Augmented triad
An augmented triad is a three-note chord in music theory consisting of a root note, a major third above the root, and an augmented fifth above the root, created by stacking two major thirds.[1][2] This structure results in intervals of four semitones between each pair of notes, producing a symmetrical and dissonant sound that distinguishes it from major, minor, and diminished triads.[3][4] The augmented triad is notated with the root name followed by "aug" or a plus sign, such as Caug or C+, and requires at least one accidental since it cannot be formed using only the pitches of a major or natural minor scale.[4][2] Its symmetry allows it to function enharmonically in multiple keys—for instance, a C augmented triad (C–E–G♯) is equivalent to an E augmented triad (E–G♯–C) or a G♯ augmented triad (G♯–C–E)—which contributes to its ambiguity and flexibility in harmonic progressions.[1] In tonal music, it appears most commonly as the mediant chord (III+) in the harmonic minor scale or as a chromatic passing chord, such as between V and I in major keys.[1][4] Historically, the augmented triad has been a peripheral element in Western common-practice tonality, valued for its rarity and tension-building potential rather than as a stable harmony.[1] Composers like Bach, Schubert, and Liszt employed it for dramatic effect, such as in Bach's Magnificat for emphasis or as a secondary dominant in Romantic works to heighten emotional intensity.[1] In modern contexts, including jazz and 20th-century classical music, it serves as a tool for color, resolution by half-step upward motion, and transitional dissonance.[4]Fundamentals
Definition
The augmented triad is a type of triad in music theory consisting of a root note, a major third located four semitones above the root, and an augmented fifth positioned eight semitones above the root.[3][4] This structure is formed by stacking two major thirds, resulting in a chord that features a sharpened fifth relative to the major triad.[5] In standard notation, the C augmented triad, for example, comprises the pitches C, E, and G♯.[4] The name "augmented" derives from the enlargement of the perfect fifth into an augmented fifth, which introduces a heightened tension compared to more consonant triads.[6] The augmented triad exhibits symmetrical properties, evenly dividing the octave into three major thirds; in equal temperament, each interval measures 400 cents.[7][8] This symmetry arises because the intervals between the root and third, third and fifth, and fifth and root (enharmonically equivalent to the octave) are identical major thirds.[5]Interval Structure
The augmented triad is constructed by stacking two major thirds, resulting in intervals of a major third (4 semitones) from the root to the third and another major third (4 semitones) from the third to the fifth, yielding an augmented fifth (8 semitones) from the root to the fifth.https://musictheory.pugetsound.edu/mt21c/AugmentedAndDiminishedIntervals.html[9] In equal temperament, this produces a symmetrical interval formula of 4-4-4 semitones, dividing the octave into three equal parts.https://music.arts.uci.edu/abauer/4.1/readings/Chromatic_Harmonies-Complete-Musician-Laitz-35.pdf This structure allows for inversions similar to other triads. In first inversion, the third becomes the lowest note (e.g., for a C augmented triad, E–G♯–C), while in second inversion, the fifth is lowest (G♯–C–E).https://viva.pressbooks.pub/openmusictheory/chapter/triads/ Enharmonic equivalents, such as respelling G♯ as A♭, can alter the notated appearance of these inversions without changing the pitch content.https://milnepublishing.geneseo.edu/fundamentals-function-form/chapter/13-triads/ Acoustically, the augmented triad's identical major third intervals from any of its notes create structural symmetry, leading to inherent ambiguity: each note can function as a potential root, as the interval content remains unchanged regardless of which note is chosen.https://scholarworks.iu.edu/dspace/bitstreams/7b9fd282-1e3b-4cec-a8e4-1d91b4155e55/download This property contrasts with the asymmetrical intervals of major and minor triads, contributing to the chord's dissonant and unstable sonic character in equal temperament.https://music.arts.uci.edu/abauer/4.1/readings/Chromatic_Harmonies-Complete-Musician-Laitz-35.pdfTheoretical Analysis
