Fact-checked by Grok 2 weeks ago

Single-carrier FDMA

Single-carrier (SC-FDMA) is a multiple access technique employed in wireless communication systems, particularly as the uplink transmission scheme in Long-Term Evolution () networks. It achieves multi-user by applying () precoding to modulation symbols before () modulation, thereby inheriting the low peak-to-average power ratio (PAPR) properties of single-carrier signals while enabling efficient spectrum sharing among users. This hybrid structure supports both localized (contiguous subcarrier allocation) and distributed (interleaved subcarrier allocation) mapping schemes, with the former preferred in for its robustness to carrier frequency offsets. SC-FDMA was standardized by the 3rd Generation Partnership Project () in Release 8, completed in 2008, as a response to the power efficiency demands of battery-limited , where traditional OFDMA's high PAPR leads to inefficient amplification and reduced coverage. Its development traces back to earlier single-carrier frequency-domain equalization (SC/FDE) concepts from the 1990s, which evolved to address multicarrier limitations in uplink scenarios. In , SC-FDMA operates with subcarrier spacings of 15 kHz, resource blocks spanning 12 subcarriers over 0.5 ms slots, and supports schemes like QPSK and 16-QAM alongside turbo coding for error correction. The transmitter in an SC-FDMA system processes blocks of N data symbols via an N-point DFT, maps the results to a of M (M > N) OFDM subcarriers, applies an M-point DFT (IDFT), and inserts a cyclic to combat inter-symbol . At the , the cyclic is removed, followed by DFT, one-tap frequency-domain equalization per subcarrier, demapping, and an N-point IDFT to recover the symbols. Key advantages include a PAPR reduction of approximately 1.5–2 relative to OFDMA, enabling higher power efficiency and extended life, though it may underperform OFDMA in high-modulation-order scenarios due to limited frequency . Overall, SC-FDMA balances , robustness to channel impairments, and power constraints, making it a foundational element in modern cellular uplinks.

Introduction

Definition and Overview

Single-carrier frequency division multiple access (SC-FDMA) is a multiple access technique that combines the principles of single-carrier transmission with (FDMA), enabling multiple users to share a by allocating disjoint frequency sub-bands to each user, where each sub-band is modulated using a single-carrier signal. This hybrid approach maintains the low peak-to-average power ratio (PAPR) inherent to single-carrier systems while providing the and flexibility of FDMA for uplink communications in networks. Adopted in standards such as LTE for the uplink, SC-FDMA allows efficient power usage in mobile devices by avoiding the high PAPR challenges of multi-carrier alternatives like OFDMA. At its core, SC-FDMA operates by processing user data symbols in the time domain, which are then transformed into the frequency domain for allocation to specific subcarriers, ensuring that the transmitted signal resembles a single-carrier waveform shifted to the assigned frequency band rather than a multi-carrier superposition. This mechanism begins with grouping modulation symbols (e.g., from QPSK, 16QAM, or 64QAM) into blocks, applying a discrete Fourier transform (DFT) to convert them to the frequency domain, mapping the resulting frequency components to a subset of available subcarriers, and then performing an inverse DFT (IDFT) to generate the time-domain signal, followed by cyclic prefix addition for multipath mitigation. The receiver reverses this process with frequency-domain equalization to detect the symbols, preserving orthogonality among users through disjoint subcarrier assignments. A key distinction from traditional FDMA lies in the incorporation of DFT precoding (also known as DFT-spread), which spreads the data across subcarriers in a way that avoids the high PAPR typical of multi-carrier systems, resulting in a PAPR closer to that of the original single-carrier modulation—approximately 3 dB lower than equivalent OFDMA signals at low probability levels. This ensures that each user's signal maintains a continuous within its allocated sub-band, promoting better power amplifier efficiency without the peak power excursions of parallel subcarrier transmissions in pure FDMA variants adapted for multi-carrier use. Overall, the high-level signal flow—from time-domain symbol generation through frequency mapping and back to time-domain transmission—facilitates robust multiple access while prioritizing low-complexity, power-efficient operation.

