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Diffusing capacity

Diffusing capacity, also known as the diffusing capacity of the lung (DL), quantifies the ability of the lungs to transfer gas from inhaled air in the alveoli to the red blood cells in pulmonary capillaries, primarily assessed using carbon monoxide as a surrogate for oxygen transfer.^[1] It is a key component of pulmonary function testing that evaluates the efficiency of gas exchange across the alveolar-capillary membrane.^[2] Physiologically, diffusing capacity follows Fick's law of diffusion, depending on the surface area available for gas exchange, the thickness of the diffusion barrier, and the partial pressure gradient of the gas; carbon monoxide is used because its high affinity for hemoglobin minimizes the influence of perfusion limitations, isolating the diffusive properties of the lung membrane.^[1] The overall diffusing capacity (DLCO) is mathematically expressed as the product of the membrane diffusing capacity (Dm) and the conductance of blood for carbon monoxide (θVc), where DLCO = 1 / (1/Dm + 1/θVc), reflecting both structural integrity of the alveolar-capillary interface and the reaction rate of gas with hemoglobin.^[3] Factors such as lung volume, hemoglobin concentration, and alveolar oxygen tension influence DLCO; for instance, it increases with polycythemia or asthma due to enhanced blood carrying capacity, while anemia or high altitudes reduce it by altering hemoglobin availability or gas gradients.^[1] The standard measurement of diffusing capacity employs the single-breath technique, in which the patient inhales a dilute gas mixture containing 0.3% carbon monoxide and a tracer gas like helium, holds their breath for approximately 10 seconds at total lung capacity, and then exhales for analysis of residual CO uptake and alveolar volume (Va).^[1] This method, standardized by the American Thoracic Society and European Respiratory Society, calculates DLCO as the rate of CO transfer per minute per mm Hg partial pressure difference, typically requiring at least two acceptable tests with results within 2 mL/min/mm Hg of each other.^[3] Normal values range from 75% to 140% of predicted norms, adjusted for age, sex, height, ethnicity, and hemoglobin levels, with severity graded by z-scores (e.g., z-score ≤ -2 indicating moderate impairment).^[2] Clinically, diffusing capacity is essential for diagnosing and monitoring diseases affecting gas exchange, such as emphysema, interstitial lung disease, pulmonary hypertension, and heart failure, where reduced DLCO (<60% predicted) signals alveolar-capillary damage or loss of surface area.^[1] Elevated DLCO can occur in conditions like pulmonary hemorrhage or early polycythemia, while isolated analysis of components like the transfer coefficient (KCO = DLCO/Va) helps differentiate between membrane defects and vascular issues.^[3] Beyond diagnosis, low DLCO values (<40% predicted) are prognostic indicators of increased mortality in chronic lung diseases and inform treatment decisions, including eligibility for lung transplantation or disability evaluations.^[1] The test carries minimal risks, primarily transient lightheadedness, and requires simple preparations like avoiding smoking for 4-6 hours beforehand.^[2]

Definition and Physiology

Definition

Diffusing capacity (DL) refers to the ability of the lungs to transfer gas from alveolar air to pulmonary capillary blood across the alveolar-capillary membrane.^[4] It is primarily measured as the diffusing capacity of the lung for carbon monoxide (DLCO), which quantifies the transfer of CO under standardized conditions to assess overall gas exchange efficiency.^[4] This measure distinguishes itself from other pulmonary function tests, such as spirometry, by focusing specifically on the diffusive component of gas transport rather than ventilatory mechanics or lung volumes.^[1] The overall diffusing capacity (DL) is determined by two key components in series: the alveolar-capillary membrane conductance (DM), which reflects the permeability and surface area of the membrane, and the pulmonary capillary blood volume adjusted for the reaction rate with hemoglobin (θVc), where θ represents the rate of gas uptake by red blood cells and Vc is the capillary blood volume.^[4] These components combine according to the equation DL = 1 / (1/DM + 1/(θVc)), originally derived from the Roughton-Forster model, which separates membrane diffusion resistance from blood reaction resistance.^[5] Carbon monoxide is used as the test gas because its high affinity for hemoglobin (approximately 250 times that of oxygen) ensures that uptake is primarily diffusion-limited rather than perfusion-limited, providing a reliable estimate of lung diffusing properties.^[4] DLCO is typically expressed in units of milliliters of CO per minute per millimeter of mercury (mL/min/mmHg) at body temperature and pressure, saturated with water vapor (STPD).^[4] The term "diffusing capacity" was first introduced by Marie Krogh in 1910 to describe the lung's capacity for oxygen diffusion, later adapted for CO measurements in clinical practice.^[6] Standardization of terminology and measurement, including the use of DLCO over the synonymous transfer factor (TLCO), follows guidelines from the American Thoracic Society (ATS) and European Respiratory Society (ERS), ensuring consistent reporting across laboratories.^[4]

Physiological Basis

The diffusing capacity of the lung reflects the rate at which gases, such as carbon monoxide (CO) or oxygen, transfer from alveolar air to pulmonary capillary blood, governed by the physical principles of diffusion across the alveolar-capillary membrane. This process is fundamentally described by Fick's law of diffusion, which quantifies the flux of gas (V_gas) as proportional to the surface area available for diffusion (A), the diffusion coefficient of the gas (D), and the partial pressure gradient across the membrane (P_1 - P_2), inversely proportional to the thickness of the barrier (T). Mathematically, this is expressed as:

