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Incompatible element

In , incompatible elements are trace elements characterized by very low partition coefficients (D ≪ 1) between common rock-forming minerals and coexisting melts, causing them to preferentially partition into the phase rather than being incorporated into crystallizing solids during magmatic processes such as and fractional crystallization. This behavior results from their ionic properties—typically large radii and/or high charges—that make them poor fits for the crystal lattices of major and crustal minerals like , , and . These elements are broadly classified into groups such as large-ion lithophile elements (LILE), including (K), (Rb), cesium (Cs), (Sr), and barium (Ba), as well as high field strength elements (HFSE) like niobium (Nb), tantalum (Ta), (Zr), and (Hf), and the light rare earth elements (LREE) such as (La) and (Ce). During of the mantle, incompatible elements become highly enriched in the generated melt, with concentrations inversely proportional to the degree of melting (e.g., small melt fractions of 1-2% can enrich elements like La by factors of up to 50 relative to the source). In fractional , they remain in the evolving residual liquid, further concentrating as solids are removed, which contributes to the overall enrichment of the continental crust in these elements over Earth's history. Incompatible elements serve as critical tracers in and , enabling scientists to infer source compositions, melting conditions, and tectonic settings through ratios like La/Sm or Nb/Zr that are relatively insensitive to later modifications. For instance, mid-ocean ridge basalts (MORB) often display depletions in HFSE due to prior melt extraction in the , while ocean island basalts (OIB) show enrichments reflecting deeper, less depleted sources. Their study has profound implications for understanding , as repeated cycles of melting and solidification have led to the progressive incompatible element depletion of the and enrichment of the crust.

Fundamentals

Definition

In , an refers to a that is not readily incorporated into the crystal of major rock-forming minerals during processes, owing to significant mismatches in , , or coordination requirements relative to the available lattice sites. This reluctance to substitute into solid phases results in the element's strong partitioning preference for the coexisting melt. Key characteristics of incompatible elements include their low affinity for common such as , , and , which dominate and crustal lithologies. Consequently, these elements become progressively enriched in the residual liquid as proceeds or during of source rocks. This behavior is quantified by the mineral-melt , typically much less than unity for such elements. The concept of incompatible elements emerged in mid-20th century to characterize trace elements systematically excluded from early-crystallizing phases in evolving magmas, building on foundational principles of ionic established earlier. Incompatibility remains a phase-specific , contingent on the assemblage and thermodynamic conditions, rather than an intrinsic feature of the element's overall abundance in a rock's bulk composition.

Partition coefficient

The , denoted as D, quantifies the distribution of a between a solid phase and its coexisting phase in geochemical systems, defined as D = \frac{C_s}{C_l}, where C_s is the concentration of the element in the solid and C_l is the concentration in the . This ratio assumes partitioning and is fundamental for assessing how elements are incorporated into minerals relative to melts. Interpretation of D values provides insight into element compatibility: values much less than 1 (typically D < 0.1) indicate incompatibility, meaning the element prefers the liquid phase; D \approx 1 suggests moderate compatibility; and D \gg 1 denotes high compatibility, with the element favoring the solid phase. Several factors influence D, including ionic radius governed by , which predict substitution based on size and charge similarity to major cations in the crystal lattice; charge balance requirements; crystal field stabilization effects that alter energies for transition metals; and environmental conditions such as temperature and pressure. Experimental determination of D involves synthesizing or analyzing natural mineral-melt pairs under controlled conditions, followed by measurement using techniques like electron microprobe analysis (EMPA) for major and minor elements or laser ablation inductively coupled plasma mass spectrometry (LA-ICP-MS) for trace levels in both natural and experimental systems. These methods ensure precise concentration ratios by targeting spots on crystals and adjacent glasses. For multi-mineral assemblages, the bulk distribution coefficient D_{\text{bulk}} represents a weighted average, calculated as D_{\text{bulk}} = \sum (X_i \cdot D_i), where X_i is the modal proportion of mineral i and D_i is its individual partition coefficient. This aggregate value accounts for the overall partitioning behavior in rocks or magmas composed of multiple phases.