Historical Development

The concept of (FDMA) originated in the first-generation () analog cellular systems of the late 1970s and 1980s, where the available spectrum was divided into discrete frequency channels to support multiple users simultaneously. The (AMPS), launched commercially in the United States in 1983, represented a landmark implementation of analog FDMA, utilizing 30 kHz channels for voice communications across a 824-849 MHz uplink and 869-894 MHz downlink band, with frequency reuse patterns to mitigate interference. This approach enabled the foundational infrastructure for but was limited by analog modulation's susceptibility to noise and . As cellular networks transitioned to digital technologies in the 1990s with second-generation () systems, single-carrier transmission techniques evolved alongside FDMA to incorporate error correction and encoding, though TDMA and CDMA became more prevalent for multiple access. Early single-carrier FDMA variants appeared in systems like the Japanese Personal Digital Cellular (PDC) standard, which used single-carrier π/4-DQPSK modulation with FDMA channel allocation starting in 1993, offering improved over analog predecessors. These developments laid groundwork for applications, emphasizing single-carrier's inherent low peak-to-average power ratio (PAPR) for efficient transmitter design. The modern form of single-carrier FDMA (SC-FDMA), also termed DFT-spread OFDMA, emerged in the early 2000s through research aimed at uplink efficiency in orthogonal frequency-division multiple access (OFDMA)-based systems. This hybrid scheme applies a discrete Fourier transform (DFT) precoding to single-carrier symbols before OFDMA mapping, enabling frequency-domain multiple access while retaining single-carrier benefits like reduced PAPR. A pivotal contribution came from Myung et al. in their 2006 analysis, which demonstrated SC-FDMA's superior throughput and lower PAPR (approximately 2-4 dB less than OFDMA) for uplink scenarios, making it suitable for power-limited user equipment. This innovation addressed the limitations of multi-carrier OFDM in mobile uplinks, where high PAPR strained battery life and amplifier efficiency. Standardization accelerated SC-FDMA's adoption, with the 3rd Generation Partnership Project () selecting it as the primary uplink waveform for Long Term Evolution () in Release 8, finalized in 2008, to support data rates up to 50 Mbps in 20 MHz . The choice was driven by SC-FDMA's balance of performance and complexity, allowing frequency-selective scheduling similar to downlink OFDMA while minimizing uplink power consumption. Subsequent enhancements appeared in LTE-Advanced (Release 10, 2011), incorporating with SC-FDMA. In 5G New Radio (NR), standardized by in Release 15 (2018), DFT-s-OFDM—functionally equivalent to SC-FDMA—was retained as an optional uplink mode alongside CP-OFDM, particularly for coverage extension in low-power scenarios, with provisions for up to 256-point DFT sizes. This progression reflected ongoing priorities for energy-efficient mobile communications amid increasing data demands.

Principles of Operation

Frequency Division Multiple Access Basics

(FDMA) is a multiple access technique that enables multiple users to share a by dividing the available into non-overlapping bands, each assigned to a specific user for simultaneous . This division allows users to transmit continuously without , ensuring orthogonal access through spectrally separated channels. To prevent between adjacent channels, small bands—unused gaps—are inserted between the allocated bands, which, while consuming some , are essential for maintaining in practical systems. In FDMA systems, is managed by the , which assigns sub-bands to s either in a fixed manner during call setup or dynamically based on traffic demand to optimize utilization. Fixed provides and predictability but can lead to inefficiency for bursty data traffic, whereas dynamic adapts allocations in to accommodate varying needs. The minimum channel separation required for , denoted as \Delta f, is given by \Delta f = 1/T_s, where T_s is the , ensuring that the bands do not overlap and thus avoiding inter- interference. Interference management in FDMA relies on bandpass filters, such as raised-cosine filters, to shape the signal spectrum and confine energy within the assigned band, thereby minimizing . These filters, with their controlled factor, reduce spectral while preserving the , allowing tighter channel spacing without significant . In cellular networks, FDMA incorporates frequency reuse, where the same frequency bands are reassigned to non-adjacent cells sufficiently distant to limit , thereby increasing overall system capacity. A key prerequisite for effective multiple access in FDMA is the of user signals, achieved by ensuring non-overlapping spectra that prevent mutual across the shared medium. This spectral separation forms the foundation for reliable simultaneous access, distinguishing FDMA from time- or code-based methods.