V_{\text{gas}} = A \cdot D \cdot \frac{(P_1 - P_2)}{T}

In the lungs, this law applies to gas exchange where the thin alveolar epithelium, interstitial space, and capillary endothelium form the diffusive barrier, enabling efficient equilibration of gases during the brief transit of blood through the pulmonary capillaries.^[1]^[7] For CO, commonly used to measure diffusing capacity, the process involves not only diffusion across the membrane but also the chemical reaction with hemoglobin in red blood cells, which avidly binds CO and maintains a favorable concentration gradient. The parameter θ represents the rate of CO uptake by whole blood (in ml CO/min/mmHg/ml blood), influenced heavily by hemoglobin concentration, as higher levels increase binding sites and thus enhance θ.^[8] The overall diffusing capacity (DL) can be conceptualized as the series combination of membrane diffusing capacity (DM), reflecting conductance across the alveolar-capillary barrier, and the blood reaction component (θVc), where Vc is the pulmonary capillary blood volume. Resistance to diffusion is additive, with 1/DL = 1/DM + 1/(θVc); in healthy lungs, the blood reaction often contributes more significantly to total resistance for CO than the membrane alone. Anemia reduces θ by decreasing hemoglobin availability, thereby lowering DL, while elevated carboxyhemoglobin competes for binding sites on hemoglobin, further diminishing θ and impairing CO uptake.^[8]^[9]^[10] Anatomically, these processes occur across an alveolar surface area of approximately 70 m² in adults, providing ample interface for gas exchange, with a pulmonary capillary blood volume of about 75 ml containing the red blood cells that react with incoming gases. The transit time of blood through these capillaries averages 0.75 seconds at rest, sufficient for near-complete equilibration under normal conditions, though it can shorten during exercise, potentially stressing diffusive limits.^[11]^[7]

Measurement Methods

Single-Breath Technique

The single-breath technique, also known as the single-breath carbon monoxide uptake method (DLCO_SB), is the most widely adopted approach for measuring diffusing capacity of the lung for carbon monoxide (DLCO). In this method, the patient inhales a dilute test gas mixture containing 0.3% carbon monoxide (CO), 0.3% methane or 10% helium as an inert tracer gas, 21% oxygen, and the balance nitrogen, to determine both alveolar volume (VA) and CO uptake during a brief breath-hold maneuver.^[12] The procedure simulates a single, deep inspiration to total lung capacity (TLC), allowing CO to diffuse across the alveolar-capillary membrane into the pulmonary blood while the tracer gas helps estimate VA by assuming uniform dilution.^[1] The step-by-step procedure begins with the patient exhaling fully to residual volume (RV) through a mouthpiece while wearing a nose clip. They then rapidly inhale the test gas mixture to TLC, achieving at least 85% of vital capacity (VC) within 4 seconds to ensure adequate distribution. The breath is held uniformly for 10 ± 2 seconds (typically 8-12 seconds), during which CO uptake occurs, followed by a smooth exhalation to RV within 12 seconds. The initial 0.75-1.0 L of exhaled gas (or 0.5 L if VC < 2 L) is discarded as dead space, and the subsequent alveolar sample (0.5-1 L in classical systems or a virtual sample of 85-500 mL in rapid gas analyzer systems) is analyzed for CO and tracer gas concentrations. At least two acceptable maneuvers are performed, with a minimum 4-minute interval between tests to allow CO elimination, and results are averaged if within 2 mL·min⁻¹·mmHg (0.67 mmol·min⁻¹·kPa).^[12]^[1] Equipment for the single-breath technique includes a delivery system for the test gas (often from a rubber bag or reservoir), a closed-circuit spirometer or flowmeter for volume measurement, and gas analyzers to detect CO and the inert tracer. Modern systems employ rapid-response gas analyzers (RGA) with a 0-90% response time of ≤150 ms, ±1% accuracy for gas concentrations, and ±2% flow accuracy across ±10 L/s, enabling continuous online monitoring during inhalation and exhalation. Classical systems collect discrete samples for offline analysis, but both require calibration with a 3-L syringe and must meet volume accuracy of ±75 mL.^[12] Patient preparation is essential to minimize variability and ensure safety. Individuals should avoid smoking for at least 4-24 hours prior to testing, refrain from supplemental oxygen for 10-15 minutes, and abstain from heavy exercise or caffeine on the test day. Testing is conducted in a seated position after 5 minutes of rest in a comfortable environment, with the patient wearing a nose clip and mouthpiece; recent heavy meals are discouraged to avoid discomfort, though fasting is not strictly required. Technicians demonstrate the maneuver, and patients practice tidal breathing beforehand to familiarize themselves. Contraindications include recent myocardial infarction (within 1 month) or severe CO exposure.^[12]^[1]^[13] Standardization follows the 2017 American Thoracic Society (ATS)/European Respiratory Society (ERS) guidelines to ensure reproducibility across laboratories. Acceptable tests require an inspiratory volume (VI) of ≥85% VC (ideally ≥90%), uniform breath-holding without glottic adjustments, and exhalation flow rates of 0.5-3 L/s to avoid turbulence. Quality grading ranges from A (all criteria met, including repeatability) to F (unusable due to leaks or non-compliance); at least two grade A or B tests are needed for reporting. These criteria address issues like slow inspiration or heterogeneous ventilation, which can underestimate VA.^[12] The single-breath technique offers advantages in simplicity and high reproducibility when performed correctly, making it suitable for routine clinical use in pulmonary function laboratories. It requires minimal equipment and patient effort beyond breath-holding, with low risk and the ability to integrate with spirometry. However, limitations include dependence on patient compliance for breath-holding, potential errors from leaks, incomplete lung filling, or ventilation inhomogeneity (e.g., in emphysema, leading to 8-15% underestimation of DLCO), and the need for adjustments in conditions like anemia or high carboxyhemoglobin levels. No more than five tests per session are recommended to prevent CO accumulation effects.^[12]^[13]^[1]

