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Diacetone alcohol

Diacetone alcohol, systematically named 4-hydroxy-4-methylpentan-2-one, is an organic compound with the molecular formula C₆H₁₂O₂. It appears as a clear, colorless liquid with a mild, pleasant odor and is produced industrially via the base-catalyzed aldol condensation of acetone.^[1]^[2]^[3] This bifunctional molecule, featuring both a ketone and a tertiary alcohol group, exhibits low volatility and good solvency for resins, making it a valuable intermediate and solvent in chemical manufacturing.^[4]^[2] Key physical properties of diacetone alcohol include a boiling point of 168°C, a flash point of 61–65.6°C, and a density of 0.938 g/cm³ at 20°C, with full miscibility in water.^[2] It is less dense than water but has vapors heavier than air, contributing to its handling precautions such as storage in steel vessels under a nitrogen blanket to prevent oxidation or contamination.^[1]^[2] As a ketone-alcohol, it undergoes reactions like dehydration to mesityl oxide or hydrogenation to hexylene glycol, underscoring its role as a chemical intermediate.^[2] Diacetone alcohol finds primary applications as a solvent in industrial coatings, paints, inks, and varnishes, where it promotes film formation and gloss while offering a low evaporation rate.^[4]^[2] It is also used in household cleaners, paint removers, thinners, pharmaceuticals, sealants, primers, and pesticides, as well as in crop protection formulations and beauty care products.^[4]^[2] Its stability under proper storage conditions—typically up to 12 months—supports broad industrial utility, though it requires avoidance of heat, sparks, and flames due to flammability.^[2]

Chemical identity and properties

Molecular structure and nomenclature

Diacetone alcohol possesses the molecular formula C₆H₁₂O₂ (CAS Number: 123-42-2) and the structural formula (CH₃)₂C(OH)CH₂C(O)CH₃. This structure incorporates a β-hydroxy ketone moiety, characterized by a hydroxyl group on the β-carbon relative to the ketone carbonyl, with the tertiary alcohol positioned at the 4-carbon and the ketone at the 2-carbon in the pentane chain.^[1] The preferred IUPAC name for the compound is 4-hydroxy-4-methylpentan-2-one. Its common name, diacetone alcohol, originates from the self-aldol condensation of two acetone molecules, reflecting the incorporation of two acetone-derived units into the molecular framework.^[1] The molecule is achiral, lacking stereocenters because the carbon atom bearing the hydroxyl group is bonded to two identical methyl groups, the methylene group, and the hydroxy substituent. As a ketone with α-hydrogens on the methylene bridge, diacetone alcohol exhibits potential for keto-enol tautomerism, though the equilibrium strongly favors the keto form.^[1]^[5] This compound was first synthesized in 1873 by Wilhelm Heintz through the base-catalyzed aldol condensation of acetone.^[6]

Physical properties

Diacetone alcohol appears as a clear, colorless liquid at room temperature, exhibiting a mild, minty odor.^[1]^[7] Its key physical constants include a molar mass of 116.16 g/mol, a density of 0.938 g/cm³ at 20°C, a melting point of -47°C, a boiling point of 168°C at 760 mmHg, and a flash point of 61–65.6°C (closed cup).^[2]^[8] The compound is miscible with most organic solvents such as ethanol and diethyl ether, and fully miscible in water.^[2]^[1] Additional properties encompass a refractive index of 1.421 at 20°C, a viscosity of approximately 2.9 cP at 20°C, and a vapor pressure of about 1 mmHg at 20°C.^[2]^[9] Diacetone alcohol demonstrates thermal stability under normal storage and handling conditions but decomposes above 200°C.^[8]

