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Convention

A convention is a customary, arbitrary regularity in or expectations that coordinates interdependent actions in recurring situations, sustained by mutual that others conform conditionally on adherence, distinguishing it from mere habits or enforced rules. Unlike laws, which courts enforce through sanctions, conventions rely on pressure and self-perpetuation, emerging empirically as equilibria in coordination where alternatives exist but one prevails due to and expectations. Philosophically, conventions underpin solutions to problems like use and signaling, as analyzed by David Lewis in his 1969 study, where they resolve indeterminacy through shared precedents rather than inherent necessity. Empirically observed in practices such as driving on a specific side or rituals, they demonstrate stability despite arbitrariness, evolving via imitation or learning in populations facing repeated interactions. In constitutional contexts, they guide political conduct without legal compulsion, as seen in unwritten norms of systems, though breaches invite political repercussions rather than judicial ones. Key characteristics include —multiple equilibria possible—and self-enforcement via expectations, enabling rapid in decentralized groups, such as online s or crisis responses like . Controversies arise over their normative force: while efficient for coordination, entrenched conventions can resist beneficial change, requiring tipping points or external shocks for shifts, as evidenced in experimental and observational studies of .

Definition and Etymology

Core Definition

In philosophical and social scientific contexts, a convention is defined as a regularity R in behavior or belief to which agents conform because they expect others to do likewise, thereby resolving a recurrent coordination problem where multiple equilibria are possible but R prevails due to its salience from precedent or . This formulation, originating in David Lewis's analysis, requires that conformity to R be mutually beneficial given the expectations, and that an alternative regularity R' exists such that, if expectations shifted to anticipate conformity to R', agents would prefer it instead, yet R persists self-sustainingly without external imposition. among participants—that everyone knows the regularity, knows that others know it, and so on—is essential for its stability, as it underpins the conditional preferences driving adherence. Conventions exhibit in that the selected lacks intrinsic superiority over alternatives; for instance, driving on the right versus the left side of the road yields equivalent coordination benefits in isolation, with the choice hinging on historical precedent rather than inherent properties. Yet this arbitrariness coexists with mutual advantage, as deviation by one harms their interests if others maintain the regularity, enforcing compliance through rather than coercion or punishment. The self-perpetuating nature arises from this interdependence: expectations sustain the behavior, and the behavior reinforces expectations in a feedback loop. Unlike laws, which rely on authoritative and sanctions, conventions operate absent centralized , deriving force solely from agents' strategic interdependence and shared anticipations. They differ from instincts or evolved biological drives, which stem from innate predispositions independent of social expectations or alternatives, whereas conventions demand cognitive awareness of others' likely actions and can dissolve if erodes or a superior emerges. Mere habits, by contrast, lack the coordination-solving function and alternative equilibria that define conventions, often persisting without regard to others' conformity. This framework underscores conventions as emergent solutions to practical dilemmas, contingent on informational equilibria rather than fixed essences.

Historical Origins of the Term

The term convention originates from the Latin conventio(n-), denoting an assembly, formal agreement, or mutual coming together, derived from the verb convenire, meaning "to come together" or "to agree." This root entered Middle English via Old French convention around 1375–1425, primarily signifying a binding compact or covenant, often in legal or diplomatic contexts such as treaties between parties. By the 17th and 18th centuries, philosophical discourse adapted convention to distinguish human-made agreements or habitual practices from purported natural laws or divine mandates. Thinkers like in (1651) described societal foundations as arising from covenants—implicitly conventional pacts—where individuals surrender rights to a to escape the , contrasting this with innate instincts. Similarly, in (1689) framed government legitimacy as stemming from consensual compacts, akin to conventions, that limit natural through mutual rather than arbitrary imposition. These usages highlighted convention as a mechanism for resolving conflicts absent universal natural dictates, though both authors prioritized explicit or tacit agreements over mere custom. In the 19th and early 20th centuries, anthropological inquiry broadened convention to encompass customary behaviors in non-Western societies, viewing them as evolved social norms rather than primitive relics. , in Crime and Custom in Savage Society (1926), analyzed Trobriand Island customs—such as kula exchange rings and garden magic—as functional conventions that enforce reciprocity and stability without centralized , binding participants through mutual dependence and social pressure rather than . This functionalist perspective shifted emphasis from convention as deliberate to habitual rule systems that sustain group cohesion, influencing later ethnographic studies of norms as arbitrary yet adaptive.

