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Direct digital synthesis

Direct digital synthesis (DDS) is a technique for generating precise analog waveforms, such as sine waves, by digitally creating a time-varying signal and converting it to analog form using a (DAC). The core process relies on a accumulator that increments based on a word and reference clock to produce values, which are then mapped to values via a before DAC conversion. Key components include the accumulator (typically 24- to 48-bit for high resolution), phase-to- converter (often a sine ), and the DAC, with an optional to smooth the output and reduce . The output frequency is determined by the formula f_{out} = \frac{M \times f_{clk}}{2^N}, where M is the word, f_{clk} is the clock frequency, and N is the accumulator's bit width, enabling micro-Hertz frequency resolution and rapid, phase-continuous switching. DDS offers significant advantages over traditional analog methods like phase-locked loops (PLLs), including fine frequency tuning (down to sub-Hertz accuracy), low phase noise, compact integration in ICs (e.g., devices like the AD9833 operating at 30 mW), and full digital control for modulation and synchronization. It supports a wide frequency range, often up to 40% of the clock rate, with applications spanning communications (e.g., frequency synthesis, quadrature modulation, and local oscillators), test and measurement equipment (e.g., signal generators for component testing and filter characterization), and specialized fields like biomedical instrumentation and radar systems. Advances in semiconductor technology since the late 1990s have made DDS ubiquitous in modern signal sources, replacing bulkier analog synthesizers with programmable, low-cost solutions capable of handling complex waveforms like FSK, PSK, and QAM.

Introduction

Definition and Purpose

Direct digital synthesis (DDS) is a technique for generating precise analog waveforms, typically sine waves, by producing a time-varying signal in digital form and then converting it to analog using digital processing blocks referenced to a fixed-frequency clock source. This employs a (NCO), often implemented as a phase accumulator, to create the , followed by a (DAC) for reconstruction. DDS enables the direct generation of arbitrary waveforms without relying on traditional analog components, ensuring high accuracy and tunability in and . The primary purpose of DDS is to provide fine frequency control, rapid tuning, and the ability to synthesize complex waveforms for applications demanding high signal agility and purity, such as in communications, testing equipment, and . Unlike analog methods like voltage-controlled oscillators (VCOs), which suffer from tuning inaccuracies and issues due to analog loop dynamics, DDS offers complete digital control, eliminating manual adjustments and enabling micro-Hertz resolution with sub-degree tuning. This makes DDS particularly valuable in scenarios requiring instantaneous switching and -continuous operation without over/undershoot anomalies. At its core, a DDS system follows a basic signal flow: a stable reference clock drives the NCO (phase accumulator), which accumulates phase increments to address a phase-to-amplitude converter (such as a sine ); the resulting digital amplitude values are then fed to a DAC for analog conversion, with a applied afterward to remove high-frequency images and reconstruct the desired . Key benefits include extremely fast hopping speeds for frequency or changes, broad output frequency ranges (from 1 Hz to hundreds of MHz depending on the clock), and low power consumption in compact, programmable implementations. These attributes allow DDS to generate not only sine waves but also square and triangular waveforms digitally, enhancing versatility without analog tuning elements.

Historical Development

The foundational concept of direct digital synthesis (DDS) emerged in the early 1970s, with the seminal proposal by J. Tierney, C. M. Rader, and B. Gold in their 1971 paper "A Digital Frequency Synthesizer," published in the IEEE Transactions on Audio and Electroacoustics. This work introduced the core architecture using a phase accumulator to generate precise digital frequencies from a fixed reference clock, revolutionizing synthesis by enabling all-digital waveform creation without analog components like voltage-controlled oscillators. The approach addressed limitations of traditional indirect synthesis methods, such as phase-locked loops, by providing fine frequency resolution and rapid switching, though early implementations relied on discrete logic and lookup tables due to the computational constraints of the era. Commercialization of DDS accelerated in the mid-1990s with the introduction of the first fully integrated DDS chip, the AD9850, by in 1995. This CMOS-based device combined a phase accumulator, sine , and 12-bit (DAC) on a single chip, operating at clock frequencies up to 125 MHz and enabling output signals up to 62.5 MHz with sub-Hertz resolution. The AD9850's availability democratized DDS for applications in signal generators and communications equipment, reducing system complexity and cost compared to discrete designs. By the early 2000s, technological shifts driven by advances in fabrication and high-resolution DACs facilitated the transition from bulky discrete-component systems to compact integrated circuits, enhancing speed, power efficiency, and integration density. Further evolution in the late 2000s produced high-speed DDS variants, exemplified by ' AD9910 in 2007, which supported sample rates up to 1 GSPS with a 14-bit DAC for applications requiring agile frequency tuning. These developments capitalized on scaling processes to achieve lower and higher . By the , DDS matured into a cornerstone of modern RF systems, with ongoing refinements in integration. Up to 2025, DDS has increasingly integrated with software-defined radios (SDRs) and field-programmable gate arrays (FPGAs) to enable flexible, reconfigurable signal generation for and emerging networks, supporting wideband waveforms and massive through programmable numerical controlled oscillators.