Chemical properties

Diacetone alcohol is characterized by the presence of both a hydroxyl (-OH) and a ketone (C=O) functional group, arranged as a β-hydroxy ketone, which enables hydrogen bonding through the alcohol moiety and typical carbonyl reactivity such as nucleophilic addition.^[1] This hybrid structure contributes to its dual behavior as both an alcohol and a ketone in chemical interactions.^[10] The compound exhibits relative stability under normal conditions, including exposure to air and light, with no tendency for polymerization.^[11] However, it is susceptible to slow oxidation in the presence of strong oxidizing agents and may decompose when exposed to strong acids or bases.^[12] The pKa of the hydroxyl group is approximately 14.6, reflecting its weak acidity akin to tertiary alcohols.^[12] In terms of general reactivity, diacetone alcohol can function as a nucleophile via its alcohol group or through the enol tautomer of the ketone.^[12] It is generally compatible with mild acids and bases but incompatible with strong oxidizers, amines, or alkalies, potentially leading to decomposition under harsh conditions.^[12] Spectroscopic analysis confirms its functional groups: infrared (IR) spectroscopy reveals characteristic absorption peaks at approximately 3400 cm⁻¹ for the O-H stretch and 1715 cm⁻¹ for the C=O stretch of the aliphatic ketone.^[13] In ¹H NMR spectroscopy (in CDCl₃), the spectrum displays singlets for the methyl groups at δ 1.26 ppm (6H, the geminal dimethyl) and δ 2.18 ppm (3H, the acetyl methyl).^[14] Diacetone alcohol undergoes keto-enol tautomerism, equilibrating with its enol form, though the enol contributes less than 1% to the mixture at room temperature due to minimal stabilization beyond hydrogen bonding.^[15]

Production

Laboratory synthesis

Diacetone alcohol is primarily synthesized in the laboratory through the base-catalyzed aldol condensation of two molecules of acetone, a self-condensation reaction that forms a β-hydroxy ketone. This method leverages the enolate formation from one acetone molecule, which acts as a nucleophile attacking the carbonyl of a second acetone molecule. Common catalysts include barium hydroxide (Ba(OH)₂) or sodium hydroxide (NaOH), with yields typically ranging from 70-80% after purification.^[3]^[16] A standard procedure employs barium hydroxide as the catalyst in a Soxhlet extractor setup to maintain continuous contact while minimizing side reactions. Approximately 1190 g (20.5 moles) of commercial acetone is placed in a 2-L round-bottom flask fitted with a Soxhlet extractor containing barium hydroxide (about 200 g, octahydrate) in thimbles, and the mixture is refluxed on a steam or oil bath for 95-120 hours. The reaction reaches equilibrium with roughly 80% conversion to diacetone alcohol. Following reflux, the product is transferred to a Claisen flask and distilled under reduced pressure, yielding 850 g (71% based on total acetone) of diacetone alcohol boiling at 71-74°C/23 mm Hg (specific gravity 0.928 at 20°C, ~95% purity). Shorter batch procedures using 1-5 mol% Ba(OH)₂ or NaOH at 50-60°C for 4-6 hours are also reported, followed by neutralization with dilute acid, phase separation if necessary, and vacuum distillation.^[16] The reaction equation is:

$2 \ce{CH3COCH3} \rightarrow \ce{(CH3)2C(OH)CH2COCH3}

This aldol addition is reversible, and higher temperatures or prolonged heating can lead to dehydration forming mesityl oxide as a byproduct.^[17] Purification typically involves fractional distillation under reduced pressure to isolate diacetone alcohol from unreacted acetone and the mesityl oxide byproduct, ensuring high purity for laboratory applications. The boiling point of diacetone alcohol is 166°C at atmospheric pressure, but vacuum conditions prevent thermal decomposition.^[16]

Industrial production

Diacetone alcohol is primarily produced on an industrial scale through the base-catalyzed aldol condensation of acetone, a process that has been commercialized since 1938 by Union Carbide in the United States.^[18] The reaction involves the self-condensation of two acetone molecules to form the β-hydroxy ketone, typically employing alkaline catalysts such as barium hydroxide (Ba(OH)₂), calcium hydroxide (Ca(OH)₂), or sodium hydroxide (NaOH).^[19] This method leverages the equilibrium nature of the aldol addition, with low per-pass conversions (around 20%) managed through recycling of unreacted acetone to achieve overall yields exceeding 75%.^[20] In a typical continuous process, high-purity acetone (≥99%) is fed into a reactor maintained at temperatures between 0–45°C, often with the addition of small amounts of water (e.g., 5%) to enhance selectivity and catalyst stability.^[20] Dilute aqueous alkali serves as the catalyst in traditional setups, though modern variants prefer heterogeneous catalysts like strong basic ion-exchange resins (e.g., Amberlyst A26-OH, a styrene-based quaternary ammonium polymer) to minimize corrosion from homogeneous bases and facilitate easier separation.^[20] The reaction mixture, consisting of an organic phase rich in diacetone alcohol and an aqueous phase, undergoes phase separation, followed by distillation to isolate the product; unreacted acetone is recovered and recycled, while vacuum conditions (to prevent thermal decomposition) are employed during fractional distillation for purification.^[21] Byproducts such as mesityl oxide (formed via dehydration of diacetone alcohol) are separated during distillation and valorized as industrial solvents, with alkaline wastewater treated prior to discharge.^[17] Global production capacity for diacetone alcohol is estimated in the range of 10,000–50,000 metric tons annually as of the 2020s, with the United States alone reporting volumes between 10 million and 50 million pounds (approximately 4,500–22,700 metric tons) in 2019, driven by demand in solvent and intermediate markets.^[1] Advanced process engineering, including catalytic distillation columns that integrate reaction and separation, has improved energy efficiency and reduced byproduct formation by shifting equilibria through in-situ product removal.^[22] These heterogeneous systems also allow for catalyst regeneration with NaOH solutions, extending operational life and lowering operational costs in large-scale plants.^[20]

