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Stokes shift

The Stokes shift is the difference in (or equivalently, in ) between the maximum of the absorption spectrum and the maximum of the of a fluorescent or material, resulting in emission at longer wavelengths than absorption. This phenomenon, first described in 1852 by Irish physicist and mathematician George Gabriel Stokes in his paper "On the Change of Refrangibility of Light," arises during when a absorbs a and reaches an excited electronic state before emitting a lower-energy after relaxation. The primary causes of the Stokes shift include rapid vibrational relaxation within the excited electronic state, which dissipates excess energy as heat on a picosecond timescale, and solvent reorganization, where surrounding molecules reorient to stabilize the more polar excited state compared to the ground state. These processes adhere to the Franck-Condon principle, where absorption occurs vertically (with fixed nuclear positions) on a femtosecond scale, while emission follows after relaxation, leading to a shift typically ranging from tens to hundreds of nanometers depending on the fluorophore and environment. Additional factors, such as excited-state reactions or energy transfer, can further modulate the shift in specific systems like quantum dots or biomolecules. The Stokes shift is fundamental to and , as it enables the efficient separation of excitation light from emitted using filters, thereby reducing and enhancing detection . Its magnitude is highly sensitive to the local chemical environment, such as solvent polarity—for instance, the emission peak of certain fluorophores shifts from approximately 420 nm in nonpolar to 600 nm in polar —making it a valuable probe for studying , , and microenvironmental changes. In applications, large Stokes shifts (e.g., 300–400 nm in quantum dots) facilitate multicolor imaging in , while techniques like Stokes shift spectroscopy exploit it for non-invasive diagnostics, such as detecting biomolecules like or NADH in cancer tissues with high specificity.

Fundamentals

Definition and Terminology

The Stokes shift refers to the spectral shift observed in luminescent materials, specifically the difference in between the maximum of the spectrum and the maximum of the of a . This difference arises because the emitted light has lower (longer wavelength) than the absorbed light, often termed a red-shift in the . In terminology, absorption, or excitation, involves a molecule transitioning from its ground electronic state to an excited state by absorbing a photon, typically on a femtosecond timescale. Emission, such as fluorescence or phosphorescence, occurs when the molecule relaxes back to the ground state, releasing a photon with reduced energy due to non-radiative losses. The Stokes shift can be quantified in various units, including wavelength (e.g., nanometers, nm), wavenumber (cm⁻¹), or energy (electronvolts, eV), with wavelength differences commonly reported in nm for practical spectroscopy. A illustrates this phenomenon, depicting the ground (S₀) and the first excited (S₁), where promotes the vertically to S₁ (following the Franck-Condon , which assumes rapid electronic transitions with minimal nuclear motion), followed by vibrational relaxation and within S₁, leading to from a lower-energy level in S₁ back to S₀ and resulting in the observed energy shift. While and spectra often exhibit symmetry under the —where the mirrors the spectrum due to similar vibrational overlaps in the respective electronic states—the Stokes shift introduces an offset, preventing perfect overlap and ensuring the emission peak occurs at a longer wavelength.

Historical Background

The phenomenon now known as the Stokes shift was first observed and described by and George Gabriel Stokes in 1852, during his investigations into the optical properties of various materials. While examining the of and under sunlight and ultraviolet light, Stokes noted that the emitted light consistently appeared at longer wavelengths—lower refrangibility—than the exciting light, a shift he quantified through careful spectroscopic observations. This discovery formed the core of his seminal paper, "On the Change of Refrangibility of Light," presented to the Royal Society and published in the Philosophical Transactions, where he detailed experiments showing the emitted in as an emerald green glow and in as a distinct yellow emission, both red-shifted from the incident radiation. Stokes' work built on earlier hints of the effect, such as observations by in 1833 and 1845, but it was Stokes who systematically characterized the wavelength change and coined the term "" in a footnote, deriving it from the Latin fluores for to distinguish the rapid, non-persistent from other luminescent processes. The term "Stokes shift" itself emerged later in to honor his foundational contributions to understanding and light scattering, encapsulating the energy difference between and spectra. Stokes' broader research in , including and wave theory, intertwined with his biological interests, such as the optics of the eye and , positioning this within his interdisciplinary legacy in 19th-century physics. Initially, Stokes' observations sparked debate and confusion with , a slower afterglow phenomenon studied by , who in 1860 claimed priority for similar wavelength shifts in his own work on , leading to a public dispute over credit. Becquerel's phosphoroscope experiments had blurred the lines between immediate and delayed , as both involved light emission following , but Stokes emphasized the instantaneous nature and directional shift in . This ambiguity persisted into the early until quantum mechanical frameworks, including the 1935 Jablonski diagram by Aleksander Jablonski, provided rigorous explanations distinguishing singlet-state from triplet-state , solidifying the Stokes shift as a key quantum optical effect.