Alternative Techniques

The rebreathing method for measuring diffusing capacity involves the patient rapidly rebreating a gas mixture containing 0.3% carbon monoxide (CO) and 10% helium for 30 to 90 seconds, typically at a rate of 30 breaths per minute, without a breath-holding period; alveolar volume and CO uptake are calculated from sampled gas concentrations to derive DLCO.^[14] This technique is particularly useful for patients unable to perform breath-holding maneuvers, such as children or those with neuromuscular disorders, and during exercise testing where continuous breathing must be maintained, as in cycling protocols.^[1]^[14] The steady-state method requires the patient to inhale a low-concentration CO mixture (around 0.3%) continuously for several minutes until equilibrium is reached, with exhaled gas collected in a bag for analysis and CO uptake estimated using the alveolar gas equation; accurate assessment often necessitates arterial blood sampling to measure hemoglobin and oxygen content.^[14]^[15] It is preferred in scenarios where alveolar volume estimation is challenging, such as in patients with severe airflow obstruction, or during exercise when dynamic gas exchange needs evaluation without breath interruption.^[16] Historically, this approach predates the 1950s standardization of single-breath techniques and was among the earliest methods for steady assessment of gas transfer.^[4] Measurement of membrane diffusing capacity using nitric oxide (DLNO) employs a single-breath inhalation of a mixture containing nitric oxide (NO), often simultaneously with CO, leveraging NO's faster reaction kinetics with hemoglobin—due to its higher diffusivity (approximately twice that of CO) and negligible resistance at the red blood cell level—to isolate the membrane component (DM) without significant influence from capillary blood volume (θVc).^[3]^[17] DLNO values are typically 4 to 4.5 times higher than DLCO, providing a direct surrogate for DM and enabling research into alveolar-capillary barrier properties in conditions like emphysema or pulmonary vascular disease.^[3]^[18] Comparisons among these methods reveal variations relative to the single-breath gold standard; the rebreathing approach can overestimate DLCO by 5 to 13% owing to ventilation inhomogeneities and cardiac output influences that enhance CO mixing, while steady-state measurements demand blood sampling for precision and may underestimate in low-output states.^[19]^[20] DLNO, by contrast, offers superior sensitivity to membrane alterations but is more volume-dependent, with DLNO declining up to 43% from total lung capacity to residual volume compared to 29% for DLCO.^[3] Niche applications include DLNO for dissecting membrane versus vascular contributions in experimental settings, and rebreathing or steady-state for specialized pediatric or exercise contexts where the single-breath method is impractical.^[3]^[1]

Calculation and Interpretation

Formulas and Derivations

The diffusing capacity for carbon monoxide (DLCO) is derived from Fick's principle of diffusion, which states that the rate of gas uptake (V̇_CO) across the alveolar-capillary membrane equals the diffusing capacity multiplied by the partial pressure gradient of the gas: V̇_CO = DLCO × (P_{A_{CO}} - P_{c_{CO}}).^[12] In the single-breath method, P_{c_{CO}} (capillary blood CO partial pressure) is assumed to be approximately zero due to the rapid binding of CO to hemoglobin, simplifying the equation to V̇_CO ≈ DLCO × P_{A_{CO}}.^[12] Here, P_{A_{CO}} is the alveolar partial pressure of CO, calculated as F_{A_{CO}} × (P_B - P_{H_2O}), where F_{A_{CO}} is the alveolar CO fraction, P_B is barometric pressure, and P_{H_2O} is water vapor pressure at body temperature.^[12] During the breath-hold phase of the test, the change in alveolar CO content over time reflects the uptake rate. Assuming constant alveolar volume (V_A) during the breath hold, the differential equation governing CO disappearance is:

\frac{d(V_A \cdot F_{A_{CO}})}{dt} = -DLCO \cdot F_{A_{CO}} \cdot (P_B - P_{H_2O})

This simplifies to:

\frac{d F_{A_{CO}}}{F_{A_{CO}}} = -\frac{DLCO \cdot (P_B - P_{H_2O})}{V_A} \, dt

Integrating from initial (t=0) to final (t = t_{BH}) conditions yields the standard single-breath DLCO formula:

DLCO = \frac{V_A}{t_{BH}} \cdot (P_B - P_{H_2O}) \cdot \ln\left(\frac{F_{A_{CO},0}}{F_{A_{CO},t}}\right)

where t_{BH} is the breath-hold time in minutes (typically ~10 seconds or 0.167 minutes), F_{A_{CO},0} is the initial alveolar CO fraction (approximated from inspired CO fraction adjusted for dead space), and F_{A_{CO},t} is the final alveolar CO fraction. If t_{BH} is measured in seconds, multiply the right-hand side by 60 to obtain units in mL/min/mmHg.^[12] Units are typically reported as mL·min⁻¹·mmHg⁻¹ (STPD) in ATS conventions or mmol·min⁻¹·kPa⁻¹ in ERS conventions, with conversion by multiplying the former by 0.334.^[12] For low CO concentrations (as used in testing, ~0.3%), a linear approximation may sometimes be applied, but the logarithmic form accounts for the exponential decay of alveolar CO. V_A is typically in mL at BTPS, with full standards incorporating STPD conversion for gas volumes.^[12] Alveolar volume (V_A) is estimated concurrently using an inert tracer gas like helium (He) via dilution. The amount of tracer inhaled equals the amount diluted in V_A, leading to:

V_A = V_I \cdot \frac{F_{I_{He}}}{F_{A_{He}}}

where V_I is the inspired volume (BTPS) and F_{I_{He}}, F_{A_{He}} are the inspired and alveolar helium fractions, respectively.^[12] This form approximates without dead-space correction; full methods subtract dead-space volume V_D: V_A = (V_I - V_D) \cdot \frac{F_{I_{He}}}{F_{A_{He}}}. Adjustments for barometric pressure and water vapor ensure V_A is expressed at body temperature and pressure saturated (BTPS): V_A (BTPS) incorporates (P_B - P_{H_2O}) factors in volume conversions from ambient to body conditions.^[12] Key assumptions underlying these derivations include uniform distribution of CO and tracer gas throughout the alveoli, negligible initial CO stores in lung tissue or blood (justifying P_{c_{CO}} ≈ 0), instantaneous mixing upon inhalation and exhalation, constant V_A during breath hold, and a linear partial pressure gradient across the membrane without significant diffusion limitation from reaction rates.^[12] Violations, such as uneven ventilation, can introduce errors, but the model provides a robust estimate of overall gas transfer conductance.^[12]

Clinical Interpretation

Normal values for diffusing capacity of the lung for carbon monoxide (DLCO) in healthy adults typically range from 20 to 30 mL/min/mmHg, with adjustments required for age, sex, height, and ethnicity to determine predicted values.^[4] For instance, DLCO values are approximately 10-15% lower in individuals of African descent compared to Caucasians after adjusting for age, sex, and height, reflecting differences in lung structure and function.^[21] These reference values are standardized globally using the Global Lung Initiative (GLI) 2017 equations, which provide z-scores to assess deviation from the mean and the lower limit of normal (LLN, typically the 5th percentile or z-score of -1.645) for precise interpretation across diverse populations. Clinical patterns of DLCO abnormalities aid in differentiating underlying pathophysiology. An isolated reduction in DLCO, with preserved alveolar volume (VA), often indicates emphysema due to loss of alveolar-capillary surface area for gas exchange.^[1] In contrast, a low DLCO accompanied by reduced VA suggests interstitial lung disease (ILD), where both diffusion impairment and restricted lung volumes reflect parenchymal fibrosis or inflammation.^[1] Elevated DLCO values may occur in conditions such as obesity, which increases pulmonary blood volume, or polycythemia, which enhances hemoglobin-mediated CO uptake.^[1] Adjustments to measured DLCO are essential for accurate interpretation, particularly for anemia and carboxyhemoglobin (COHb) levels. For anemia, the 2017 ERS/ATS standards recommend correction using the formula DLCOc = DLCO × \frac{1.7 \times \mathrm{Hb}}{10.22 + \mathrm{Hb}} for adult males (g/dL), or DLCOc = DLCO × \frac{1.7 \times \mathrm{Hb}}{9.38 + \mathrm{Hb}} for adult females, with Hb_ref = 14.6 g/dL (males) or 13.4 g/dL (females); for children under 15 years, use 9.38 + Hb. This accounts for the effect of hemoglobin on blood conductance for CO (θVc).^[4] COHb effects, often from smoking, require correction for competitive binding and back pressure, with adjustments increasing DLCO by approximately 1% for every 1% rise in COHb (e.g., 11% correction for 10% COHb) to reflect the true diffusing capacity.^[22] Prognostically, DLCO provides critical insight, especially in idiopathic pulmonary fibrosis (IPF), where values below 40% of predicted are associated with significantly reduced survival, serving as a key threshold for risk stratification beyond symptom assessment.^[23]

\mathrm{DLCO_c = DLCO} \times \frac{1.7 \times \mathrm{Hb}}{10.22 + \mathrm{Hb}}

This equation adjusts for anemia in adult males, derived from physiological models of gas transfer.^[4]