Classification

Types of incompatible elements

Incompatible elements are classified primarily by their degree of incompatibility, which is determined by bulk partition coefficients (D) relative to the melting phase, where D << 1 indicates strong partitioning into the melt. Highly incompatible elements, with D < 0.01, exhibit rapid enrichment in even small degrees of partial melting due to their minimal incorporation into solid phases. Moderately incompatible elements, characterized by D values between 0.01 and 0.1, show less pronounced enrichment but still preferentially enter the melt over the residue. Additionally, incompatible elements can be distinguished as fluid-mobile, which are readily transported by aqueous fluids during metasomatic processes, versus fluid-immobile types that remain more immobile in such environments. Chemical subgroups of incompatible elements are defined based on ionic properties that govern their partitioning behavior. Large ion lithophile elements (LILE) possess large ionic radii and low charges, rendering them incompatible in most common mantle minerals due to poor lattice fit. High field strength elements (HFSE), in contrast, feature high charges and small ionic radii, leading to incompatibility arising from challenges in achieving charge balance within mineral structures. Rare earth elements (REE) form another key subgroup, with light REE typically displaying high incompatibility owing to their larger sizes compared to heavy REE, which may show moderate compatibility in certain phases. Several factors influence the typing of incompatible elements, including valence state, which alters ionic radius and charge balance (e.g., variable oxidation states can shift compatibility); hydration potential, particularly for elements that form hydrated bonds and enhance fluid mobility; and compatibility in accessory minerals, such as , which can sequester HFSE despite their overall incompatibility in major phases. These factors collectively determine how elements partition during igneous processes. The classification of incompatible elements has evolved from early qualitative groupings in the 1960s and 1970s, which relied on ionic radius and charge to categorize lithophile behaviors, to modern quantitative schemes that employ multi-element diagrams for visualizing relative incompatibilities and fractionation patterns. Seminal contributions, such as Gast's introduction of in 1972, laid the groundwork for subgroup distinctions, while subsequent advancements incorporated lattice strain models for precise D predictions.

Examples of incompatible elements

In geochemistry, incompatible elements are those that are strongly partitioned into the melt phase rather than the solid residue during magmatic processes, with common examples including the alkali metals potassium (K), rubidium (Rb), and cesium (Cs); the alkaline earth elements barium (Ba) and strontium (Sr); large ion lithophile elements (LILE) such as uranium (U) and thorium (Th); high field strength elements (HFSE) like niobium (Nb), tantalum (Ta), zirconium (Zr), and hafnium (Hf); and light rare earth elements (REE) including lanthanum (La), cerium (Ce), and neodymium (Nd). The incompatibility of LILE arises primarily from their large ionic radii, which exceed those of common cations like calcium (Ca²⁺) and sodium (Na⁺), preventing efficient substitution into the octahedral sites of silicate minerals such as olivine and pyroxenes. In contrast, HFSE exhibit high charge-to-radius ratios (Z/r > 2), resulting in strong electrostatic repulsion and difficulty in achieving local charge balance within the lattices of typical minerals, leading to very low partition coefficients (D) in these phases. Light REE share similar exclusion mechanisms due to their larger ionic sizes relative to heavier REE, favoring melt enrichment during . Incompatibility can vary with and conditions; for instance, has a partition coefficient near zero in (D_{Sr}^{ol/melt} ≈ 0) but is compatible in (D_{Sr}^{plag/melt} ≈ 1.8), though is uncommon in the deep . Similarly, is highly incompatible in most mantle phases like (D_{Nb}^{ol/melt} ≈ 0.004) and clinopyroxene (D_{Nb}^{cpx/melt} ≈ 0.004), but it can be accommodated in accessory minerals such as , where D values exceed 10. The following table summarizes approximate partition coefficients (D = concentration in mineral / concentration in melt) for selected incompatible in key mantle and bulk spinel peridotite (modal composition ≈ 55% , 25% orthopyroxene, 15% clinopyroxene, 5% ). Bulk D values are weighted averages derived from mineral-specific D and modal abundances, typically << 0.1, confirming overall incompatibility. Values are compiled from experimental data at upper mantle pressures (1–3 GPa) and basaltic melt compositions.
ElementGroupD_{olivine}D_{clinopyroxene}D_{bulk peridotite}
RbLILE< 0.0010.01–0.02≈ 0.005
SrLILE≈ 00.04–0.07≈ 0.01
BaLILE< 0.0010.001–0.003≈ 0.001
ULILE/HFSE< 0.001< 0.001< 0.001
ThLILE/HFSE< 0.001< 0.001< 0.001
NbHFSE≈ 0.0040.005–0.06≈ 0.01
TaHFSE≈ 0.0040.005–0.06≈ 0.01
ZrHFSE0.003–0.0050.03–0.13≈ 0.02
HfHFSE0.003–0.0050.03–0.13≈ 0.02
LaLight REE≈ 0.00030.02–0.04≈ 0.007
CeLight REE0.0002–0.00030.02–0.11≈ 0.01
NdLight REE≈ 0.0010.06–0.20≈ 0.02

