Serial passage is a laboratory technique in microbiology and virology that involves the repeated, sequential transfer of microorganisms, such as bacteria or viruses, through successive host cells, tissues, animal models, or culture media under controlled conditions to induce genetic adaptations.[1] This process mimics evolutionary pressures, allowing researchers to observe changes in traits like virulence, transmissibility, drug resistance, or immunogenicity over multiple iterations.[2] Historically, serial passage has been instrumental in developing live attenuated vaccines by weakening pathogens while preserving their ability to elicit immune responses; notable examples include Louis Pasteur's rabies vaccine, achieved through passages in rabbits to extend incubation periods, and Max Theiler's yellow fever vaccine, attenuated via passages in mouse tissue and chick embryos.[3][4]The technique's applications extend to experimental evolution studies, where pathogens are passaged to select for specific phenotypes, such as increased replication in novel hosts or resistance to antimicrobials, providing insights into microbial adaptability and host-pathogen interactions.[5] For instance, serial passage of bacteria on escalating antibiotic concentrations reveals the pace and extent of resistance emergence by tracking survivor populations.[1] In vaccine development, it underpins strains like the bacillus Calmette-Guérin (BCG) for tuberculosis, derived from 230 passages of Mycobacterium bovis in bile-containing media over 13 years, and components of the measles, mumps, and rubella (MMR) vaccine, attenuated through cell-culture passages.[6][7] However, uncontrolled passages can enhance pathogenicity, as demonstrated in experiments where bacteria like Xenorhabdus nematophila evolved faster multiplication and higher virulence after selection in artificial media.[2]Serial passage features prominently in gain-of-function research, where it is employed to engineer pathogens with augmented traits, such as improved host range or aerosol transmission, to anticipate pandemic threats—yet this has sparked significant biosafety debates due to the risk of accidental release of enhanced agents.[8]Empirical evidence from passage experiments shows that viruses can rapidly acquire adaptations like furin cleavage sites or receptor-binding optimizations, raising hypotheses that certain emergent pathogens, including SARS-CoV-2, might result from lab-based passages in animal models or cell lines rather than purely natural evolution.[9] These concerns underscore the technique's dual potential: advancing preparedness through controlled attenuation while necessitating stringent oversight to mitigate unintended virulence gains, as serial passage erodes original host specificity and can obscure zoonotic signatures.[9][10]
Fundamentals
Definition and Core Principles
Serial passage refers to the successive propagation of microorganisms, such as viruses or bacteria, through repeated transfers into new host organisms, cell cultures, or growth media, often under defined selective conditions to facilitate adaptive evolution.[11] This technique imposes bottlenecks during each transfer, where only a subset of the microbial population is passed forward, amplifying the effects of genetic variation and environmental pressures on the population's traits.[12]The core principles of serial passage are grounded in experimental evolution, harnessing microbes' high mutation rates—such as one mutation per 10,000 nucleotides in RNA viruses—and rapid replication cycles to drive selective adaptation.[11] Under repeated passage, variants that confer superior replication or survival in the specific passage environment (e.g., atypical host cells or media) outcompete others, leading to phenotypic shifts like altered virulence, host range, or metabolic efficiency; the direction of these changes depends on the imposed selection, with virulence often increasing under conditions mimicking high host mortality and decreasing in mismatched environments due to fitness trade-offs.[12][11]In attenuation contexts, serial passage exploits host-specific fitness landscapes: adaptations optimizing growth in non-natural systems, such as chick embryo cells for human viruses, accumulate mutations that impair replication or pathogenesis in the original host while retaining antigenic epitopes for immune recognition, typically requiring dozens to hundreds of passages for stable attenuation.[11] This process underscores the principle that virulence is not inherently fixed but evolves as a byproduct of transmission dynamics and host interactions, though it carries risks of reversion if fewer mutations are fixed or if further passage occurs in permissive hosts.[11]
Biological Mechanisms
Serial passage induces genetic adaptation in pathogens through cycles of replication, mutation accumulation, and selective bottlenecks. During each passage, a small aliquot of pathogen from a previous culture is inoculated into fresh host cells or organisms, creating a population bottleneck that reduces genetic diversity and amplifies rare variants with enhanced fitness in the new environment. This process exploits the inherent error-prone nature of pathogen replication machinery; for RNA viruses, RNA-dependent RNA polymerases lack proofreading activity, yielding mutation rates of approximately 10^{-3} to 10^{-5} substitutions per site per replication cycle, far higher than DNA-based organisms. Bacterial replication, while more faithful due to proofreading exonucleases, still generates mutations at rates around 10^{-10} per base pair per generation, which accumulate under repeated stress from nutrient shifts, pH changes, and oxidative damage during growth phases.