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Appointment in Samarra

Appointment in Samarra is the 1934 debut novel by American writer (1905–1970). Set in the fictional town of Gibbsville, Pennsylvania, during the era, it chronicles the rapid self-destruction of Julian English, a prosperous dealer, over three days in December 1930. The novel opens with an epigraph from W. Somerset Maugham's retelling of the ancient fable "The Appointment in Samarra," which underscores themes of fate and inevitability. Through its naturalistic style and sharp social observation, the book explores class tensions, alcoholism, infidelity, and the illusion of control in a changing American society. Widely regarded as a classic of 20th-century American literature, it established O'Hara's reputation and was a National Book Award finalist in 1935.

Background

Authorship and Setting

John O'Hara, born on January 31, 1905, in Pottsville, Pennsylvania, began his writing career in journalism after leaving preparatory school, working as a reporter for local newspapers and later for New York publications such as The Daily Mirror, The Morning Telegraph, and Time magazine. Following his father's death in 1925, which ended his plans to attend Yale, O'Hara took on various odd jobs while honing his craft, eventually transitioning to short fiction with stories published in magazines like The New Yorker starting in 1928. At age 29, he published his debut novel, Appointment in Samarra, in 1934, a work that established his reputation for acute social observation and propelled him toward a prolific career in novels and short stories. O'Hara infused his writing with autobiographical elements drawn from his upbringing in Pottsville, a coal-mining town in Schuylkill County, where he experienced the rigid class structures and cultural dynamics of small-town as the son of an Catholic in a predominantly Protestant community. This personal history inspired the fictional town of Gibbsville, , which serves as the primary setting for Appointment in Samarra and many of his other works, functioning as a detailed for Pottsville and broader American provincial society. Through Gibbsville, O'Hara explored the intricacies of local hierarchies and interpersonal relations, reflecting his own observations of community life without directly replicating real events or individuals. The novel unfolds over Christmas 1930 in Gibbsville, a period marking the onset of the following the 1929 stock market crash, which introduced economic uncertainty and strained social fabrics in industrial towns like Pottsville. This timing also aligns with the final years of (1920–1933), when the nationwide ban on alcohol fostered underground bootlegging networks, altered social norms around drinking, and heightened tensions between law-abiding elites and illicit operators, all of which permeated the era's cultural landscape. Gibbsville embodies a microcosm of upper-middle-class White Anglo-Saxon Protestant (WASP) society in 1930s , characterized by exclusive institutions like the Stage Coach Inn and , where was often displayed through ownership of luxury automobiles such as . The town reflects ethnic frictions, particularly between established Protestant families and rising Catholic newcomers, amid the coal region's economic shifts and Prohibition-era underworld influences. These elements underscore Gibbsville's role as a for class anxieties and cultural clashes in pre-Depression America.

Title Origin and Inspiration

The title Appointment in Samarra derives from an ancient Arabic fable retold by in his 1933 play Sheppey. In the story, a merchant's servant encounters in the marketplace, where she makes a beckoning gesture that terrifies him. Convinced it signals his imminent end, the servant borrows his master's horse and rides urgently to the city of to escape. When the merchant later confronts about the incident, she explains that her gesture was merely one of astonishment at seeing the servant in , since she had an appointment with him that evening in . This narrative illustrates the futility of attempting to outrun one's predetermined fate. John O'Hara first encountered Maugham's version of through fellow writer , who shared the passage from Sheppey with him during a visit to her apartment and proposed it as the title for his , replacing his initial The Infernal Grove. O'Hara incorporated verbatim as the epigraph to Appointment in Samarra, published in 1934, to frame the story's exploration of inevitability. In the foreword to the 1952 reprint, O'Hara described his fascination with the tale's portrayal of inescapable destiny, noting that it paralleled the swift, unavoidable decline of his protagonist over the novel's three consecutive days—, Christmas Day, and the following day. The title thus serves as a for the novel's deterministic tone, evoking not through or divine forces but through the protagonist's personal failings and the inexorable pressures of small-town . O'Hara's adaptation of the underscores how individual actions, however desperate, cannot alter an ordained trajectory shaped by human vulnerabilities.