Single-Carrier and

In single-carrier FDMA (SC-FDMA), the process begins with mapping a sequence of input data bits to complex symbols using (PSK) or (QAM) schemes, such as QPSK, 16-QAM, or 64-QAM, depending on channel conditions and required data rates. These time-domain symbols, denoted as X for n = 0 to N-1, are then transformed into the via an N-point (DFT) to enable multiple access. The DFT output Y spreads the symbols across N points, given by : Y = \sum_{n=0}^{N-1} X e^{-j 2\pi k n / N}, \quad k = 0, 1, \dots, N-1 This step maintains the single-carrier characteristics while allowing allocation of specific subcarriers for FDMA. Following the DFT, subcarrier assigns the N frequency-domain symbols to a of M available subcarriers (where M > N), with zeros inserted in unused positions to fill the full . Two primary types are used: localized , where the symbols occupy contiguous subcarriers for better selectivity, and distributed , where symbols are spread non-contiguously across the (e.g., interleaved or comb-like) to enhance diversity and robustness against channel fading. The choice between localized and distributed impacts performance in multipath environments, with localized preferred in standards like for its robustness to carrier offsets. A key benefit of SC-FDMA's single-carrier nature is its low peak-to-average power ratio (PAPR), which arises because the time-domain signal after inverse DFT and cyclic prefix addition exhibits a relatively constant , unlike multi-carrier OFDM. PAPR is defined as: \text{PAPR} = 10 \log_{10} \left( \frac{\max |s(t)|^2}{\mathbb{E}\{|s(t)|^2\}} \right) where s(t) is the transmitted signal, \max |s(t)|^2 is the peak instantaneous power, and \mathbb{E}\{\cdot\} denotes the of the average power. This low PAPR (typically 2-4 dB lower than OFDM) reduces the requirements for power amplifiers, improving efficiency in mobile devices. At the receiver, demodulation reverses the process starting with an M-point DFT on the received time-domain signal to obtain frequency-domain samples, followed by one-tap frequency-domain equalization on the frequency-domain samples, subcarrier demapping to extract the user's allocated Y, and an N-point inverse DFT (IDFT) to recover the time-domain symbols X before symbol detection and decoding. This frequency-domain equalization compensates for channel distortions and simplifies equalization compared to pure single-carrier systems.

System Components

Transmitter Architecture

The transmitter architecture of single-carrier frequency division multiple access (SC-FDMA) processes modulated data through a series of transformations to generate a time-domain signal suitable for uplink transmission. The signal processing chain begins with data mapping, where binary data is modulated using schemes such as (QAM) or (PSK) to produce complex symbols. These symbols are then converted from serial to parallel format, forming blocks of N symbols for efficient frequency-domain processing. The block of time-domain symbols then undergoes an N-point (DFT), converting them into the . The DFT size N is typically chosen to match the number of assigned subcarriers, ensuring a one-to-one without redundancy. The resulting N frequency-domain outputs are then allocated to specific subcarriers within a larger set of M subcarriers (where M > N), a process managed by a scheduler that assigns resource blocks based on conditions and requirements. Subcarrier allocation can employ localized mapping for contiguous blocks or distributed mapping for interleaved placement, with the former often preferred in standards like for its robustness to carrier frequency offsets. The allocated subcarriers undergo an M-point inverse fast Fourier transform (IFFT) to produce a time-domain signal, effectively precoding the data in a manner that resembles single-carrier modulation. The IFFT output is given by s = \frac{1}{M} \sum_{k=0}^{M-1} Y \, e^{j 2 \pi k n / M}, \quad n = 0, 1, \dots, M-1, where Y represents the frequency-domain values after subcarrier mapping. A cyclic prefix (CP) is subsequently inserted by appending a copy of the last portion of the IFFT output to the beginning of the block, mitigating inter-symbol interference in multipath channels. The signal is then passed through pulse shaping, typically a raised-cosine filter, to limit bandwidth and reduce spectral sidelobes before digital-to-analog conversion and RF upconversion. The low peak-to-average power ratio (PAPR) inherent in SC-FDMA, due to its single-carrier-like time-domain waveform, enables more efficient operation of the power amplifier with reduced backoff, minimizing and improving compared to multi-carrier alternatives. This characteristic is particularly advantageous in uplink scenarios, where transmitter design must accommodate constraints such as limited battery life and computational resources, influencing choices like DFT size and order to balance performance and power consumption.

