Attempted murder
Attempted murder is a serious felony offense defined as the intentional commission of an act that constitutes a substantial step toward killing another person, accompanied by the specific intent to cause death, but resulting in the survival of the intended victim.[1][2]
This crime requires both a culpable mental state—typically premeditated or deliberate intent to kill, distinguishing it from lesser assaults or reckless endangerment—and an overt act beyond mere preparation, such as firing a weapon at the victim or administering poison.[1][3]
Unlike completed murder, where death occurs, attempted murder convictions hinge on the perpetrator's failure to achieve lethality despite purposeful efforts, leading to penalties that vary by jurisdiction but often include lengthy prison terms up to life imprisonment or, in federal cases, fines and up to 20 years.[4][1]
Key defenses may involve lack of intent, legal impossibility, or withdrawal before the act's completion, though proving specific intent remains a prosecutorial challenge in trials.[1][5]
Definition and Core Elements
Legal Definition
Attempted murder is defined as the commission of an overt act constituting a substantial step toward the unlawful killing of another human being, accompanied by the specific intent to cause death, where the intended killing does not result. This offense merges the mental element (mens rea) of deliberate purpose to murder with the physical element (actus reus) of conduct that goes beyond preparation and demonstrates strong corroboration of that purpose, such as arming oneself and approaching the victim or firing a weapon aimed at a vital area.[6][7] The required mens rea demands more than recklessness or intent to cause serious harm; it necessitates proof that the actor harbored a conscious objective to kill, distinguishing attempted murder from related crimes like aggravated assault. In jurisdictions following common law principles, this specific intent to murder A precludes liability for attempted murder if the aim was merely grievous bodily injury, even if death might have ensued.[8][9][7] Under United States federal statute, 18 U.S.C. § 1113 criminalizes attempts to commit murder as defined in 18 U.S.C. § 1111 (unlawful killing with malice aforethought), punishable by up to twenty years' imprisonment, with courts emphasizing that culpability hinges on intent to kill rather than mere wanton conduct. Many state codes adopt similar formulations, often drawing from the Model Penal Code's "substantial step" test, which includes acts like lying in wait, searching for the victim, or unlawful entry to facilitate the killing as evidence of progress toward completion.[4][8][10]Actus Reus: Substantial Step Toward Completion
The actus reus of attempted murder requires the defendant to engage in conduct amounting to a substantial step toward causing the death of another person, distinguishing it from preparatory acts that do not yet pose a direct threat of harm.[6] This element ensures criminal liability attaches only when actions demonstrate a clear progression beyond planning or equivocal behavior, reflecting a policy to intervene before completion while avoiding punishment for unrealized thoughts.[11] In jurisdictions adopting the Model Penal Code approach, a substantial step is defined as conduct that is "strongly corroborative of the actor's criminal purpose" in a course of conduct planned to culminate in the offense.[12] For attempted murder, qualifying steps typically involve overt physical acts directed at the victim, such as aiming and discharging a firearm with intent to kill, administering poison or a lethal substance, or wielding a weapon in a manner calculated to inflict fatal injury.[13] Courts evaluate these under an objective test: the conduct must unequivocally indicate murderous intent and be more than remote preparation, like merely purchasing a weapon without further action toward use.[6] The Model Penal Code illustrates substantial steps applicable to attempts generally—including for murder—as lying in wait or searching for the victim, reacting to the victim or victimizing property with deadly force, reconnoitering the target scene, unlawfully entering or remaining in a structure or vehicle, and possessing materials substantially adapted for criminal purposes, such as a disguised explosive device.[12] These examples underscore that the step must corroborate the specific intent to kill, as mere possession of a gun, absent context like stalking or positioning for attack, often remains preparatory.[14] Federal courts, applying 18 U.S.C. § 1114 for attempted murder of federal officers, hold that a substantial step exists when actions are "strongly indicative" or "unequivocally demonstrating" the intent, as in cases where a defendant loads a weapon and advances toward the victim but is interrupted.[11] State precedents align, rejecting liability for ambiguous preparations—like scouting locations without armament—while upholding convictions for acts entering the "dangerous proximity" to death, even if completion fails due to external factors like victim evasion.[15] This threshold balances deterrence of imminent threats against overreach, with evidentiary burdens met through direct observation, forensic traces, or defendant admissions linking the step to lethal purpose.[6]Mens Rea: Specific Intent to Kill