Philosophical Foundations

Precursors in Early Thought

, in (1739–1740), identified conventions as emergent customary practices rooted in repeated human experiences and habits, rather than innate ideas, rational imperatives, or explicit pacts. He contended that such conventions underpin essential social mechanisms like , monetary exchange, and , arising spontaneously to serve and foster coordination among individuals whose limited benevolence requires artificial supports for stability. Languages, for example, become established through human conventions without promises, much as gold and silver gain status as common measures of exchange via habitual acceptance and mutual benefit. , in Hume's account, qualifies as an artificial —distinct from natural virtues like benevolence—sustained by these conventions, which align with social to prevent conflict over scarce resources. This empirical framing emphasized causal processes of over abstract moral necessities, portraying conventions as pragmatic solutions to coordination dilemmas observable in . Emer de Vattel built on similar voluntarist lines in (1758), treating conventions as deliberate yet arbitrary compacts among sovereign states that form the basis of voluntary , supplementing universal principles derived from reason and . These agreements, binding through express treaties or tacit consent inferred from conduct, enable orderly interstate relations by resolving ambiguities in natural law through mutual accommodation, often selecting among equipollent options for practical efficacy. Vattel's analysis highlighted the self-perpetuating force of such conventions, where states adhere not solely from moral duty but from the advantages of compliance, prefiguring recognition of conventions as equilibria maintained by conditional expectations rather than . This approach grounded international order in empirical state practices and , eschewing reliance on transcendent authority.

David Lewis's Framework

David Lewis introduced a rigorous, game-theoretic account of conventions in his 1969 book Convention: A Philosophical Study, analyzing them as self-perpetuating equilibria in recurrent coordination problems among rational agents. In this framework, a convention emerges as a regularity R in behavior or belief, sustained by mutual expectations and preferences, where to R is preferred by all participants given of others' , yet an alternative regularity R' exists with identical payoff properties. This structure arises in coordination games featuring multiple equilibria, where agents select a salient outcome not due to intrinsic superiority but through precedents that establish , enabling escape from suboptimal patterns—such as arbitrary signaling systems in , where meanings coordinate without inherent links between signals and referents. Central to Lewis's analysis is the arbitrariness of conventions: no equilibrium holds objective preference over alternatives absent historical contingency, with stability deriving causally from self-enforcing expectations rather than external enforcement or inherent value. Precedents generate this stability by fostering common knowledge that deviation prompts collective shift to another equilibrium, as agents rationally anticipate others' responses; for instance, driving on the right persists because mutual adherence creates expectations that override any isolated incentive to switch. Lewis emphasizes that conventions require no explicit agreement, only iterated interactions where salience—often from past regularity—resolves coordination without invoking non-rational factors. Lewis extends this model to implications for "truth by convention," particularly in and , arguing that claims of conventional necessity (e.g., logical axioms as arbitrary yet obligatory) falter under his criteria, as they presuppose non-conventional knowledge of alternatives and payoffs, risking or ontological circularity. Unlike conventions like linguistic rules, which admit viable alternatives with equivalent , purported logical conventions lack genuine equilibria without begging questions about prior truths, rendering them unstable or non-arbitrary in Lewis's sense. This critique underscores that conventions explain coordination amid indifference but cannot ground foundational truths, preserving against reductive .