Geochemical Processes

Behavior during partial melting

During partial melting of mantle source rocks, incompatible elements, characterized by low partition coefficients (D << 1), are preferentially excluded from crystallizing solid phases and thus concentrate in the coexisting melt phase. This enrichment is particularly pronounced at low degrees of partial melting, such as less than 10%, where the limited melt volume cannot accommodate the incompatible elements rejected by the early-formed solids, leading to their strong partitioning into the liquid. For highly incompatible elements (D approaching 0), the concentration in the melt can increase inversely with the melt fraction (F), resulting in significant fractionation even at small F values. Theoretical models describe this behavior, distinguishing between batch melting, where the entire melt remains in equilibrium with the residue, and fractional melting, where melt is incrementally extracted. In batch melting, the concentration of an element in the melt (C_L) relative to the initial source concentration (C_0) is given by: \frac{C_L}{C_0} = \frac{1}{F + (1 - F) D_{\text{bulk}}} where F is the melt fraction and D_bulk is the bulk partition coefficient. For (D_bulk < 1), this equation predicts steep increases in melt concentration as F decreases, with the effect amplified for more incompatible species. In contrast, fractional melting produces even greater enrichment in the initial melts, as each increment of melt is isolated from subsequent solids, following an exponential relationship where C_L / C_0 ≈ 1 / F^{1 - D} for small melt increments. These models highlight how incompatible elements exhibit nonlinear enrichment, with fractional processes yielding higher concentrations in low-F scenarios compared to batch melting. The fractionation of incompatible elements during partial melting is strongly influenced by source mineralogy, particularly the stability of phases like versus in . In garnet-bearing assemblages, stable at depths greater than approximately 80 km, heavy rare earth elements (HREE) such as yttrium and the heavier lanthanides become compatible (D > 1) due to their incorporation into the garnet lattice, leading to depletion of HREE in the melt relative to light REE (LREE), which remain incompatible. This contrasts with spinel peridotite sources at shallower depths (<80 km), where HREE partition weakly into minerals (D << 1), resulting in their enrichment in the melt alongside LREE and producing flatter REE patterns. Such mineralogical controls explain variations in trace element ratios between melts derived from different domains. Observational evidence from mid-ocean ridge basalts (MORB) and ocean island basalts (OIB) supports these models, with incompatible element ratios reflecting low degrees of . MORB typically exhibit LILE/HFSE ratios consistent with 10-15% melting of depleted spinel-dominated sources, while OIB show higher ratios indicative of 1-5% melting, often involving garnet-bearing sources that fractionate REE patterns. These compositions underscore the role of in generating the enriched incompatible element signatures observed in basaltic rocks.