[13][14]Selection pressures during serial passage favor variants optimized for the specific propagation system, often diverging from natural host requirements. In vitro passage in cell cultures, for instance, selects for mutations enhancing cell entry and replication efficiency, such as alterations in viral attachment proteins (e.g., spike glycoprotein substitutions in SARS-CoV-2 after 12 passages in human airway cells) or bacterial global regulators like PhoQ in Salmonella, which improve survival under artificial conditions but impair virulence in vivo. These adaptations arise via positive selection on low-frequency variants that evade culture-specific constraints, with genomic sequencing revealing convergent mutations across replicates, including nucleotide substitutions, insertions, and deletions. For DNA viruses and bacteria, homologous recombination or horizontal gene transfer can further contribute, though mutation-selection dynamics predominate. In heterologous hosts, such as avian eggs for mammalian viruses, passage imposes mismatched immune and tissue pressures, driving loss-of-function mutations in host-range determinants.[15][16][14]Attenuation emerges as a byproduct when passage environments lack selective pressure for natural-host virulence factors, leading to their genetic erosion. Serial propagation in non-permissive cells accumulates deleterious mutations in genes controlling tropism, immune evasion, or cytotoxicity; for example, porcine deltacoronavirus (PDCoV) lost pathogenicity after 100+ Vero cell passages via changes in accessory proteins and receptor-binding domains, reducing enterocyte attachment and inflammation induction. Similarly, in bacteria like Escherichia coli under long-term serial passage mimicking full growth cycles, mutations in metabolic and stress-response pathways enhance persistence but diminish host colonization efficiency. This "de-optimization" for the original host reflects causal trade-offs: gains in artificial fitness incur costs in vivo, as evidenced by reduced competitive indices in animal models post-passage. Reversion risks persist if residual virulence genes undergo compensatory mutations, underscoring the need for genetic stability assessments.[17][13][10]
Historical Development
Origins in the 19th Century
The concept of serial passage, involving repeated transfers of a pathogen through successive hosts or media to alter its properties, originated in the late 19th century amid foundational microbiological experiments on attenuation. Louis Pasteur's investigations into fowl cholera (Pasteurella multocida) around 1879–1880 demonstrated that subculturing the bacterium in nutrient broth exposed to oxygen for extended periods reduced its virulence, with subsequent passages into chickens conferring immunity upon challenge with virulent strains.[18] This empirical observation of virulence modulation through controlled propagation influenced later techniques, though it relied more on environmental exposure than host-to-host transfer.[19]Pasteur's pioneering application of serial passage to viruses occurred during his rabies studies starting in 1881. He propagated the rabies virus—initially sourced from infected dogs—by serially inoculating emulsions of spinal cord tissue into the brains of rabbits, achieving a "fixed" strain with a consistent, shortened incubation period of about six to seven days compared to the variable 20–60 days in natural canine hosts.[3] This adaptation via multiple rabbit passages (typically 10–20 transfers) stabilized viral production for harvesting spinal cords, enabling systematic attenuation through graded desiccation over caustic potash, which progressively reduced infectivity while preserving immunogenicity.[20] By May 1884, Pasteur reported that serial passage through monkeys similarly attenuated the virus for reinoculation in dogs, highlighting host-specific adaptation as a mechanism for weakening.[20]These rabies experiments culminated in the first documented human vaccinations on July 6, 1885, when Pasteur administered a series of escalating doses of attenuated rabbit-derived material to nine-year-old Joseph Meister, bitten by a rabid dog, resulting in survival without disease onset.[3] This success validated serial passage as a reproducible method for generating vaccine strains, distinct from prior chemical or thermal attenuations for bacteria like anthrax, and established causal links between passage-induced adaptations and reduced host virulence through empirical trials rather than theoretical models.[21] Prior to Pasteur, no verified instances of systematic serial passage exist in microbiological literature, underscoring his role in formalizing the technique amid the era's shift from spontaneous generation debates to pathogen-specific interventions.[19]
20th Century Advancements
In the early 20th century, serial passage techniques advanced from bacterial attenuation, exemplified by the development of the Bacillus Calmette-Guérin (BCG) vaccine against tuberculosis. Starting in 1908, Albert Calmette and Camille Guérin isolated a virulent strain of Mycobacterium bovis and subjected it to over 230 serial passages in a glycerin-bile-potato medium, gradually reducing its virulence while preserving immunogenicity; the resulting attenuated strain was first administered to humans in 1921.[22][23] For viruses, Max Theiler's work on yellow fever virus marked a pivotal step; beginning in 1928, he serially passaged the wild-type Asibi strain through mouse brain and chick embryo tissues, achieving attenuation after more than 200 passages to produce the 17D strain, which was safe for human use by 1937 and formed the basis of the modern yellow fever vaccine.[24][25]A major methodological advancement occurred in 1949 when John F. Enders, Thomas H. Weller, and Frederick C. Robbins demonstrated the propagation of poliovirus in cultures of non-neural tissues, such as human embryonic skin-muscle and intestinal cells, enabling reliable serial passage in vitro without reliance on whole-animal hosts.[26][27] This breakthrough, awarded the Nobel Prize in Physiology or Medicine in 1954, facilitated controlled attenuation by allowing precise monitoring of viral adaptation across passages, reducing variability inherent in animal models and scaling production for vaccine development.[28]Building on this, Albert Sabin attenuated poliovirus strains for the oral live vaccine (OPV) through extensive serial passages in primate kidney cells, human diploid cells, and other substrates starting in the 1950s, selecting for reduced neurovirulence while maintaining antigenicity; the type 1, 2, and 3 strains were licensed for widespread use by 1961-1962.[29] Similarly, Enders attenuated the Edmonston strain of measlesvirus via serial passages in chick embryo fibroblast cultures during the 1950s, culminating in a live vaccine licensed in 1963 that demonstrated safety and efficacy in clinical trials.[30][31] These applications underscored serial passage's role in generating stable, host-adapted variants for immunization, though they required rigorous testing to ensure genetic stability and prevent reversion to virulence.[29]