The mens rea for attempted murder requires proof of specific intent to kill, whereby the defendant must have consciously desired and purposefully sought to cause the death of the victim through their actions. This mental state goes beyond mere recklessness, negligence, or knowledge that death might result; it demands that the defendant acted with the deliberate purpose of achieving the victim's death, even if the attempt ultimately fails.[16][17] In contrast to completed murder, which in many jurisdictions can be established through implied malice, depraved heart, or felony murder rules without necessitating intent to kill, attempted murder excludes these lesser mens rea standards because the actus reus remains incomplete, rendering the specific intent requirement essential to distinguish culpable purpose from mere risk-taking.[18][19] Specific intent is differentiated from general intent in that the former incorporates not only the volitional commission of an act but also the aim toward a particular consequence—here, death—while general intent suffices for crimes where the prohibited result is inherent in the act itself without requiring desire for that outcome.[20] For example, firing a gun in a crowded area might evince general intent to commit battery or assault but falls short of attempted murder absent evidence of targeted purpose to kill a specific individual. Courts infer this intent from objective factors, including the nature of the weapon or method employed (e.g., aiming at vital organs), the defendant's statements, prior threats, or the substantial risk created under the circumstances, but subjective intent must ultimately be established beyond a reasonable doubt.[21][22] Landmark case law reinforces this stringent standard. In Taylor v. State (Indiana Supreme Court, 1993), the court ruled that a defendant cannot be convicted of attempted murder without proof of specific intent to kill the victim, as the attempt statute demands intent to effect the full proscribed result of homicide.[23] Similarly, in State v. Sutton (South Carolina Supreme Court, 2001), attempted murder convictions were upheld only where evidence demonstrated conduct directed toward killing with the requisite purpose, distinguishing it from assault with intent to kill or other general intent offenses.[24] Defenses such as voluntary intoxication may negate specific intent by impairing the capacity for purposeful action, though jurisdictions vary on its applicability.[25] This focus on specific intent ensures that liability attaches solely to those who have crossed into willful pursuit of death, aligning with first-principles accountability for directed criminal purpose.Historical Evolution
Origins in English Common Law
In English common law, the offense of attempted murder developed as part of the broader recognition of criminal attempts, which were not generally punishable as distinct crimes until the late 18th century. Prior to this period, incomplete acts toward a felony like murder typically fell under lesser offenses such as assault or were not criminally sanctioned if no harm occurred, reflecting a focus on completed wrongs rather than preparatory conduct.[26][27] The shift emphasized mens rea—specific intent to kill—and an overt act sufficiently proximate to completion, distinguishing attempts from mere preparation or recklessness.[28] The foundational case establishing attempt as a common law misdemeanor was Rex v. Scofield (1784), where a servant fired a gun at his master with intent to kill but missed; the court convicted him of attempt to murder, holding that "the intent may make the act" criminal even without success.[26][29] Lord Mansfield's ruling extended to felonies generally, requiring proof of deliberate intent toward the substantive crime and an unequivocal step beyond preparation, such as discharging a weapon aimed to cause death.[30] This marked the first reported instance of attempt liability independent of outcome, treating it as punishable conduct to deter dangerous intent.[31] Under common law, attempted murder remained a misdemeanor, carrying penalties like fine, imprisonment, or pillory, lesser than the capital punishment for consummated murder.[32] Judicial evolution in the 19th century refined the "proximity" test, as in R v. Eagleton (1855), demanding acts immediately connected to the intended killing, but origins rested on Scofield's intent-focused framework, prioritizing prevention of harm over strict completion.[33] This approach influenced subsequent reforms, though common law courts consistently upheld specific intent to kill as essential, rejecting liability for merely reckless endangerment.[28]19th-20th Century Developments