Publication History

Initial Release

Appointment in Samarra was published in August 1934 by Harcourt, Brace and Company as John O'Hara's debut novel. The publisher issued an initial print run of 7,500 copies, with 5,000 already pre-sold prior to release, reflecting strong early interest in O'Hara's work. The book was marketed as a stark, realistic depiction of life in Prohibition-era America, capturing the social tensions and personal failings in a small Pennsylvania town amid bootlegging and class dynamics. The novel achieved rapid commercial success, becoming a and solidifying O'Hara's reputation as a major at the age of 29. Its unflinching portrayal of upper-middle-class disintegration resonated with readers, leading to widespread acclaim and strong sales in its debut year. Contemporary writers, including , endorsed the work for its authenticity and integrity, with Hemingway stating that it was 'a by a man who knows exactly what he is writing about and has written it marvelously well.' O'Hara's path to publication underscored his ambition, built on prior successes with short stories in The New Yorker. Negotiations with Harcourt, Brace highlighted his drive for financial support; the publisher provided a $500 advance along with a $50 weekly allowance to sustain him during writing, a that reflected his determination to transition from and short to novels. This breakthrough positioned Appointment in Samarra as O'Hara's defining early achievement, launching a prolific career.

Editions and Reprints

Following its initial publication, Appointment in Samarra saw several reissues that helped sustain its availability and enhance its status in the literary canon. The released an edition around 1953 featuring a new by O'Hara himself, which reflected on the novel's creation and themes, contributing to its mid-century resurgence as a key work of . This edition, part of the publisher's prestigious series, aligned with the novel's ranking at number 22 on the Modern Library's of the 100 best English-language novels of the twentieth century, underscoring its enduring impact. In the 1990s, a hardcover edition appeared with an introduction by , who praised O'Hara's unflinching portrayal of social dynamics and compared him to , further emphasizing the novel's relevance to discussions of class and fate in . issued a deluxe paperback reprint in 2013, introduced by Charles McGrath, who highlighted O'Hara's precise depiction of Prohibition-era hypocrisy and small-town life, accompanied by illustrations from Neil Gower that evoked the era's tension. The included the novel in its 2019 collection Four Novels of the 1930s, edited by Steven Goldleaf, which positioned it alongside O'Hara's early works to showcase his influence on mid-twentieth-century fiction. International translations expanded the novel's reach early on, with a edition titled Rendez-vous à Samarra, translated by Marcelle Sibon, published by the Club Français du Livre in 1948. translations followed in subsequent decades, contributing to its readership. Post-2000 editions, including e-books from Penguin and , made the text accessible via platforms like , often retaining updated prefaces that frame O'Hara's realism as a of inevitability. Over time, cover art evolved to reflect shifting interpretations: early reprints featured stark, minimalist designs emphasizing , while later editions like the 2013 Penguin Deluxe incorporated vibrant, era-specific to highlight themes of and , alongside prefaces that increasingly celebrated O'Hara's and social observation.

Plot Summary

In the parable, as retold by , a in sends his servant to the marketplace to buy provisions. The servant returns trembling, explaining that he was jostled by , who made a threatening toward him. Terrified, the servant asks to borrow his master's horse to flee to , about 25 miles away, believing he can escape his fate there. The merchant agrees, and the servant rides off urgently. Later, the goes to the and confronts about her action. replies that she was surprised to see the servant in that morning, as she had an with him that evening in .

Characters

Main Characters

Julian English is the 30-year-old protagonist of Appointment in Samarra, a charming yet impulsive co-owner of a dealership in the fictional town of Gibbsville, . As the son of a respected , Julian embodies the privileges and pressures of the local during the era, but his personal flaws— including chronic , immaturity, and social prejudices—propel the narrative toward his rapid downfall. His impulsive act of throwing a drink at fellow club member Harry Reilly on initiates a chain of social and self-destructive behaviors, culminating in his by , which underscores his inability to navigate the hypocrisies of his social circle. Caroline English, Julian's wife, is an intelligent and loyal partner from a comparable social background in Gibbsville's elite Lantenengo Street community. Described as one of the most attractive women in her circle, she provides emotional support amid Julian's unraveling, often responding to his erratic actions with composure and concern rather than outright confrontation. Her role highlights the domestic strains within the English marriage, as she grapples with Julian's insecurities about aging and fidelity, yet she remains a stabilizing force even as his choices lead to their social isolation. Ed Charney serves as the ruthless bootlegger and influential racketeer who supplies illegal alcohol to Gibbsville, embodying the underworld's grip on the town's seemingly respectable society during . As Julian's creditor through indirect business ties, Charney wields power through intimidation and violence, including beatings and threats, which maintain his control over local operations. His presence drives the narrative by exposing the economic dependencies that exacerbate Julian's vulnerabilities, contrasting the facade of elite propriety with the era's criminal undercurrents. Harry Reilly is an affable yet socially ambitious Catholic member of Gibbsville's upper echelon, co-owning the Cadillac agency with and having previously lent him a significant sum of $20,000. Known for his jovial demeanor in club settings, Reilly represents the elements that Julian resents, viewing him as a boorish intruder into established circles. The public humiliation he suffers from Julian's drink-throwing incident sparks the escalating conflicts that unravel the protagonist's life, illustrating how personal slights can dismantle social standing in a tightly knit .