Fundamental Principles

Phase Accumulation Mechanism

The phase accumulation mechanism forms the core of direct digital synthesis (DDS), implemented through a (NCO) that generates a precise phase ramp to define the output waveform's . The NCO consists of a phase accumulator, which is essentially a digital adder and that increments the phase value by a fixed amount each clock . This increment is determined by a tuning word (FTW), a multi-bit digital value loaded into a , enabling fine control over the output without analog components. Mathematically, the phase accumulator operates by adding the FTW, denoted as M, to its previous value at each clock with frequency f_{clk}. The resulting phase increment per cycle is \Delta \phi = \frac{M}{2^N} \times 2\pi, where N is the bit width of the accumulator (typically 24 to 48 bits), representing the fractional advance in radians. Consequently, the output f_{out} is given by f_{out} = \frac{M \times f_{clk}}{2^N}, allowing the to ramp linearly over time and produce a periodic waveform upon conversion to amplitude values. This formulation ensures that the NCO behaves like a digital equivalent of an analog , with the FTW directly scaling the slope of the phase ramp. The frequency of the phase accumulation mechanism is fundamentally limited by the accumulator's bit width, expressed as \Delta f = \frac{f_{clk}}{2^N}. For example, with a 32-bit accumulator and a 100 MHz clock, this yields a of approximately 0.023 Hz, enabling sub-Hertz suitable for high-fidelity signal . Higher bit widths, such as 48 bits, further enhance to microhertz levels, making DDS ideal for applications requiring stable, finely tunable frequencies. Overflow in the phase accumulator occurs naturally when the accumulated value reaches $2^N, at which point it wraps around to zero due to the modulo-$2^N arithmetic inherent in the fixed-width . This wrap-around resets the phase ramp periodically, ensuring continuous generation of the without discontinuities, as the effectively completes full cycles of $2\pi radians. The time to overflow depends on the FTW; for M = 1, it requires exactly $2^N clock cycles, corresponding to the lowest resolvable . This behavior maintains waveform periodicity and supports seamless tuning by simply updating the FTW.

Waveform Generation Process

In direct digital synthesis (DDS), the phase accumulator's output serves as the address for a phase-to-amplitude converter, typically implemented as a (ROM) containing precomputed sine values. This maps the phase information to corresponding levels, generating a digital representation of the desired . To optimize usage, the ROM often employs quarter-wave , storing only values for one (0° to 90°) of the and deriving the remaining quadrants through simple sign adjustments and bit manipulations, thereby reducing storage requirements by a factor of four. For generating non-sinusoidal waveforms, the can be made programmable (e.g., using programmable or ), allowing users to load custom values corresponding to arbitrary shapes such as square, triangular, or sawtooth waves. This flexibility enables the synthesis of complex signals by addressing the with the phase accumulator output, where the stored data defines the waveform's profile over one period. To enhance smoothness and reduce quantization artifacts in these arbitrary waveforms, interpolation techniques—such as cubic —can be applied between entries, reconstructing intermediate values using approximations that incorporate values and at sampling points, thereby improving signal without expanding significantly. The digital amplitude values from the phase-to-amplitude converter are then fed to a (DAC), which transforms the discrete samples into a continuous . The DAC's resolution and linearity directly influence the output's and levels. Following the DAC, a low-pass is essential to eliminate high-frequency images and aliases produced by the sampling process, attenuating components above the while preserving the fundamental waveform. Phase offsets and modulation are incorporated through dedicated phase registers that adjust the accumulator's output before the lookup table addressing, enabling precise control over the starting phase for coherent multi-channel synchronization or for implementing frequency and phase modulation schemes. For instance, dynamically varying the phase offset allows for phase modulation (PM), while combining it with frequency tuning supports frequency modulation (FM) applications.