Applications in Attenuation and Vaccine Production
Techniques for Pathogen Weakening
Serial passage achieves pathogen weakening, or attenuation, primarily through repeated propagation in environments that impose selective pressures divergent from the natural host, favoring mutants with enhanced replication in the artificial setting but diminished virulence upon reintroduction to the original host. This empirical method exploits evolutionary adaptation, where genetic variants accumulating mutations—often in genes controlling replication, host interaction, or immune evasion—lose fitness for pathogenesis while retaining immunogenicity sufficient for vaccine use.[11][32]A core in vivo technique involves serial transfer through non-natural animal hosts or tissues, which disrupts host-specific adaptations and selects for reduced lethality. For instance, the yellow fever 17D vaccine strain was derived from the wild-type Asibi virus via 176 successive passages alternating between mouse brain and chick embryo tissues starting in the 1930s, resulting in over 60 adaptive mutations that ablated neurovirulence and viscerotropism in primates while preserving antigenicity.[32] Similarly, early rabiesattenuation experiments by Louis Pasteur in the 1880s used serial passages in rabbits or drying nerve tissue to weaken the virus for canine vaccination, though modern viral attenuation favors cell-based methods to avoid residual pathogenicity.[21]In vitro approaches dominate contemporary attenuation, leveraging cell cultures or embryonated eggs to impose controlled stressors like suboptimal temperature, nutrient limitation, or heterologous cell receptors, which drive attenuation via accumulated nucleotide substitutions—typically 10-100 mutations over dozens to hundreds of passages. The LC16m8 smallpox vaccine, licensed in Japan in the 1970s, exemplifies this: the vaccinia strain underwent over 200 serial passages in rabbit kidney cells and chorioallantoic membranes, yielding a highly attenuated variant with enhanced safety in humans due to deletions in immunomodulatory genes, despite retaining replication competence.[33] For poliovirus, Albert Sabin's oral vaccine strains (types 1, 2, and 3) were attenuated through serial passages exceeding 50 cycles in cynomolgus monkeykidney cells at 37°C, followed by refinement in human diploid fibroblasts, selecting for temperature-sensitive phenotypes and reduced neurovirulence; type 2 required fewer passages (around 40) owing to inherent instability.[34] These passages often incorporate genetic bottlenecks, such as low multiplicity of infection, to fix attenuating variants like 5' untranslated region changes that impair gut replication in humans.[35]Bacterial attenuation via serial passage typically employs prolonged subculturing in nutrient-rich artificial media or under physiological stressors, contrasting viral host-adaptation methods. The BCG strain for tuberculosis, developed by Calmette and Guérin from 1906 to 1921, underwent 230 serial passages on glycerin-bile-potato medium, inducing genomic deletions in regions encoding ESX-1 secretion system components essential for macrophage invasion, thereby curtailing dissemination while eliciting protective T-cell responses.[36] Such techniques for bacteria like Salmonella typhi (e.g., Ty21a vaccine) combine serial growth in aerobic conditions or at elevated temperatures (around 56°C briefly) with chemical exposure, accumulating auxotrophic mutations that limit in vivo survival without host supplementation.[36]Across both viral and bacterial applications, attenuation success hinges on verifying stability through back-passage in susceptible hosts, as reversion risks persist if fewer than 50-100 passages accumulate redundant mutations; empirical monitoring via plaque purification or sequencing ensures no compensatory hypervirulent variants emerge.[17][11]
Case Studies in Vaccine Development
One prominent case study in the use of serial passage for vaccine attenuation is the development of the yellow fever 17D strain. In the 1930s, Max Theiler and colleagues attenuated the wild-type Asibi strain through 176 serial passages in mouse brain and chick embryo tissues, followed by additional passages in chick embryo cells, resulting in reduced viscerotropism and neurotropism while preserving immunogenicity.[37][38] This empirical process selected for mutations, such as those in the NS2B protein, that contributed to the strain's safety profile, enabling subcutaneous administration and conferring lifelong immunity in over 99% of recipients after a single dose.[37] The 17D vaccine has been administered to hundreds of millions since the 1940s, with rare adverse events primarily in immunocompromised individuals or those over 60 years old.[39]The Sabin oral poliovirus vaccine (OPV) provides another key example, where live attenuated strains of poliovirus types 1, 2, and 3 were generated through serial passages in primate cell cultures. Albert Sabin attenuated type 1 by over 100 passages in rhesus monkey kidney cells at 33–35°C, selecting variants with diminished neurovirulence in monkeys while maintaining replication in the human gut; types 2 and 3 underwent similar passages, accumulating specific mutations in the internal ribosomal entry site (IRES) and capsid regions that reduced translation efficiency and pathogenicity in neural tissue.