Mechanisms

Stokes Shift in Fluorescence

In fluorescence, the Stokes shift arises from the sequence of processes following light absorption by a molecule. Absorption promotes an electron from the ground electronic state (S₀) to an excited singlet state (typically S₁ or higher) via a vertical transition, as dictated by the Franck-Condon principle, which states that electronic transitions occur much faster than nuclear motions, preserving the nuclear geometry at the moment of excitation. Subsequently, the excited molecule undergoes vibrational relaxation and solvent reorganization, dissipating excess energy non-radiatively and lowering the energy of the emitting state before fluorescence emission occurs back to S₀, resulting in a red-shifted emission spectrum relative to absorption. The quantum mechanical basis for this shift lies in the Franck-Condon principle applied to vibronic transitions between displaced surfaces of the and excited states. Due to differing bond lengths in S₀ and S₁, the vibrational wavefunctions (χ_v) in each state have poor overlap for the lowest vibrational levels (v=0), favoring absorption to higher vibrational levels in S₁ and emission from the v=0 level of S₁ to higher vibrational levels in S₀. The intensity of a vibronic transition is proportional to the square of the Franck-Condon overlap integral: I \propto | \langle \chi_{v'} | \chi_v \rangle |^2 where χ_v and χ_{v'} are the vibrational wavefunctions of the initial and final states, respectively. This displacement leads to the characteristic energy loss observed as the Stokes shift. Energy dissipation occurs through rapid non-radiative processes, including (transferring energy between electronic states within the same spin multiplicity) on timescales of 10^{-14} to 10^{-10} seconds and vibrational cooling (relaxation to the lowest vibrational level within S₁) on the order of 10^{-12} seconds. Solvent reorganization, or solvation dynamics, further contributes on timescales by reorienting surrounding molecules to stabilize the , contributing to the overall red shift. In the Jablonski diagram, which depicts these electronic and vibrational states, absorption is shown as a vertical arrow from the v=0 level of S₀ to a higher vibrational level in S₁ (or S₂), followed by ultrafast and vibrational relaxation (wavy arrows) to the v=0 level of S₁. then proceeds as a vertical from this relaxed S₁ state to various vibrational levels of S₀, with the excess vibrational energy in S₀ quickly thermalized. For typical organic dyes, such as fluorescein, the Stokes shift manifests as a of 10-100 between and maxima, enabling effective separation of and detection s in spectroscopic applications.

Anti-Stokes Shift

The anti-Stokes shift refers to the or of at a higher (shorter ) than the incident or absorbed , representing the reverse of the conventional Stokes shift. This blue-shifted process occurs when the emitting species gains from internal , such as vibrational modes, rather than losing it. Unlike the energy-dissipative red-shift in standard , the anti-Stokes shift enables upconversion of lower-energy photons to higher-energy ones, which is particularly useful in scenarios requiring deeper tissue penetration with near-infrared . In , the anti-Stokes shift arises from phonon-assisted processes where an incident interacts with a already in an excited vibrational state. The annihilates a , transferring vibrational energy to the scattered , which results in a higher-frequency output. The energy difference for the anti-Stokes line is given by \Delta E = h(\nu_s - \nu_0) = h\nu_v, where \nu_0 is the incident frequency, \nu_s > \nu_0 is the scattered frequency, h is Planck's constant, and \nu_v is the vibrational frequency. Observability depends on the thermal population of the excited vibrational level, governed by the Boltzmann factor \exp(-h\nu_v / kT), where k is the Boltzmann constant and T is temperature; thus, the process is more prominent when kT is comparable to or exceeds h\nu_v, typically requiring elevated temperatures or materials with low-energy vibrational modes. Another key mechanism involves multi-photon upconversion in materials doped with ions, where sequential absorption of multiple lower-energy photons or between ions populates higher excited states, leading to at shorter wavelengths. This process often relies on intermediate long-lived states in ions like Yb³⁺ (sensitizer) and Er³⁺ (activator), enabling efficient phonon-mediated energy climbing without direct involvement. population of higher vibrational levels in the can also contribute in certain luminescent systems, though this is less common. Anti-Stokes Raman lines are routinely observed in molecular spectra, providing insights into vibrational populations. A prominent example of upconversion is in NaYF₄ nanoparticles co-doped with Yb³⁺ and Er³⁺, which convert near-infrared excitation (around 980 nm) to visible green emission (around 540 nm) via successive energy transfers. Such shifts are rare in conventional fluorescence, as they typically violate , which dictates emission from the lowest excited state of a given multiplicity, preventing higher-energy output from lower-energy input without specialized mechanisms. Prominence often requires low temperatures to suppress competing Stokes processes or specific host materials like nanocrystals to enhance efficiency and minimize non-radiative losses.