System Architecture

Core Components

The core components of a direct digital synthesis (DDS) system form a chain that generates precise analog waveforms from digital inputs, typically including a reference clock, (NCO), phase-to-amplitude converter, (DAC) with , and control interfaces. These elements work sequentially to produce frequency-agile signals, where the reference clock drives the NCO for phase accumulation, which is then mapped to amplitude values before analog conversion and filtering. The reference clock provides the timing basis for the entire DDS system, usually derived from a high-stability oscillator such as a or (PLL), with frequencies typically ranging from 100 MHz to 1 GHz to support output signals up to several hundred MHz. This clock, denoted as f_{clk}, determines the maximum output frequency (limited to f_{clk}/2) and the frequency resolution, which improves with higher f_{clk} values. For instance, modern DDS integrated circuits can operate with clocks up to 1 GHz or more using on-chip multipliers to extend from lower external inputs. The NCO, often implemented as a phase accumulator, consists of a digital adder and register that incrementally accumulate a frequency tuning word (FTW) each clock cycle to generate a phase ramp. This core digital block typically uses 24- to 48-bit resolution for fine frequency control, and is commonly realized in application-specific integrated circuits (ASICs) or field-programmable gate arrays (FPGAs) for high-speed operation. The accumulated phase value directly influences the output frequency via the relation f_{out} = (FTW \times f_{clk}) / 2^N, where N is the accumulator bit width. The phase-to-amplitude converter transforms the NCO's output into corresponding values for the desired , most commonly a , using either a (ROM) lookup table or an algorithmic approach like the (COordinate Rotation DIgital Computer) method. ROM-based converters employ a sine lookup table addressed by the most significant bits (MSBs) of the (typically 12- to 16-bit resolution) to output samples, while offers a compact, multiplier-free alternative for resource-constrained implementations. Only the upper bits of the (e.g., 12-19 bits) are used to balance storage efficiency and waveform fidelity. Following digital amplitude generation, a high-speed DAC converts the amplitude samples to an , typically with 12- to 14-bit resolution to minimize quantization noise, while an analog —often a —removes high-frequency aliases and images produced during sampling. The DAC operates at the reference clock rate, and the filter's is set near the desired output (e.g., below f_{clk}/2) to ensure a clean analog output; integrated DDS chips like the AD9850 include such filters to suppress spectral artifacts. Control interfaces enable dynamic adjustment of DDS parameters, accepting frequency, phase, and amplitude tuning words through serial or parallel buses for real-time reconfiguration. These interfaces, such as (SPI) or byte-parallel loading, allow loading of the FTW (for ), phase offset register, and amplitude scaling factors into the NCO and converter, supporting applications requiring rapid frequency hopping or .

Implementation Variations

Direct digital synthesis (DDS) systems can be implemented using integrated chips that encapsulate the core components into compact, single-device solutions tailored for specific performance levels. Low-cost options, such as the AD9833, operate with a maximum clock of 25 MHz and produce output frequencies up to 12.5 MHz, making them suitable for applications requiring simple waveform generation with low power consumption (2.3 V to 5.5 V supply) and features like sine, triangular, and square wave outputs via a 10-bit DAC. In contrast, high-performance integrated DDS chips like the AD9914 support a 3.5 GSPS internal clock and an integrated 12-bit DAC, enabling output frequencies up to 1.4 GHz with exceptional (190 pHz frequency tuning and 16-bit tuning), ideal for demanding signal in communications and . FPGA-based implementations offer greater flexibility for , leveraging programmable logic to create multi-channel systems capable of . These designs typically employ numerically controlled oscillators (NCOs) and lookup tables within the FPGA fabric, allowing dynamic adjustments to , , and across multiple outputs without hardware reconfiguration. In (SDR) contexts, FPGA excels in generating complex modulated signals, such as (QAM), by integrating with digital upconverters and filters on the same device, supporting bandwidths up to hundreds of MHz per channel. For instance, implementations on or FPGAs have demonstrated efficient resource utilization for dual-channel with spectral purity exceeding 80 , facilitating agile hopping in and systems. Hybrid DDS systems extend the frequency range beyond the limitations of standalone DACs by pairing the digital synthesis core with analog upconverters, enabling operation in RF bands above 6 GHz. In such architectures, the DDS generates or intermediate-frequency signals that are then mixed with a to produce higher-frequency outputs, often incorporating digital predistortion to maintain . ' DAC39RF series exemplifies this approach, integrating a DDS-capable digital upconverter with a high-speed DAC to achieve carrier frequencies exceeding 8 GHz and signal bandwidths up to 1 GHz, while supporting multi-channel operation for phased-array applications. Recent advancements include the DDS39RF12 (released September 2024), featuring a 16-bit DAC with up to 20.48 GSPS sampling rate and 12 GHz output bandwidth for enhanced RF performance. This hybrid configuration mitigates the Nyquist limit of the DAC clock, allowing DDS to serve as a versatile low-frequency generator upconverted to frequencies with minimal addition. Software-defined variants implement DDS algorithms directly in DSP processors, providing code-based flexibility for waveform synthesis without dedicated hardware accelerators. These systems run NCO phase accumulation and sine lookup or CORDIC-based generation in on processors like TI's C6000 series or ARM-based SoCs, enabling parameter updates via software and integration with broader chains. Such implementations are commonly used in SDR platforms for adaptive where hardware modularity is prioritized over raw speed. For example, open-source frameworks on DSPs support applications requiring on-the-fly reconfiguration, such as .

