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Lasing threshold

The lasing threshold is the critical operating condition in a where the small-signal optical exactly equals the total losses, marking the onset of sustained laser and coherent light emission dominated by rather than . This threshold is typically characterized by a minimum power (for optically pumped lasers) or threshold current (for electrically pumped devices like lasers), below which the output consists primarily of with low and broad . The concept of the lasing threshold was first theoretically developed by Arthur L. Schawlow and in their seminal , which extended principles to optical frequencies and derived the condition for oscillation in a resonant pumped by incoherent light. In their analysis, the threshold occurs when the round-trip compensates for cavity losses, including , , and output , ensuring that the in the gain medium produces net amplification. For practical lasers, achieving a low threshold is essential for efficiency, as it minimizes the required excitation while maximizing slope efficiency—the rate at which output power increases above threshold, often around 50% in well-designed systems. Above the threshold, the intracavity photon number grows rapidly, clamping the gain at its threshold value and stabilizing the carrier or population density in the gain medium, which leads to linear output power scaling with excess pumping. Lasers are generally operated 3 to 10 times above threshold to ensure stable, high-power operation with reduced sensitivity to fluctuations. In semiconductor lasers, the threshold current is a key parameter, influenced by factors like the confinement factor, waveguide losses, and mirror reflectivity, and can be as low as tens of mA for optimized Fabry-Pérot structures. Advances in microcavities and photonic structures have enabled thresholdless lasing in certain nanoscale devices, where spontaneous emission seamlessly transitions to stimulated emission without a distinct kink in the light-current curve. As of 2025, further progress in and lasers has achieved electrically driven, continuous-wave operation with ultra-low thresholds.

Introduction

Definition

The lasing threshold is the minimum pump power or density at which a achieves net optical gain, enabling to overcome losses and produce coherent output. At this point, the small-signal gain in the laser's active medium precisely balances the total losses, marking the onset of , after which the output power increases linearly with further pumping. Below , any is dominated by spontaneous processes, resulting in negligible coherent output, while above , the transitions to a self-sustaining regime of amplification. Central to this process is , in which an incoming interacts with an excited atom or molecule in the gain medium, triggering the release of an identical that is coherent in phase, direction, and wavelength with the incident one, thereby amplifying the light intensity. This contrasts with , where an excited atom decays randomly to a lower energy state, emitting a in a random direction and phase without external stimulation, producing incoherent light akin to that from conventional sources. Achieving the lasing threshold requires sufficient —more atoms in the than in the —to favor stimulated emission over absorption or spontaneous decay. A basic laser setup consists of an formed by two mirrors enclosing a medium, such as a , gas, or , where the pump source excites the medium to create inversion. One mirror is typically highly reflective, while the other is partially transmitting to allow output; at threshold, seeds the cavity, and feedback from the mirrors builds up the field until exceeds losses, yielding the exponential rise in coherent output power. The concept was first demonstrated in practice by , who operated the world's initial —a crystal device pumped by a flashlamp—on May 16, 1960, at Hughes Research Laboratories, where the system reached and surpassed threshold to produce the inaugural pulse of coherent red light. This milestone validated theoretical predictions of lasing, transforming from an abstract idea into a practical technology.

Significance

The lasing threshold represents the critical point at which dominates over and losses, enabling the onset of coherent output and significantly influencing overall device performance. Below this , the system operates inefficiently as an , with output scaling linearly with input but without self-sustained oscillation. Above the threshold, however, the exhibits a sharp increase in output , often requiring operation at 3–10 times the threshold pump to achieve practical levels of , typically reaching slope around 50% in well-designed systems. This directly impacts power output by allowing in intracavity photons, enhances beam quality through reduced noise and mode competition, and improves by minimizing wasted pump energy on non-radiative processes. The significance of the lasing threshold extends to a wide array of practical applications, where achieving a low threshold is particularly advantageous for enabling compact, energy-efficient lasers suitable for portable and integrated systems. In , low-threshold lasers facilitate high-speed, long-distance fiber optic communications by providing stable, high-quality beams with reduced power consumption, essential for data centers and mobile networks. In medicine, they support precision procedures such as and diagnostics, where minimal pumping requirements allow for battery-powered, handheld devices that deliver focused energy without excessive heat generation. Similarly, in , threshold optimization enables high-power industrial lasers for cutting and , balancing with for automated lines. Efforts to lower the threshold, such as through advanced designs, have thus driven innovations in photonic integrated circuits, making ultrafast, low-power lasers viable for emerging technologies like interfaces. High lasing thresholds pose notable challenges, often leading to thermal management issues and demanding intense pumping that limits device scalability and reliability. Elevated thresholds increase intracavity intensities, which can exacerbate heating in the medium, causing shifts or even , particularly in high-power continuous-wave operations. This necessitates robust cooling systems, complicating designs for compact applications and raising operational costs. Moreover, the sensitivity of the threshold to temperature fluctuations—stemming from the underlying balance of and —can degrade performance in variable environments, impacting the feasibility of deploying lasers in field settings. A key distinction arises when comparing lasers to non-lasing optical amplifiers: the ensures feedback-driven , producing highly coherent, directional , whereas amplifiers merely boost input signals without this self-amplification, resulting in broader, less intense output unsuitable for many precision tasks.