Clinical Applications and Factors

Diagnostic Uses

Diffusing capacity of the lung for carbon monoxide (DLCO) plays a key role in evaluating patients presenting with unexplained dyspnea or hypoxemia, as it provides insights into gas exchange efficiency that may precede overt radiographic or symptomatic changes.^[1] In interstitial lung diseases (ILDs) such as idiopathic pulmonary fibrosis (IPF) and sarcoidosis, DLCO often declines early, serving as a sensitive marker for detecting subclinical pulmonary fibrosis or progression before significant forced vital capacity (FVC) impairment or symptoms manifest.^[24]^[25] Disease-specific patterns of DLCO help differentiate underlying pathologies. In chronic obstructive pulmonary disease (COPD), particularly emphysema, DLCO is typically reduced due to alveolar surface area loss, often accompanying an obstructive spirometric pattern.^[26] Anemia and pulmonary hypertension also commonly lower DLCO, reflecting impaired oxygen-carrying capacity or vascular limitations, respectively.^[27]^[28] In contrast, DLCO remains normal or mildly elevated in asthma, distinguishing it from other obstructive diseases like emphysema.^[29] Serial DLCO measurements are valuable for monitoring treatment responses in progressive conditions. In IPF patients on antifibrotic therapies such as nintedanib or pirfenidone, a stabilization or improvement in DLCO over 6-12 months correlates with slowed disease progression and better survival outcomes.^[30]^[31] Similarly, in cases of chemotherapy-induced lung toxicity, repeated DLCO assessments aid in detecting and quantifying drug-related interstitial changes, guiding dose adjustments or discontinuation.^[32] DLCO integrates effectively with other pulmonary function tests (PFTs) for comprehensive assessment. The DLCO adjusted for alveolar volume (DLCO/VA, or KCO) evaluates alveolar-capillary membrane integrity per unit lung volume, helping isolate true diffusion defects from volume-related reductions.^[33] When combined with the six-minute walk test (6MWT), low DLCO/VA predicts exertional desaturation in pulmonary hypertension, enhancing risk stratification.^[34] Despite its utility, DLCO has limitations in diagnostic specificity, as reductions can arise from multiple etiologies without pinpointing the exact cause, necessitating correlation with imaging and history.^[27] Additionally, apparently low DLCO values may occur in obesity without intrinsic lung disease, often due to reduced alveolar volume, though DLCO/VA typically remains preserved or elevated in such cases.^[1]^[35]

Influencing Factors

Diffusing capacity of the lung for carbon monoxide (DLCO) is influenced by several physiological variables that can alter measurements in healthy individuals. Age is a key determinant, with DLCO declining gradually after the third decade of life due to reductions in alveolar surface area and pulmonary capillary blood volume; studies indicate an approximate decline of 5-10% per decade after age 30, though the rate accelerates in later years.^[36]^[37] Body size also plays a role, as taller individuals exhibit higher DLCO values owing to larger lung volumes and greater alveolar-capillary interface area; reference equations incorporate height as a positive predictor alongside age and sex.^[38] Posture affects DLCO through changes in pulmonary blood distribution, with measurements typically 10-15% higher in the supine position compared to sitting due to increased cardiac output and gravitational redistribution of blood to the lung bases.^[39] Exercise induces acute elevations in DLCO, primarily via recruitment and distension of pulmonary capillaries to enhance oxygen delivery, with increases of up to 50-100% observed during moderate to maximal effort in healthy subjects.^[40] Environmental factors further modify DLCO outside of disease states. At high altitudes, DLCO effects are complex, with chronic exposure often increasing it by 10% or more due to vascular adaptations, though acute changes may vary; sea-level reference values overestimate predicted DLCO, potentially indicating spurious reductions without barometric pressure adjustments per ATS/ERS guidelines.^[41] Acute smoking elevates carboxyhemoglobin (COHb) levels to 5-15%, creating a back-pressure effect that reduces measured DLCO by approximately 10% immediately after inhalation, independent of chronic lung damage.^[4] Variations in ambient temperature and humidity influence gas solubility and analyzer calibration, with changes exceeding 3°C in temperature or 15% in relative humidity potentially altering DLCO readings by 5-10% due to effects on carbon monoxide uptake kinetics.^[42] Technical aspects of testing impact DLCO results. The lung volume at which the test is performed, specifically the alveolar volume (VA), is directly proportional to DLCO, as larger VA reflects greater accessible surface area for diffusion; DLCO is calculated as the product of the carbon monoxide uptake coefficient (KCO) and VA.^[43] The fraction of inspiratory vital capacity inhaled during the single-breath maneuver, ideally 85-90% of total vital capacity, ensures optimal VA measurement; suboptimal inhalation reduces effective VA and thus underestimates DLCO.^[3] Standardized corrections are applied to account for these influences and ensure comparability. Hemoglobin (Hb) concentration affects oxygen-carrying capacity, necessitating adjustment using formulas such as DLCO_corrected = DLCO_observed × [1.7 × Hb / (10.22 + Hb)] for males to normalize to a standard Hb of 14.6 g/dL.^[44] COHb corrections mitigate back-pressure by dividing observed DLCO by (1 - COHb fraction), while VA is inherently incorporated into the primary calculation but may require verification against total lung capacity for validity. Ethnic adjustments in reference equations address baseline differences, such as 6-15% lower predicted DLCO in Black individuals compared to White counterparts of similar age, height, and sex, to avoid misclassification.^[21] Emerging data post-2020 highlight chronic effects from modern exposures. Vaping, particularly in cases of e-cigarette or vaping product use-associated lung injury (EVALI), has been linked to persistent reductions in DLCO, with follow-up studies showing 10-20% deficits persisting months after acute resolution due to alveolar damage and impaired capillary recruitment.^[45] Similarly, long-term exposure to air pollution, including particulate matter and nitrogen dioxide, correlates with accelerated DLCO decline in non-diseased populations, with recent cohort analyses indicating 5-10% lower values in high-pollution areas, potentially through oxidative stress on the alveolar-capillary membrane.^[46]

