Use of force
Use of force in law enforcement constitutes the amount of effort applied by officers to compel compliance from resistant or non-compliant individuals, encompassing actions from physical holds to deadly force when necessary to protect life or restore order.[1][2] This application is strictly regulated by legal standards emphasizing objective reasonableness, as defined by the U.S. Supreme Court in Graham v. Connor (1989), which assesses force based on the perspective of a reasonable officer on the scene, factoring in the crime's severity, immediate threats posed, and the subject's resistance or flight rather than hindsight judgment.[3][4] Core principles include necessity—resorting to force only when non-violent means fail—and proportionality—escalating no further than required to achieve control while safeguarding officers and the public.[5][6] Many agencies structure use of force through a continuum model, outlining graduated responses from verbal commands to lethal options, with over 80% of U.S. departments adopting a linear progression to match resistance levels empirically observed in encounters.[7][8] This framework, rooted in principles like those of Sir Robert Peel emphasizing force only after persuasion fails, aims to minimize injury; studies indicate gradual escalation reduces officer harm during active aggression.[9][10] Defining characteristics include de-escalation priorities and post-incident reporting, though controversies persist over perceived excesses, often litigated under Fourth Amendment claims, with empirical resistance—not solely policy—driving force decisions in practice.[11][12]Conceptual Foundations
Definitions and Legal Standards
Use of force in law enforcement refers to the application of physical power or coercion by officers to compel compliance, effect an arrest, overcome resistance, or protect themselves or others from harm, limited to the minimum amount necessary to achieve a legitimate objective.[1] [6] This encompasses a spectrum from verbal commands and physical holds to less-lethal tools like batons or tasers, up to deadly force, defined as any action creating a substantial risk of death or serious bodily injury.[13] Force must be distinguished from mere presence or display, requiring intentional application directed at a subject.[14] In the United States, the constitutional standard for evaluating use of force during seizures is "objective reasonableness," established by the Supreme Court in Graham v. Connor (1989), which holds that force is reasonable if judged from the perspective of a prudent officer on the scene, without regard to intent or hindsight.[3] [6] Key factors include the severity of the crime at issue, whether the suspect poses an immediate threat to officers or others, and whether the suspect is actively resisting arrest or attempting to evade by flight.[15] This Fourth Amendment framework applies to claims of excessive force in investigatory stops or arrests, prioritizing situational context over rigid rules to account for the split-second decisions inherent in policing.[3] Internationally, the United Nations Basic Principles on the Use of Force and Firearms by Law Enforcement Officials (1990) mandate that force be used only when strictly necessary and to the extent required for duty performance, preceded by non-violent means whenever feasible.[16] These principles emphasize two core criteria: necessity, requiring force as a last resort after alternatives fail, and proportionality, ensuring the response matches the threat level without excess.[5] [16] Deadly force is restricted to situations involving imminent threat of death or serious injury, or grave crimes endangering life, with intent to capture only as a last resort.[16] Deadly force standards align closely across jurisdictions, permitting its use solely to protect against imminent death or serious harm, as reflected in U.S. Department of Justice policy prohibiting it except in such exigencies.[6] Proportionality assessments weigh the gravity of the threat against the force applied, while necessity demands no safer, effective alternative exists, principles derived from empirical recognition that excessive force escalates encounters whereas calibrated responses de-escalate risks to all parties.[5] [1] These standards, grounded in legal precedents and international norms, aim to safeguard both officer safety and individual rights through context-specific evaluation rather than post-hoc moralizing.[3]Principles of Necessity and Proportionality