In England, the early 19th century saw legislative efforts to address non-fatal violence, including the Offences Against the Person Act 1828, which streamlined penalties for offenses such as attempted murder alongside assault, battery, and manslaughter.[34] This act marked an initial statutory recognition of attempted murder as warranting structured punishment, reflecting broader reforms amid rising concerns over personal violence during industrialization.[35] Prior to such statutes, common law treated attempts to murder as misdemeanors punishable by up to two years' imprisonment, emphasizing the need for an overt act beyond mere preparation.[36] The Offences Against the Person Act 1861 further consolidated and elevated the offense, defining under Section 15 that any attempt to commit murder by means other than those specified in preceding sections (such as shooting or poisoning in Sections 11–14) constituted a felony, punishable by penal servitude for life or a term of at least five years. This reform shifted attempted murder from a lesser misdemeanor to a grave felony, aligning penalties more closely with the intent's severity while distinguishing it from completed homicide.[37] Case law refined the actus reus requirement; in R v Eagleton (1855), the court held that liability attaches only to acts forming a substantial step toward commission, excluding remote or preparatory conduct, a principle extended to attempts including murder.[38] In the United States, inheriting English common law, states codified attempt liability during the 19th century, recognizing attempted murder as requiring specific intent to kill and a direct act, though general attempt statutes emerged gradually rather than uniformly.[39] Early penal codes, such as revisions in New York and Pennsylvania, punished attempts to murder as felonies akin to their English counterparts, with penalties escalating based on proximity to completion, amid expanding criminal codes that retained traditional homicide distinctions.[40] Twentieth-century developments in England focused on sentencing and procedural refinements rather than redefining core elements. The Criminal Justice Act 1948 replaced penal servitude with imprisonment terms, maintaining life sentences as maximum for attempted murder while emphasizing judicial discretion.[41] Doctrinal evolution reinforced strict mens rea, requiring unambiguous intent to kill, as seen in appellate scrutiny of borderline cases, though statutory codification of attempts awaited the Criminal Attempts Act 1981.[42] In the U.S., federal recognition of attempts solidified post-19th century, influencing state reforms toward Model Penal Code standards by mid-century, prioritizing substantial steps and intent without altering the offense's foundational gravity.[11]Modern Codification and Reforms
The Model Penal Code (MPC), finalized by the American Law Institute in 1962, provided a foundational framework for codifying attempt liability in the United States, emphasizing specific intent and a "substantial step" toward commission of the target offense, such as murder.[6] This approach rejected common law proximity tests and impossibility defenses, focusing instead on the defendant's purposeful mental state and objective conduct that corroborates criminal intent, thereby enabling prosecution for incomplete attempts where factual circumstances prevented completion.[11] By the 1970s, over half of U.S. states had incorporated MPC-inspired provisions into their penal codes during comprehensive revisions, standardizing attempted murder as a felony often graded one degree below murder, with penalties up to life imprisonment in aggravated cases.[11] Federal codification under 18 U.S.C. § 1113, enacted as part of broader 20th-century statutory consolidation, defines attempt to commit murder as requiring intent to kill and an act constituting a substantial step toward that end, punishable by up to 20 years' imprisonment or fines.[4] These reforms addressed doctrinal ambiguities, such as merger of attempts into completed crimes, by permitting separate charging where the attempt demonstrated independent dangerousness, though sentencing guidelines introduced in the 1980s via the U.S. Sentencing Commission further calibrated punishments based on factors like victim injury and use of weapons.[8] In England and Wales, the Criminal Attempts Act 1981 statutorily defined attempt for the first time, replacing fragmented common law rules following the partial repeal of related offenses in the Criminal Law Act 1967.