Receiver Architecture

The receiver architecture for single-carrier frequency-division multiple access (SC-FDMA) systems is designed to recover the transmitted data from multiple users in the presence of multipath fading and , leveraging frequency-domain processing for efficiency. The process begins with cyclic prefix (CP) removal to eliminate inter-symbol introduced by the channel, followed by an M-point (FFT) that converts the time-domain received signal into the . Subcarrier deallocation then extracts only the subcarriers assigned to a specific user by zeroing out those allocated to others, enabling per-user processing. This is succeeded by frequency-domain equalization to compensate for channel distortions, an N-point inverse (IDFT) to return the signal to the , parallel-to-serial conversion to reconstruct the sequence, and finally demapping to recover the original bit stream from the constellation points. Equalization in the is crucial for handling multipath in SC-FDMA receivers, with the (MMSE) technique being widely adopted due to its balance of performance and complexity. The MMSE applies a one-tap per subcarrier, computed as H_{\text{eq}} = \frac{H^*}{|H|^2 + \text{SNR}^{-1}}, where H is the channel frequency response at subcarrier k, H^* is its , and \text{SNR}^{-1} accounts for . This formulation minimizes the between the equalized and transmitted symbols, providing robustness against frequency-selective without excessive computational overhead. Prior to FFT processing, synchronization is essential to correct timing offsets and carrier frequency errors, which can otherwise degrade orthogonality among subcarriers and users. Timing synchronization aligns the FFT window to the symbol boundaries using pilots or preambles, while frequency offset correction employs algorithms like those based on cyclic prefix correlations to estimate and compensate for Doppler-induced shifts. In multi-user scenarios at the base station, detection separates signals from different users by exploiting their disjoint sub-band allocations, allowing independent equalization and demapping for each after subcarrier deallocation. This approach maintains low inter-user interference when sub-bands are sufficiently separated, supporting scalable uplink access in standards like LTE.

Performance and Properties

Key Advantages

Single-carrier frequency division multiple access (SC-FDMA) exhibits a notably low peak-to-average power ratio (PAPR), typically 3-4 dB lower than that of (OFDMA), due to its single-carrier structure that spreads the signal energy more evenly across the . This reduced PAPR enables higher power efficiency in uplink transmissions, allowing mobile devices to operate power amplifiers closer to their saturation point without excessive backoff, thereby minimizing energy consumption and improving overall system coverage. The scheme's robustness to multipath fading stems from its use of frequency-domain equalization (FDE) at the receiver, which effectively mitigates inter-symbol interference (ISI) in time-dispersive channels. By inserting a cyclic prefix and performing equalization in the frequency domain, SC-FDMA converts linear channel convolution into circular convolution, simplifying ISI compensation and achieving performance gains of up to 8 dB over uncoded OFDM in frequency-selective Rayleigh fading scenarios. This approach ensures reliable signal recovery even in environments with significant multipath propagation, such as urban wireless settings. In terms of bandwidth efficiency, SC-FDMA's localized subcarrier mapping assigns contiguous blocks of subcarriers to users, reducing the need for bands compared to traditional FDMA and thereby lowering overhead while maintaining high spectral utilization akin to OFDMA. This mapping strategy supports flexible without substantial wastage, enabling efficient multi-user access in bandwidth-constrained systems. SC-FDMA's low PAPR also enhances suitability for battery-powered devices by reducing nonlinear in power amplifiers, which allows for more linear operation and extends device battery life during prolonged uplink activity. The resulting power savings are particularly beneficial in standards like , where uplink constraints demand energy-efficient modulation.

Limitations and Challenges

One significant limitation of single-carrier frequency division multiple access (SC-FDMA) is its sensitivity to carrier frequency offsets (CFOs), particularly in mobile environments where Doppler effects induce frequency shifts that degrade the orthogonality among users' subcarriers. These offsets, arising from oscillator mismatches or high-speed mobility, lead to inter-user interference and require precise CFO estimation and compensation algorithms at the receiver to maintain performance. In uplink scenarios with multiple mobile users, such Doppler-induced CFOs can significantly impair bit error rate (BER), necessitating robust synchronization techniques that add to system overhead. Another challenge lies in the complexity of equalization, where SC-FDMA demands more intricate frequency-domain processing compared to the straightforward single-tap equalization in (OFDM). Specifically, (MMSE) equalization in SC-FDMA involves handling the precoded single-carrier structure across allocated subcarrier blocks, resulting in higher computational load at the , especially for multi-user scenarios. This increased processing demand can limit scalability in resource-constrained environments, as the equalizer must mitigate both inter-symbol interference and multi-user interference more comprehensively than OFDM's simpler per-subcarrier approach. SC-FDMA also exhibits limited flexibility in due to its preferred use of contiguous (localized) subcarrier blocks per user, although distributed mapping is also supported, making it less adaptive to varying traffic loads compared to (CDMA) schemes that allow dynamic power and code sharing across the full . This fixed block allocation constrains scheduling efficiency in scenarios with fluctuating user demands, potentially leading to underutilized spectrum when loads vary rapidly. In terms of , SC-FDMA achieves slightly lower rates than OFDM in high (SNR) conditions, primarily due to the constraints of its single-carrier , which limits the exploitation of frequency-selective gains. For instance, at elevated SNRs, the average of SC-FDMA remains below that of OFDM for equivalent channel conditions, as the linear does not fully optimize multi-path in the same manner.

