The close back unrounded vowel is a high vowel sound produced with the tongue positioned close to the soft palate toward the back of the mouth, while the lips remain spread or neutral without rounding.[1] In the International Phonetic Alphabet (IPA), it is symbolized by [ɯ], a turned lowercase m, and classified as a close (high) back unrounded vowel based on its tongue height, backness, and lip configuration.[1]As one of the secondary cardinal vowels—reference sounds established by Daniel Jones for consistent phonetic description—this vowel corresponds to cardinal number 16, contrasting with the rounded primary cardinal by maintaining an unrounded lip posture despite the similar tongue position.[2] Acoustically, [ɯ] features a high second formant frequency due to the unrounded lips, distinguishing it from rounded back vowels like , and it can approximate a vocalic velar approximant [ɰ] in some realizations.[2]This vowel is not native to standard English dialects but appears in numerous other languages worldwide, often as a phoneme or allophone.[1] In Japanese, it realizes the high back phoneme /u/ as an unrounded [ɯ], differing from English's rounded , and serves as the default epenthetic vowel in loanwords, such as [tatɯː] for "tattoo."[3] It can also devoice to [ɯ̥] between voiceless obstruents or before a pause, as in [sɯ̥kida] "(I) like it" or [kɯ̥sai] "smelly," forming part of Japanese's limited set of potentially voiceless vowels alongside [i̥].[4] Beyond Japanese, [ɯ] occurs in Azerbaijani (e.g., [bɑhɑˈɫɯ] "expensive"),[1] Korean, Turkish,[5] and several other languages, contributing to their vowel inventories and sometimes undergoing harmony or contextual variations.
Phonetic Classification
Height and Backness
The close back unrounded vowel, represented as [ɯ] in the International Phonetic Alphabet (IPA), is classified by its height and backness based on the vertical and horizontal positioning of the tongue during articulation. Vowel height refers to the degree of elevation of the tongue toward the roof of the mouth, with close (or high) vowels like [ɯ] featuring the tongue in its highest position without producing audible friction, thereby creating a narrow vocal tract opening. This maximal elevation distinguishes close vowels from mid and open vowels, where the tongue is positioned lower in the mouth.[6]Backness describes the anterior-posterior placement of the tongue body along the oral cavity, with back vowels such as [ɯ] involving retraction of the tongue toward the soft palate (velum), which narrows the pharynx and positions the highest point of the tongue dorsum posteriorly. This retraction contrasts with front vowels, where the tongue body advances toward the hard palate, and central vowels, which occupy an intermediate position. For [ɯ] specifically, the tongue body and root exhibit minimal forward advancement, maintaining a retracted posture that aligns the vowel's articulation with the back region of the vowel space. The soft palate (velum) remains raised to ensure oral airflow, preventing nasalization.[6][7]In the IPA vowel quadrilateral, a schematic representation of the oral cavity's midsagittal section, [ɯ] occupies the upper-right corner, signifying its close height and back quality. This placement derives from the cardinal vowel system established by Daniel Jones, where [ɯ] corresponds to Cardinal Vowel No. 16, serving as a reference point for the closest back unrounded vowel position without secondary articulations like lip rounding. The quadrilateral's conventions position unrounded vowels to the left of the back line, emphasizing [ɯ]'s pure backness through tongue retraction alone.[6]
Rounding and Related Articulatory Traits
The close back unrounded vowel, represented as [ɯ] in the International Phonetic Alphabet, is defined by its unrounded lipconfiguration, in which the lips remain spread or neutral rather than protruded or pursed, thereby avoiding labialization that would otherwise characterize a rounded back vowel like .[1] This unrounded lip position maintains an open anterior vocal tract without the narrowing induced by lip protrusion, allowing for a distinct articulatory posture that differentiates it from rounded variants.[8]Secondary articulatory traits of this vowel include a typically tense quality, involving greater muscular tension in the tongue body to achieve the high, retracted position, which contrasts with the relative laxness of lower vowels.[9] The jaw is positioned with minimal lowering—corresponding to the elevated tongue height—resulting in a relatively closed mandibular configuration that supports the close articulation without excessive oral opening.[10] Additionally, the pharynx is constricted through advancement of the tongueroot toward the pharyngeal wall, which contributes to the back articulation of the vowel.[6]In comparison to rounded back vowels, the absence of lip rounding in [ɯ] results in a less protruded vocal tract shape, where the lips do not extend the anterior resonator, leading to differences in overall cavity configuration and airflowdynamics through the oral passage.[11] This unrounded trait plays a crucial role in vowel inventories, frequently serving to contrast with rounded high back vowels and thereby upholding phonemic oppositions within languages that employ such distinctions.[12]