Subsequent Developments

John Searle, in his 1969 work Speech Acts, refined the understanding of conventions by distinguishing them from mere regulative rules, positing instead that they often function as constitutive rules of the form "X counts as Y in context C." These rules create institutional facts by imposing status functions on preexisting brute facts, such as when pieces of paper or metal are endowed with the status of , enabling economic transactions that would otherwise be impossible. This framework critiques pure by emphasizing declarative acts of imposition that generate new realities, rather than relying solely on self-sustaining expectations in coordination equilibria. Margaret Gilbert's 1989 book On Social Facts introduced plural subject theory, portraying conventions as grounded in joint commitments among participants to treat certain behaviors or beliefs as obligatory for the group as a whole. Under this view, a convention persists not merely through reciprocal expectations of , as in Lewis's model, but through normative obligations arising from collective , where individuals are bound as co-authors of the plural subject's actions. This approach addresses limitations in equilibrium-based accounts by incorporating deontic forces inherent in group commitments, explaining the binding nature of conventions even absent strict rationality assumptions. Cristina Bicchieri's 2006 analysis in The Grammar of Society further advanced the field by modeling social norms—closely akin to conventions—as dynamic systems shaped by conditional preferences and empirical psychological factors, including beliefs about others' conditional compliance. Norms emerge and enforce through strategic interactions where individuals conform based on perceived empirical and normative expectations, supported by evidence from behavioral experiments showing context-sensitive norm activation. This integration critiques static by highlighting causal pathways via preference conditioning and enforcement, such as reputation costs, which sustain norms amid .

Social and Functional Aspects

Role in Coordination

Conventions serve as self-sustaining equilibria in recurrent coordination games, where agents face multiple outcomes that yield mutual benefits only if aligned, enabling large-scale cooperation without centralized directive. In pure coordination problems, such as drivers deciding whether to pass on the left or right, conventions select a equilibrium to avert inefficiency or collision, as formalized in game-theoretic models where payoffs incentivize on shared expectations rather than . Empirical lab experiments demonstrate this through Schelling points, focal solutions that emerge tacitly; for instance, in Schelling's 1960 study, participants independently converged on prominent locations like Grand Central Station at noon for a hypothetical meeting without communication, with over 90% alignment in some groups on clock towers or central hubs as default choices. More recent experiments confirm focal points' efficacy in tacit bargaining, where subjects coordinate payoffs 20-30% more effectively on salient options than arbitrary ones, even under strategic . By minimizing the need for explicit or in every , conventions substantially lower costs, allowing agents to bypass repeated that would otherwise erode in markets and communities. Economic quantifies this: absent conventions like standardized sides, each encounter would costly signaling or , inflating operational expenses; with them, flows proceed fluidly, as seen in models where conventions act as low-cost indicators for selection. In paradigms, such as indefinitely repeated coordination tasks, conventions prove robust via self- mechanisms like conditional reciprocity, where deviation risks reciprocal misalignment; data from anonymous one-shot analogs show sustained coordination rates above 60% when precedents are salient, outperforming non-conventional strategies by leveraging inferred . Causally, conventions arise bottom-up through iterated interactions among decentralized agents, where initial alignments propagate via or , fostering trust and scalability in anonymous or high-volume settings without reliance on top-down imposition. Game-theoretic simulations of coordination reveal that, starting from random play, agents converge to stable conventions in 10-20 iterations under minimal information, as mutual selects against inefficient equilibria; this dynamic underpins efficiency in decentralized systems like informal marketplaces, where emergent rules on timing or signals reduce without formal contracts. Such emergence contrasts with imposed rules, which often falter due to costs, highlighting conventions' adaptive edge in enabling at scale.

Examples Across Cultures

In the domain of transportation, the convention of right-hand traffic predominates in 163 countries and territories, encompassing most of , the , and mainland , while left-hand traffic prevails in 76 nations, primarily former British colonies such as the , , and . This bifurcation, lacking inherent superiority and rooted in historical precedents like chariot practices or papal decrees, exemplifies how arbitrary norms achieve coordination by standardizing vehicle positioning to avert collisions, with non-adherence historically leading to fatalities, as seen in Sweden's 1967 switch from left to right that reduced accidents by 19% in the initial year. Linguistic and social greetings further illustrate cultural variability in conventions. In many Western societies, the —traced to ancient depictions around 9th century BCE and formalized in medieval to demonstrate unarmed intent—serves as a standard egalitarian gesture of agreement or introduction. By contrast, in and other East Asian cultures, (ojigi) conveys and , with depth varying by status: a 15-degree incline for peers, up to 45 degrees for superiors, enforcing without physical contact. These practices, while arbitrary in form, reliably signal intentions and reduce uncertainty in interactions across diverse groups. Economically, conventions govern exchange mediums and attire signaling. The gold standard, adopted internationally by the late , pegged currencies to fixed gold quantities for stability until the U.S. suspended dollar convertibility on August 15, 1971, amid inflationary pressures and balance-of-payments deficits, ushering in systems reliant on collective trust rather than commodity backing. Similarly, dress codes denote status universally: in pre-industrial societies, elaborate feathers or beads among Amazonian tribes or historical European sumptuary laws restricted luxury fabrics to elites, while modern corporate environments enforce suits to cue and , deviations from which can impair perceived in negotiations. In family structures, functions as a widespread convention for reproductive coordination. George P. Murdock's 1967 Ethnographic Atlas, surveying over 1,200 societies, documented in approximately 80% of cases, correlating with efficient paternal and for , in contrast to polygynous arrangements limited to about 16% where resource inequality permits multiple wives. This prevalence underscores how the norm, absent biological mandate for exclusivity, emerges from mutual expectations stabilizing pair-bonding and across agrarian and industrial contexts.