The principle of necessity in the use of force by law enforcement requires that non-violent means be exhausted or proven ineffective before force is applied, and that any force employed be limited to what is essential for fulfilling a legitimate policing duty, such as protecting life, preventing crime, or effecting an arrest.[16] This standard, articulated in the United Nations Basic Principles on the Use of Force and Firearms by Law Enforcement Officials (adopted in 1990), emphasizes that officials "shall as far as possible apply non-violent means before resorting to the use of force and firearms," with force justified only when strictly necessary to counter an imminent threat or resistance that endangers life or causes serious injury.[16] Necessity assessments typically evaluate whether alternatives like verbal commands, de-escalation, or physical restraint could achieve the objective without escalating harm, drawing from human rights frameworks under the International Covenant on Civil and Political Rights, which protect the right to life by prohibiting arbitrary deprivation.[5] Closely linked, the principle of proportionality mandates that the type and intensity of force remain commensurate with the severity of the threat, resistance, or harm posed, avoiding excessive measures that could cause disproportionate injury or death.[16] Under the UN Basic Principles, this means force must be "no more than necessary to achieve a legitimate objective," with lethal force reserved for situations involving imminent threats of death or grievous bodily harm, as proportionality balances the anticipated benefits (e.g., neutralizing danger) against potential harms like injury to suspects or bystanders.[17] For instance, non-lethal options such as batons or tasers are preferred for low-level resistance, escalating only if the subject's actions justify greater intervention, as outlined in guidelines from bodies like the International Committee of the Red Cross, which stress that proportionality applies even in high-risk scenarios like crowd control or pursuits.[18] These principles operate sequentially: necessity must be established before proportionality is assessed, ensuring force is not reflexive but deliberate and context-specific.[5] Violations occur when force persists after threats subside or exceeds the minimal level required, as seen in accountability mechanisms where post-incident reviews examine body camera footage, witness accounts, and officer reports against these benchmarks; for example, a 2020 analysis by the UN Special Rapporteur on extrajudicial killings highlighted cases where rubber bullets were deemed disproportionate for passive protesters due to risks of severe injury without corresponding necessity.[19] Empirical data from sources like the U.S. Department of Justice indicate that adherence to necessity and proportionality correlates with reduced use-of-force incidents, with agencies implementing training on these principles reporting 15-20% drops in complaints between 2015 and 2020, though critics note subjective officer perceptions can inflate perceived necessity in ambiguous encounters.[20]Historical Evolution
Pre-Modern and Early Modern Practices
In ancient Rome, the vigiles urbani, instituted by Augustus in 6 CE, functioned as both firefighters and an urban watch, patrolling the city's fourteen regions at night to detect fires, thieves, and disturbances.[21] These cohorts, numbering around 7,000 men organized into seven units of 1,000 each, arrested suspicious persons and minor offenders, delivering them to the urban prefect for adjudication.[21] While primarily preventive, their authority extended to detaining burglars and runaway slaves, implying the use of physical restraint or force when suspects resisted, though records emphasize containment over escalation.[21] Medieval European societies, exemplified by England from the Anglo-Saxon era onward, decentralized law enforcement through community structures like the frankpledge system, grouping households into tithings of roughly ten families mutually accountable for preventing crime among members.[22] Upon discovering a felony, victims initiated the "hue and cry," a communal alarm compelling neighbors to join the pursuit; tithings faced amercements—fines—if they failed to apprehend the offender.[22] This mechanism sanctioned collective force against fleeing felons, including deadly measures if resistance occurred, as the legal tradition viewed serious criminals as outside societal protection.[22] Sheriffs, royal agents overseeing shires since at least the 9th century, reinforced this by summoning the posse comitatus—armed freemen from the county—to hunt suspects or quell unrest, wielding swords, bows, and other weapons as required for capture or execution of judgments.[23] Constables, statutorily appointed from 1252 under Henry III, supervised tithings, executed warrants, and maintained watches, often employing physical coercion to detain vagrants or minor transgressors.[22] However, abuses arose, such as jailers applying iron fetters, starvation, or compressive restraints that caused fatalities, as in the 1290 case of Philip Lauweles, whose neck broke under chained pressure; coroners' inquests held officials liable for homicide in such instances, imposing limits via petitions to the crown.[24] Force remained reactive and unregulated by uniform standards, prioritizing swift communal restoration of order over proportionality. In the early modern era (c. 1500–1800), continental Europe and England sustained these informal systems amid urbanization, with parish constables—unpaid locals serving annually—patrolling streets, serving arrest warrants, and suppressing alehouse brawls or vagrancy under statutes like the 1285 Statute of Winchester.[25] These officers, lacking training or arms beyond personal staves, relied on ad hoc force to overcome resistance, such as beating or binding suspects, while mobilizing bystanders for larger pursuits akin to hue and cry.[26] Watchmen complemented them in towns, detaining night-time offenders with rattles or lanterns as signals, but inefficiencies prompted reliance on military aid for riots, as during London's 1660s disorders where troops dispersed crowds lethally.[27] Discretionary violence persisted without codified continua, reflecting feudal legacies where authority derived from custom, enabling harsh suppression of perceived threats like vagabonds under Elizabethan poor laws, yet exposing constables to lawsuits for excess.[25]20th Century Developments in Democratic Societies