Measurement and Factors

Quantification Methods

The Stokes shift is quantified experimentally by recording the and spectra of a using UV-Vis for absorption and steady-state fluorimetry for emission. The spectrum is obtained by measuring the or as a function of wavelength, typically identifying the wavelength of maximum absorption, \lambda_{\text{abs max}}, while the spectrum is recorded by exciting at or near \lambda_{\text{abs max}} and scanning the detection wavelength to find the emission maximum, \lambda_{\text{em max}}. The shift is then calculated in wavelength units as \Delta \lambda = \lambda_{\text{em max}} - \lambda_{\text{abs max}} (in nm), which provides a straightforward metric for the spectral separation. For more accurate energy-based quantification, the Stokes shift is expressed in energy units, such as electronvolts (eV) or wavenumbers (cm⁻¹), to account for the non-linear relationship between wavelength and photon energy. The energy difference is given by \Delta E = hc \left( \frac{1}{\lambda_{\text{abs max}}} - \frac{1}{\lambda_{\text{em max}}} \right), where h is Planck's constant and c is the speed of light; in wavenumbers, it simplifies to \Delta \tilde{\nu} = \tilde{\nu}_{\text{abs}} - \tilde{\nu}_{\text{em}}, with \tilde{\nu} = 1/\lambda (converted to cm⁻¹ by multiplying inverse wavelength in cm by appropriate factors). This normalization to wavenumbers is preferred for energy accuracy, as it directly reflects the vibrational relaxation energy loss without wavelength distortion. Additionally, emission spectra require correction for instrument response, including wavelength-dependent detector efficiency (e.g., photomultiplier tube sensitivity) and optical components, to obtain the true spectral profile and avoid skewed peak positions. Theoretical quantification employs computational methods like (TD-DFT) to predict the Stokes shift by modeling electronic transitions and molecular relaxation. In TD-DFT, vertical excitation energies are calculated from ground-state geometries, followed by optimization of the to determine the , yielding the shift as the difference between and transition energies. This approach simulates intramolecular rearrangements, such as changes, contributing to the shift. For example, in fluorescein, the experimental Stokes shift is approximately 20 nm (\lambda_{\text{abs max}} \approx 494 nm, \lambda_{\text{em max}} \approx 514 nm), corresponding to about 830 cm⁻¹. In cases of broad absorption/emission bands or spectral overlap, accurate peak maxima identification is challenging, potentially leading to errors in \Delta \lambda or \Delta \tilde{\nu} by 5–10 nm or more. Such issues arise from vibrational broadening or multiple electronic transitions, requiring via Gaussian/ peak fitting to resolve underlying components. Software tools like OriginPro's Peak Analyzer or MATLAB's curve-fitting functions (e.g., fit or custom scripts for ) are commonly used for automated subtraction, peak detection, and fitting of convoluted spectra to extract precise maxima.

Influencing Factors

The magnitude of the Stokes shift in fluorescent molecules is significantly influenced by their molecular structure, particularly the presence of charge-transfer states and overall rigidity. In push-pull chromophores, where electron-donating and electron-withdrawing groups are conjugated, intramolecular charge transfer (ICT) upon excitation leads to a substantial separation of charges in the excited state, resulting in larger Stokes shifts compared to non-polar chromophores. Conversely, increased molecular rigidity, such as in planar or fused-ring systems, minimizes vibrational relaxation and structural reorganization in the excited state, thereby reducing the Stokes shift and enhancing emission efficiency. Solvent effects play a crucial role in modulating the Stokes shift through differential stabilization of ground and s. In polar solvents, the , often more polar than the , experiences greater energy, leading to a red-shift in emission and thus a larger Stokes shift; this phenomenon is quantified by solvatochromism. The Lippert-Mataga equation describes this relationship: \Delta \nu = \frac{2 (\Delta \mu)^2}{h c a^3} \left[ \frac{\varepsilon - 1}{2\varepsilon + 1} - \frac{n^2 - 1}{2n^2 + 1} \right] where \Delta \nu is the Stokes shift in wavenumbers, \Delta \mu is the change in upon excitation, a is the Onsager cavity radius, \varepsilon is the dielectric constant, n is the , h is Planck's constant, and c is the . For example, exhibits solvatochromism with a Stokes shift of approximately 66 nm in (absorption maximum ~591 nm, emission maximum ~657 nm) compared to ~70 nm in , due to enhanced stabilization of its ICT excited state in polar media. Temperature influences the Stokes shift primarily through changes in vibrational populations and solvent dynamics, often resulting in a modest increase or weak dependence (e.g., a few meV variation in nanocrystals). Similarly, pH variations can alter the Stokes shift by affecting states of the or nearby groups, which modify electronic structure and charge distribution; for instance, protonation in acidic conditions can enhance and increase the shift in certain dyes. In like quantum dots, the Stokes shift exhibits size dependence arising from quantum confinement effects. Smaller dots, with stronger confinement, show larger Stokes shifts due to increased and discrete energy levels that separate and more distinctly; for CsPbBr₃ perovskites, shifts range from ~100 meV for small nanocrystals to ~30 meV for larger ones.