Evolutionary and Biological Underpinnings

Adaptive Origins

Conventions in societies can be traced to adaptive biological signaling systems observed across species, where standardized behaviors enhance coordination and survival without relying solely on genetic . In honeybees, for instance, the serves as a precise convention for communicating food source location, direction, and distance, enabling efficient and colony fitness; this system was decoded through experiments showing recruits follow the dance to extract spatial information relative to the sun's position. Such animal precedents illustrate conventions as evolved mechanisms for , countering notions of conventions as entirely arbitrary cultural overlays by demonstrating their roots in selection pressures favoring reliable, repeatable signals. Human conventions exhibit similar innate foundations, particularly in near-universal taboos like avoidance, which align with the —a proximity-induced aversion to among those reared together from early childhood, reducing risks. Empirical support includes studies of Israeli kibbutzim, where unrelated children raised communally showed diminished sexual interest in one another as adults, with marriage rates near zero among peers, indicating an automatic developmental process rather than learned prohibition alone. This effect underscores conventions as extensions of genetic imperatives, where the emerges as a cultural of pre-existing biological deterrence, promoting genetic fitness through outbreeding without requiring explicit cultural invention. Cultural evolution extends these biological bases via gene-culture , as modeled by Boyd and Richerson, where conventions propagate through and conformist transmission, interacting with genes to amplify adaptive outcomes beyond genetic constraints alone. In their , cultural variants like norms—rules enforcing and —facilitate of labor by reducing transaction costs and enabling , thereby increasing group productivity and individual in resource-scarce environments. These norms evolve culturally because they align with genetic predispositions for reciprocity and coalitional cooperation, allowing human populations to adapt rapidly to ecological niches where pure genetic evolution would lag. Behavioral genetic evidence reinforces this interplay, with twin studies revealing heritability in adherence to social norms and attitudes often transmitted via conventional channels. For example, analyses of monozygotic and dizygotic twins indicate that individual differences in attitudes, including those toward and , show moderate to high (e.g., 30-50% for factors like comfort with ethical violations), suggesting genetic influences on receptivity to normative conventions beyond shared . Political orientations, frequently shaped by familial and societal conventions, likewise exhibit genetic components, with twin data from multiple cohorts estimating 40-60% , implying evolved predispositions modulate how conventions are internalized and enforced for cohesion. This counters purely cultural imposition views by demonstrating biological variance in convention uptake, where genes predispose individuals to favor norms enhancing and group fitness.