Theoretical Foundations

Gain and Loss Balance

Optical in a arises from within the gain medium, where a higher population of electrons occupies the upper compared to the lower one, enabling to exceed for photons at the lasing wavelength. This inversion is typically achieved through optical, electrical, or chemical pumping, creating a non-equilibrium that amplifies . The optical gain is quantified by the gain g, which represents the fractional increase in per unit length propagated through the medium and is proportional to the population difference between the lasing levels. In the small-signal gain , valid for low-intensity signals where the gain medium is not significantly depleted, g remains constant and independent of the input intensity, providing a linear amplification regime essential for initial light buildup in the . Losses in the counteract this and encompass various mechanisms that attenuate the circulating . Internal losses include by the medium itself (due to non-inverted populations or impurities), from imperfections in the medium or mirrors, and effects that cause beam spreading, particularly in open resonators. External losses primarily arise from output coupling through the partially transmitting mirror, which allows lasing power to exit the , as well as any unintended or at the mirrors. These are collectively characterized by the round-trip loss factor, often denoted as the per complete pass through the , which must be overcome for sustained . In steady-state operation, the lasing occurs when the per round trip precisely balances the total losses, resulting in and the onset of self-sustained . Below , the is negative, preventing coherent light buildup as losses dominate. Above , the becomes positive, enabling of the intracavity field until effects clamp the to match the losses. Qualitatively, photon dynamics shift dramatically around threshold: below it, spontaneous emission from the excited population inversion dominates, producing incoherent, broadband light with low intensity. Above threshold, stimulated emission takes over, rapidly amplifying the coherent field and leading to the characteristic narrow-linewidth laser output as photons cascade through the medium.

Threshold Condition

The lasing threshold occurs when the round-trip in the laser exactly balances the round-trip losses, allowing sustained oscillation without net or of the . This condition is derived from the requirement that the power after one round trip in a Fabry-Pérot equals the initial power. For a of L with mirrors of power reflectivities R_1 and R_2, and assuming a uniform medium, the power experiences \exp(g L) and \exp(-\alpha L) in each single pass, where g is the power and \alpha is the distributed internal loss . The round-trip power transmission factor is then R_1 R_2 \exp[2(g - \alpha)L], and setting it to unity yields the threshold : g_{\text{th}} = \alpha + \frac{1}{2L} \ln \frac{1}{R_1 R_2}. This equation, fundamental to laser oscillation theory, originates from early analyses of optical masers and has been confirmed through rigorous derivations from Maxwell's equations. Here, L represents the physical cavity length (single pass), R_1 and R_2 quantify the mirror losses due to partial transmission and scattering at the interfaces (with lower reflectivities increasing the threshold), and \alpha accounts for internal losses such as absorption, scattering, or diffraction within the gain medium (detailed in the section on internal losses). The logarithmic term arises from the phase-insensitive power loss per round trip, while the factor of 2 in the denominator reflects the double pass. For cases with non-uniform gain overlap, such as semiconductor lasers, a confinement factor \Gamma \leq 1 modifies the formula to g_{\text{th}} = \frac{1}{\Gamma} \left( \alpha + \frac{1}{2L} \ln \frac{1}{R_1 R_2} \right). The threshold gain g_{\text{th}} directly relates to the required population inversion density n_{\text{th}} in the gain medium via g_{\text{th}} = [\sigma](/page/Sigma) n_{\text{th}}, where \sigma is the stimulated emission cross-section (or, in semiconductors, the product of confinement factor and differential ). Achieving n_{\text{th}} demands a minimum pump rate R_{\text{p, th}} \propto n_{\text{th}} / [\tau](/page/Tau), with \tau the upper-level lifetime, ensuring steady-state inversion against spontaneous and other relaxation processes. This derivation assumes of the gain medium (uniform inversion across the mode profile), steady-state operation (time-independent fields), and neglect of spatial burning (non-uniform inversion due to standing-wave patterns). These simplifications hold for many conventional but may require modifications for inhomogeneous broadening or pulsed operation.