In the United States, the early 20th century marked the transition from the political era of policing to the reform era, characterized by efforts to professionalize forces through centralized administration, merit-based hiring via civil service, and enhanced training to reduce corruption and improve operational efficiency. August Vollmer, serving as Berkeley's police chief from 1909 to 1932, introduced innovations such as the first U.S. police school in 1908, college-educated officers, and scientific crime detection methods, including fingerprinting and lie detectors, which influenced national standards and aimed to justify force through evidence-based decision-making rather than whim.[28] [29] These reforms, promoted by organizations like the International Association of Chiefs of Police (founded 1893 but active in standardization post-1910), sought to align use of force with legal necessity amid rising urbanization and crime, though they often retained a military-style hierarchy that prioritized rapid suppression of disorder.[30] Despite professionalization, empirical evidence from federal inquiries revealed persistent abuses, particularly in crowd control and interrogations. The 1931 Wickersham Commission, appointed by President Hoover, documented widespread "third degree" methods—including beatings, prolonged illegal detention, and threats—across U.S. police departments, attributing them to inadequate oversight and political pressures during Prohibition-era crime waves, where officers killed over 500 suspects in custody between 1920 and 1931 without accountability.[31] [32] In labor conflicts, such as the 1930s textile and auto strikes, police deployed tear gas, batons, and gunfire, resulting in dozens of fatalities (e.g., 10 deaths in the 1937 Memorial Day Massacre at Chicago's Republic Steel plant), often siding with employers to maintain order, which critics linked to class biases embedded in local governance.[33] [34] Firearms use escalated with Prohibition (1920-1933), as routinely armed patrol officers confronted gangsters, leading to over 200 police firearm deaths annually by the 1920s, prompting tactical shifts toward vehicles and radios for quicker, potentially more lethal responses.[35] In the United Kingdom, 20th-century developments emphasized restraint under Peelian principles, which mandated police as "citizens in uniform" using minimal force proportionate to threats, with routine arming prohibited to preserve public consent.[36] The 1919 police strike and subsequent Desborough Committee reforms improved conditions but reinforced non-lethal tactics like foot patrols and wooden truncheons for riots, as seen in the 1926 General Strike where mounted police dispersed crowds without widespread shootings, contrasting U.S. lethality.[37] By mid-century, specialized units like the Metropolitan Police's Public Order Branch (post-1936 Battle of Cable Street) adopted shields and horses, but firearms remained restricted to armed response vehicles, issued in under 5% of incidents even during WWII evacuations and blackouts, prioritizing de-escalation to sustain democratic legitimacy.[38] Western European democracies exhibited hybrid approaches: France's militarized gendarmerie, inherited from Napoleonic traditions, integrated rifles for rural patrols by 1900, while post-WWII West Germany demilitarized the Schutzpolizei under Allied oversight, limiting force to defensive standards in the 1950 Basic Law to avoid Nazi-era excesses.[35] Overall, World Wars I and II expanded police roles in intelligence and ration enforcement, yet democratic constraints—via parliamentary inquiries and judicial review—curbed escalatory tactics, fostering empirical data on low per-capita lethal force rates (e.g., UK averaged 2-3 police shootings yearly pre-1960 versus U.S. hundreds).[39] These evolutions reflected causal tensions between efficacy against rising threats like organized crime and ideological commitments to proportionality, though uneven implementation highlighted local political influences over uniform standards.Post-Civil Rights Era Reforms and Modern Accountability Measures