Innate vs. Arbitrary Elements

Conventions frequently display a character, featuring arbitrary selection among equipollent options while anchoring in biological substrates that predispose certain outcomes. For instance, the of on the left or right side of is conventionally arbitrary, as either could facilitate coordination if uniformly adopted; however, empirical studies reveal a subtle toward right-side preferences among right-handed individuals, who comprise approximately 90-92% of the according to meta-analyses of distribution. This bias manifests additively with learned conventions, as right-handers exhibit a stronger tendency to turn right in tasks, independent of cultural driving norms. Such patterns suggest that while the specific convention remains selectable, underlying neural and motor asymmetries—rooted in evolved hemispheric —tilt the salience of alternatives, rendering pure incomplete. Critiques of thoroughgoing underscore this interplay by challenging the notion that conventions alone suffice to ground necessity or normativity without empirical tethering. Philosopher W.V.O. Quine, in his analysis of analyticity, rejected the idea that truths held by convention could evade empirical scrutiny, arguing that appeals to linguistic rules circularly presuppose the very distinctions they aim to explain, such as between analytic and synthetic statements. Complementing this, evidence falsifies detached conventionalism: functional MRI studies demonstrate that violations of social norms activate disgust-related circuitry, including the insula and , akin to responses to threats, indicating an innate affective substrate that conventions modulate rather than originate. These responses persist across cultures, implying causal where biological shapes the enforceability of arbitrary forms. Historical precedents affirm that convention shifts succeed when leveraging innate coordination imperatives amid enforcement, rather than floating freely. The metric system's adoption in , decreed mandatory on April 7, 1795, by the Revolutionary , overcame resistance from customary units only through state compulsion and alignment with human perceptual bases like base-10 counting, which exploits bilateral symmetry in digit representation. Initial non-compliance necessitated punitive measures, yet eventual entrenchment built on evolved cognitive affinities for scalable, ratio-based measurement, illustrating how arbitrary reforms endure by interfacing with predisposed faculties rather than supplanting them wholesale.

Formal and Institutional Applications

In , legal conventions manifest as unwritten precedents and normative agreements that guide official conduct, prioritizing adaptive over exhaustive codification to minimize disputes and maintain institutional . These differ from enforceable statutes by relying on reciprocal expectations and political rather than judicial remedies, allowing systems to evolve without frequent legal challenges. In the United Kingdom's , conventions underpin governance, as theorized by in his 1885 treatise Introduction to the Study of the Law of the Constitution, which distinguishes them as binding moral imperatives enforceable through resignation or censure rather than courts. A core example is the convention of , whereby the routinely approves bills passed by ; no refusal has occurred since withheld assent to the on March 11, 1708, averting potential veto disputes and associated litigation for over three centuries. This unbroken adherence illustrates conventions' role in preempting constitutional friction, as deviations would trigger political rather than legal escalation, fostering empirical governance resilience evidenced by the absence of assent-related court cases since 1708. The , despite its written , incorporates conventions in executive operations, such as the 's advisory function to the , formalized as by via weekly meetings starting in 1791 to deliberate neutrality, ambassadorships, and privateering amid post-revolutionary uncertainties. While Article II, Section 2 explicitly authorizes the President to solicit written opinions from principal officers, the collective consultation operates conventionally, enabling flexible counsel without statutory micromanagement and reducing intra-executive litigation by channeling advice through established norms rather than mandates. In , customary rules emerge as conventions from widespread state practice coupled with opinio juris—a belief in legal obligation—forming binding norms absent formal treaties. This contrasts with explicit agreements like treaties, whose formation and validity are codified in the on the Law of Treaties, adopted May 23, 1969, and entering force January 27, 1980, which mandates interpretation under pacta sunt servanda. Customary conventions, such as those governing diplomatic immunities or territorial sea limits (initially 3 nautical miles, expanding via practice to 12 by the mid-20th century), develop incrementally, enhancing stability by filling treaty gaps and curtailing litigation in forums like the , where opinio juris has upheld practices without codification in over 70% of foundational rulings since 1946.

Political and Organizational Conventions

Political conventions serve as structured gatherings where parties coordinate to select nominees and unify supporters, addressing coordination challenges in large-scale under informational asymmetries. The first national nominating convention in the United States was organized by the on September 26–28, 1831, in , , marking a shift from informal caucuses to formalized assemblies for aggregating delegate preferences and signaling candidate viability. In the modern era, following the dominance of primaries since the , these events primarily ratify the primary winner while emphasizing party unity through speeches and platforms, thereby reducing post-nomination uncertainty and bolstering collective commitment to the ticket. Historically, U.S. party conventions evolved from opaque, brokered negotiations in "smoke-filled rooms" to public spectacles, with the 1952 and Democratic national conventions in representing the first fully televised events nationwide, which enhanced by exposing proceedings to millions but preserved arbitrary elements like ritualistic roll calls and demonstrations. This format facilitates preference aggregation by allowing delegates to observe and respond to real-time signals of support, though outcomes remain path-dependent on prior primary momentum rather than open bargaining. Organizational conventions, including corporate bylaws and enthusiast gatherings, similarly function as equilibria for coordinating repeated interactions within groups facing shared uncertainties. Corporate bylaws establish predefined rules for , such as board procedures and meeting quorums, codifying conventions that minimize disputes over authority and enable efficient decision-making in firms with dispersed stakeholders. For instance, these documents specify terms and powers, providing a stable framework that aligns incentives without constant renegotiation. Fan conventions exemplify voluntary coordination for niche interests, convening participants around common preferences to exchange information and build networks. The , initiated as a three-day event from August 1–3, 1970, at the U.S. Grant Hotel with around 300 attendees, grew into a mechanism for aggregating demand in and fandom, fostering transactions like artist panels and merchandise trades that would be inefficient in decentralized settings. Such gatherings reduce search costs amid uncertain participant turnout, relying on recurring dates and venues as self-enforcing norms to sustain attendance and vendor participation.