Rate Equations

The semiclassical rate equations provide a fundamental description of laser dynamics by coupling the evolution of the density and the in the gain medium. These equations, derived from the Maxwell-Bloch equations under appropriate approximations, capture the time-dependent balance between , , and pumping processes leading to the lasing threshold. The rate equation for the photon density \phi (photons per unit volume) is given by \frac{d\phi}{dt} = \left( \Gamma g N - \frac{1}{\tau_c} \right) \phi + \beta R_{sp}, where \Gamma is the confinement factor representing the fraction of the optical mode overlapping with the active region, g is the gain coefficient (in units of cross-section times velocity), N is the population inversion density, \tau_c is the cavity photon lifetime, \beta is the spontaneous emission factor indicating the fraction of spontaneous emission coupled into the lasing mode, and R_{sp} is the spontaneous emission rate per unit volume. This equation accounts for stimulated emission gain \Gamma g N \phi, cavity loss -\phi / \tau_c, and the noise term from spontaneous emission \beta R_{sp}. The corresponding equation for the inversion density N is \frac{dN}{dt} = R_{pump} - \frac{N}{\tau} - g N \phi, where R_{pump} is the pumping rate (inversions created per unit volume per unit time) and \tau is the inversion lifetime, primarily determined by spontaneous and non-radiative recombination. The term -g N \phi represents the depletion of inversion due to . These coupled nonlinear differential equations describe the transient buildup of photons from below threshold and the onset of lasing above threshold. In the , setting both derivatives to zero reveals the condition. For nonzero \phi, the requires \Gamma g N_{ss} = 1/\tau_c, clamping the inversion at N_{th} = 1/(\Gamma g \tau_c). Substituting into the inversion yields R_{pump} = N_{th}/\tau + g N_{th} \phi_{ss}, so the is R_{th} = N_{th}/\tau = 1/(\Gamma g \tau \tau_c). Lasing emerges when R_{pump} > R_{th}, with output \phi_{ss} = (R_{pump} - R_{th}) \tau / (g N_{th}), demonstrating the sharp transition from negligible below to strong above it. Above threshold, the time-dependent behavior is analyzed via small-signal linearization around the steady-state values N_{ss} = N_{th} and \phi_{ss}. Let N(t) = N_{th} + \delta N(t) and \phi(t) = \phi_{ss} + \delta \phi(t); substituting and neglecting second-order terms gives the coupled linearized equations \frac{d \delta \phi}{dt} = \Gamma g N_{th} \delta N - \frac{\delta \phi}{\tau_c} + \beta R_{sp} \approx \Gamma g \phi_{ss} \delta N - \frac{\delta \phi}{\tau_c}, \frac{d \delta N}{dt} = R_{pump} - \frac{N_{th} + \delta N}{\tau} - g (N_{th} + \delta N) (\phi_{ss} + \delta \phi) \approx - \frac{\delta N}{\tau} - g N_{th} \delta \phi - g \phi_{ss} \delta N. The eigenvalues of this system determine the transient dynamics, typically yielding damped relaxation oscillations with frequency \omega_r \approx \sqrt{(g N_{th} \phi_{ss})/(\tau \tau_c)} and damping rate involving $1/\tau + g N_{th}. The buildup time from threshold crossing to steady state scales inversely with the excess pump rate, roughly \tau_{build} \sim \tau_c \ln(\phi_{ss}/\phi_0) where \phi_0 is the initial noise level, highlighting the rapid exponential growth phase followed by saturation.