Following the urban riots of the mid-1960s, the National Advisory Commission on Civil Disorders, known as the Kerner Commission, issued a report in February 1968 that criticized police practices for contributing to unrest through aggressive tactics and recommended reforms including improved recruitment to diversify forces, enhanced training in community relations, and development of alternatives to deadly force such as non-lethal weapons.[40][41] While some recommendations were partially implemented, such as gradual increases in minority representation in police departments—rising from about 10% in 1967 to over 25% by the 1990s—systemic changes in use-of-force policies remained limited, with ongoing reports of excessive force in minority communities.[42] The 1991 beating of Rodney King by Los Angeles Police Department (LAPD) officers, captured on video, prompted the Independent Commission on the LAPD, or Christopher Commission, to release findings in July 1991 highlighting a culture of excessive force, inadequate oversight, and poor accountability, leading to recommendations for mandatory reporting of force incidents, de-emphasis on arrest quotas, and establishment of civilian review mechanisms.[43][44] These spurred LAPD reforms, including a 1992 federal consent decree mandating training revisions and force reductions, though a 1996 evaluation found use-of-force incidents had not significantly declined overall, attributing persistence to incomplete cultural shifts within the department.[45][46] In the 2010s, high-profile incidents like the 2014 shooting of Michael Brown in Ferguson, Missouri, led the U.S. Department of Justice (DOJ) to investigate patterns of unconstitutional policing, resulting in a 2015 report documenting excessive force and discriminatory stops, followed by a 2016 consent decree requiring reforms in use-of-force policies, crisis intervention training, and community engagement.[47][48] Similar DOJ consent decrees were negotiated with departments in Baltimore (2017), Chicago (2019), and others, emphasizing data-driven monitoring of force incidents, but critics have noted high implementation costs—often exceeding $100 million per city—and variable long-term efficacy due to resistance from local unions and leadership turnover.[49][50] Technological accountability measures gained traction post-2014, with body-worn cameras (BWCs) deployed in over 50% of large U.S. agencies by 2016; randomized trials, such as one in Washington, D.C., showed a 60% reduction in force reports among equipped officers, though meta-analyses indicate mixed results, with no effect or increases in some contexts due to heightened reporting of minor incidents.[51][52][53] De-escalation training programs, mandated in many states after 2020, have demonstrated reductions in force and injuries; for instance, a randomized controlled trial in Tempe, Arizona, found trained officers 40% more likely to use verbal tactics, correlating with fewer assaults on personnel.[54][55] Despite these measures, national use-of-force complaints rose in some periods post-reform, underscoring challenges in altering entrenched operational norms.[56]Theoretical and Decision-Making Models
Use of Force Continuum and Linear Frameworks
The use of force continuum represents a linear, stepwise framework historically utilized in law enforcement training to guide officers in escalating force proportionally to a subject's resistance. Developed primarily in the late 20th century as a pedagogical tool, it categorizes force options into discrete levels, assuming a correlative progression where increasing resistance justifies corresponding escalations in control measures. This model aims to promote de-escalation by emphasizing lower-force alternatives before advancing to more intrusive tactics, though its rigidity has drawn scrutiny for oversimplifying fluid confrontations.[8][57] Standard iterations of the continuum, as outlined in training materials from agencies like those referenced by the National Institute of Justice, typically feature five to seven levels, often structured as follows:- Level 1: Officer Presence – The mere display of authority and uniform, intended to deter non-compliance without physical intervention.[8]
- Level 2: Verbal Commands – Verbal warnings or orders to achieve compliance, escalating if ignored.[8]
- Level 3: Compliance Techniques – Soft physical controls, such as joint locks or pressure points, for passive resistance.[8]
- Level 4: Control Tactics – Intermediate physical maneuvers, including strikes or takedowns, against active resistance.[8]
- Level 5: Intermediate Weapons – Less-lethal tools like batons, OC spray, or conducted energy devices (e.g., Tasers) for heightened threats short of deadly risk.[8]
- Level 6: Deadly Force – Firearms or equivalent lethal options, reserved for imminent threats to life.[8]
Objective Reasonableness and Situational Models