[42] Section 1 establishes liability where a person, intending to commit an offense like murder, performs an act more than merely preparatory to its execution, with the actus reus assessed objectively to ensure proximity without requiring dangerousness per se. This codification mitigated prior uncertainties in jury instructions and appellate reviews, imposing maximum penalties equivalent to the substantive offense—life for attempted murder—while excluding legal impossibility as a bar to conviction.[42] Subsequent reforms in both jurisdictions have refined evidentiary thresholds; for instance, U.S. courts post-MPC have upheld convictions based on reconnaissance or possession of tools as substantial steps when linked to intent, as in United States v. Jackson (1983), which aligned federal practice with MPC standards.[11] In the UK, amendments via the Coroners and Justice Act 2009 indirectly influenced attempt grading by clarifying diminished responsibility defenses applicable to underlying murder intent. These developments prioritized causal dangerousness over moral luck in outcomes, ensuring attempts reflect equivalent culpability to successes where intent and action align.[42]Jurisdictional Variations
Common Law Systems
In common law jurisdictions, attempted murder requires proof of specific intent to kill a particular victim and an overt act constituting a substantial step or direct movement toward completion of the homicide, short of the actus reus of murder itself.[7] This formulation traces to English common law precedents emphasizing that the mens rea must be purposeful intent to cause death, excluding lesser intents such as to inflict grievous bodily harm, which suffice for completed murder but not its attempt.[43] The actus reus demands more than preparation—typically an unequivocal commencement of the execution phase, as mere intent or equivocal acts do not suffice to establish criminal liability. These core elements persist across systems influenced by common law, though codified with jurisdictional nuances; for instance, the United Kingdom's Criminal Attempts Act 1981 defines the act as "more than merely preparatory" to the offense, paired with intent to commit murder. In Canada, section 239 of the Criminal Code deems any means of attempting murder an indictable offense, implicitly incorporating the intent-to-kill requirement via interpretive case law.[44] United States federal law under 18 U.S.C. § 1113 similarly punishes attempts to commit murder, with states generally adopting the Model Penal Code's "substantial step" test strongly corroborative of the actor's criminal purpose.[4] Penalties reflect the gravity of thwarted lethal intent, often mirroring murder's severity: life imprisonment is possible in the UK and Canada, while U.S. federal attempts carry up to 20 years, with states varying from 15 years to life depending on aggravating factors like use of firearms.[45][44][4] Defenses such as legal impossibility (e.g., attempting to kill a corpse) have historically been rejected in favor of factual impossibility distinctions, prioritizing the defendant's dangerous culpability over fortuitous failure.[7] This approach underscores causal realism in punishing embryonic threats to life, undeterred by incomplete outcomes.United States
In the United States, attempted murder is prosecuted as a distinct felony under both federal and state statutes, requiring proof of specific intent to unlawfully kill another person and an overt act that constitutes a substantial step toward completing the homicide.[46][8] This formulation derives from common law traditions but has been codified with influences from the Model Penal Code (MPC) § 5.01, which defines attempt as acting with the kind of culpability required for the underlying crime and engaging in conduct that would be strongly corroborative of the actor's criminal purpose, such as a substantial step.[47][48] Federal jurisdiction applies in cases involving interstate commerce, federal officers, or specific predicates like racketeering, while states handle the majority of prosecutions with variations in elements and penalties.[49] Under federal law, 18 U.S.C. § 1113 criminalizes attempts to commit murder, punishable by up to 20 years' imprisonment and fines, emphasizing that the act must occur within federal jurisdiction and demonstrate unequivocal intent to kill without completion of the homicide.[4] Courts interpret "substantial step" as conduct that a reasonable person would view as advancing the criminal objective, rejecting mere preparation while upholding actions like arming and approaching the victim.[13] State laws mirror this but diverge: for instance, California Penal Code § 664/187 treats willful, deliberate attempted murder as punishable by 15 years to life, akin to first-degree murder sentencing without capital punishment.[50] Many states, influenced by the MPC's substantial step test adopted post-1962, have moved away from stricter common law proximity doctrines (e.g., requiring near-completion), though holdouts like some Southern jurisdictions retain "dangerous proximity" thresholds.