Historical Development

Early Concepts

The concept of diffusing capacity emerged in the early 20th century amid debates on pulmonary gas exchange, particularly whether oxygen transfer from alveoli to blood relied on passive diffusion or active secretion. In 1910, August and Marie Krogh introduced the single-breath technique using carbon monoxide to assess lung diffusion. In 1915, Marie Krogh published foundational work demonstrating that oxygen diffusion through the lungs of humans could adequately explain observed uptake rates without invoking secretion, building on Christian Bohr's 1909 integration method to estimate alveolar-arterial oxygen gradients from integrated blood samples during exercise. Krogh adapted Bohr's approach to quantify diffusing capacity (DL) for oxygen (DLO2), reporting values around 56 ml/min/mmHg at rest, which increased by 20-40% during exercise, thus resolving a long-standing controversy initiated by Bohr and August Krogh in the 1900s. Prior to widespread DLCO measurements, early assessments of lung function used carbon monoxide (CO) absorption as a proxy, with John Scott Haldane conducting rebreathing tests in the early 20th century to evaluate CO uptake and elimination in relation to overall respiratory efficiency.^[47] These experiments highlighted CO's utility due to its strong binding to hemoglobin, allowing indirect inferences about diffusion limitations, though they did not formally compute DL. Haldane's work, including critiques of pure diffusion models based on high-altitude data from Pike's Peak expeditions, underscored challenges in reconciling measured oxygen uptake with low alveolar tensions. The shift toward routine CO-based diffusing capacity measurements accelerated in the mid-20th century for its simpler kinetics compared to oxygen, avoiding variable hemoglobin saturation effects. In 1946, Lilienthal et al. revived interest by developing a steady-state method to directly measure DLO2 under hypoxic conditions (13% O2), validating CO as a surrogate and reporting DL values that aligned with Krogh's estimates while revealing diffusion impairments in disease. This paved the way for CO adoption; by 1957, Roughton and Forster introduced a key separation of diffusing capacity into membrane conductance (DM) and blood reaction components (θVc), addressing earlier limitations by incorporating in vitro CO-hemoglobin kinetics to refine calculations. Concurrently, Ogilvie et al. standardized the single-breath CO technique, incorporating helium dilution for accurate alveolar volume measurement and improving reproducibility over Krogh's original method.^[48] Early estimates often overestimated diffusing capacity due to neglect of the finite rate of CO reaction with blood (θ), leading to assumptions of instantaneous equilibration that inflated apparent membrane diffusion; this was particularly evident in steady-state approaches before Roughton's corrections. Such challenges highlighted the need for integrated models distinguishing physical diffusion from chemical binding, setting the stage for more precise clinical applications.

Modern Advancements

Standardization efforts in diffusing capacity measurement began with the 1995 American Thoracic Society (ATS) guidelines, which established protocols for the single-breath diffusing capacity of the lung for carbon monoxide (DLCO) to ensure reproducibility and accuracy in clinical settings.^[49] These were updated in 2005 by the joint ATS/European Respiratory Society (ERS) statement, emphasizing quality control measures such as equipment calibration, patient positioning, and breath-hold techniques to minimize variability in DLCO testing.^[50] Further advancements came in 2017 with the Global Lung Function Initiative (GLI) multi-ethnic reference equations for DLCO, derived from over 5,000 healthy individuals across diverse ethnic groups, enabling more precise interpretation by accounting for age, sex, height, ethnicity, and hemoglobin levels.^[51] Technological progress in the 1980s introduced automated analyzers for DLCO, which streamlined gas mixing and measurement processes, reducing operator-dependent errors compared to manual systems.^[52] By the 1990s, online gas monitoring systems emerged, allowing real-time analysis of exhaled carbon monoxide and tracer gases, which decreased sampling delays and improved precision in DLCO calculations.^[4] Concurrently, the use of nitric oxide (DLNO) alongside DLCO gained traction from the 1990s onward, with the DLNO/DLCO ratio providing a non-invasive estimate of pulmonary membrane diffusing capacity (DM) by isolating the effects of alveolar-capillary membrane conductance from blood volume contributions.^[53] Research in the 2000s highlighted DLCO's role in heart failure, with studies showing reduced DLCO due to alveolar-capillary membrane dysfunction and decreased pulmonary capillary blood volume, correlating with disease severity and prognosis in chronic heart failure patients.^[54] In the 2010s, integration of DLCO with high-resolution computed tomography (HRCT) advanced emphysema phenotyping in chronic obstructive pulmonary disease (COPD), where low DLCO combined with HRCT-detected emphysema extent predicted worse outcomes and distinguished emphysema-dominant from airway-dominant phenotypes.^[55] Post-2020 developments include AI-assisted interpretation of pulmonary function tests (PFTs), where machine learning models analyze DLCO alongside spirometry and imaging to enhance diagnostic accuracy for interstitial lung diseases, achieving up to 82% agreement with expert pulmonologists.^[56] The COVID-19 pandemic spurred research on DLCO in long-haulers, revealing persistent diffusion impairment in 30-50% of survivors at 6-12 months post-infection, with incomplete recovery linked to initial disease severity and vascular inflammation.^[57] Updated corrections for obesity have refined DLCO interpretation, as higher body mass index often elevates DLCO due to increased pulmonary blood volume, necessitating BMI-adjusted reference values to avoid misclassification in epidemic-era cohorts. Future directions emphasize non-invasive alternatives like the multiple inert gas elimination technique (MIGET), which infuses six inert gases to precisely quantify pulmonary capillary blood volume (Vc) and ventilation-perfusion mismatch, offering potential enhancements to DLCO by addressing diffusion limitations in complex pathologies.^[58]