Supporting Characters

Whit Hofman serves as a prominent figure in Gibbsville's and a leader of the Lantenengo set, embodying and restraint within the town's elite social circles. As a close friend of Julian English, Hofman maintains integrity and neutrality amid social turmoil, acting as a that underscores the consequences of in a stratified community. Al Grecco, the 26-year-old enforcer and driver for bootlegger Ed Charney, represents the menacing underclass intersecting with Gibbsville's upper echelons. Of Italian descent and a local native with accumulated of $32,000 from illicit operations, Grecco harbors disdain for the privileged while valuing honest workers like Lute Fliegler, thus bridging criminal and respectable worlds to heighten the novel's social tensions. Froggy Ogden, a one-armed World War I veteran and Caroline English's cousin, exemplifies the thrill-seeking and underlying animosities within the set. As a peripheral member of Julian's circle, Ogden's confrontational presence highlights interpersonal frictions and the fragility of social bonds among the affluent. Fliegler, the reliable mechanic and right-hand man at English's dealership, provides a working-class to the 's through his embodiment of hard work and quiet ambition for upward mobility. Married to Irma, Fliegler contrasts Julian's excesses with his own stability, offering a grounded perspective on Gibbsville's class divides. Various club members, such as the McHenrys, enforce and through and exclusionary practices at the Stage Coach Inn, reinforcing the rigid social hierarchy of Gibbsville. Figures like Mrs. Elizabeth McHenry English, Julian's mother from this prominent family, display cold detachment that amplifies familial and communal pressures on nonconformists.

Themes

Fate and Social Inevitability

The novel's title derives from W. Somerset Maugham's retelling of an ancient fable in his play Sheppey (1933), where a servant flees in only to encounter it in , underscoring the inescapability of destiny. selected this epigraph to mirror protagonist Julian English's trajectory, framing his self-destruction over three days—Christmas Eve, Christmas Day, and the day after—as an inexorable "appointment" with ruin, where attempts to evade consequences only hasten the end. Unlike the fable's supernatural force, Julian's fate unfolds through a chain of impulsive decisions in the rigid social confines of 1930s , culminating in his by in his garage. Central to this motif is the tension between chance and inevitability, with 's and rash actions—such as hurling a at Harry Reilly—serving as catalysts within an unyielding class structure that amplifies minor transgressions into terminal . O'Hara portrays these events not as random misfortune but as predetermined by and , where Julian's inherited weaknesses and the town's vengeful limit , echoing naturalistic principles. The Depression-era setting exacerbates this , as economic pressures and snobbery trap Julian in a cycle of rebellion and isolation, rendering his downfall as inevitable as the fable's encounter. Recurring motifs reinforce this : automobiles symbolize illusory mobility and false escape, tied to Julian's dealership and his mob-linked suppliers, yet they ultimately deliver his death in a sealed garage, transforming a into an instrument of doom. Similarly, the evokes hollow traditions, contrasting festive warmth with Gibbsville's "icy" social climate, where communal rituals mask underlying hypocrisies and accelerate Julian's over the holiday period. O'Hara's naturalistic lens eschews , instead attributing inevitability to human flaws and societal forces, as seen in Julian's by Gibbsville's class opinions and his own impulsive nature.