The objective reasonableness standard for evaluating police use of force originates from the U.S. Supreme Court's decision in Graham v. Connor (490 U.S. 386, 1989), which holds that claims of excessive force during arrests or investigatory stops must be analyzed under the Fourth Amendment's prohibition against unreasonable seizures, judged by whether the officer's actions are objectively reasonable in light of the facts and circumstances confronting them, without regard to the officer's underlying intent or motivation.[4][58] This standard eschews hindsight bias, emphasizing the perspective of a reasonable officer on the scene, and incorporates a totality-of-circumstances inquiry rather than rigid rules.[59] Key factors include the severity of the crime suspected, the immediacy and level of threat posed by the suspect to officers or others, and whether the suspect is actively resisting or evading arrest.[15] In practice, this standard accommodates the high-stakes, time-compressed nature of policing encounters, where officers must make rapid assessments based on sensory inputs and perceived risks, as empirical analyses of force incidents show that most applications occur in response to suspect aggression or non-compliance rather than unprovoked actions.[60] Courts applying Graham have upheld force as reasonable when suspects exhibit dynamic behaviors like reaching for weapons or advancing aggressively, even if outcomes prove non-lethal, provided the contemporaneous threat justified escalation.[61] Critiques, however, argue that the standard's deference to officer perceptions can embed subjectivity, as studies indicate variability in how "reasonableness" is interpreted across jurisdictions, potentially insulating split-second errors from scrutiny without clear empirical benchmarks for threat calibration.[62][63] Situational models in use-of-force decision-making build on this standard by framing force as a non-linear, context-dependent response to evolving threats, contrasting with earlier linear continua that prescribed escalating force levels based on suspect compliance.[64] These models, such as the Police Executive Research Forum's (PERF) Critical Decision-Making Model, integrate real-time variables like environmental hazards, officer positioning, suspect demeanor, and physiological stress effects on perception, promoting de-escalation where feasible while prioritizing threat neutralization.[65] Empirical support derives from incident data analyses showing that force outcomes correlate more strongly with interactive factors—such as suspect resistance levels and proximity—than predefined hierarchies, with one review of visual models finding situational frameworks better capture the bidirectional dynamics of encounters (e.g., suspect actions influencing officer responses and vice versa).[66] Training under these models emphasizes perceptual acuity and adaptive tactics, as field studies indicate officers trained in situational awareness reduce unnecessary escalations by 20-30% in simulated high-threat scenarios.[67] Integration of objective reasonableness with situational models underscores causal linkages between perceived immediacy and force justification, yet data from post-incident reviews reveal inconsistencies: for instance, a 2022 analysis of U.S. agency policies found that while 85% reference Graham factors, only 40% incorporate validated situational metrics like distance-threat correlations, leading to debates over whether such models sufficiently constrain discretion amid officer stress-induced cognitive biases.[68] Proponents cite reduced litigation losses in departments adopting holistic situational training, attributing this to alignment with judicial totality reviews, whereas detractors highlight empirical gaps, noting that reasonableness assessments often overlook pre-encounter factors like dispatch information that shape initial perceptions.[69]Empirical Critiques of Model Rigidity
Empirical analyses of police use-of-force incidents have challenged the ordinal assumptions inherent in linear continuum models, which posit a hierarchical progression where lower levels of force must precede higher ones. A study of 716 incidents from a large municipal police department in 2018 employed categorical regression with optimal scaling to test these assumptions, revealing significant violations: for instance, pepper spray was empirically associated with lower severity scores than physical force, contrary to departmental policy rankings.[70] Officer injury rates were higher with physical force than with tools like pepper spray or batons (F(6, 683) = 6.999, p < .001), while subject injuries were unexpectedly greater with certain less-lethal devices than physical control (F(7, 682) = 17.400, p < .001).[70] These findings indicate that force options function more as nominal categories than a strict ordinal scale, undermining the rigidity of continuum frameworks that enforce sequential escalation.[70] Further critiques highlight how linear models fail to capture the non-linear, dynamic nature of real-world encounters, where decisions occur under time compression and perceptual stress. Cognitive neuroscience research demonstrates that officer brain processing is non-sequential, rendering stepwise models inefficient and prone to inducing hesitation, which elevates risks to officers and subjects.[64] Visual representations of continua, such as staircases, exacerbate this by implying prescriptive rigidity, despite lacking robust empirical validation of their decision-making efficacy.[64] Studies under simulated stress conditions corroborate non-linearity, showing impaired accuracy and distorted threat perception that rigid training does not adequately address.[64] These empirical discrepancies have prompted recommendations for alternatives like critical decision-making frameworks or matrices that emphasize situational totality over fixed hierarchies, allowing for simultaneous or skipped force options based on immediate threats.[64] Despite persistent adoption—over 80% of U.S. agencies reported using continua in surveys around 2013—such evidence has influenced shifts toward more flexible models in some departments, prioritizing de-escalation and perceptual training to align policy with observed realities.[71][64]Legal Frameworks