Loss Mechanisms

Internal Losses

Internal losses in laser cavities arise from processes inherent to the gain medium and its structure, distinct from losses at the cavity boundaries. In lasers, prominent mechanisms include free-carrier , where injected carriers absorb photons through intraband transitions, and intervalence band (IVBA), involving transitions between heavy and light valence bands. These types increase with carrier density and temperature, contributing significantly to the overall loss in devices like InGaAsP-InP lasers. Scattering losses, another key internal mechanism, stem from defects such as threading dislocations or within the gain medium, which redirect out of the lasing mode via or . In materials grown by non-MOCVD methods, these defects can elevate scattering losses substantially, degrading efficiency. The internal loss coefficient, denoted as \alpha_i, quantifies these effects and is expressed as the sum of and components: \alpha_i = \alpha_{\text{abs}} + \alpha_{\text{scatt}} with typical values in cm⁻¹. This coefficient directly influences the lasing threshold, as the required material gain at threshold scales with \alpha_i, increasing the pump power needed to achieve . For instance, in reduced-dimensionality active regions, even modest \alpha_i values can narrow the parameter space for efficient lasing, emphasizing the need for loss minimization. Internal losses vary markedly with material quality and type; poor-quality media with high defect densities exhibit elevated \alpha_i, while high-purity systems maintain lower values. Gas lasers, leveraging dilute gaseous media with minimal impurities, typically display lower internal losses compared to lasers, where absorption by unpumped molecules and from solution inhomogeneities add significant contributions. In systems, these losses can exceed 5% of the circulating power, raising thresholds notably. Mitigation strategies focus on enhancing material purity to reduce defect-induced and ; for example, monocrystalline structures with low defect densities achieve reduced \alpha_i. Additionally, optimized coatings on internal interfaces can suppress roughness-related , further lowering \alpha_i in waveguide-like cavities. These approaches, informed by early analyses of four-level losses, enable thresholds as low as those in high-purity gas systems.

External Losses

External losses in laser cavities primarily arise at the boundaries, where photons escape or are absorbed due to imperfect reflectors, distinguishing them from losses within the gain medium. Mirror losses occur through transmission and absorption at the cavity reflectors, which have finite reflectivities R_1 and R_2. These losses contribute to the threshold gain via the term -\ln(R_1 R_2)/L, where L is the cavity length, representing the round-trip attenuation factor per unit length. In a Fabry-Pérot resonator, for instance, the back mirror typically has high reflectivity (R_1 \approx 1), while the front mirror has lower reflectivity to allow output, directly impacting the lasing threshold by requiring higher gain to compensate for the escape of photons. Output is a deliberate form of external loss, achieved by partial through one or both mirrors to extract light for practical use. This intentional design increases the compared to a fully reflective but is essential for , creating a where higher output (\eta_o = \alpha_m / (\alpha + \alpha_m), with \alpha_m the mirror loss coefficient) enhances extraction at the expense of requiring more pump energy to reach . In standard configurations, output couplers are mirrors optimized for specific wavelengths, balancing low with controlled (typically 1-10%) to minimize unwanted heating while enabling efficient beam output. In open resonators, additional external losses stem from diffraction and aperture effects, where the beam spills over the finite mirror edges, effectively reducing the reflectivity below the nominal value. losses become significant in unstable or near-unstable cavities, as the beam wavefront curvature leads to spillover, quantified by the resonator's Fresnel number and mode overlap with the ; for example, in a hemispherical Fabry-Pérot setup, misalignment or large apertures can increase these losses by 5-20% of total cavity loss. Ring cavities, in contrast, exhibit different external loss profiles, relying on waveguide bends and evanescent couplers rather than discrete mirrors, often resulting in lower diffraction spillover but higher sensitivity to at coupling points. These boundary losses collectively shorten the cavity photon lifetime, influencing the rate of photon buildup essential for lasing.