Class, Prohibition, and Hypocrisy

In John O'Hara's Appointment in Samarra, the fictional town of Gibbsville serves as a microcosm of Pennsylvania's rigid social hierarchies, where the White Anglo-Saxon Protestant (WASP) elite maintains dominance over Jewish, Catholic, and working-class communities through exclusive institutions like the Lantenengo . This club functions as a primary battleground for class tensions, enforcing subtle exclusions based on , , and ethnicity, with menu choices and membership rules reinforcing divisions among the upper echelons while barring and entirely. The Julian English, a dealer from an established family, embodies the precariousness of this elite status, as his business success ties directly to selling luxury vehicles that symbolize upward mobility, yet his actions reveal the fragility of these hierarchies. The novel critiques the irony of (1920–1933) by portraying the Gibbsville elite's heavy reliance on illegal supplied by bootleggers like the Jewish gangster Ed Charney, even as characters publicly uphold facades of temperance and moral propriety. Charney's operations enable the lavish parties and gatherings central to social life, creating a hypocritical dependency where the WASP upper class condemns the criminal underworld while profiting from it to sustain their illusions of refinement. This dynamic underscores the era's moral contradictions, as the ban on fails to curb consumption among the privileged, instead fostering a that intertwines with everyday elite rituals. Hypocrisy permeates relationships and business dealings in Gibbsville, where infidelity among the "respectable" classes coexists with casual anti-Semitic slurs disguised as humor, exposing the double standards of a society that polices outsiders while excusing its own vices. For instance, Julian's prejudices against Jewish figures like Charney manifest in derogatory remarks that mask deeper insecurities about his own , yet such attitudes are normalized within elite circles as lighthearted banter. These elements highlight O'Hara's portrayal of moral duplicity, where business transactions, such as Julian's dealings in automobiles, rely on the very bootlegging networks the community ostensibly despises. Set against the , the novel comments on the era's illusions of prosperity, with consumer goods like representing fleeting symbols that cannot shield characters from economic and social downfall. Julian's dealership peddles these vehicles as emblems of success to a town gripped by financial uncertainty, yet the narrative reveals how such exacerbates class resentments and personal unraveling amid widespread hardship. O'Hara thus critiques the American upper class's self-deception, showing how Prohibition-era excesses and hierarchical pretensions contribute to inevitable tragedy in a time of national crisis.

Analysis

Psychological Depth and Sexuality

John O'Hara's Appointment in Samarra delves into the protagonist Julian English's complex psyche, characterized by a volatile mix of bravado and deep-seated insecurity that propels his self-sabotaging actions. Julian's outward confidence masks profound self-loathing and emotional immaturity, exacerbated by a strained relationship with his father and guilt over not serving in World War I, which contribute to his impulsive behaviors and ultimate despair. His heavy drinking functions as both escape and catalyst, mirroring patterns of clinical alcoholism that accelerate his psychological decline into isolation and hereditary incompetence, as seen in his grandfather's similar suicide. These elements evoke depressive tendencies, with Julian's lack of self-understanding leading to a rejection of social bonds and a fatalistic embrace of ruin. The novel's explicit portrayal of sexuality starkly contrasts with the era's lingering Victorian norms, presenting sex as a disruptive force in a repressed Prohibition-era society and shocking 1930s readers with its candor. O'Hara depicts scenes of , such as Julian's affair with Helene Holman, alongside casual encounters, highlighting how sexual desires expose characters' vulnerabilities rather than providing fulfillment. Julian's pride in his sexual prowess serves to compensate for his insecurities as a husband and son, yet these encounters underscore the futility of using eros to defy societal constraints. Caroline English emerges as a to her husband's immaturity, embodying sensuality and resilience amid the turmoil of their marriage. At 31, she navigates her role in Gibbsville's elite with a blend of naïveté and , growing increasingly weary of Julian's excesses and withholding as a form of . Her refusal to abandon her social standing for Julian's pleas reveals a pragmatic strength, contrasting his emotional fragility and emphasizing the psychological toll of their mismatched desires. Influenced by Freudian concepts, O'Hara employs techniques akin to stream-of-consciousness to illuminate unspoken tensions and unconscious drives in his characters' inner lives. Through shifting perspectives via an omniscient narrator, the novel reveals fragmented thoughts—such as Julian's and Caroline's—filtered to expose repressed conflicts without fully immersing in unmediated flow, a modernist experiment that underscores hereditary and ego-related impulses. This approach prepares the psychological groundwork for relational dynamics, including marital strains, reflecting light Freudian undertones in the characters' fates.

Narrative Style and Structure

Appointment in Samarra unfolds over a tightly compressed three-day from December 24 to 26, 1930, in the fictional town of Gibbsville, , structuring the as a naturalistic tragedy that evokes the of time, place, and action. This episodic framework chronicles the rapid self-destruction of Julian English through a series of escalating incidents, beginning with a seemingly minor act of defiance on and culminating in his on , thereby intensifying the sense of inexorable downfall within a confined temporal and spatial scope. The novel employs an omniscient third-person narration that shifts fluidly among multiple characters' perspectives, providing an objective, reportorial tone laced with ironic distance to expose the underlying social tensions and class dynamics of small-town America. This technique allows O'Hara to juxtapose Julian's personal turmoil against broader community vignettes, such as scenes of middle- and lower-class life in the novel's opening chapter, which frame his privileged yet precarious position and underscore the interconnectedness of Gibbsville's stratified society. O'Hara's dialogue captures the authenticity of 1930s regional speech through vivid , interruptions, and layered that reflect class-specific accents and social nuances, enhancing the novel's and immediacy. For instance, conversations at and Stage Coach Inn reveal hierarchies via clipped, idiomatic exchanges that convey unspoken hypocrisies and tensions, grounding the narrative in the rhythms of the era. Consistent with O'Hara's narrative approach of initiating stories at pivotal moments to heighten dramatic irony, Appointment in Samarra launches directly into the crisis precipitated by Julian's impulsive act of throwing a drink at Harry Reilly, his isolation and demise while the epigraph's fatalistic tone amplifies the reader's foreknowledge of . This distills the plot to essential turning points, avoiding expansive to focus on the inexorable chain of consequences in a naturalistic vein.