United States Supreme Court Precedents
The Supreme Court has established that claims of excessive force by law enforcement are analyzed under the Fourth Amendment's prohibition on unreasonable seizures, rather than substantive due process standards.[3] In Tennessee v. Garner (1985), the Court ruled that using deadly force to apprehend an unarmed, apparently non-dangerous fleeing suspect who did not pose an immediate threat violates the Fourth Amendment.[72] The decision invalidated the common-law "fleeing felon" rule, holding that deadly force is permissible only where the officer has probable cause to believe the suspect poses a significant threat of death or serious physical injury to the officer or others.[73] This standard requires balancing the nature of the intrusion against the governmental interests in effective law enforcement.[72] Building on Garner, Graham v. Connor (1989) defined the overarching "objective reasonableness" test for all excessive force claims arising from arrests, investigatory stops, or other seizures.[3] Reasonableness is judged from the perspective of a reasonable officer on the scene, accounting for the fact that officers must make split-second decisions amid tension and uncertainty, without regard for the officer's underlying intent or malice.[74] The Court identified key factors: the severity of the crime at issue, whether the suspect poses an immediate threat to officers or others, and whether the suspect is actively resisting arrest or attempting to evade by flight.[3] This framework rejects subjective inquiries into motive, emphasizing situational totality over rigid rules.[75] Subsequent cases applied and refined this standard in high-risk scenarios, particularly vehicle pursuits. In Scott v. Harris (2007), the Court held that a deputy sheriff's use of force to terminate a reckless high-speed chase—by ramming the fleeing vehicle, causing it to crash—was objectively reasonable, as the suspect's driving endangered public safety.[76] The decision underscored that when video evidence contradicts a plaintiff's account, courts must view facts in the light depicted, granting qualified immunity to the officer.[77] Similarly, Plumhoff v. Rickard (2014) upheld the use of deadly force, including multiple gunshots, to stop a prolonged, dangerous chase where the suspect continued evading after initial PIT maneuvers and accelerated again, posing ongoing risks.[78] Officers received qualified immunity, as no reasonable jury could find the force unreasonable under Graham.[79] Mullenix v. Luna (2015) further clarified qualified immunity in pursuits, ruling that an officer who fired at a fleeing driver's tires from an overpass—fatally striking the suspect—was protected, absent clearly established law prohibiting such action in a chase involving a reportedly intoxicated, armed suspect who had previously threatened violence.[80] The Court emphasized that Scott and Plumhoff did not create a blanket rule against deadly force in vehicle chases but required case-specific reasonableness assessments.[81] More recently, Barnes v. Felix (2025) reaffirmed Graham's objective reasonableness for deadly force, holding that an officer's shots into a moving vehicle during a foot pursuit were reasonable where the suspect had just rammed police cars and continued fleeing aggressively, creating an imminent threat.[82] These precedents collectively prioritize empirical assessment of threats over post-hoc litigation, shielding officers from liability unless force clearly exceeds constitutional bounds.[83]European and Commonwealth Jurisdictions
In European jurisdictions, police use of force is primarily governed by the European Convention on Human Rights (ECHR), particularly Article 2, which protects the right to life and permits deprivation of life only when absolutely necessary in defense of others or to effect a lawful arrest or prevent escape. The European Court of Human Rights (ECtHR) interprets this as requiring strict necessity and proportionality, with states obligated to ensure clear legal frameworks and effective investigations into force incidents. National laws must comply, though ECtHR jurisprudence often imposes stricter limits on lethal force than some domestic statutes, emphasizing de-escalation and non-violent alternatives where feasible. Article 3 further prohibits torture and inhuman or degrading treatment, applying to excessive force cases.