Relation to Diatonic Harmony
The augmented triad is inherently non-diatonic within the major and minor scales of common-practice tonality, as it does not occur naturally without chromatic alteration, except in the specific case of the mediant triad (III+) in the harmonic minor scale.[1] This exception arises because the raised seventh degree of the harmonic minor scale (^7) forms the augmented fifth above the mediant root, creating a triad that shares voice-leading efficiencies with both the dominant (V) and tonic (i) chords, often facilitating smooth transitions via parsimonious motion where only one note moves by semitone.[1] In all other contexts, the augmented triad demands chromatic modification to the diatonic collection, distinguishing it from the standard major, minor, and diminished triads that align directly with scale degrees.[10] Common derivations of the augmented triad emphasize its chromatic origins relative to diatonic harmony. It is most frequently produced by raising the fifth of a major triad (e.g., from C-E-G to C-E-G♯), which introduces a single chromatic pitch while preserving the major third.[10] Alternatively, it can emerge from a minor triad by raising both the third and fifth (e.g., from A-C-E to A-C♯-E♯), though this double alteration is less common and typically serves transitional purposes.[1] These alterations position the augmented triad as a peripheral element in tonal progressions, often functioning as a chromatic intermediary rather than a structural pillar.[1] Historically, the augmented triad's role as a chromatic device gained prominence in Western art music during the Romantic era, where expanded chromaticism allowed composers to heighten expressive tension beyond strict diatonic bounds.[1] Earlier precedents appear in Baroque music, such as Johann Sebastian Bach's Magnificat (BWV 243, 1733), where an augmented triad underscores dramatic textual emphasis, interpreted through chromatic voice leading akin to secondary dominant implications in minor keys.[1] By the late nineteenth century, figures like Franz Liszt employed it more assertively, as in the C♯ augmented triad in R. W. – Venezia (c. 1840s), marking its evolution from rarity to a tool for evading harmonic predictability, as noted by Arnold Schoenberg.[1] Beyond tonal contexts, the augmented triad relates to the whole-tone scale, serving as a core subset that evenly divides the octave into three major thirds (each spanning four semitones).[11] Every triad built on consecutive degrees of the whole-tone scale (e.g., C-E-G♯ or D-F♯-A♭ in the C whole-tone collection) yields an augmented triad, reflecting the scale's symmetrical structure and its capacity to generate enharmonic equivalences without traditional tonal hierarchy.[12] This connection underscores the augmented triad's affinity for atonal or post-tonal environments, where its interval content promotes ambiguity over diatonic resolution.[11]Functional Roles
The augmented triad often functions as a dominant substitute, particularly in the form of an augmented dominant seventh chord (V+7), where it generates tension that resolves to the tonic. For instance, in C major, the chord G–B–D♯–F (V7+5) leads to C–E–G (I) by resolving the augmented fifth (D♯ to E) and the minor seventh (F to E), with the third (B) moving to the tonic (C).[13] This role leverages the triad's inherent instability due to its symmetrical structure, mimicking the tritone in a standard dominant seventh while heightening chromatic pull.[14] In modulatory contexts, the augmented triad serves as a pivot chord, exploiting its enharmonic symmetry—where the chord can be reinterpreted by rotating its notes by a major third (e.g., C–E–G♯ is enharmonically equivalent to E–G♯–C or A♭–C–E)—to facilitate shifts between distant keys. This tritone-related equivalence allows a single augmented triad to function in multiple tonal centers, enabling smooth or surprising enharmonic modulations, as seen in late Romantic works where it connects relative keys via semitonal displacement.[15][14] As part of altered dominant harmony, the augmented triad appears in the dominant seventh chord with an augmented fifth (V7+5), where the raised fifth creates additional dissonance that resolves upward by step to the tonic third. This alteration intensifies the dominant function, often notated as V+ or V7(#5), and is common in chromatic passages leading to major triads.[13] In minor keys, the augmented triad on the mediant degree (III+)—diatonic to the harmonic minor scale—acts as a chromatic mediator in progressions such as i–III+–VI, providing passing tension between the tonic and submediant through the leading-tone effect of the raised fifth. For example, in A minor, the progression A–C–E to C–E–G♯ to F–A–C introduces the G♯ as a passing note resolving to A, enhancing forward momentum without full modulation.[1]Applications in Music