IPA Representation
Standard Symbol
The standard symbol in the International Phonetic Alphabet (IPA) for the close back unrounded vowel is the turned m, ⟨ɯ⟩.[13] This symbol, with IPA number 316, represents the unrounded counterpart to the close back rounded vowel .[13]The symbol ⟨ɯ⟩ was introduced in the 1899 version of the IPA alphabet, published in Le Maître Phonétique, and has been retained in subsequent revisions, including the 1928 revision and the 1989 Kiel Convention chart.[14] At the Kiel Convention in 1989, the IPA standardized its vowel symbols, confirming ⟨ɯ⟩ for this specific articulation without alteration from prior usage.[14]In Unicode, ⟨ɯ⟩ is encoded as U+026F (LATIN SMALL LETTER TURNED M) within the IPA Extensions block, ensuring consistent rendering across fonts that support phonetic characters, though typographic variations may occur in non-specialized typefaces.[13] The IPA guidelines reserve ⟨ɯ⟩ exclusively for the close back unrounded vowel to distinguish it from similar symbols like the central unrounded [ɨ].[14]Historically, the notation traces its roots to late 19th-century phonetic systems, evolving from earlier representations of high back unlabialized vowels in Henry Sweet's adaptations of Alexander Melville Bell's Visible Speech.[15] Notation variations, such as diacritics for nuanced articulations, are addressed in subsequent IPA subsections.[14]
Notation Variations
The close back unrounded vowel, represented by the standard IPA symbol [ɯ], employs various diacritics to denote articulatory modifications for greater phonetic precision. Centralization is indicated by the diaeresis diacritic above the symbol, yielding [ɯ̈], which describes a version with a more central tongue position. Lowering to a near-close quality uses the mid-centralization diacritic, producing [ɯ̽], while advanced tongue root articulation is marked by the dedicated diacritic placed below, resulting in [ɯ̘]; these adjustments allow transcription of dialectal or allophonic variants.[16][17]In extensions for disordered speech, the ExtIPA (Extensions to the International Phonetic Alphabet) and VoQS (Voicing and Voiced Quality Symbols) systems incorporate additional diacritics and symbols to capture atypical realizations, such as unusual tenseness or frication, though applications to [ɯ] typically rely on standard IPA modifiers like voicing [ɯ̬] or breathiness rather than vowel-specific innovations.[18]Historically, before the widespread adoption of [ɯ], early phonetic transcriptions sometimes approximated the sound using the close back rounded vowel combined with an unrounding indicator, such as the less rounded diacritic ̜ below, transcribed as [u̜], to distinguish the lack of lip rounding.[16]For practical notation, the symbol [ɯ] (Unicode U+026F) is entered via specialized input methods, including the SIL International Phonetic Alphabet keyboard layout or online tools like the IPA Chart Unicode Keyboard, which support combining diacritics for variants like [ɯ̈]. Rendering challenges arise in software lacking full IPA support, where [ɯ] may appear as a box or fallback glyph; compatible fonts such as Charis SIL or Doulos SIL ensure proper display of the turned m shape and attached diacritics.[19]
Examples Across Languages
In English Varieties
The close back unrounded vowel is rare in varieties of English, where the phonemic inventory typically includes only the rounded close back vowels /u/ and /ʊ/ for words like "goose" and "book," respectively. It does not hold phonemic status in any English dialect and appears only as an occasional allophonic variant or approximation, particularly in non-rhotic accents where lip rounding may be reduced. For instance, in some realizations of General British English, the GOOSE vowel /uː/ can be centralized, transcribed as [ʉː].This unrounding is not contrastive but contributes to regional vowel quality distinctions in some accents. Such occurrences are sporadic and context-dependent, without phonemic role.