[40][41] These strains, licensed in the early 1960s, induced mucosal immunity superior to inactivated vaccines for interrupting transmission, contributing to the near-eradication of wild poliovirus, though rare reversion to neurovirulence has occurred in under-vaccinated populations, prompting novel oral polio vaccine (nOPV2) development with stabilized attenuations.[34][42]Serial passage also underpinned the measles vaccine derived from the Edmonston strain. Isolated in 1954 from a patient, the virus was attenuated through approximately 40 passages in human kidney cells, followed by further serial passages in chick embryo fibroblast cultures, yielding the Edmonston B strain used in early vaccines like Rubeovax.[43][44] This process reduced virulence for human administration while retaining the ability to induce neutralizing antibodies, achieving over 95% efficacy in preventing measles after two doses; subsequent strains like Moraten, derived from additional passages, further minimized side effects such as fever.[45] Genetic analyses confirm that accumulated mutations in the polymerase and other genes stabilized attenuation, though serial passaging in vitro can generate defective interfering particles that modulate replication.[46] These vaccines have averted an estimated 56 million deaths globally since 2000.[43]
Experimental Applications
Enhancing Virulence for Modeling
Serial passage techniques are utilized in experimental virology and microbiology to amplify pathogenvirulence, enabling the creation of animal models that more closely replicate the severity of human disease pathogenesis. This process involves repeated inoculation of a pathogen into a hostspecies, such as mice, where natural infection typically results in mild or subclinical outcomes, selecting for variants with enhanced replication efficiency and tissue tropism that escalate morbidity and mortality.[47] By imposing selective pressure through serial transfers, researchers observe microevolutionary changes, including mutations in genes governing host cell entry, immune evasion, and dissemination, which heighten pathological effects without relying on targeted genetic engineering.[48]In fungal pathogens like Cryptococcus neoformans, serial passage through mice has demonstrated rapid adaptation, with isolates exhibiting upregulated expression of virulence factors such as FRE3 (a ferroxidase involved in iron acquisition) after just a few passages, leading to increased lung and brain dissemination and higher lethality compared to the parental strain.[47] Similarly, for influenza A viruses, including H3 subtypes, multiple passages in mouse lungs select for hemagglutinin mutations that improve receptor binding and replication kinetics, resulting in weight loss exceeding 20% and lung titers rising by orders of magnitude, thus facilitating studies on severe respiratory syndromes.[49]Avian-origin viruses, such as H9N2 influenza, undergo virulence enhancement via serial mouse passage, acquiring substitutions like PB2-E627K that boost polymerase activity in mammalian cells, elevating transmissibility and lethality to model potential zoonotic threats.[50] Bacterial examples include Corynebacterium pseudotuberculosis, where murine serial passage of ovine strains increased abscess formation and systemic spread, attributed to genomic shifts enhancing biofilm production and toxin expression, providing a platform for dissecting chronic infections.[51] These adaptations underscore a core evolutionary dynamic: transmission bottlenecks during passage favor high-fitness variants that trade host tolerance for accelerated within-host proliferation, yielding models indispensable for preclinical evaluation of antimicrobials and vaccines.[2]
Studies on Viral Adaptation and Host Switching
Serial passage experiments have been employed to elucidate the genetic and phenotypic changes enabling viruses to adapt to novel hosts, simulating potential zoonotic spillover events. In these studies, viruses are repeatedly propagated through animal models or cell lines from a different species, selecting for variants with enhanced replication efficiency, receptor binding affinity, or transmissibility in the target host. Such adaptations often involve mutations in surface glycoproteins (e.g., hemagglutinin in influenza) that alter host cell tropism or in internal proteins (e.g., PB2 polymerase subunit) that optimize replication at mammalian temperatures.[52][53]Prominent examples derive from avian influenza viruses, where serial passage in mammalian models like mice, ferrets, or pigs has revealed pathways to host range expansion. In a 2012 study, researchers serially passaged an H5N1 avian influenza virus through ferrets, resulting in five amino acid substitutions—primarily in hemagglutinin and PB2—that conferred airborne transmissibility between ferrets, mimicking human-like spread without reassortment.[54] Similar experiments with H9N2 avian influenza in pigs over ten passages identified mutations enhancing replication in swine respiratory epithelium, including changes in hemagglutinin for better mammalian sialic acid receptor binding, underscoring pigs' role as potential intermediate hosts for avian-to-human adaptation.[55] For H7N9, serial lung passages in mice selected mutations boosting sialic acid binding and virulence, with PB2-E627K enabling efficient polymerase activity at 37°C.[53]These adaptations frequently incur fitness trade-offs, limiting broad host range expansion. Arbovirus studies, such as serial passage of Sindbis virus alternating between mosquito and vertebrate cells, demonstrated constrained evolution due to conflicting selective pressures from disparate hosts, reducing overall mutation rates and virulence gains compared to single-host passages.[56] In contrast, unidirectional passages in permissive mammalian hosts like mice for H9N2 yielded rapid virulence increases by passage six, with elevated lung titers and lethality, highlighting how serial transfer can accelerate zoonotic potential in susceptible models.[57] Such findings empirically support that host switching via serial adaptation is feasible but probabilistically rare in nature, often requiring specific mutational combinations.[52]