In Classical Music
In the Baroque era, the augmented triad emerged primarily as a passing chord derived from melodic motion, creating brief moments of tension within otherwise diatonic frameworks. For instance, in Johann Sebastian Bach's chorales, augmented triads are uncommon but appear occasionally for chromatic emphasis. This incidental use reflects the era's restraint, treating the chord as a transient dissonance rather than a structural element.[14] During the Classical period, composers like Mozart and Haydn employed augmented triads more deliberately in modulations and for coloristic effects, leveraging their symmetrical properties to facilitate smooth key shifts. In orchestral contexts, such as string sections, these triads often function as passing harmonies to build tension toward resolutions, as seen in transitional passages of symphonic works. The Romantic era marked a shift toward greater prominence, with the augmented triad evolving from chromatic embellishment to a structural component, foreshadowing atonality. Frédéric Chopin frequently drew on them for emotional depth in his nocturnes, using passing augmented triads for chromatic emphasis. In orchestral applications, Romantic composers like Franz Liszt deployed augmented triads for dramatic builds; the opening of his Faust Symphony features a descending sequence of them in the brass and strings, portraying Faust's restless striving through symmetrical chromaticism.[16] Richard Wagner extended this in derivations related to the Tristan chord, using augmented triads in works like the Siegfried Idyll to create ambiguous pivot harmonies that blur tonal boundaries.[17] This progression from 18th-century incidental use to 19th-century structural integration highlighted the chord's potential in expanding harmonic vocabulary.[10]In Popular Music
In jazz, the augmented triad frequently appears within altered dominant chords, such as the V7#5, to heighten tension in ii-V-I progressions, particularly in minor keys where it resolves to a minor tonic.[18] This structure, built on a root, major third, and augmented fifth, derives from the melodic minor scale's third degree and contributes to the genre's characteristic harmonic ambiguity and resolution. For instance, in bebop standards like "All the Things You Are," augmented seventh chords (encompassing the augmented triad) facilitate smooth modulations across its cycle of keys, enhancing the song's sophisticated harmonic flow.[19] In rock and pop music, the augmented triad introduces tension through modal mixture, borrowing from parallel modes to disrupt expected resolutions and add emotional depth to progressions. The Beatles' "Michelle" exemplifies this, featuring an E augmented chord in the introduction that creates a borrowed harmonic color, underscoring the French-inspired melancholy and bridging diatonic phrases.[20] This technique aligns with the functional role of augmented triads as substitutes for dominant or subdominant functions, amplifying expressive contrast in mid-20th-century pop.[21] Contemporary applications extend the augmented triad's dissonant qualities into film scores, where it builds suspense through unstable sonorities. In film scoring, augmented triads resolve dramatically to major chords, a staple in sci-fi soundtracks like those for Alien and Star Trek, evoking otherworldly tension via the augmented fifth's leading-tone pull.[22] In electronic dance music (EDM), augmented triads can layer dissonance over driving rhythms, leveraging their symmetric structure for electronic timbres. Notable songs further illustrate these uses, such as Queen's "Bohemian Rhapsody," where chromatic shifts and vocal harmonies in the operatic middle amplify dramatic intensity, incorporating augmented elements for theatrical escalation.[23]Expressive and Structural Uses