Reactions

Diacetone alcohol, a β-hydroxy ketone, undergoes dehydration to produce mesityl oxide (4-methylpent-3-en-2-one), an α,β-unsaturated ketone, via the elimination of water. This transformation is a key step in the aldol condensation sequence from acetone and is represented by the equation:

(CH_3)_2C(OH)CH_2COCH_3 \rightarrow (CH_3)_2C=CHCOCH_3 + H_2O

The reaction proceeds under acid catalysis, where the β-hydroxy ketone structure facilitates the elimination due to the activating effect of the carbonyl group.^[23] The dehydration is typically conducted using sulfuric acid or p-toluenesulfonic acid as catalysts at temperatures of 100–150°C. Alternative methods employ iodine as a catalyst during distillation, yielding 65% mesityl oxide based on the theoretical amount from acetone. In optimized industrial processes, the conversion is driven to near completion to minimize the hydrated form. The reaction is reversible under basic conditions, where the addition of water across the double bond reforms diacetone alcohol.^[24]^[25]^[26] The mechanism of the acid-catalyzed dehydration begins with protonation of the hydroxyl group by the acid catalyst, enhancing its leaving group ability and leading to the departure of water. This generates a carbocation intermediate at the tertiary carbon, which is stabilized by resonance with the adjacent carbonyl group. Subsequent deprotonation from the α-carbon yields the conjugated enone product and regenerates the catalyst. Under basic conditions, the reverse hydration follows an E1cB pathway: deprotonation at the α-carbon forms an enolate intermediate (conjugate base), which then adds hydroxide to the β-carbon, ultimately yielding the β-hydroxy ketone after protonation. This E1cB mechanism highlights the role of the enolate in facilitating the addition, with the β-carbonyl group lowering the energy barrier for carbanion formation.^[23]^[27] Related transformations include thermal dehydration, which can promote further aldol condensations beyond mesityl oxide, leading to higher oligomers or phorone (2,6-dimethylhepta-2,5-dien-4-one), a symmetrical trienone formed by additional acetone incorporation and eliminations. These side reactions occur at elevated temperatures without strict control of catalysis, resulting in complex mixtures of C9 and higher products. Analytically, the dehydration to mesityl oxide serves to confirm the structure of diacetone alcohol, as the product exhibits characteristic spectroscopic and physical properties, such as a boiling point of 130°C and UV absorption due to conjugation, distinguishing it from isomers.^[28] Industrially, mesityl oxide is a valuable byproduct in diacetone alcohol production and is routinely processed further via hydrogenation with acetone to yield methyl isobutyl ketone (MIBK), a widely used solvent. This stepwise process—aldolization to diacetone alcohol, dehydration to mesityl oxide, and reduction—enables efficient conversion of acetone to higher-value chemicals, with mesityl oxide often isolated in reactive distillation setups to shift equilibria toward the dehydrated form.^[29]^[17]

Hydrogenation and other reactions

Diacetone alcohol undergoes catalytic hydrogenation at the ketone carbonyl group to produce the secondary alcohol known as hexylene glycol or 2-methylpentane-2,4-diol.^[30]^[31] The reaction can be represented by the equation:

(CH_3)_2C(OH)CH_2C(O)CH_3 + H_2 \rightarrow (CH_3)_2C(OH)CH_2CH(OH)CH_3

This reduction is commonly performed using nickel- or copper-based catalysts at temperatures between 100°C and 150°C and hydrogen pressures of 10–50 bar, with reported yields exceeding 95%.^[32] For instance, Raney nickel promoted with 0.1–5% chromium and/or molybdenum achieves complete conversion and >98% selectivity at 100–140°C and pressures up to 6 bar.^[30] Copper chromite catalysts are also widely employed in industrial settings for this transformation, which serves as a key route to hexylene glycol for solvent and chemical applications.^[30] The ketone functionality in diacetone alcohol is moderately hindered by the adjacent tertiary alcohol group, facilitating selective hydrogenation without significant interference from the hydroxyl moiety under optimized conditions.^[30] The tertiary hydroxyl group of diacetone alcohol can be esterified with carboxylic acids or anhydrides to yield corresponding esters, such as the acetate, which have been synthesized and isolated as stable derivatives.^[33] Nucleophilic addition to the ketone carbonyl is also feasible; for example, Grignard reagents react to form tertiary alcohols.^[34] Under ultraviolet irradiation, the ketone undergoes photochemical pinacol-type coupling to form dimeric 1,2-diols, though this reaction is of limited practical utility due to low efficiency.

Applications

Solvent uses

Diacetone alcohol functions as a versatile solvent in industrial formulations, particularly in cellulose ester lacquers, nitrocellulose thinners, and varnish removers, where its balanced polarity facilitates effective dissolution of resins and polymers.^[35]^[36] Its solvency is attributed to Hansen solubility parameters of dispersive \delta_d = 15.8, polar \delta_p = 8.2, and hydrogen bonding \delta_h = 10.8 MPa^{1/2}, which align well with the solubility profiles of materials like nitrocellulose, enabling stable and uniform coatings.^[37] In specific applications, diacetone alcohol is employed in wood staining and finishing to enhance penetration and flow; in permanent markers and inks for efficient dye dissolution and quick-drying properties; and in brake fluids as a viscosity modifier to improve performance under varying temperatures.^[35]^[1] These uses leverage its miscibility with water and oils, allowing it to serve as a co-solvent in multi-component systems.^[37] Key advantages include its low volatility, with an evaporation rate of 0.15 relative to n-butyl acetate, which reduces emissions and improves application control compared to faster-evaporating solvents.^[9] This property positions diacetone alcohol as a preferable option in formulations seeking to minimize volatile organic compound (VOC) content while maintaining solvency.^[37] Approximately 38% of global diacetone alcohol production is directed toward solvent applications in the paints and coatings industry, underscoring its significant role in this sector.^[38]

Synthetic intermediate

Diacetone alcohol serves as a key synthetic intermediate in organic chemistry, particularly for the production of higher-value chemicals through hydrogenation and dehydration pathways. One primary application involves its hydrogenation to form hexylene glycol, a diol used in the manufacture of polyester resins and as an antifreeze component in industrial formulations. This transformation typically employs catalytic hydrogenation under mild conditions, yielding hexylene glycol with high selectivity.^[39]^[40]^[41] In pharmaceutical synthesis, diacetone alcohol acts as a precursor via its dehydration product, mesityl oxide. The dehydration of diacetone alcohol proceeds under acidic conditions to yield mesityl oxide, an α,β-unsaturated ketone that undergoes Michael addition with nucleophiles such as acetone to extend carbon chains for more complex structures. This sequence has been documented in early patents dating back to the 1920s, highlighting its longstanding role in fine chemical production.^[42]^[43]^[44] Further conversions include the hydrogenation of mesityl oxide derived from diacetone alcohol to produce methyl isobutyl carbinol, a branched alcohol employed in solvent blends and extractants.^[45] Chemical intermediates represent a significant portion of diacetone alcohol's market utilization, underscoring its importance beyond solvent roles.^[46]

Safety and environmental impact

Health and toxicity

Diacetone alcohol exhibits low acute toxicity by oral and dermal routes. The median lethal dose (LD50) for oral administration in rats is greater than 4 g/kg (OECD Test Guideline 401), while the dermal LD50 in rabbits exceeds 13.5 g/kg.^[47] It acts as a mild irritant to skin and eyes, potentially causing serious eye damage and mild respiratory tract irritation upon direct contact or inhalation, though it does not induce skin sensitization in humans.^[47]^[48] Chronic or repeated high-level exposure, particularly via inhalation, can lead to central nervous system depression, with symptoms including headache, dizziness, nausea, fatigue, and in severe cases, loss of consciousness.^[49] Occupational exposure is regulated by guidelines such as the National Institute for Occupational Safety and Health (NIOSH) recommended exposure limit of 50 ppm as an 8-hour time-weighted average (TWA) and the American Conference of Governmental Industrial Hygienists (ACGIH) threshold limit value of 10 ppm TWA (as of 2023).^[50]^[51] Human case reports from occupational settings are infrequent but document symptoms like headache and nausea following vapor inhalation or skin contact.^[49] Diacetone alcohol is not classified as carcinogenic to humans by the International Agency for Research on Cancer (IARC).^[52] Limited toxicokinetic data are available, primarily from animal studies showing distribution to blood and brain and elimination over time.^[53] First aid measures emphasize immediate decontamination: flush eyes with water for at least 15 minutes and seek medical evaluation; wash skin thoroughly with soap and water; for inhalation, move to fresh air and provide oxygen or respiratory support if breathing is impaired; for ingestion, rinse mouth, offer water if conscious, and obtain urgent medical attention without inducing vomiting.^[50] Its flammable properties may heighten exposure risks in fire scenarios.^[54]