In Non-Indo-European Languages
In Japanese, the close back unrounded vowel /ɯ/ functions as one of the five cardinal vowels in the phonemic inventory, realized as a high unrounded vowel that contrasts with the rounded /u/. It appears in words such as kuchi [kɯtɕi] 'mouth', where it occupies the syllable nucleus and contributes to the language's simple five-vowel system without length distinctions.Korean features /ɯ/ as a high back unrounded vowel in its seven- to ten-vowel systems across dialects, contrasting phonemically with the close back rounded /u/ and close front unrounded /i/. For instance, the topic marker 은 [ɯn] contrasts with 운 [un] 'luck'. This vowel is tense, consistent with the overall tenseness of Korean vowels, and participates in dialectal alternations, such as merging with mid /ɤ/ in some northern varieties.In Uyghur, /ɯ/ is posited as an underlying high back unrounded vowel in its asymmetric inventory, which distinguishes it from front unrounded /i/ diachronically, though surface realizations often front to or due to raising and harmony rules. It remains transparent to backness harmony, permitting preceding values to pass through without triggering change. For example, in roots with neutral high vowels, back suffixes may attach based on other vowels, as in kitaplar [tʃitɑplɑr] 'books'.[20]The vowel [ɯ] also occurs in other languages, such as Azerbaijani (e.g., [bɑhɑˈɫɯ] "expensive"), Mandarin Chinese (e.g., [t͡sʰɯ˥˩] "thorn"), and Turkish (e.g., [ɯˈɫu] "town").Across these languages, /ɯ/ exhibits phonological patterns typical of high vowels in Asian systems, including inherent tenseness that enhances its perceptual distinctiveness from laxer mid vowels. It often resists nasalization, as the articulatory constraints of high tongue position create stronger oral pressure buildup, limiting velum lowering compared to lower vowels. In harmony-governed languages like Uyghur and Turkish, /ɯ/ patterns with unrounded vowels in backness and rounding assimilation, reinforcing root-controlled feature spread while maintaining neutrality in non-initial positions.[21][20]
Acoustic Properties
Formant Structure
The formant structure of the close back unrounded vowel /ɯ/ is defined primarily by its low first formant (F1), which typically ranges from 250 to 350 Hz in adult male speakers, corresponding to the vowel's high tongue position that shortens the pharyngeal cavity and raises the lowest resonance frequency.[22] The second formant (F2) is generally lower than for front vowels but higher than for its rounded counterpart /u/ due to the absence of lip protrusion, falling between 1100 and 1600 Hz in male productions across languages like Japanese and Korean.[23][22] The third formant (F3) is elevated relative to rounded back vowels, often exceeding 2500 Hz, as the lack of lip rounding prevents the additional lengthening of the vocal tract that would lower higher resonances.[24]These formant values exhibit systematic variations influenced by speaker gender and age. Female speakers produce higher formants overall, with F1 approximately 15-20% elevated (e.g., 400-500 Hz) and F2 similarly shifted upward (e.g., 1500-1800 Hz), attributable to shorter average vocal tract lengths compared to males.[22] Children display even higher formants, particularly F1 (often 450-600 Hz), due to proportionally shorter vocal tracts, though these normalize toward adult values with growth. Formants are typically measured at the vowel's steady-state midpoint using linear predictive coding (LPC) analysis on spectrograms derived from wideband fast Fourier transform (FFT) spectra.[23][26]In the standard vowel triangle model, which plots F1 against F2 to represent articulatory space, /ɯ/ positions at the lower-left periphery, with its low F1 and relatively low F2 contrasting sharply with the high F2 of the close front unrounded vowel /i/ (F2 ~2200-2700 Hz), thereby anchoring the back edge of the acoustic vowel space.[27] Cross-linguistic experimental data, such as adapted norms from Peterson and Barney's foundational American English study (1952) extended to non-English vowels via comparable methodologies, confirm average adult male values around F1=300 Hz and F2=1300 Hz for /ɯ/ in languages like Korean and Japanese, underscoring its consistent acoustic profile despite phonetic context variations.[22][26]
Perceptual Distinctions