Behavior during fractional crystallization

During fractional crystallization, incompatible elements become progressively enriched in the residual melt as crystals form and are removed, preventing re-equilibration with the . This process follows the Rayleigh fractionation model, where the concentration of an element in the (C_L) relative to its initial concentration (C_0) is given by : \frac{C_L}{C_0} = F^{D-1} Here, F is the fraction of melt remaining (0 < F ≤ 1), and D is the bulk distribution coefficient (concentration in solid divided by concentration in ), which is much less than 1 for incompatible s. As F decreases with ongoing crystallization, the exponent D-1 (negative for D < 1) causes rapid enrichment of these elements in the melt, particularly in the later stages when small amounts of persist. This enrichment plays a key role in , driving the evolution toward more siliceous compositions such as granites, which exhibit high concentrations of incompatible elements like () and (Ba) compared to their precursors. In contrast, compatible elements are depleted as they partition preferentially into early-forming crystals, accentuating the chemical contrast between primitive and evolved magmas. For instance, in Himalayan granites, fractional of an anatectic melt produces fractionated liquids enriched in Rb and Ba, while cumulates are depleted in these elements. The specific pattern of incompatible element enrichment depends on the sequence of mineral crystallization, as different phases have varying affinities for these elements. Early crystallization of minerals like , which has very low D values (approaching 0) for most incompatible elements, removes negligible amounts and allows their concentrations to rise steadily in the melt. Later stages involving introduce more selective : (Sr), moderately compatible in plagioclase (D \approx 0.2-1), is somewhat depleted, while highly incompatible elements like Rb and potassium (K) continue to enrich because their D values remain low (< 0.1) in feldspars. This sequence amplifies LILE (large-ion lithophile elements) buildup in the residual liquid. In tholeiitic basalt series, such as those in belts of the Superior Province, fractional crystallization manifests as increasing concentrations of incompatible elements with decreasing Mg# (magnesium number), reflecting progressive from Mg-rich to Fe-rich compositions. Notably, high-field-strength element (HFSE) ratios like / remain relatively conserved due to similar D values for and (both <<1), serving as a of the source, while LILE such as () show marked enrichment alongside rising REE and Y. This pattern underscores how amplifies source-derived signatures without significantly altering certain incompatible ratios.

Applications

Tracing magma evolution

Incompatible element ratios, such as Zr/Nb and Ba/La, serve as robust tracers for distinguishing between mantle source characteristics and post-magmatic crustal contamination during . These ratios are particularly effective because high elements (HFSE) like Zr and exhibit low solubility and remain relatively immobile during low-temperature hydrothermal alteration and , preserving primary magmatic signatures. For instance, elevated Ba/La ratios often indicate addition of large lithophile elements (LILE) from subducted sediments or , while systematic variations in Zr/ can reveal contributions from recycled in the mantle source. Multi-element spider diagrams and (REE) patterns, normalized to primitive mantle or chondritic values, provide diagnostic signatures of , , and mixing by highlighting relative depletions and enrichments in incompatible elements. These plots reveal smooth, parallel trends for fractional dominated by phases like or clinopyroxene, with increasing incompatibilities leading to progressive enrichment from left to right on the diagram; deviations, such as negative Nb-Ta anomalies, signal mixing with subduction-modified components. REE patterns, in particular, show light REE (LREE) enrichment and heavy REE (HREE) depletion in intraplate magmas due to retention in the source, whereas flat or LREE-depleted patterns indicate (MORB)-like sources with minimal . Correlations between incompatible elements like U and and their radiogenic isotopes offer constraints on the timing and mechanisms of magma generation and evolution. For example, elevated U/ ratios coupled with 238U-206 disequilibria provide evidence for recent addition of U-rich fluids from subducting slabs, influencing the decay pathways and isotopic evolution over 10^5 to 10^6 years. In volcanic suites, coherent trends between / ratios and Pb isotopic compositions trace the extent of crustal , as Th and U are preferentially incorporated into melts during , altering radiogenic ingrowth. Such linkages have been used to model open-system processes in arc settings, where initial U enrichment drives short-lived 238U excess in young magmas. A key application is identifying influence through LILE enrichment in arc magmas relative to ocean basalts (OIB). Arc magmas exhibit pronounced LILE/HFSE , with high Ba/ and Rb/Nb ratios reflecting fluid-mediated transfer of soluble LILE (e.g., Ba, Rb, U) from dehydrating subducted slabs into the mantle wedge, contrasting with the more uniform LILE and HFSE enrichment in OIB derived from deeper, plume-related sources without slab input. This distinction is evident in primitive mantle-normalized diagrams, where arc basalts show peaks in LILE and troughs in Nb-Ta, diagnostic of slab-derived .