Flammability and environmental considerations

Diacetone alcohol is classified as a combustible liquid due to its flash point of 61 °C (closed cup) and autoignition temperature of 616 °C.^[2] It has flammable limits in air ranging from 1.8% to 6.9% by volume, posing a moderate fire hazard during handling or in confined spaces.^[55] The National Fire Protection Association (NFPA) assigns it a rating of 2 for health, 2 for flammability, and 0 for reactivity, indicating it requires precautions against ignition sources but is stable under normal conditions.^[56] For safe handling and storage, diacetone alcohol should be kept in cool, well-ventilated areas away from strong oxidizers to prevent potential reactions or fire risks.^[1] It is compatible with materials such as mild steel, stainless steel, and certain plastics like high-density polyethylene, but incompatible with strong acids and bases, which could lead to decomposition or hazardous byproducts.^[47] Grounding and bonding equipment is recommended to avoid static discharge during transfer. Environmentally, diacetone alcohol is readily biodegradable, achieving 100% degradation in 14 days according to OECD 301C guidelines, which supports its low persistence in natural systems.^[57] Its potential for bioaccumulation is low, with a log Kow value of -0.14 (measured per OECD TG 107), indicating limited uptake in organisms.^[57] Aquatic toxicity is moderate, with a 96h LC50 of 420 mg/L for bluegill sunfish (OECD TG 203), suggesting it poses limited acute risk to aquatic life at typical environmental concentrations.^[57] Diacetone alcohol is listed on the Toxic Substances Control Act (TSCA) inventory in the United States and registered under the EU REACH regulation, subjecting it to reporting and handling requirements.^[1] In case of spills, it should be absorbed with inert materials like sand or vermiculite to prevent environmental release, and it is classified as a volatile organic compound (VOC) under some air emissions controls.^[47] For disposal, incineration at approved facilities or recycling through solvent recovery systems is recommended to minimize ecological impact.^[58]

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DIACETONE ALCOHOL. DIACETONE ALCOHOL. CAS Number: 123-42-2. Synonyms ... Molecular Formula: C6H12O2. Chemical Structure1: TLV®-TWA, 10 ppm. To view TLV ...
[53]
[PDF] Diacetone Alcohol (DAA) - GJ Chemical
Ingestion: Essentially non-toxic. Symptoms of exposure may include CNS depression with nausea, dizziness, headache, stupor, uncoordinated behavior or.
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B4: Diacetone alcohol - The National Academies Press
Metabolism studies would be useful to define the metabolites of DAA and to measure the rates of uptake and elimination. On the other hand, astronaut ...<|separator|>
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Diacetone alcohol - NIOSH Pocket Guide to Chemical Hazards - CDC
First Aid. (See procedures) Eye:Irrigate immediately. Skin:Water flush promptly. Breathing:Respiratory support. Swallow:Medical attention immediately.
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[PDF] Material Safety Data Sheet - Diacetone Alcohol - Cole-Parmer
Oral, rat: LD50 = 4000 mg/kg;. Page 3. Skin, rabbit: LD50 = 13500 mg/kg;. Carcinogenicity: CAS# 123-42-2: Not listed by ACGIH, IARC, NIOSH, NTP, or OSHA.
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https://hpvchemicals.oecd.org/UI/handler.axd?id=5b452a36-b0df-4c3b-b8a5-4e8dac676133
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[PDF] DIACETONE ALCOHOL CAS N°:123-42-2
Name (IUPAC name). 4-Hydroxy-4-methylpentan-2-one. *C. Name (OECD name) ... In Japan, this chemical is produced in 2 companies. Source: Media of release: Bay.
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[PDF] Safety Data Sheet Diacetone Alcohol Revision 3, Date 25 Jun 2024
Sep 23, 2025 · Chemical Stability. Stable under normal conditions. Conditions to Avoid. Keep away from heat, hot surfaces, sparks, open flames and other ...