Performance Characteristics

Frequency Resolution and Agility

In direct digital synthesis (DDS), frequency resolution refers to the smallest incremental change in output achievable by the . This is fundamentally determined by the phase accumulator's bit width N and the reference clock f_{\text{clk}}, given by the \Delta f = f_{\text{clk}} / 2^N. For instance, a 32-bit accumulator with a 1 GHz clock yields a finer than 0.23 Hz, enabling precise control over a wide range of . However, practical is also constrained by the of the reference clock, typically limited to 0.1 in high-performance oscillators, which imposes an absolute error proportional to the output itself. Frequency agility in DDS describes the system's ability to rapidly alter the output frequency, often required for applications like frequency hopping or swept signals. Changes occur nearly instantaneously by updating the frequency tuning word (FTW) in the phase accumulator, with internal latency typically on the order of a few clock cycles—such as 8–9 cycles in common implementations—allowing sub-microsecond response times before filtering effects. The overall is dominated by the reconstruction following the DAC, where a 4th-order filter might require 1–10 μs to stabilize to within 0.1% of the final value, depending on the and order. This enables the generation of continuous phase swept or chirped signals across the tuning range from to f_{\text{clk}}/2, limited only by the and DAC bandwidth. Compared to (PLL) synthesizers, DDS provides superior agility through glitch-free, phase-continuous frequency switching without the reference spur or lock acquisition times (often 100 μs to several ms) inherent to PLLs. This makes DDS ideal for dynamic frequency control, though its maximum output frequency remains capped by the DAC's sampling rate and analog , typically up to 40–50% of f_{\text{clk}} for optimal performance.

Phase Noise, Jitter, and Spurious Signals

In direct digital synthesis (DDS), phase noise primarily originates from the reference clock and is scaled at the output by the frequency ratio, resulting in an output phase noise spectral density L(f_m) that equals the clock's phase noise plus $20 \log_{10} (f_\text{out} / f_\text{clk}) , where f_m is the offset . This scaling means close-in phase noise improves (decreases) as the output decreases relative to the clock , making DDS particularly advantageous for low-frequency applications compared to multiplication-heavy architectures like phase-locked loops (PLLs). Phase truncation in the NCO accumulator adds a minor deterministic contribution, typically negligible unless the phase word length is short. The phase noise floor, limited by thermal noise and DAC imperfections, is approximately -174 c/Hz + $10 \log_{10} (f_\text{clk}) plus terms accounting for the DAC's (ENOB), which degrade the floor by roughly 6.02 × (ideal bits - ENOB) . Jitter in DDS represents short-term variations in the signal's or timing, arising from clock jitter propagated through the and quantization errors in the phase accumulator and DAC. Clock jitter directly translates to output jitter scaled by the same f_\text{out} / f_\text{clk} factor, while quantization induces random errors that manifest as broadband jitter. The root-mean-square () jitter can be quantified as \tau_\text{rms} \approx \frac{1}{2\pi f_\text{out} \sqrt{\text{SNR}}}, where SNR is the system's signal-to-noise ratio in linear terms, often dominated by DAC performance (e.g., SNR ≈ 74 for a 12 ENOB DAC yields ~1 ps jitter at 100 MHz output). Low-jitter clocks (e.g., <35 ps ) and post-DAC filtering are essential to minimize accumulated jitter, with typical DDS outputs achieving 10-50 ps depending on clock quality and output frequency. Spurious signals in DDS stem mainly from phase truncation errors in the NCO, where the least significant bits discarded create deterministic tones, and from DAC nonlinearities that generate harmonics and intermodulation products aliased back into the baseband due to sampling. The spurious-free dynamic range (SFDR) due to phase truncation is approximately -6.02 P dBc, where P is the number of bits in the phase-to-amplitude converter (e.g., sine lookup table resolution or DAC input bits), as the maximum truncation error produces a spur amplitude of about 1/2 LSB; for a 32-bit accumulator with 12-bit phase output, this limits SFDR to around 72 dB. DAC nonlinearities further degrade SFDR by 5-10 dB unless compensated. Dithering mitigates these spurs by adding low-level pseudo-random noise (e.g., 2-3 bits from a PRBS generator) to the phase accumulator or truncation, randomizing errors and converting them to a noise floor increase of ~3-6 dB while improving worst-case SFDR by 10-20 dB. Overall signal purity in practical DDS systems achieves typical SFDR of 70-90 dBc with optimized tuning words and dithering, outperforming PLLs in feedforward configurations by avoiding divider noise and enabling sub-hertz resolution without loop-induced spurs, though DDS requires careful alias rejection filtering.