Applications

In

In , Stokes and anti-Stokes lines arise from of monochromatic light by molecular vibrations, providing a vibrational for molecular identification. The Stokes line, appearing at lower (longer wavelength) than the incident light, corresponds to the excitation of a vibrational mode, while the anti-Stokes line, at higher , involves de-excitation of a populated vibrational state. These shifts enable the mapping of vibrational levels without external calibration, distinguishing Raman from by its sensitivity to changes rather than dipole moments. A key analytical application is temperature sensing via the intensity ratio of anti-Stokes to Stokes lines, given by \frac{I_{as}}{I_s} \propto \exp\left(-\frac{h\nu}{kT}\right), where h is Planck's constant, \nu is the vibrational frequency, k is Boltzmann's constant, and T is ; this reflects the thermal population of vibrational states. This ratio allows non-contact thermometry in materials and gases, with higher temperatures increasing anti-Stokes intensity relative to Stokes. In , the Stokes shift facilitates the separation of and emission spectra, as emission occurs at longer wavelengths than , enabling optical filters to isolate the weaker signal from intense light. This separation minimizes from scattered , improving detection . Additionally, the shift reduces self-, where emitted photons are reabsorbed by ground-state molecules, particularly beneficial in concentrated samples or thin films. Time-resolved spectroscopy exploits dynamic Stokes shifts to study solvation dynamics, tracking the time-dependent red-shift in emission as solvent molecules reorganize around the excited solute. For instance, in polar solvents, the initial emission reflects the Franck-Condon , followed by relaxation over picoseconds to femtoseconds, quantifying solvent and viscosity effects. This approach reveals ultrafast environmental responses, such as in dyes, providing insights into solvation shells without structural assumptions. The Stokes shift enhances signal-to-noise ratios across these techniques by spectrally isolating analyte signals from background, such as Rayleigh scattering in Raman or excitation scatter in fluorescence. In confocal Raman spectroscopy, this enables high-resolution materials analysis, like phase mapping in semiconductors or polymers, where spatial confinement rejects out-of-focus light for micrometer-scale chemical imaging. Limitations include small Stokes shifts in rigid molecules, where minimal excited-state relaxation—due to constrained geometry—results in overlapping absorption and emission spectra, exacerbating self-quenching and reducing spectral separation. This constrains applicability in non-polar or highly symmetric systems, often requiring auxiliary enhancements like solvent tuning.

In Biological and Medical Imaging

Fluorescent probes designed with large Stokes shifts, typically exceeding 100 nm, such as cyanine derivatives and BODIPY analogs, enable reduced background noise in biological imaging by minimizing overlap between excitation and emission spectra. These probes, including near-infrared (NIR) cyanines with shifts over 150 nm, facilitate high-contrast visualization of cellular structures and processes by preventing self-quenching and reabsorption. In protein tracking applications, variants of green fluorescent protein (GFP) exhibit dynamic Stokes shifts, allowing real-time monitoring of conformational changes and interactions within living cells. In imaging techniques like and (FRET), large Stokes shifts minimize spectral crosstalk between donor and acceptor fluorophores, enhancing resolution and accuracy in multiplexed assays. For instance, large-shift probes in FRET pairs reduce interference from donor emission in the acceptor channel, improving the detection of protein-protein interactions in cellular environments. Medical applications leverage these probes for targeted cancer detection, where bioinspired dyes with shifts greater than 100 accumulate selectively in tumor cells, enabling precise delineation of malignant tissues. In vivo benefits from dyes like squaraine-based probes with Δλ > 150 , which offer deep tissue penetration for non-invasive diagnostics. Key advantages include enhanced deep-tissue due to reduced light scattering and lower rates, supporting prolonged observation in live organisms. Post-2020 developments in photoactivatable probes with large Stokes shifts (>200 ) have advanced multicolor by enabling spatiotemporal control of fluorescence activation in biological samples. Representative examples include probes for detection in cells, where ICT-based fluorophores with shifts around 150 nm provide selective, low-cytotoxicity monitoring of this toxic analyte in . These applications underscore the role of large Stokes shifts in improving signal-to-background ratios for diagnostic and therapeutic .