[84][85][86] In the United Kingdom, the legal basis for police use of force derives from Section 3 of the Criminal Law Act 1967, which authorizes any person, including officers, to use such force as is reasonable in the circumstances for preventing crime or effecting lawful arrest. Section 117 of the Police and Criminal Evidence Act 1984 (PACE) specifically empowers officers to use reasonable force when exercising powers under that Act. Guidelines from the College of Policing stipulate that force must be necessary, proportionate, and reasonable, with officers individually accountable and required to justify decisions based on situational factors rather than rigid continua. Recent amendments to police conduct regulations in England and Wales, effective as of October 2025, align misconduct assessments for force misuse with the criminal standard of reasonableness to enhance officer protections in high-risk scenarios.[87][88][89] Commonwealth jurisdictions, drawing from English common law traditions, emphasize reasonableness and proportionality in use of force standards. In Canada, Section 25 of the Criminal Code justifies peace officers using force necessary to execute lawful duties, such as arrest, but Section 26 holds officers criminally liable for any excess, assessed objectively based on circumstances. The National Use of Force Framework, adopted by the Canadian Association of Chiefs of Police, outlines principles including risk assessment and de-escalation, without prescribing a linear escalation model, to promote reasonable decision-making. In Australia, powers vary by state and territory; for instance, Section 231 of the Law Enforcement (Powers and Responsibilities) Act 2002 (NSW) permits police to use reasonable force for arrest, guided by principles of minimal necessary force proportionate to threats. The Australia-New Zealand Policing Advisory Agency (ANZPAA) principles require no more force than reasonably necessary for safe duty execution, with accountability through reporting and oversight. These frameworks across Commonwealth nations prioritize legal authorization, situational justification, and post-incident scrutiny, aligning with international norms while adapting to local contexts.[90][91][92][93][94]Asian and Other Non-Western Approaches
In Japan, police use of force is regulated primarily by the Police Duties Execution Act of 1948, which prescribes measures for officials to execute duties while protecting lives, bodies, and property, with an emphasis on proportionality and necessity.[95] The Police Act of 1954 further defines operational powers, authorizing force only when essential to maintain public safety, reflecting a cultural preference for de-escalation over confrontation.[96] Firearms are issued but rarely deployed, with legal standards requiring imminent threat to life, resulting in fewer than 10 fatal shootings by police from 1958 to 2015.[97] China's framework, outlined in the People's Police Law of 1995 and the People's Armed Police Law of 2020, permits force to address threats, social security incidents, and terrorism, but lacks explicit prohibitions on shooting unarmed individuals or detailed proportionality tests aligned with international norms.[98][99] Regulations allow warrantless administrative detentions and broader discretion in maintaining order, often prioritizing state security over individual rights in practice.[100] In India, use of force derives from the Police Act of 1861 and state-specific enactments, supplemented by a Model Police Code mandating the "irreducible minimum" of force necessary in circumstances.[101] Constitutional safeguards under Articles 20 and 21 limit excessive force, yet enforcement relies on judicial oversight rather than codified continua, with critiques highlighting gaps in preventing custodial violence absent a dedicated anti-torture statute.[102][103] South Korea's Act on the Performance of Duties by Police Officers authorizes force for protecting lives, preventing crimes, and public order, but imposes strict justifiability tests for self-defense and firearms, leading to debates over overly restrictive rules that may endanger officers.[104][105] Reforms are urged to incorporate clearer situational guidelines compliant with international standards, as current provisions inadequately address graduated force options.[106] In Saudi Arabia, as a representative non-Western Islamic jurisdiction, police authority integrates Sharia principles without dedicated statutes restricting force to proportionate, necessary levels per international law, enabling discretionary application in enforcing moral and public order codes.[107] Religious police (mutaween) historically supplemented regular forces in vice enforcement, though recent centralization under civil police maintains emphasis on Islamic compliance over standardized use-of-force protocols.[108]Empirical Evidence and Statistics
Global and National Incidence Trends