Applications and Advancements

Key Applications

Direct digital synthesis (DDS) plays a pivotal role in communications systems, particularly as local oscillators in transceivers where its frequency agility enables rapid tuning across wide bands with minimal . In wireless infrastructure, DDS facilitates agile modulation schemes, such as (FSK) and (PSK), essential for testing protocols like and 5G New Radio (NR). For instance, DDS-based synthesizers generate precise pilot signals for (WDM) optical-channel identification and serve as tunable references in phase-locked loops (PLLs) for enhanced receiver performance. In test and measurement equipment, underpins benchtop signal generators by enabling precise sweeps, multi-tone generation, and programmable waveforms for characterizing components like amplifiers and filters. This capability supports applications in impedance measurement and attenuation testing for local area networks (LANs) and cables, where adjustable frequencies from audio to RF ranges are required without . 's allows for automated, repeatable testing in industrial and biomedical settings, such as for micro-actuators. For and systems, DDS generates frequency-agile waveforms critical for pulse-Doppler processing, including linear frequency-modulated () signals with customizable carrier frequencies, chirp rates, pulse widths, and repetition frequencies. Devices like the AD9911 support , , and sweeps, enabling high-resolution target detection in active sensing applications. In , DDS provides low-jitter clocks for and signal excitation, enhancing underwater acoustic imaging and navigation. In audio and , is employed for clock to achieve sampling rate conversion, deriving low-jitter audio frequencies from video reference clocks for in systems. This ensures precise timing in applications like workstations and video broadcasting equipment, where generates clean sine, square, or triangular waves to minimize during format conversions.

Modern Developments and Limitations

Recent advancements in direct digital synthesis (DDS) have leveraged FPGA-ASIC hybrids to achieve operations exceeding 10 GHz, enabling high-performance RF signal generation in compact forms. For instance, ' DDS39RF10 integrates 16-bit DAC cores operating at 10.24 to 20.48 GSPS, supporting signal bandwidths up to 10 GHz for multi-Nyquist applications in and communications. Similarly, AMD's (formerly ) Zynq UltraScale+ RFSoC combines FPGA programmability with integrated RF-DACs and RF-ADCs, achieving RF output bandwidths up to 6 GHz in Gen 3 devices while facilitating direct DDS via numerically controlled oscillators for agile waveform synthesis. These hybrids reduce system complexity by embedding DDS functions directly into silicon, supporting sub-6 GHz and bands with power efficiency around 9 W at full sample rates. Integration of (ML) with has enabled adaptive waveform design, particularly for dynamic environments like . Generative adversarial networks (GANs), such as conditional Wasserstein GANs, generate low-probability-of-detection (LPD) radar waveforms that mimic background RF noise, reducing detectability while maintaining sensing performance through optimization. In software-defined radars, this ML-driven approach complements by allowing real-time waveform customization, as implemented on platforms like RFSoC for diverse schemes. Despite these progresses, DDS faces significant limitations, including high power consumption at GHz clock rates, which can exceed several watts in integrated devices and limits portability in battery-constrained systems. in signals remains a challenge, as sampling rates below twice the highest frequency component introduce spectral replicas that degrade in applications like imaging. Scalability issues also arise in quantum and advanced contexts, where DDS must provide ultra-low and high spurious-free dynamic range (SFDR) for precise control, yet current implementations struggle with the extreme precision and noise requirements beyond 100 GHz. Looking ahead, all-digital RF architectures incorporating are poised for communications, emphasizing sub-THz waveforms with optimized modulation for high data rates and low latency. To overcome spurious signals (spurs), advanced dithering techniques and higher-bit DACs, such as 16-bit devices at 5 GSPS like the MAX5868, enhance spectral purity by randomizing quantization noise and extending instantaneous to 500 MHz. Mitigation strategies include clock multiplication via phase-locked loops (PLLs) to amplify reference frequencies while minimizing degradation by 20 log N factors, and digital predistortion () applied post- to linearize power amplifiers, extending effective in wideband RF chains.

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