Measurement Techniques

Direct Threshold Observation

The lasing is most directly observed through the input-output characteristic curve, which plots the laser's output power as a function of input pump power. Below the , the is primarily spontaneous, resulting in a nearly linear increase in output power with a shallow , typically on the order of a few percent of the seen above . Once the pump power exceeds the value, takes over, causing a abrupt rise in output power—often appearing as a linear segment with a much steeper due to the clamping of at the loss level, though the transition may be slightly rounded by . This behavior is fundamental to operation and has been demonstrated across various systems, from early solid-state lasers to modern devices. To identify the precise , the linear portion of the above- output is extrapolated backward until it intersects the baseline established by the sub- . This extrapolation method accounts for any minor curvature near the and provides a clear quantitative value for the at which lasing begins. For example, in lasers, this yields the , while in optically systems, it defines the minimum required for net . The slope of the post- line further quantifies the slope , offering insight into the laser's conversion of energy to output. A standard benchtop setup for this observation involves placing the gain medium within an and exciting it with a variable source, such as a flashlamp for pulsed operation or a continuous-wave laser for steady-state measurements. The emitted output is directed to a calibrated meter, often a or detector, to record intensity versus level, while an filters the signal to isolate specific longitudinal or transverse modes, preventing contributions from skewing the curve. Data acquisition typically uses automated current or controllers to sweep the parameter incrementally, ensuring reproducible traces. Challenges in direct observation arise from artifacts like electrical or thermal , which can introduce fluctuations mimicking premature lasing, or multimode effects where multiple modes compete, broadening the apparent and reducing output purity. In multimode scenarios, the input-output curve may exhibit steps or irregularities as modes sequentially reach . To address these, single-mode stabilization techniques—such as precise tuning of the length, etalon insertion, or external optical —are employed to suppress unwanted modes and yield a cleaner, more accurate measurement.

Loss Measurement Methods

The Findlay-Clay method provides a direct approach to quantifying internal losses (α_i) in four-level laser systems by leveraging the threshold condition. This technique involves measuring the lasing threshold pump power or gain (g_th) for a series of output mirrors with varying reflectivities (R_out), which alters the output coupling loss (L_out = -\frac{1}{2L} \ln(R_out), where L is the cavity length). By plotting g_th against L_out and extrapolating the linear fit to L_out = 0, the y-intercept yields α_i, isolating intrinsic medium and scattering losses from mirror contributions. This method assumes negligible external losses and uniform gain, making it particularly suitable for solid-state lasers like Nd:YAG, where internal losses typically range from 0.001 to 0.01 cm⁻¹. Cavity ring-down spectroscopy (CRDS) enables precise assessment of total cavity losses, including both internal and external components, by measuring the photon decay time (τ_c) within the resonator. In this technique, a short laser pulse is injected into the cavity, and the exponential decay of the intracavity intensity is monitored to determine τ_c, governed by the relation \tau_c = \frac{L}{c \left[ \alpha_i + \frac{1}{2L} \ln\left(\frac{1}{R}\right) \right]}, where c is the and R is the effective mirror reflectivity product. With independently measured R (e.g., via ), total loss per unit length can be extracted, allowing separation of external losses like or misalignment if α_i is known from complementary methods. CRDS achieves sensitivities down to 10⁻⁶ cm⁻¹, ideal for high-finesse cavities in or lasers. Advanced methods extend loss quantification to dynamic and material-specific regimes. Pump-probe measures time-resolved in the gain medium by using a pump pulse to excite the active ions or carriers, followed by a delayed probe pulse to detect induced changes in transmission, revealing coefficients and non-radiative losses on timescales. This is valuable for ultrafast lasers, such as Ti:sapphire systems, where transient losses influence threshold stability. In semiconductor lasers, techniques like the cut-back method assess propagation losses by fabricating devices of varying lengths and comparing output intensities under identical excitation, yielding loss coefficients from the slope of ln(I_out) versus length (typically 1–10 cm⁻¹ in GaAs-based structures). Measurement accuracy is limited by several error sources, including temperature fluctuations that modulate refractive indices and profiles, potentially introducing 10–20% variability in α_i. Facet degradation in edge-emitting lasers can spuriously elevate apparent losses due to increased , while inadequate of mirror reflectivities or probe alignment exacerbates uncertainties. Employing temperature-stabilized setups and standards, such as low-loss fused silica etalons, mitigates these issues to achieve sub-5% .