[51][48] Penalties reflect the gravity of the intent, with federal sentences capped at 20 years absent enhancements, while states often impose 10–25 years minimum for aggravated attempts, escalating to life for premeditated cases involving firearms or vulnerable victims.[1][4] No jurisdiction permits the death penalty for attempted murder, distinguishing it from completed homicide, though enhancements under habitual offender laws or federal sentencing guidelines can yield effective life terms.[52] U.S. Supreme Court precedents, such as those clarifying attempt under predicate statutes like VICAR in United States v. Delligatti (2025), affirm that attempted murder qualifies as a "crime of violence" requiring physical force, reinforcing strict mens rea standards without altering core elements.[53] Empirical data from federal prosecutions show convictions hinge on corroborative evidence like witness testimony or forensics, with acquittal risks high if intent is ambiguous.[13]United Kingdom
In England and Wales, attempted murder constitutes an indictable offence under section 1 of the Criminal Attempts Act 1981, which codifies the elements of criminal attempts applicable to the substantive offence of murder. A person is guilty if, acting with the intention to commit murder, they perform an act that is more than merely preparatory to the commission of the full offence. This threshold for the actus reus—distinct from conspiracy or mere preparation—has been interpreted by courts to require proximity to the completed act, such as firing a weapon at the victim or administering poison with knowledge of its lethal potential, though factual impossibility (e.g., using an unloaded gun) does not preclude liability if the intent and act align.[43] The mens rea demands specific intent to kill, a stricter standard than for murder itself, which encompasses either intent to kill or intent to cause grievous bodily harm resulting in death; foresight of consequences or recklessness suffices neither for attempt nor equates to the requisite intent.[43] Proof of this intent may be inferred from circumstantial evidence, including the nature of the act, use of a dangerous weapon, or statements by the accused, but prosecutors must exclude reasonable doubt regarding any lesser intent, such as mere wounding.[43] Defences available include lack of intent, automatism, or duress (though duress is unavailable for murder or its attempt), and the offence merges into completed murder if death occurs subsequently.[43] Upon conviction, attempted murder carries a maximum sentence of life imprisonment, with no mandatory minimum but guided by the Sentencing Council's framework effective from 1 July 2021, which categorizes harm and culpability to yield a custody range of 3 to 40 years, adjusted for aggravating factors like premeditation, vulnerability of the victim, or use of a weapon, and mitigating factors such as provocation or guilty plea.[45][54] In practice, starting points vary: 27 years for high culpability/high harm (e.g., attempted murder of a child), down to 9 years for lower categories, with life reserved for the most egregious cases.[45] In Scotland, attempted murder remains a common law offence rather than statutorily defined, requiring similar intent to kill and an overt act towards that end, with penalties up to life imprisonment under judicial discretion, though lacking the precise "more than merely preparatory" test of the 1981 Act.[43] Northern Ireland follows analogous principles under its own adaptations of common law and statute, including the Criminal Attempts and Conspiracy (Northern Ireland) Order 1983, aligning closely with England and Wales in elements and maximum penalties.[42]Canada
In Canada, attempted murder is an indictable offence under section 239(1) of the Criminal Code, which states that every person who attempts by any means to commit murder is liable to imprisonment for life.[44] The offence is distinct from incomplete murder charges, requiring proof of both actus reus and mens rea without the completion of the underlying homicide.[21] Section 24(1) of the Criminal Code defines an attempt generally as an act or omission done with intent to commit the offence for the purpose of carrying out that intention, but courts apply a proximity test to distinguish it from mere preparation.[55] The actus reus demands more than preparatory acts; it requires a substantial step towards the commission of murder that demonstrates proximity to completion, such as firing a weapon at the victim or administering poison with knowledge of its lethal potential.[21] Canadian courts, following common law principles, assess whether the accused's actions would appear to a reasonable observer to be directed towards the offence, excluding acts too remote from execution.[56] The mens rea for attempted murder is specific intent to kill, as established by the Supreme Court of Canada in R. v. Ancio (1984), which overruled earlier precedents allowing conviction on subjective foresight of death alone.