Listeners perceive the close back unrounded vowel through acoustic cues that reflect its high tongue position and retracted articulation. A low first formant frequency (F1) cues its closeness, as higher vowels exhibit lower F1 values due to reduced oral cavity resonance below the tongueconstriction. A mid-low second formant frequency (F2) signals backness, arising from the larger front cavity created by the tongue's posterior position. Notably, the lack of lip rounding avoids the further F2 lowering effect observed in rounded counterparts, preserving a relatively higher F2 that aids in perceptual separation.[28][29]Discrimination studies highlight challenges in distinguishing this vowel from the close back rounded /u/, particularly without visual information. Auditory-only presentation reduces accuracy, as the spectral overlap in F1 and F2 makes the unrounded variant acoustically similar to /u/ for listeners lacking native exposure to the contrast. Cross-linguistically, English speakers frequently misperceive Japanese /ɯ/ as /u/, with assimilation rates exceeding 90% and high category goodness ratings, reflecting a single-category mapping under the Perceptual Assimilation Model.[23][30][31]Identification of the vowel relies on duration and contextual factors, varying by language. In Japanese, where length is phonemic, longer realizations of /ɯ/ enhance perceptual salience through extended exposure to its formant structure, improving discrimination from shorter vowels. In contrast, Korean /ɯ/ occurs primarily in short durations without length contrasts, making identification more context-dependent on adjacent consonants and prosodic environment for cue integration.[23][32]Psychoacoustic research on Japanese minimal pairs like /kɯ/ and /ku/ underscores rounding as the key distinguisher, with listeners attending to the absence of lip-protrusion cues that lower F2 in /u/, leading to better discrimination when spectral differences are isolated from duration variations.[23]
The primary articulatory distinction between the close back unrounded vowel [ɯ] and its rounded counterpart lies in lip configuration: the lips remain neutral or slightly spread for [ɯ], whereas they are protruded and rounded for . This rounding in extends the length of the vocal tract's front cavity, acoustically lowering the second formant (F2) relative to [ɯ], which enhances the perceptual separation between back vowels.[33]In languages maintaining both as phonemes, such as Turkish, [ɯ] and participate in vowel harmony, where suffix vowels match the root's backness and rounding, yielding phonemic contrasts that distinguish lexical items. A near-minimal pair illustrates this: kul [kul] 'slave' features , while kıl [kɯl] 'hair' or 'nail' features [ɯ], with the vowels altering word meaning within the harmony system.[34]Cross-linguistically, appears in over 90% of languages, reflecting its articulatory compatibility with labial consonants (e.g., /p, b, m/), where lip rounding eases coarticulatory transitions and promotes perceptual salience for backness.[35] In contrast, [ɯ] occurs in only about 6% of languages per the PHOIBLE database, largely confined to Turkic, Korean, Japanese, and select Austronesian and Sino-Tibetan varieties, underscoring 's greater universality due to these biomechanical advantages.[36]Historically, unrounding of to [ɯ] has occurred in certain East Asian languages, as seen in Japanese, where Old Japanese preserved a rounded high back vowel /u/ that devoiced and unrounded in many modern dialects, shifting to [ɯ] while retaining its phonemic role.[37] This diachronic change exemplifies how rounding can erode in systems without strong labial coarticulation pressures, though remains dominant globally.[38]
Versus Near-Close Back Unrounded Vowel
The close back unrounded vowel [ɯ] is articulated with the highest elevation of the tongue body in the back region of the vocal tract, approaching contact with the soft palate to create minimal oral opening, in contrast to the near-close back unrounded vowel, which features a slightly lowered tongue position for a marginally greater aperture, often notated as [ɯ̞] (lowered [ɯ]) or [ɯ̽] (mid-centralized [ɯ]). This height distinction reflects a subtle but articulatorily significant difference in tongue constriction, with the fully close variant exhibiting greater vertical elevation akin to the rounded counterpart , while the near-close version approximates the laxer positioning of vowels like [ʊ] but without lip rounding.[1][39]The near-close back unrounded vowel occurs more commonly as an allophonic variant in English dialects, particularly as an unrounded realization of /ʊ/ among younger speakers of General American English in regions like the Midwest and California, where lip rounding is minimized, yielding sounds transcribed approximately as [ʊ̜] or [ɯ̞] in words such as "good" [gʊ̜d] or "book" [bʊ̜k]. By comparison, the fully close [ɯ] functions as a phonemic category in Japanese, where it contrasts with other high vowels in the language's five-vowel system, though articulatory studies reveal some centralization in its realization.[40]Along the phonetic continuum between these vowels, laxing processes in rapid or casual speech can cause the tongue for [ɯ] to lower slightly, shifting it toward near-close qualities, as observed in contexts where high vowels undergo reduction in closed syllables or unstressed positions. This gradient variation underscores the non-categorical nature of vowel height in connected speech. In phonetic transcription, especially within dialectology, diacritics like the lowering symbol ̞ or centralization mark ̽ are employed to capture these intermediate forms precisely, such as [ɯ̽] for realizations blending close height with partial central lowering.[41][39]