In Optoelectronic Devices

In optoelectronic devices, the anti-Stokes shift plays a crucial role in processes, particularly in lanthanide-doped materials that enable infrared-to-visible light conversion through mechanisms such as upconversion (ETU). In ETU, a sensitizer like Yb³⁺ absorbs low-energy photons and transfers energy stepwise to an activator (e.g., Er³⁺ or Tm³⁺), resulting in at higher energies with large anti-Stokes shifts exceeding 1000 nm. For instance, core-shell NaYF₄ nanoparticles doped with Yb³⁺/Tm³⁺ and Ce³⁺ achieve deep-ultraviolet at 289 nm from 1550 nm excitation, demonstrating an ultralarge anti-Stokes shift of 1260 nm via tandem upconversion that extends traditional ETU by initiating a secondary process. oxysulfide (Y₂O₂S) doped with Eu³⁺ and Tb³⁺ serves as a host material for such upconversion, exhibiting tunable colors under near-infrared excitation due to efficient between the dopants. The Stokes shift is essential in light-emitting diodes (LEDs) and lasers, where it enhances color purity and reduces self- in organic LEDs (OLEDs) and -based devices. In traditional OLEDs, a large Stokes shift separates and spectra, minimizing losses. In contrast, multi-resonance thermally activated delayed (MR-TADF) OLEDs achieve high color purity through ultranarrow bandwidths despite small Stokes shifts; for example, solution-processed deep-blue OLEDs using a fused acceptor-donor-acceptor emitter achieve an bandwidth of 12 nm, resulting in CIE coordinates (0.147, 0.042) that align with BT.2020 standards and external quantum efficiencies up to 30.3%. , such as InP/ZnSe/ZnS, offer tunable Stokes shifts by varying core size and shell thickness, yielding narrow full-width at half-maximum values (35–38 nm) for and emissions, which improve coverage in displays while maintaining quantum yields near 100%. These properties make quantum dot LEDs more power-efficient than traditional OLEDs at equivalent color purity levels. In , upconversion layers incorporating anti-Stokes materials capture sub-bandgap photons, converting them to higher-energy absorbed by the active layer to boost . Lanthanide-doped NaYF₄ nanoparticles, such as β-NaYF₄:Yb³⁺,Er³⁺, integrated as thin films or nanocrystals in , enhance power conversion from 12.1% to 18.6% by upconverting 980 nm to visible emissions around 550 nm. In dye-sensitized , Ho³⁺-doped NaYbF₄ layers increase from 5.84% to 7.52% through similar IR-to-visible conversion, with external quantum efficiencies reaching 8% at 1520 nm in crystalline silicon devices. These layers minimize thermalization losses, potentially raising overall limits beyond the Shockley-Queisser threshold. Anti-Stokes shifts also find applications in and technologies using specialized phosphors. In , oxysulfide-based phosphors like Y₂O₂S:Eu or Y₂O₂S:Sm enable non-contact temperature sensing up to approximately 1400 K by monitoring temperature-dependent decay or intensity ratios under UV or visible , with anti-Stokes processes facilitating precise measurements in high-temperature environments such as turbine engines and hypersonic wind tunnels. For , Y₂O₂S:Eu³⁺,Tb³⁺ phosphors provide anti-Stokes for color-tunable white emission, supporting next-generation and field-emission through efficient energy transfer that yields broad spectral coverage from near-IR . Recent advances in the have focused on that minimize losses associated with Stokes and anti-Stokes shifts, enhancing device performance. For example, engineered NaYF₄ core-shell nanoparticles with Ce³⁺ doping reduce non-radiative losses in upconversion, achieving lasing thresholds as low as 0.28 J cm⁻² for deep-UV output in optoelectronic resonators. In OLEDs, linearly fused molecular designs yield emitters with optimized Stokes shifts, delivering external quantum efficiencies over 39% in vacuum-processed devices while maintaining high color purity. These developments, including defect-reduced quantum dots and multifunctional phosphors, promise improved efficiency in solar cells and displays by suppressing reabsorption and thermal quenching.