Influenza and Respiratory Virus Experiments
In experiments aimed at understanding mammalian adaptation of avian influenza viruses, serial passage has been employed to select for enhanced transmissibility and virulence in ferret models, which closely mimic human respiratory infection dynamics. In one prominent study, researchers at Erasmus Medical Center in the Netherlands initiated serial passage of a wild-type H5N1 virus (A/Indonesia/5/2005) after introducing initial mutations in the hemagglutinin protein to improve receptor binding. Over 10 sequential passages in ferrets, the virus evolved five key amino acid substitutions, including Q222L and G224S in hemagglutinin for better binding to human-type sialic acid receptors and E627K in PB2 for improved polymerase activity at mammalian temperatures, resulting in efficient airborne transmission via respiratory droplets between donor and contact ferrets without direct contact.[58][59] This 2012 work, published after a voluntary moratorium due to biosafety concerns, demonstrated that as few as three to five mutations could confer mammal-to-mammal transmissibility, highlighting serial passage's role in revealing adaptive pathways.[54]Parallel efforts by Yoshihiro Kawaoka's group at the University of Wisconsin-Madison involved constructing a reassortant H5N1 virus with hemagglutinin from A/Vietnam/1203/2004 and internal genes from a 2009 pandemic H1N1 strain, followed by serial passage in the upper respiratory tracts of ferrets. Four predefined mutations in hemagglutinin (e.g., N158D, N244K) were engineered to shift receptor specificity, and subsequent passages yielded additional changes, enabling respiratory droplet transmission among all tested ferret pairs by day 10 post-exposure, with no mutations reducing overall virulence.[60] These findings, also reported in 2012, underscored serial passage's utility in identifying minimal genetic barriers to human adaptation but sparked debates over dual-use research risks, as the adapted viruses retained lethality in alternative models.[61] Independent validations confirmed that such passages select for polymerase efficiency and antigenic shifts observable in sequencing of passaged quasispecies.[62]Serial passage has similarly enhanced virulence in mouse models for seasonal and pandemicinfluenzastrains. For instance, passaging the 2009 H1N1 virus (A/California/07/2009) through BALB/c mice over multiple lung-to-lung transfers increased lung viral titers by over 100-fold, disseminated virus to the brain, and fixed adaptive mutations like PB2 E627K, correlating with higher mortality rates compared to the parental strain.[63] Analogous experiments with H3N2 viruses, such as serial lung passages in mice, selected for hemagglutininmutations enhancing replication and pathogenicity, with up to 10-fold higher lung loads by passage 5, though transmissibility remained limited without further engineering.[64] These rodent adaptations often converge on shared sites like PB2 627 and HA receptor-binding domains, providing empirical data on virulence determinants independent of ferret-specific traits.[65]Beyond influenza A, serial passage experiments with other respiratory viruses, such as respiratory syncytial virus (RSV), have focused on host range expansion. In a 2024 study, serial intranasal passages of RSV strain MP11 in C57BL/6 mice over 11 transfers generated a mouse-adapted variant with enhanced replication kinetics, achieving lethal outcomes in 100% of challenged animals by passage 11, attributed to mutations in the fusion protein improving cellular entry.[66] For H7N9 avian influenza, passages in primary human airway epithelial cells selected 13 mutations across polymerase and surface proteins, boosting cytokine induction and replication efficiency over 10 passages, simulating potential zoonotic spillover dynamics.[67] These studies collectively illustrate serial passage's capacity to accelerate adaptive evolution, often yielding viruses with 10- to 100-fold replication gains, though outcomes vary by host model and virus subtype.[68]
Modeling and Simulation
Empirical Mathematical Approaches
Empirical mathematical approaches to serial passage leverage experimental data to parameterize models that quantify pathogen evolutionary dynamics, such as mutation accumulation, selection pressures, and fitness trajectories across passages. These models, often stochastic or deterministic, are fitted to observables like viral titers, haplotype frequencies, and virulence metrics from controlled experiments, enabling predictions of adaptation outcomes without relying solely on post-hoc observation. For instance, stochastic simulations using the Gillespie algorithm incorporate empirically derived mutation rates (e.g., μ ≈ 10⁻⁵ per site) and fitness landscapes inferred from multiple sequence alignments to model genomic diversification and within-host selection in serial passages of viruses like H5N1 adapting to mammalian hosts.[69] Such approaches reveal that adaptation likelihood diminishes sharply beyond two amino acid mutations, aligning with empirical bottlenecks in passage experiments.[69]Ordinary differential equation (ODE) models represent another key empirical framework, capturing intra- and inter-cellular interactions during serial passage by fitting parameters to time-series data on virus production and defective viral genomes (DVGs). In studies of Zika virus passaged in mammalian (Vero) and mosquito (C6/36) cells, ODE variants—such as those tracking uninfected cells, infected cells, free virus particles, and intracellular genomes—were optimized via Markov chain Monte Carlo methods against 11 passages of titer and next-generation sequencing haplotype data, demonstrating higher DVG production in mosquito cells that correlates with viral attenuation and persistence.[70] These fits highlight causal roles of DVGs in slowing host cell depletion, providing mechanistic insights into passage-induced interference validated by consistent parameter estimates across cell types.