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[PDF] Single-Breath Carbon Monoxide Diffusing Capacity, 1999 Update
Single-breath diffusing capacity for carbon monox- ide (DLCOsb), sometimes referred to as the transfer factor for carbon monoxide (TCO). DLCO 2.0 DESCRIPTION/ ...
[14]
Diffusing capacity and its measurement - Deranged Physiology
Jan 19, 2020 · There are three main methods for the measurement of DLCO: the single breath method, the steady state method and the rebreathing method. The ...
[15]
A Comprehensive Review on Carbon Monoxide Diffusion Capacity ...
Feb 3, 2024 · The single-breath technique, commonly used, involves inhaling a small CO amount and holding the breath for 10 seconds before exhalation [8], the ...
[16]
Diffusing Capacity - Respiratory Therapy
There are several methods of measuring Dlco, including single breath, steady state, intra-breath, and rebreathing techniques.
[17]
Nitric oxide diffusing capacity versus spirometry in the ... - PubMed
The diffusion capacity for nitric oxide (DLNO) is independent of pulmonary capillary blood volume and equals the membrane diffusing capacity.<|control11|><|separator|>
[18]
Combined diffusing capacity for nitric oxide and carbon monoxide as ...
Sep 10, 2018 · The comparison of DLNO and DLCO allows for the differentiation of lung components affected by the lung disease, since the affinity for NO to ...
[19]
Inhomogeneity of ventilation leads to unpredictable errors in ...
With inhomogeneity in initial alveolar volume there was an overestimation in DLCO of 13%, 7% and 11% for SB, RB and OC techniques and an underestimation of VA ...
[20]
[PDF] CO DIFFUSING CAPACITY IN THE HUMAN LUNG DEPENDENT ...
In 196 healthy volunteers we determined DLco and DLcolV A with the rebreathing method ... in an overestimation of DLCO and DLco/VA of about 5.2%.<|control11|><|separator|>
[21]
The need for race-specific reference equations for pulmonary ... - NIH
Jul 13, 2021 · After normalizing for sex, age2, and height, blacks had a 12.4 and 3.9 mL/min/mmHg lower DLNO and DLCO, respectively, compared to whites.
[22]
Effects of Increasing Carboxyhemoglobin on the Single Breath ...
This first-order correction is slightly more than increasing DLCO by 1% for every 1% increase in COHb. For 10% COHb, the correction should be 11%. However, if ...
[23]
Prognostic scoring systems for clinical course and survival in ...
Baseline diffusing capacity for carbon monoxide (DLCO) appears to be a better survival predictor compared to FVC, and a threshold of approximately 40 percent of ...<|control11|><|separator|>
[24]
Pulmonary Function in Pulmonary Sarcoidosis - PubMed Central - NIH
Oct 24, 2023 · DLCO appears to be more sensitive in detecting pulmonary fibrosis than FVC, and it can be used to indicate pulmonary hypertension [5,6].
[25]
Characterization of the PF-ILD phenotype in patients with advanced ...
Jun 25, 2022 · Diffusion capacity of carbon monoxide (DLCO) may be a useful functional marker to screen for advanced pulmonary sarcoidosis.
[26]
DLCO - an overview | ScienceDirect Topics
DLCO may be elevated in pulmonary hemorrhage, asthma, polycythemia, mild left heart failure, and obesity.12. View article.
[27]
Using and Interpreting Carbon Monoxide Diffusing Capacity (Dlco ...
Inhaled CO is used because of its very high affinity for hemoglobin. CO has a 200 to 250 times greater affinity for hemoglobin than does oxygen. Because anemia ...
[28]
Isolated Reductions in DLco and the Relationship with VA - MDPI
In about 75% of patients with idiopathic pulmonary arterial hypertension (IPAH), the diffusing capacity of the lung for carbon monoxide (DLco) is reduced [7,8].Missing: patterns | Show results with:patterns
[29]
DLCO and Asthma Management | RT - Respiratory Therapy
In patients with asthma, DLCO is usually normal or mildly elevated in contrast to other obstructive lung diseases (ie, COPD/emphysema) which often reflect a ...
[30]
FVC and DLCO evolution after initiation of antifibrotics as prognostic ...
Disease progression is in part monitored by pulmonary function tests (PFT). We aimed to assess the prognostic role of short-term PFT response to antifibrotics.Missing: serial chemotherapy toxicity
[31]
Idiopathic Pulmonary Fibrosis: Best Practice in Monitoring and ... - NIH
A decline in DLco >15% predicted over 6–12 months is associated with a significantly increased risk of mortality in patients with IPF [5, 22]. Difficulties in ...
[32]
Review Drug-induced interstitial lung disease during cancer therapies
These recommendations provide a structured step-by-step diagnostic and therapeutic approach for each grade of suspected cancer-related DIILD.
[33]
Lung Diffusion Capacity - an overview | ScienceDirect Topics
The test measures the absorption of a low concentration of carbon monoxide in inhaled air by hemoglobin in red blood cells that circulate through pulmonary ...Missing: theta | Show results with:theta<|control11|><|separator|>
[34]
Lung function in relation to six-minute walk test in pulmonary ... - NIH
Lower DLCO divided by the alveolar volume (DLCO/VA), FEV1/VC-ratios and resting PaO2-values were significantly correlated with exertional desaturation after ...Missing: integrity | Show results with:integrity
[35]
Obesity-related Changes in Diffusing Capacity and ... - PubMed