Reception and Legacy

Critical Reception

Upon its publication in 1934, Appointment in Samarra received widespread acclaim for its sharp realism and vivid portrayal of small-town , though some reviewers critiqued its unflinching depiction of human flaws as excessively harsh. praised the , stating, "If you want to read a book by a man who knows exactly what he is writing about and has written it marvelously well, read Appointment in Samarra by ." , a mentor to O'Hara, highlighted its observational acuity in a contemporary review, noting that "Mr. O'Hara's eyes and ears have been spared nothing, but he has kept in his heart a curious and bitter mercy." The described it as a "good first ," commending O'Hara's skill in capturing the American scene and signaling his potential among emerging writers. However, critics like offered sharper rebukes, faulting the work for its perceived cruelty and lack of redemptive qualities in portraying social downfall. In the mid-20th century, the novel solidified its status as a cornerstone of , frequently included in lists of great American novels for its incisive social commentary. Edmund Wilson, in his 1941 essay collection The Boys in the Back Room, lauded O'Hara's "fluoroscope-like precision" in dissecting the hierarchies of prestige and self-respect in Gibbsville, viewing the characters' desperation as a poignant reflection of . Delmore Schwartz echoed this in the Partisan Review, praising O'Hara's ear for and sensitivity to class distinctions, which elevated the novel's exploration of Prohibition-era tensions. Its selection for the Modern Library's of the 100 best novels in English further affirmed its enduring literary value. Despite this recognition, the book faced a gap between commercial success—it achieved bestseller status with multiple rapid printings—and dismissal by some highbrow critics who saw its raw explicitness as lacking artistic refinement. Post-1980s critiques have deepened the novel's analysis through lenses of gender and cultural bias, often debating its progressive or problematic elements. Feminist readings emphasize O'Hara's portrayal of female sexuality and marital dynamics, such as Caroline English's complex agency amid Julian's self-destruction, as attuned to women's roles as both objects and agents in a patriarchal society, though some argue it reinforces restrictive gender norms of the era. Discussions of O'Hara's depiction of casual anti-Semitism—evident in characters' prejudices against Jewish figures—have sparked debate, with scholars viewing it as a dated flaw that undermines universality or as an insightful, if uncomfortable, mirror of 1930s provincial bigotry. John Updike, in a 1988 New Republic assessment, termed it a "messy masterpiece," appreciating its brevity and unflagging energy while acknowledging its provocative edges. Margo Jefferson, writing in the New York Times Book Review in 1995, affirmed its reprint-worthiness for capturing social accuracy that resonates beyond its time.

Influence and Recognition

Appointment in Samarra established as a key figure in , influencing subsequent writers through its unflinching portrayal of , personal downfall, and the tensions of upper-middle-class life. Critics have frequently compared the novel to 's works, noting its exploration of privilege and self-destruction akin to ; described O'Hara as "the real F. Scott Fitzgerald." This stylistic bridge extended to later authors, with O'Hara's depiction of suburban and small-town dynamics paving the way for the in John Cheever's short stories and Richard Yates's novels like , which similarly dissect the fragility of domestic and social facades. The novel served as the cornerstone of O'Hara's expansive Gibbsville series, a fictional Pennsylvania town inspired by his hometown of Pottsville, encompassing eight novels and more than 50 short stories that chronicled regional American life across decades. This body of work solidified O'Hara's reputation as a chronicler of mid-20th-century social , blending acute observation with narrative economy to capture the era's cultural shifts. Upon its 1934 publication, Appointment in Samarra garnered significant literary acclaim, propelling O'Hara toward formal honors such as his 1957 election to the National Institute of Arts and Letters. It received an early adaptation in a 1953 episode of the anthology series Robert Montgomery Presents, starring Robert Montgomery as the protagonist, marking one of the novel's initial forays into visual media. The book's enduring cultural legacy lies in its embodiment of American fatalism, where individual agency succumbs to inexorable social and personal forces, a theme that resonates in broader discussions of 20th-century literature. It continues to feature prominently in university curricula on and modernist fiction, serving as a seminal text for examining hypocrisy and psychological unraveling.

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