[70]Discrete-time differenceequation models offer a complementary empirical tool for bacterial pathogens, mimicking generational bottlenecks in serial passage by incorporating host-parasite dynamics and context-dependent costs of virulence factors. Applied to Bacillus thuringiensis evolved in Caenorhabditis elegans hosts, these models reproduce observed intermediate virulence levels and occasional parasite extinction under non-coevolving conditions, with simulations showing selection for high virulence during host-parasite coevolution regardless of starting virulence.[71] Empirical parameterization, such as controlled transmission rates and toxin production costs derived from passage assays, underscores how fewer bacteria per host passage favors virulent strains, offering predictive power for experimental design in adaptive laboratory evolution.[71] Collectively, these approaches ground theoretical predictions in data, facilitating hypothesis testing on passage-driven trade-offs like diversification versus fixation.[69][70]
Computational Predictions of Adaptation
Computational models employ stochastic simulations and machine learning algorithms to forecast the evolutionary trajectories of pathogens during serial passage, capturing mutation rates, selection pressures, and genetic drift without physical experimentation. These approaches reconstruct fitness landscapes from sequence data, predicting the probability of adaptive mutations fixing in populations transferred across hosts or substrates. For instance, stochastic models simulate within-host dynamics, incorporating error-prone replication and bottlenecks, to estimate adaptation rates as the inverse of time for beneficial variants to dominate.[69]In one such framework, a Gillespie algorithm-based stochastic model represents serial passage events through infection, mutated replication, and clearance, using mutation probabilities derived from Hamming distances and empirical rates (e.g., μ ≈ 10^{-5} per site). This predicts fixation probabilities declining sharply beyond two amino acid changes from the target sequence, with adaptation "jumping rates" (J) on the order of 10^{-2} day^{-1} for proximate mutants in finite populations. Validated against H5N1 influenza serial passage data, the model forecasts mammalian hostadaptation (e.g., via SAQG motif acquisition) succeeding in approximately 10% of simulations over 300 days, highlighting sensitivity to initial inoculum size and bottleneck severity.[69]Machine learning extensions target substrate-specific adaptations, such as those in egg-based influenza vaccine production, where serial passage induces antigenic drifts. The PEPA model, trained on over 89,000 hemagglutinin sequences from GISAID, uses random forest and XGBoost classifiers to anticipate substitutions at critical residues like 186 (e.g., G186V) and 194 (e.g., L194P), achieving 80-85% accuracy via cross-validation on unique strain data. These predictions account for epistatic interactions, enabling pre-passage strain selection to minimize mismatches between vaccine antigens and circulating viruses.[72]Such tools extend to broader pathogens by integrating inferred fitness landscapes from alignments (e.g., via direct coupling analysis), allowing simulations of parallel evolution under repeated transfer. However, predictions rely on accurate parameterization of mutation spectra and selection coefficients, with empirical tuning essential for host-switching scenarios like avian-to-mammalian viral leaps.[69][72]
Risks, Controversies, and Ethical Considerations
Biosafety and Unintended Consequences
Serial passage experiments, particularly those aimed at pathogen adaptation, carry inherent biosafety risks due to the potential for laboratory accidents or containment failures that could release enhanced or adapted strains into the environment.[73] A prominent historical example is the 1977-1978 reemergence of the H1N1 influenza virus, which genetic analysis indicated was a strain preserved from the 1950s and likely escaped from a research laboratory during vaccine development or serial passage work, primarily affecting younger populations with limited prior immunity and causing an estimated 700,000 illnesses in the United States alone.[73][74] This incident underscores the vulnerability of serial passage protocols in under-resourced or inadequately secured facilities, where routine handling of live viruses increases the probability of unintended dissemination.[75]Unintended consequences often arise from unpredictable adaptive mutations during serial passage, which can enhance virulence, transmissibility, or host range beyond experimental goals, as seen in gain-of-function studies where serial passage serves to uncover such changes.[76][77] For instance, serial passage of H5N1 avian influenza in ferrets by researchers in 2011 resulted in mutants capable of airborne transmission between mammals, raising alarms about accidental release of strains with pandemic potential, despite initial intent to study adaptation mechanisms.[8] Similarly, experimental serial passage through resistant versus susceptible hosts has demonstrated rapid viral fitness gains that amplify pathogenicity, potentially leading to strains more lethal or evasive of immune responses than anticipated.[78] These outcomes highlight how serial passage can inadvertently select for traits favoring replication over attenuation, complicating risk assessments in virology labs.[79]Biosecurity concerns extend to the dual-use nature of serial passage-derived knowledge, where data on enhancing pathogen traits could be misused, though empirical evidence emphasizes accidental release as the more immediate threat over deliberate weaponization.[79] In animal models, such as ferrets or mice, passage increases the likelihood of zoonotic spillover risks if containment fails, as adapted viruses may bridge species barriers more efficiently.[80] Mitigation efforts, including enhanced biosafety level 3 or 4 protocols, have been recommended, yet critics argue that the opacity of some international labs—exemplified by the 1977 event's origins in Soviet or Chinese facilities—undermines global oversight.[73] Overall, while serial passage has yielded attenuated strains for vaccines, its application in virulence-enhancing contexts necessitates rigorous pre-experiment modeling to forecast unintended escalations in pathogenthreat.[81]