[57] This intent must be proven beyond a reasonable doubt, either through direct evidence or inferred from circumstantial factors like the nature of the act and the use of lethal means, distinguishing it from lesser intents such as causing bodily harm.[21] Unlike murder under section 229(a), which includes implied malice, attempted murder excludes liability based on reckless endangerment or intent to cause grievous harm likely to produce death.[57] Penalties under section 239 include a maximum of life imprisonment, with minimum sentences applying if a firearm is used: four years for restricted or prohibited firearms, and seven years for certain prohibited devices.[44] Aggravating factors, such as the use of firearms or targeting vulnerable victims, can influence sentencing, while parole eligibility follows standard federal guidelines for serious offences.[58] Defences like abandonment require voluntary and effective renunciation before completion, though factual impossibility (e.g., defective weapon) does not negate liability if intent and substantial steps are present.[56]Civil Law Systems
In civil law systems, attempted murder is codified explicitly in national penal codes, emphasizing a uniform framework for attempt applicable to intentional homicide offenses. These systems typically require three core elements: dolus directus (direct intent to kill), commencement of execution (acts unequivocally advancing the crime beyond preparation), and non-completion due to external circumstances independent of the perpetrator's will. Unlike common law jurisdictions' reliance on judicial precedents like the "substantial step" test, civil law approaches prioritize objective commencement of the actus reus, with penalties often mirroring those for consummated murder but subject to mitigation based on proximity to completion.[59] France's Code pénal exemplifies this structure. Article 121-5 defines punishable attempt as manifesting the commencement of execution with intent to commit the crime, interrupted by independent factors; mere preparation does not suffice. For attempted meurtre (Article 221-1, punishable by up to 30 years' réclusion criminelle) or assassinat (with premeditation, also up to 30 years but eligible for perpétuité), the attempt incurs the same maximum penalty as the completed offense, reflecting the emphasis on dangerousness and intent. Courts assess commencement objectively, such as firing a weapon or administering poison, excluding equivocal preparatory acts.[60] In Germany, the Strafgesetzbuch (§22) punishes attempt when the offender, with intent, begins execution of a qualifying crime (minimum one-year penalty) but fails due to external interruption. Versuchter Mord (§211, murder with aggravating factors like base motives, punishable by life imprisonment) or Totschlag (§212, lesser intentional killing, up to 15 years or life) applies this to homicide, with §23 allowing courts to reduce penalties below the consummated crime's minimum but not below one year for serious attempts. Judicial practice deems acts like loading and aiming a gun as commencement, prioritizing societal protection over subjective proximity to success. Italy's Codice penale (Article 56) similarly requires "atti idonei" (suitable acts) directed unequivocally toward the delitto, non-completion notwithstanding the perpetrator's will. Tentativo di omicidio (Article 575, reclusione of at least 21 years for base homicide, or ergastolo with aggravants like premeditation) results in penalties reduced by one-third to two-thirds from the consummated offense; for ergastolo-eligible cases, this yields 24 to 30 years' reclusione. The Supreme Court interprets idoneità objectively, validating attempts like stabbing wounds that fail fatally due to medical intervention, while desisting voluntarily may lead to acquittal or mitigation.[59][61] Across these systems, doctrines like legal or factual impossibility (e.g., using an unloaded gun) generally do not bar conviction if intent and commencement are proven, underscoring causal realism in punishing inchoate threats to life. Penalties reflect the crime's gravity, with aggravating factors (e.g., targeting protected persons) escalating sanctions comparably to common law but codified prospectively for predictability.Continental Europe Examples