Dramatic and Emotional Potential
The augmented triad's psychological effects stem primarily from its structural properties, which engender a sense of unease and perceptual instability in listeners. Due to its symmetrical construction of two stacked major thirds, the chord exhibits root ambiguity, as any of its three notes can plausibly function as the root, leading to a lack of clear tonal grounding that contrasts sharply with the resolved stability of major and minor triads.[24] This ambiguity, combined with the dissonant augmented fifth interval, contributes to heightened tension and a "floating" perceptual quality, often evoking apprehension or anxiety rather than repose.[25] Empirical studies confirm that augmented triads elicit strong negative affective responses, facilitating faster cognitive processing of negative stimuli and reinforcing their association with emotional distress.[25] In expressive contexts, the augmented triad's capacity for building suspense and representing yearning aligns with its functional tension as a non-diatonic element that delays resolution. In Romantic music theory, it is frequently described as possessing a "dreamy" or "mysterious" character, suitable for evoking longing in ballads or climactic intensity, where its unresolved dissonance heightens emotional peaks without immediate catharsis.[26] This perceptual suspension arises from the chord's symmetry, which disrupts traditional hierarchical expectations and creates a liminal, ethereal quality distinct from the consonant closure of diatonic triads.[27] Culturally, the augmented triad signals uncertainty and the supernatural across genres, amplifying dramatic tension through its inherent ambiguity. In film music, particularly horror, it conveys psychological unease and foreboding by exploiting dissonance to mimic perceptual disorientation, often linked to themes of distress or the uncanny.[25] Similarly, in lieder, it enhances textual drama by underscoring extreme emotions, physical sensations, or mysterious phenomena, such as isolation or supernatural encounters, thereby intensifying the narrative's emotional depth without resolving to stability.[26]Voice Leading and Progressions
One common method for integrating the augmented triad into harmonic progressions involves smooth voice leading through minimal chromatic alteration, such as raising the fifth of a major triad to create an augmented sixth in the bass or inner voices. For instance, in C major, the progression from a C major triad (C-E-G) to a C augmented triad (C-E-G♯) can occur via the motion of G to G♯, often as a passing tone or appoggiatura, facilitating parallel tenths between soprano and bass lines for continuity.[28] Augmented triads frequently serve as intermediaries in chromatic sequences, enabling stepwise bass motion and resolutions to major or minor triads while preserving voice-leading economy. A typical pattern in major keys substitutes the augmented triad for a diatonic chord, as in the progression I–V⁺–I⁶/₄–V (e.g., in C major: C–G–B–D♯ to C/G to G–B–D), where the raised fifth (D♯) resolves downward by step to C in the I⁶/₄, supporting a cadential approach with common tones like G and B. Similarly, the I–I⁺–IV sequence (C–E–G to C–E–G♯ to F–A–C) uses the augmented triad to bridge via the raised fifth, resolving the G♯ to A for smooth contrary motion. Harmony textbooks emphasize these patterns for their minimal voice displacement, often limiting motion to semitones or whole tones across voices.[28] Enharmonic reinterpretation enhances the augmented triad's role in modulatory voice leading, as its symmetrical structure allows equivalent spellings that pivot across keys with shared tones. For example, a C augmented triad (C–E–G♯) shares the same pitches as an E augmented triad (E–G♯–B♯, where B♯ = C), enabling reinterpretation by changing the perceived root while retaining common tones like E and G♯. This technique promotes efficient motion, such as resolving one voice stepwise to establish the new key, as highlighted in pedagogical analyses.[28]Practical Implementation
Tuning and Intonation