Comprehensive global statistics on police use of force remain fragmented, as many countries lack standardized reporting systems for both lethal and non-lethal incidents, complicating cross-national trend analysis.[109] Available data primarily focus on fatal outcomes, revealing substantial variation tied to societal violence levels; empirical analyses show police killing rates strongly correlate with overall national homicide rates (r ≈ 0.7-0.8 across datasets), indicating that elevated civilian firearm prevalence and crime drive higher force deployments rather than isolated policing practices.[110] Among developed nations, the United States records the highest per capita police killings—approximately 2.5-3.5 per million inhabitants annually—exceeding rates in Canada (around 0.2 per million), the United Kingdom (under 0.05 per million), and Germany (about 0.1 per million), where strict firearm restrictions and lower assault risks reduce lethal encounters.[111] In contrast, countries like Brazil and Mexico report far higher incidences (over 20 per million), reflecting broader insecurity, though underreporting in authoritarian regimes further obscures trends.[112] Nationally, U.S. data from the FBI's National Use-of-Force Data Collection—launched in 2019 and covering an increasing but still partial share of agencies (e.g., data from over 18,000 agencies by 2023, representing roughly 60% of the population)—indicate that reported use-of-force incidents total several thousand annually, often involving subject resistance or threats with weapons.[113] Of submitted 2021 incidents, 33.2% resulted in subject death and 50.7% in serious injury, with firearms used in about 25% of cases; however, non-participation by major departments like New York City Police limits full incidence estimates.[114] Non-fatal force occurs in roughly 1-2% of police-public contacts (based on Bureau of Justice Statistics surveys of over 70,000 encounters), equating to tens of thousands of incidents yearly, though exact trends are obscured by definitional variances (e.g., excluding displays of force).[2] Fatal force trends in the U.S. have remained stable or slightly upward since 2015, with 900-1,200 killings annually (averaging ~1,000), unaffected by post-2020 reforms amid rising officer assaults and persistent violent crime in certain areas.[115] For instance, 2024 saw approximately 1,173 police killings, continuing a pattern where armed suspects account for over 90% of lethal cases, contrasting with media portrayals that often omit encounter contexts.[116] In other nations, such as the UK, fatal force is rare (1-5 incidents per year), with trends stable due to de-escalation emphases and low gun ownership; Canada's rates have held below U.S. levels, dipping post-2015 inquiries but stable through 2023.[111] These patterns underscore that incidence is not monotonically declining globally or nationally, as causal factors like suspect armament and encounter volume persist despite accountability measures.U.S.-Specific Data Post-2020
Fatal police shootings in the United States have shown stability with a gradual increase following 2020. The Washington Post's database, which tracks incidents involving firearms discharged by on-duty officers resulting in civilian death, recorded 1,021 such fatalities in 2020, 1,057 in 2021, 1,101 in 2022, 1,172 in 2023, and a record 1,175 in 2024.[117] [115] These figures encompass all circumstances, including armed suspects (approximately 80-90% of cases annually) and unarmed individuals (around 5-10%, with variations by year).[117] Data from Mapping Police Violence, aggregating media reports, public records, and other sources, similarly indicates over 1,200 total police killings in 2024 (including non-shooting deaths like those from vehicles or tasers), marking the highest annual total in the past decade and reflecting no substantial decline post-George Floyd.[118] [119] This persistence occurs amid widespread policy changes, such as bans on chokeholds in over 20 states and expanded use-of-force reporting mandates in 25 states by 2024, though compliance remains incomplete (e.g., New York reported fewer than 30% of killings).[118] Non-fatal use of force remains challenging to quantify due to inconsistent reporting across agencies. The FBI's National Use-of-Force Data Collection, voluntary since 2019, captured 635 incidents resulting in death or serious injury in 2022 from participating agencies covering about 63% of the U.S. population (209 million people), suggesting undercounting relative to the full 330 million population.[120] [113] Advocacy-derived estimates from Mapping Police Violence project approximately 300,000 annual instances of physical force (e.g., strikes, takedowns, or tasers) nationwide, with reported increases since 2020 linked to sustained encounter volumes despite fewer overall police-public contacts (down to 21% of residents in 2020 from prior years).[121] [122] Bureau of Justice Statistics surveys indicate force or threat of force in roughly 2-3% of police-initiated encounters pre-2020, but post-2020 data show racial disparities in application, with Black individuals experiencing higher rates relative to population share.[123]| Year | Fatal Shootings (Washington Post) | Total Killings (Mapping Police Violence est.) | Serious Non-Fatal Incidents (FBI partial) |
|---|---|---|---|
| 2020 | 1,021 | ~1,100 | Not fully reported |
| 2021 | 1,057 | ~1,150 | Limited |
| 2022 | 1,101 | ~1,200 | 635 (209M pop covered) |
| 2023 | 1,172 | ~1,200 | Partial |
| 2024 | 1,175 | >1,200 | Ongoing |