In France, attempted murder, known as tentative de meurtre or tentative d'assassinat, is governed by the general provision on attempts in Article 121-5 of the Penal Code, which defines an attempt as a commencement of execution suspended or failing due to circumstances beyond the perpetrator's control. Applied to willful homicide under Article 221-1 (meurtre, punishable by 30 years' réclusion criminelle) or premeditated murder under Article 221-3 (assassinat, punishable by life imprisonment), the attempt is punished with the same maximum penalty as the completed offense for these serious crimes (crimes), without mandatory reduction.[60][62] Courts assess the commencement of execution based on unequivocal acts directed at the prohibited result, such as firing a weapon at the victim.[63] In Germany, the Criminal Code (Strafgesetzbuch, StGB) addresses attempted murder through Section 23, which imposes liability for attempts to commit felonies like murder under Section 211 (killing under aggravating circumstances such as base motives, cruelty, or to conceal another crime, punishable by life imprisonment). An attempt begins when the offender starts executing the plan but fails due to external factors; punishability attaches to serious offenses without exception, though courts may mitigate the penalty below the completed offense's level, with a minimum of three years' imprisonment for life-eligible crimes.[64] This framework emphasizes the offender's dangerousness, allowing life sentences for highly culpable attempts despite incompletion.[65] In Italy, attempted homicide (tentativo di omicidio) falls under Article 56 of the Penal Code, which punishes attempts to commit non-negligent crimes like voluntary homicide in Article 575 (imprisonment of 21 to 24 years) through a reduction of the completed penalty by one-third to two-thirds, resulting in typical sentences of 7 to 16 years depending on proximity to completion and judicial discretion. Aggravating factors, such as premeditation or mafia involvement, can elevate the base offense to life imprisonment under Articles 576 or 577, with attempts accordingly adjusted but still severely sanctioned to deter intent.[59][61] The doctrine requires direct, unequivocal acts beyond mere preparation, aligning with civil law's focus on objective execution progression.Other International Approaches
In civil law jurisdictions of Latin America, attempted murder is typically addressed through general provisions on criminal attempts within national penal codes, which apply uniformly to intentional homicide offenses. These provisions require demonstrable intent (dolus) to kill and the commencement of execution, but failure to complete the act due to circumstances beyond the perpetrator's control. For instance, in Brazil, Article 14 of the Penal Code defines an attempted crime as one where the agent begins direct execution but does not consummate it for independent reasons, with penalties reduced by one-third to two-thirds compared to the completed offense; for qualified intentional homicide (12 to 30 years' reclusion), this results in correspondingly diminished sentences.[66] Similarly, Mexico's Federal Criminal Code, Article 17, punishes attempts when acts directly aimed at the crime occur but fail due to lack of diligence or unforeseen factors, imposing penalties one-third to two-thirds lower than for consummated homicide, which carries 8 to 25 years for simple cases under Article 302 or more for aggravated forms.[67] These frameworks emphasize the preparatory phase's proximity to completion, distinguishing attempts from mere preparation, which is often non-punishable. In Asian civil law systems, such as Japan, attempted murder receives specific statutory treatment under the Penal Code to reflect the gravity of the intent. Article 43 punishes attempts for crimes eligible for death or life imprisonment, like murder under Article 199 (death, life imprisonment, or 5+ years), while Article 44 limits the penalty for attempted murder to 1 to 15 years' imprisonment with work, focusing on the act's dangerousness rather than outcome.[68] This contrasts with broader reductions in Latin American codes but aligns with civil law's doctrinal focus on subjective intent and objective acts, excluding impossible attempts unless execution has unequivocally begun. Japanese jurisprudence further requires proof of a concrete plan to kill, with courts assessing factors like weapon use or injury inflicted to determine culpability. Across these regions, evidentiary standards prioritize direct evidence of mens rea, such as confessions or witness accounts, though systemic challenges like corruption in Latin America can undermine prosecutions.[69]Defenses and Doctrinal Issues
Standard Criminal Defenses