Modeling mantle composition

Inverse modeling techniques utilize incompatible element concentrations in mantle-derived melts to reconstruct the composition of their source regions, distinguishing between primordial mantle material and recycled components. By rearranging the batch partial melting equation, the initial source concentration C_0 can be estimated from the liquid concentration C_l, the degree of melting F, and the bulk distribution coefficient D_{\text{bulk}} as C_0 = C_l \left[ F + (1 - F) D_{\text{bulk}} \right]. This approach assumes equilibrium batch melting and known partition coefficients, allowing geochemists to infer source enrichments or depletions; for instance, elevated incompatible element ratios in ocean island basalts (OIB) suggest contributions from subducted oceanic crust, while mid-ocean ridge basalts (MORB) imply a depleted source. Such models have been applied to rare earth elements (REE) to quantify melt fractions and source heterogeneity, revealing that OIB sources often require admixtures of recycled material to match observed abundances. Trace element systematics further illuminate mantle heterogeneity, with OIB typically exhibiting high abundances of highly incompatible elements like Nb, Ta, and light REE, indicative of low-degree melts from enriched sources containing recycled oceanic crust. In contrast, MORB display low concentrations of these elements, reflecting extraction from a depleted mantle reservoir where prior melting events have preferentially removed incompatibles. These patterns arise because incompatible elements concentrate in the melt during partial melting, amplifying source differences in the resulting basalts; for example, OIB Nb/La ratios often exceed primitive mantle values, supporting a recycled crustal component stored in deep mantle plumes. Mantle reservoirs are characterized by distinct incompatible element signatures that complement their radiogenic isotope compositions. The enriched mantle 1 (EM1) reservoir shows moderate enrichments in elements like Ba, Sr, and K relative to Nb and Ta, linked to recycled ancient altered oceanic crust with low time-integrated Rb/Sr and Sm/Nd ratios. Enriched mantle 2 (EM2) displays stronger enrichments and ratios suggestive of continental crustal recycling, such as high Th/La and low Nb/U. The high-μ (HIMU) reservoir is marked by extreme enrichments in elements with high parent/daughter ratios, like U/Pb, from subducted basaltic crust that has experienced uranium mobility during alteration. These end-members, alongside depleted MORB mantle (DMM) and prevalent mantle (PREMA), are defined through multi-element patterns in OIB, enabling mapping of mantle structure. Global budgets of incompatible elements highlight the distribution across mantle domains, with the depleted MORB mantle (DMM) comprising over 60% of the mantle volume but holding only moderately depleted trace element inventories due to its large mass. Enriched reservoirs like EM1, EM2, and HIMU occupy smaller volumes—less than 30% combined—yet dominate the budget for highly incompatible elements such as , U, and Ba, preserving much of the Earth's lithophile incompatibles sequestered from crustal . The core contributes negligibly to these budgets, as incompatible elements are siderophile or lithophile and partition into the silicate Earth. These estimates, derived from between MORB, OIB, and primitive mantle models, underscore the role of in maintaining mantle heterogeneity.

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