Gain-of-Function Research Debates
Gain-of-function (GOF) research involving serial passage entails repeatedly culturing pathogens in host cells or animals to select for enhanced transmissibility, virulence, or host range, often to study evolutionary adaptation or pandemic potential.[77] This approach gained prominence in virology for mimicking natural selection but sparked debates over dual-use risks, where insights into pathogen enhancement could enable accidental release or intentional misuse. Proponents argue it yields critical data for vaccine development and outbreak prediction, as seen in adaptations of viruses for cell culture growth or animal models.[82] Critics contend the incremental benefits do not justify the biosafety hazards, particularly given historical lab incidents like the 2014 CDC anthrax and H5N1 exposures that prompted policy reevaluation.[83]The 2011 H5N1 experiments by Yoshihiro Kawaoka and Ron Fouchier exemplified early controversies, using serial passage and targeted mutations to enable mammalian airborne transmission in ferrets, a model for human spread.[84] These studies, funded partly by NIH, raised alarms from bodies like the U.S. National Science Advisory Board for Biosecurity (NSABB), leading to a voluntary year-long moratorium on H5N1 GOF work and debates over publishing results, with concerns that detailed methods could aid bioterrorism.[85] Fouchier's team achieved transmission via five mutations and serial ferret passages, while Kawaoka's reverse-genetics approach yielded similar outcomes, but opponents highlighted the absence of countermeasures at the time and questioned if natural surveillance could suffice.[86] In response, the U.S. imposed a 2014 funding pause on GOF studies for influenza, SARS, and MERS viruses, affecting 21 projects, to assess risks amid biosecurity lapses; this was lifted in December 2017 with a HHS P3CO framework requiring risk-benefit reviews.[87][83][88]The COVID-19 pandemic intensified GOF scrutiny, with hypotheses positing SARS-CoV-2's furin cleavage site and receptor-binding adaptations arose from serial passage in lab models like humanized mice or ACE2-transgenic animals, potentially during WIV experiments on bat coronaviruses.[9] NIH-funded EcoHealth Alliance work at WIV involved serial passaging chimeric viruses, though officials maintain no direct GOF under the paused definition occurred.[89] Detractors, including analyses of WIV biosafety records, argue such enhancements risk engineered pandemics without proportional gains, given alternatives like computational modeling.[90] Benefits cited include preempting threats, yet empirical lab accidents—over 300 influenza exposures since 1977—underscore containment failures, fueling calls for stricter oversight or bans on high-risk serial passage.[91][92] As of 2024, U.S. policy mandates enhanced reviews for potential pandemicpathogen (PPP) GOF, balancing utility against escape probabilities estimated at 1 in 10^4 to 10^6 per experiment in BSL-3/4 labs.[93][94]
Empirical Evidence of Pathogen Enhancement
Serial passage experiments have demonstrated that repeated propagation of pathogens in host models can select for mutations enhancing virulence, transmissibility, or replication efficiency. In controlled laboratory settings, such adaptations often arise through natural selection pressures mimicking host-to-host transmission, leading to viruses that outperform their progenitors in key fitness metrics. These findings underscore the potential for unintended pathogen evolution during adaptation studies, with empirical data drawn from mammalian models like ferrets and pigs, which approximate human susceptibility.[12][95]A prominent example involves highly pathogenic avian influenza A(H5N1) virus, where serial passage in ferrets induced airborne transmissibility. In studies by Ron Fouchier and colleagues, an engineered H5N1 variant underwent 10 passages via direct contact between ferrets, acquiring five mutations in the hemagglutinin protein that enabled efficient respiratory droplet transmission to naive animals, with three of four contact ferrets becoming infected. Similarly, Yoshihiro Kawaoka's group identified four hemagglutinin mutations sufficient for ferret-to-ferret transmission in a reassortant H5N1 virus after targeted mutagenesis followed by passage, highlighting how limited adaptations can bridge host barriers. These results, published after a U.S. funding moratorium, confirmed that serial passage rapidly evolves traits absent in wild-type strains.[59][58][60]Comparable enhancements occur in other influenza subtypes. For H7N1 virus, 10 serial passages in ferrets conferred airborne transmissibility, with the adapted strain infecting contact animals via respiratory routes that the parental virus could not. H9N2 avian influenza, after serial passage in pigs, exhibited increased replication in respiratory tissues and enhanced transmission to naive pigs, attributed to mutations in hemagglutinin and polymerase genes. In swine models, influenza A viruses gained pandemic-like pathogenicity and aerosol transmissibility after just five passages, replicating at higher titers and causing more severe lung pathology than initial isolates. These patterns align with broader experimental evolution data showing virulence increases tied to transmission success across serial transfers.[96][55][97]Evidence from non-influenza pathogens reinforces these observations, though viral systems predominate due to their rapid mutation rates. For instance, Fusarium oxysporum f. sp. cucumerinum, a fungal pathogen, increased virulence against cucumber hosts after serial passage through susceptible cultivars, with lesion sizes doubling and sporulation rising significantly by the fifth generation. Bacterial and viral reviews indicate that passage-driven virulence evolves when transmission benefits outweigh host mortality costs, as seen in myxoma virus attenuating in rabbits over natural serial infections but intensifying under lab conditions favoring contagion. Such enhancements, while informative for modeling, empirically validate risks of lab-adapted pathogens escaping containment with amplified capabilities.[98][99][100]