We found that Kco and VA were more affected by BMI than Dl CO. Increases in PPD values varied across equations and were modest but significant.
[36]
The distribution of change in DL CO during a 9-year follow-up from...
... rate of decline in diffusing capacity for carbon monoxide (DLCO) accelerates with age, more than doubling across decades. [13][14] [15] Although estimates ...
[37]
The added value of haemoglobin to height, age, and sex to predict ...
Aug 8, 2023 · Height, age, sex, and haemoglobin all have independent influence on the DLCO in subjects with normal spirometry and preserved exercise capacity.Missing: COHb | Show results with:COHb
[38]
Normal Predicted Values of Single-Breath Diffusing Capacity ... - NIH
... DLCO and DLCO/VA were normalized to a standard hemoglobin value according to Cotes equation. Corrected DLCO = Hgb + 10.22 1.7 Hgb × measured DLCO. The ...
[39]
Effect of Postural Variations on Carbon Monoxide Diffusing Capacity ...
Jun 5, 2008 · Results: In healthy individuals, DLCO tended to improve from the upright to the supine position (21.42 ± 2.90 and 26.07 ± 5.11 ml/min/mm Hg, ...
[40]
Effect of aerobic fitness on capillary blood volume and diffusing ...
With incremental exercise, pulmonary diffusion capacity (DLCO) must increase with exercise to meet the increased O2 demand; otherwise, a diffusion ...
[41]
Diffusing Capacity of the Lung for Carbon Monoxide in Mexican ...
Dec 5, 2017 · Reference equations for DLCOsb obtained at sea level are poor predictors of the values measured at moderate altitude. Keywords: altitude; ...
[42]
[PDF] 2017 ERS/ATS standards for single-breath carbon monoxide uptake ...
A standardised clinical method to determine the diffusing capacity of the lung for carbon monoxide. (DLCO), using a tracer gas to determine both the alveolar ...
[43]
Pulmonary Function Testing - Medscape Reference
Sep 17, 2024 · Patients with a negative cardiac history and ECG that demonstrate an FEV1 and a diffusing capacity of lung for carbon monoxide (DLCO) that are ...<|control11|><|separator|>
[44]
[PDF] New Reference Value Equations for Transfer Factor (Diffusing ...
DLCO [single breath]. Page 8. Factors contributing to the variation in DLCO. Subject-related. • alveolar volume. • pulmonary capillary blood volume - Hb.
[45]
Long-term Impact of E-cigarette and Vaping Product Use-associated ...
Feb 15, 2020 · We present two cases that were discharged from the hospital after recovering from EVALI but had reduced diffusion capacity for carbon monoxide (DLCO) in follow ...
[46]
Air pollution enhance the progression of restrictive lung function ...
Jul 14, 2022 · The findings suggest that air pollution exposure, as indicated by nitric dioxide, may cause a progression of restrictive ventilatory pattern ...<|control11|><|separator|>
[47]
[PDF] the carbon monoxide diffusing capacity (DLCO) and its membrane ...
The single breath carbon monoxide diffusing capacity (DLCO sb), also called the transfer factor (TLCO), was introduced by Marie and August Krogh in two ...
[48]
https://www.jci.org/articles/view/102858
[49]
https://www.atsjournals.org/doi/pdf/10.1164/ajrccm.152.6.8520796
[50]
Standardisation of the single-breath determination of carbon ...
The ERS recommends expressing DL,CO in the SI units mmol·min−1·kPa−1, while the ATS prefers the traditional units mL (standard temperature, pressure and dry ( ...
[51]
Global Lung Function Initiative reference values for the carbon ...
The 2005 ATS/ERS statement recommends that predicted TLCO values are corrected to standard Hb values using the equation derived by Cotes and colleagues [36, 37]; ...Missing: COHb | Show results with:COHb
[52]
Standardization of Spirometry 2019 Update. An Official American ...
The ERS/ATS standards for diffusing capacity (42) specify a volume accuracy of ±2%, but the flow range required for the diffusing capacity maneuver is ...
[53]
The DLNO/DLCO ratio: Physiological significance and clinical ...
DLNO/DLCO directly measures the ratio of the diffusing capacities of the lung for nitric oxide (NO) and carbon monoxide (CO). In terms of the Roughton and ...
[54]
Gas diffusion and alveolar–capillary unit in chronic heart failure
The most important new information coming from this study is that patients with stable CHF have a decreased VC, in addition to a decreased DLCO and DM.Missing: key | Show results with:key
[55]
COPD phenotypes on computed tomography and its correlation with ...
Mar 16, 2016 · Visual assessment and phenotyping of CT in COPD patients is feasible and may help identify functional and clinically different subsets of patients.Missing: studies | Show results with:studies
[56]
Application of Machine Learning in Pulmonary Function Assessment ...
Analysis of pulmonary function tests (PFTs) is an area where machine learning (ML) may benefit clinicians, researchers, and the patients.
[57]
Clinical and pulmonary function analysis in long-COVID revealed ...
Clinical and pulmonary function analysis in long-COVID revealed that long-term pulmonary dysfunction is associated with vascular inflammation pathways and ...
[58]
The multiple inert gas elimination technique (MIGET) - PubMed
Apr 18, 2008 · This technique, developed in the 1970s, measures the pulmonary exchange of a set of six different inert gases dissolved together in saline (or dextrose) and ...Missing: blood volume Vc DLCO