Influencing Factors

Pump Power Effects

The lasing threshold pump rate R_{\text{th}} is proportional to the threshold gain g_{\text{th}} divided by the stimulated emission cross-section \sigma, as the required population inversion density \Delta N_{\text{th}} = g_{\text{th}} / \sigma must be achieved in steady state, typically via R_{\text{th}} = \Delta N_{\text{th}} / \tau where \tau is the upper-level lifetime. Higher \sigma thus lowers R_{\text{th}} by enhancing gain per inverted population, a key factor in material selection for low-threshold lasers. Optical pumping, using light to excite specific levels, allows precise targeting with narrow-bandwidth sources, often yielding higher absorption efficiency in solid-state media compared to electrical pumping, which excites broader levels via current injection and incurs more heat losses. However, in vertical-cavity surface-emitting lasers (VCSELs), threshold pump power remains independent of the pumping scheme, highlighting device-specific behaviors. Above threshold, output power scales linearly with power, characterized by the slope \eta = \frac{dP_{\text{out}}}{dP_{\text{pump}}}, which represents the fraction of additional converted to output; high thresholds reduce overall by demanding more initial power without output. Optimized solid-state lasers can achieve \eta > [50](/page/50)\% relative to incident power, but values below 30% are common if or extraction is inefficient. A high inherently lowers the effective \eta since excess below contributes only to or non-radiative losses. Pumping schemes critically influence via the energy-level : three-level systems require pumping over half the ground-state for inversion, leading to high R_{\text{th}} and inefficiency, whereas four-level systems benefit from rapid decay of lower and pump levels, emptying them quickly and enabling inversion with minimal pump rate—often approaching zero under ideal conditions. This makes four-level lasers, like Nd:YAG, preferable for practical low- operation over three-level ones, such as ruby lasers. Excessive pumping beyond threshold risks thermal lensing, where nonuniform heating from absorbed creates gradients in the gain medium, acting as a dynamic that distorts the and increases resonator losses. This can raise the effective threshold by destabilizing the cavity , reducing , and limiting scalable output in high- configurations.

Environmental Influences

The lasing threshold is highly sensitive to variations, which primarily reduce the coefficient and increase non-radiative recombination rates, thereby requiring higher to achieve . In lasers, this dependence is quantified by the characteristic T_0, where the threshold current follows I_{th} = I_0 \exp\left(\frac{T}{T_0}\right), with typical T_0 values ranging from 50 to 200 depending on material systems like GaAs (higher T_0) or InP (lower T_0). For instance, in GaAlAs lasers, T_0 often exceeds 150 , indicating moderate stability, while InP-based devices around 1.55 μm exhibit greater sensitivity with T_0 below 70 ; however, recent structures have achieved T_0 \approx 75 , enabling operation up to 120°C. This exponential rise can double the threshold every 50–100 increase, limiting operational ranges without compensation. Recent advances in nanostructured designs, such as photonic crystals and metamaterials, further influence the threshold by enhancing light-matter interactions via the Purcell effect, enabling ultra-low thresholds in nanolasers as of 2025. Pressure influences the lasing threshold in gas lasers through collisional processes that broaden spectral lines and quench excited states, reducing net gain. At higher pressures, collisional broadening homogenizes the gain profile but increases deactivation of the upper lasing level via energy transfer or ionization, elevating the threshold pump intensity. Low-pressure operation mitigates this; for example, He-Ne lasers typically require a helium-neon mixture at total pressures of 0.1–5 Torr in near-vacuum conditions to minimize collisions and achieve thresholds as low as a few milliwatts of discharge power. Vacuum enclosures are essential for maintaining these conditions, as even modest pressure rises can shift the gain peak and double the threshold in rare-gas systems. Mechanical stability plays a critical role, as environmental vibrations induce cavity misalignment, enhancing diffraction losses and scattering, which directly raises the effective loss term in the threshold condition. In free-space resonators, angular misalignments as small as 0.1 mrad from vibration can increase losses by 10–20%, potentially preventing lasing altogether in high-finesse cavities. This effect is exacerbated in longer cavities or those with low output coupling. Mitigation strategies focus on environmental isolation and active control to preserve low thresholds. Active cooling systems, such as thermoelectric coolers, maintain semiconductor laser temperatures within 0.1 K, stabilizing T_0-related effects and enabling operation up to 80°C. Feedback stabilization using piezoelectric mirror actuators corrects vibration-induced tilts in real-time, reducing sensitivity by orders of magnitude in precision applications. Fiber lasers inherently offer superior robustness, with their confined waveguide modes tolerating vibrations up to 10 g without significant threshold shifts, unlike bulk solid-state lasers that demand rigid mounts for similar performance.

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