning block sizes to fit within hierarchies, reducing cache misses in the recursive panel and update phases, particularly for matrices larger than cache but fitting in L3. Error handling in Cholesky implementations must address potential indefiniteness of the input matrix, which violates the positive definite assumption. During factorization, a negative or zero pivot indicates a non-positive definite leading minor, triggering an error flag (e.g., INFO > 0 in LAPACK's DPOTRF routine) to halt computation and signal the issue. In such cases, robust implementations fallback to alternatives like the LDL^T decomposition, which handles indefinite symmetric matrices without requiring pivoting in the basic form, or incorporate rook pivoting for stability in sparse or ill-conditioned scenarios. In the 2020s, Cholesky decomposition has seen integration into frameworks for efficient computation of matrices in es. TensorFlow Probability, for instance, employs Cholesky factorization to sample from and condition posteriors, incorporating jitter for to ensure amid floating-point errors. This enables scalable inference in probabilistic models, with optimizations for batched operations on accelerators.

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