Applications and Comparisons

Use in Wireless Standards

Single-carrier frequency division multiple access (SC-FDMA), also known as DFT-spread OFDM, serves as the mandatory uplink transmission scheme in the 3GPP Long Term Evolution (LTE) standard under Release 8, finalized in 2008. This adoption leverages SC-FDMA's lower peak-to-average power ratio (PAPR) compared to (OFDMA), enabling more efficient power amplification in with limited battery resources. The LTE uplink employs a fixed 15 kHz subcarrier spacing and supports scalable channel bandwidths from 1.4 MHz to 20 MHz, allowing flexible resource allocation across multiple users while maintaining compatibility with downlink OFDMA. In the subsequent 5G New Radio (NR) framework, defined in 3GPP Release 15 and completed in 2018, SC-FDMA becomes an optional waveform for uplink communications, particularly beneficial for low-mobility and coverage-limited scenarios where power efficiency is paramount. It coexists alongside the default cyclic prefix OFDM (CP-OFDM) to offer deployment flexibility, such as in enhanced machine-type communications or scenarios requiring extended battery life. This optional status allows network operators to select SC-FDMA for specific use cases without mandating hardware changes from LTE infrastructure. Beyond cellular networks, SC-FDMA has been explored in communications for power-constrained environments, such as geostationary systems in - and Ka-bands, where its reduced PAPR supports efficient transmission from battery-limited terminals. Evaluations demonstrate its robustness against channel impairments like nonlinear amplification and Doppler effects, making it suitable for uplinks. In broadband wireless standards, IEEE 802.16m ( 2.0) considered SC-FDMA as an uplink enhancement to complement OFDMA, with proposals emphasizing its PAPR advantages for improved coverage and efficiency in scenarios, though OFDMA remained the baseline. In 2025, agreed to retain DFT-s-OFDM (equivalent to SC-FDMA) for the uplink to ensure with , particularly for low-power devices requiring extended coverage and . This approach facilitates seamless integration of legacy ecosystems into future networks, prioritizing continuity in and design.

Comparison with Multi-Carrier Methods

Single-carrier FDMA (SC-FDMA) differs from multi-carrier methods like orthogonal frequency-division multiplexing (OFDM) primarily in its signal structure, which employs discrete Fourier transform (DFT) precoding to generate a single-carrier-like waveform in the time domain. This results in a lower peak-to-average power ratio (PAPR) for SC-FDMA, typically offering a 2 dB gain over OFDM, making it more suitable for uplink transmissions where power efficiency is critical for battery-constrained mobile devices. In contrast, OFDM exhibits higher PAPR due to the superposition of multiple subcarriers, necessitating greater power backoff and reducing amplifier efficiency. Despite the PAPR advantage, SC-FDMA and OFDM achieve similar spectral efficiency, with OFDM slightly outperforming by about 0.5 dB in certain scenarios due to its flexible subcarrier allocation. OFDM is preferred for downlink channels because it enables simpler one-tap equalization per subcarrier, effectively converting frequency-selective fading into multiple flat-fading channels. SC-FDMA, while requiring more complex frequency-domain equalization to handle inter-symbol interference, maintains comparable performance through DFT spreading that provides inherent frequency diversity. Compared to multi-carrier FDMA (MC-FDMA), which aligns closely with OFDM-based multiple access, SC-FDMA serves as a variant that mitigates peakiness through its precoded structure, reducing the need for extensive PAPR mitigation techniques. MC-FDMA inherits the high PAPR of multi-carrier , leading to inefficiencies in power , whereas SC-FDMA's lower envelope fluctuations support higher transmit power without . Key trade-offs between SC-FDMA and multi-carrier methods include performance in frequency-selective fading environments and processing demands. SC-FDMA performs well for mobile users in such channels, as its low PAPR allows for efficient power utilization and robust single-carrier-like equalization, minimizing sensitivity to nonlinearities. Multi-carrier approaches like OFDM excel in , facilitating advanced techniques such as multiple-input multiple-output () and easier implementation of multi-user diversity through subcarrier scheduling. In practical deployments, hybrid scenarios leverage the strengths of both, as seen in Long-Term Evolution () standards where SC-FDMA is used for the uplink to prioritize power efficiency and OFDM for the downlink to maximize throughput and simplicity. This asymmetric design balances the constraints of user equipment with the capabilities of base stations.