Recent Developments (2020–Present)
SARS-CoV-2 and Coronavirus Studies
Serial passage of SARS-CoV-2 in human cell lines has demonstrated rapid acquisition of mutations that enhance replication fitness and mirror those observed in circulating variants. In one study, an early pandemic isolate was passaged 12 times in Calu-3, Caco-2, and Vero E6 cells, resulting in consistent spike protein mutations such as D614G and others in the receptor-binding domain, which improved viral entry efficiency without altering overall pathogenicity in vitro.[15] Similarly, long-term serial passaging of multiple SARS-CoV-2 lineages, including variants of concern like Alpha and Delta, over more than 33 passages in human airway cells revealed signatures of antigenic drift, with mutations accumulating at rates comparable to natural evolution and conferring partial escape from monoclonal antibodies.[14] These findings indicate that SARS-CoV-2 evolves readily under selective pressure in vitro, often selecting for enhanced transmissibility traits seen in vivo.[101]In vivo adaptation experiments using serial passage have focused on developing animal models for SARS-CoV-2pathogenesis. Passaging the virus through successive cohorts of mice selected for mutations in the spike protein and other genes, yielding strains with increased virulence, such as higher lung titers and mortality rates in aged models; for instance, the mouse-adapted variant MA10 exhibited enhanced neuroinvasion and lethality compared to the parental strain.[102] Another approach involved blind serial passage in BALB/cmice, generating a lethal model (MASCp6) after six passages, characterized by mutations like N501Y in spike that improved mouse ACE2 binding and systemic dissemination.[103] Such adaptations have enabled evaluation of vaccines and therapeutics but highlight the potential for serial passage to uncover latent pathogenic potential, as evidenced by differential mutation profiles across hostspecies like cats, where passage led to unique genomic changes without host switching.[104]Studies on broader coronaviruses using serial passage post-2020 have informed SARS-CoV-2 research by elucidating adaptation mechanisms. For example, serial passaging of SARS-CoV-2 at high multiplicity of infection generated defective interfering particles that suppressed wild-type replication, suggesting a natural regulatory role in viral populations during outbreaks.[105] In comparative work, proofreading-deficient coronaviruses adapted via long-term passage without reverting exoribonuclease-inactivating mutations, gaining fitness through compensatory changes akin to those hypothesized in SARS-CoV-2 evolution.[14] These experiments underscore serial passage's utility in predicting adaptive trajectories but also reveal lineage-specific phenotypic heterogeneity, where non-dominant quasispecies emerge under passage, potentially influencing outbreak dynamics.[106] While some hypotheses propose serial passage in lab or intermediate hosts as a pathway for SARS-CoV-2's furin cleavage site acquisition, empirical evidence remains limited to post-emergence adaptations rather than origins.[9]
Bacterial Resistance and Other Pathogens
Serial passage techniques have been increasingly applied in adaptive laboratory evolution (ALE) experiments to model the rapid emergence of antibiotic resistance in bacteria, particularly since 2020, by subjecting populations to stepwise increases in sublethal drug concentrations over successive generations. In Escherichia coli, serial passaging protocols have demonstrated the accumulation of mutations conferring multidrug resistance, such as alterations in efflux pump regulators like marR and acrR, leading to minimum inhibitory concentration (MIC) elevations of up to 16-fold for certain beta-lactams after 50-100 passages.[107] These methods simulate clinical selective pressures and reveal underlying genetic trajectories, including epistatic effects where initial mutations facilitate subsequent adaptations.[108]Recent studies utilizing serial passage have highlighted the potential for cross-resistance and collateral sensitivity in Gram-negative pathogens like Pseudomonas aeruginosa. Exposure to antimicrobial peptides through iterative passaging selected for resistant variants via lipopolysaccharide modifications, though such resistance often imposed fitness costs and limited cross-protection against conventional antibiotics like polymyxins.[109] In hypermutable bacterial strains, accelerated serial passaging—achieving thousands of generations in weeks—has enabled high-resolution mapping of resistance landscapes, identifying novel gene targets in E. coli that predict clinical AMR patterns.[110] For Gram-positive bacteria, such as Staphylococcus aureus and Salmonella enterica, serial passage under antibiotic stress has induced heteroresistance and small colony variants, subpopulations with 4- to 32-fold higher MICs that persist in biofilms and evade host immunity, complicating therapeutic outcomes.[111][112]Beyond bacteria, serial passage has informed resistance dynamics in fungal pathogens like Candida albicans, where repeated exposure to azoles in vitro selects for efflux overexpression and target site mutations, mirroring hospital-acquired resistance surges observed post-2020.[108] In protozoan parasites, such as Plasmodium falciparum, serial culturing under artemisinin derivatives has accelerated the fixation of kelch13 propeller domain variants, enhancing survival rates by 10-20% per passage and underscoring parallels to bacterial adaptation pathways. These experiments emphasize serial passage's utility in preempting resistance evolution, though they also raise concerns about unintended enhancements in pathogen fitness during laboratory manipulation.[108]