Criticisms and Debates

Challenges from and

Postmodern relativists contend that social conventions lack universal validity, viewing them instead as arbitrary constructs imposed by dominant groups to enforce particular worldviews without objective grounding. This perspective posits that conventions, such as linguistic or behavioral norms, emerge from historical contingencies and power dynamics rather than inherent truths, rendering challenges to them as acts of against imposed uniformity. In , Judith Butler's (1990) exemplifies this by arguing that gender conventions operate through performative repetition, where individuals enact roles prescribed by societal scripts, concealing their constructed nature and suppressing alternative expressions of identity. Butler challenges these as regulatory fictions that naturalize categories, advocating disruption to reveal their contingency and enable fluidity beyond fixed norms. Progressive critiques extend this to broader social norms, portraying conventions around family structures—such as disapproval of single motherhood—as patriarchal mechanisms that entrench by pathologizing women's autonomy outside male-headed households. Scholars influenced by , like in Of Woman Born (1976), distinguish institutionalized motherhood as a site of oppression, where conventions enforce dependency and devalue non-traditional caregiving to sustain gender hierarchies. The 1960s drew on Herbert Marcuse's analysis in (1964) to reject bourgeois conventions as tools of repressive , alienating individuals by subsuming authentic needs under conformist and traditional . Marcuse's advocacy for a "great refusal" inspired movements to dismantle these norms, seeing them as ideological barriers to liberation rather than functional adaptations.

Empirical Defenses and Causal Evidence

Empirical analyses of coordination problems reveal that conventions mitigate inefficiencies arising from uncertainty and asymmetric information. In Akerlof's 1970 model of the , the absence of reliable signaling conventions leads to , where sellers withhold high-quality goods, contracting the market and reducing overall . Experimental studies in corroborate this by showing that emergent conventions in repeated coordination games enable players to achieve Pareto-superior equilibria faster than trial-and-error alone, with success rates improving through precedent-based salience. These findings underscore conventions' role in resolving multi-equilibria scenarios, where shared expectations prevent suboptimal outcomes like those in pure coordination tasks. In familial contexts, adherence to two-parent stability conventions correlates with measurable child welfare gains. Data indicate that children raised in intact married-parent households are twice as likely to graduate college and half as likely to face incarceration compared to peers in single-parent homes. Single-parent families, often resulting from norm erosion around , exhibit poverty rates around 30%, versus 6% for married-couple families, with children in such arrangements facing elevated risks of emotional, behavioral, and academic difficulties. Longitudinal evidence links rising single parenthood—now affecting 25% of U.S. children—to intergenerational persistence, challenging narratives of neutral family form variability by highlighting causal pathways through reduced and stability. From an evolutionary standpoint, social conventions function as adaptive heuristics refined over generations, often surpassing outcomes from top-down rational redesign in uncertain environments. Simple norm-based rules, such as reciprocity or precedents, yield "less-is-more" accuracy by ignoring extraneous information, outperforming complex optimization in boundedly rational agents. Self-enforcing norms evolve to promote group coordination, with deviations incurring fitness costs that reinforce adherence. While shifts occur via gradual selection, framework cautions that conventions rely on historical salience and for persistence; abrupt , absent superior alternatives, invites coordination breakdowns, as initial equilibria derive from these anchors rather than arbitrary resets. Empirical intergenerational games confirm that disrupting precedents slows convergence to efficient conventions, validating reticence toward ideologically driven overhauls.

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