In equal temperament, the augmented triad is constructed from two major thirds of 400 cents each, resulting in an augmented fifth of 800 cents. However, this tuning introduces intonation challenges because the equal-tempered major third is wider than the just intonation ideal of approximately 386.31 cents (ratio 5:4), leading to increased dissonance in the stacked intervals. The augmented fifth in equal temperament thus deviates from simpler frequency ratios, contributing to a less consonant sound compared to other tunings, sometimes described as creating "wolf" intervals in contexts where purity is expected.[29] In just intonation, the augmented triad achieves greater consonance through ideal ratios of 5:4 for each major third, yielding an augmented fifth from the root of 25:16 (approximately 772.63 cents). This stacked structure, however, presents a comma adjustment issue: three pure major thirds sum to 125/64 (about 1158.93 cents), falling short of the octave by the diesis (128/125) of roughly 41.06 cents, requiring performers to temper the intervals slightly to fit within the octave without beating. An alternative natural approximation treats the augmented fifth enharmonically as a minor sixth (8:5 ratio, approximately 813.69 cents), which is wider and often preferred for smoother resolution in harmonic contexts.[29] Historical tuning systems further highlight the augmented triad's sensitivity to intonation. In meantone temperaments, such as quarter-comma meantone prevalent from the Renaissance to the Baroque era, major thirds are tuned nearly purely (close to 386.3 cents), making stacked augmented triads sound more consonant than in equal temperament, though limited to certain keys to avoid unusable intervals. Conversely, Pythagorean tuning, based on pure perfect fifths (3:2 ratio, 702 cents), produces dissonant major thirds of about 407.82 cents (81:64 ratio), rendering augmented triads harsh and wolfish due to the wide thirds.[30] In performance, particularly among string players in ensembles, the augmented fifth is often intonated sharper than the stacked just value of 772.63 cents—typically toward 800 cents or the minor sixth approximation of 813.69 cents—to achieve consonance with fixed-pitch instruments like keyboard in equal temperament or to blend with choral or orchestral harmonies, avoiding the flatness that can arise from pure thirds alone.[31]Chord Voicings and Extensions
The augmented triad can be voiced in root position with the root as the lowest note, followed by the major third and augmented fifth. In close position, the notes are stacked tightly, such as C–E–G♯ for C⁺, creating a compact, tense sonority suitable for dense arrangements. Open voicings spread the notes further apart, for example, C (bass)–E (middle)–G♯ (treble), which allows for smoother integration in bass lines or fuller harmonic textures.[32][7] Inversions of the augmented triad rearrange the notes to place the third or augmented fifth in the bass, facilitating varied bass lines while maintaining the chord's symmetrical structure. The first inversion positions the major third in the bass (e.g., E–G♯–C for C⁺/E), and the second inversion places the augmented fifth in the bass (e.g., G♯–C–E for C⁺/G♯). Due to the triad's symmetry—each note separated by a major third—these inversions are enharmonically equivalent to root-position voicings of other augmented triads, enabling flexible notational choices in arrangements. Slash chord notation, such as C⁺/E, explicitly indicates these bass notes for clarity in lead sheets.[32][33]| Root | Notes (Close Position) | Enharmonic Equivalents | MIDI Note Numbers (Middle Octave) |
|---|---|---|---|
| C⁺ | C–E–G♯ | E⁺ (E–G♯–C), G♯⁺ (G♯–C–E) | 60 (C4), 64 (E4), 68 (G♯4) |
| C♯⁺ | C♯–F–A | F⁺ (F–A–C♯), A⁺ (A–C♯–F) | 61 (C♯4), 65 (F4), 69 (A4) |
| D⁺ | D–F♯–A♯ | F♯⁺ (F♯–A♯–D), A♯⁺ (A♯–D–F♯) | 62 (D4), 66 (F♯4), 70 (A♯4) |
| D♯⁺ | D♯–G–B | G⁺ (G–B–D♯), B⁺ (B–D♯–G) | 63 (D♯4), 67 (G4), 71 (B4) |
| E⁺ | E–G♯–C | G♯⁺ (G♯–C–E), C⁺ (C–E–G♯) | 64 (E4), 68 (G♯4), 72 (C5) |
| F⁺ | F–A–C♯ | A⁺ (A–C♯–F), C♯⁺ (C♯–F–A) | 65 (F4), 69 (A4), 73 (C♯5) |
| F♯⁺ | F♯–A♯–D | A♯⁺ (A♯–D–F♯), D⁺ (D–F♯–A♯) | 66 (F♯4), 70 (A♯4), 74 (D5) |
| G⁺ | G–B–D♯ | B⁺ (B–D♯–G), D♯⁺ (D♯–G–B) | 67 (G4), 71 (B4), 75 (D♯5) |
| G♯⁺ | G♯–C–E | C⁺ (C–E–G♯), E⁺ (E–G♯–C) | 68 (G♯4), 72 (C5), 76 (E5) |
| A⁺ | A–C♯–F | C♯⁺ (C♯–F–A), F⁺ (F–A–C♯) | 69 (A4), 73 (C♯5), 77 (F5) |
| A♯⁺ | A♯–D–F♯ | D⁺ (D–F♯–A♯), F♯⁺ (F♯–A♯–D) | 70 (A♯4), 74 (D5), 78 (F♯5) |
| B⁺ | B–D♯–G | D♯⁺ (D♯–G–B), G⁺ (G–B–D♯) | 71 (B4), 75 (D♯5), 79 (G5) |