Self-defense serves as a primary justification defense in attempted murder cases, permitting the use of potentially lethal force when a defendant reasonably apprehends an imminent threat of death or grievous bodily harm from the alleged victim.[70][1] This defense requires both subjective belief in the necessity of force and objective reasonableness, with the defendant bearing the burden in many jurisdictions to prove elements by preponderance after the prosecution establishes a prima facie case.[71] For instance, if the defendant's actions—such as firing a weapon—were proportionate to a perceived deadly attack, courts have upheld acquittals, as the underlying conduct lacks criminality under principles of personal autonomy and non-aggression.[72] Limitations arise if the defendant provoked the confrontation or used excessive force beyond what a reasonable person would employ, potentially leading to conviction on lesser charges like aggravated assault.[73] The insanity defense provides an excuse by negating the capacity to form the specific intent required for attempted murder, which demands purposeful conduct aimed at causing death.[74] Under the influential M'Naghten rule, adopted in most common law systems, a defendant must demonstrate that, owing to a mental disease or defect, they either did not comprehend the nature and quality of the act or knew it but lacked awareness of its wrongfulness.[75] Empirical data from U.S. federal cases indicate success rates below 0.1% for insanity pleas overall, reflecting stringent evidentiary standards and juries' reluctance to absolve intent-driven violence; state-level applications to attempts mirror this, often requiring expert psychiatric testimony corroborated by pre-act behavior.[76] Courts reject voluntary intoxication as a full substitute for insanity, though involuntary intoxication may excuse if it induces a genuine delusion equivalent to mental defect.[77] Duress and necessity defenses rarely succeed against attempted murder charges due to the doctrine's exclusion of intentional homicide equivalents, rooted in causal realism that immediate threats cannot morally compel deliberate killing.[76] Common law precedents, such as those limiting duress to non-capital offenses unless the threat exceeds the harm inflicted, underscore this: a defendant coerced by a third party's gun to the head might argue compulsion, but prosecutors counter that free will permits resistance or flight over lethal action toward an innocent.[75] Necessity similarly fails, as no empirical justification exists for prioritizing one life over another's via premeditated attempt; U.S. v. Holmes (1842) illustrates judicial rejection of utilitarian crew-over-passenger killings in dire straits, a principle extended to attempts.[76] Jurisdictional statutes, like California's Penal Code § 26, codify these exclusions, prioritizing individual agency over situational excuses in specific-intent crimes.[78] Entrapment offers a narrow policy-based defense, applicable if government agents induced the attempt through coercion absent predisposition, shifting focus from the defendant's mens rea to state overreach.[75] Federal standards require objective evidence of inducement, such as repeated solicitations rejected until capitulation, with courts examining the defendant's reluctance via recorded interactions; success in attempt cases remains low, as predisposition—evidenced by prior planning—defeats claims.[13] These defenses, while standard, demand rigorous proof, often contested by forensic evidence like ballistics or witness accounts establishing unlawful aggression.[72]Impossibility and Related Doctrines
In criminal attempt law, the impossibility doctrine evaluates whether a defendant's efforts to commit a crime can constitute an attempt when completion proves unattainable. Factual impossibility arises when circumstances unknown to the actor, such as the victim already being deceased or the weapon malfunctioning in an unforeseen manner, preclude success despite the defendant's intent and actions.[11] Legal impossibility, by contrast, occurs when the defendant's intended conduct, even if fully executed, would not violate the criminal law, as in attempting to "receive" property already rightfully possessed.[79] Under traditional common law, factual impossibility served as a defense to attempt charges, reflecting concerns that punishing mere intent without proximate danger undermined principles of culpability.[29] However, the Model Penal Code § 5.01(1)(b), adopted in numerous U.S. jurisdictions, rejects factual impossibility as a bar to liability, holding that a person is guilty of attempt if, "acting with the kind of culpability otherwise required for commission of the crime," they engage in conduct that would constitute the offense "if the attendant circumstances were as he believes them to be."[11] This approach prioritizes the defendant's subjective belief and substantial step over extrinsic factors, ensuring liability for genuinely dangerous behavior irrespective of fortuitous failure. Federal courts have similarly declined to recognize factual impossibility in most cases, though they maintain caution to avoid extending attempt to innocuous acts.[39] For attempted murder specifically, courts applying the modern rule have upheld convictions despite factual barriers to death. In People v. Dlugash (1977), the New York Court of Appeals affirmed a conviction for attempted murder where the defendant fired nine shots at a body he reasonably believed to be alive, but which had already succumbed to prior wounds; the court reasoned that the defendant's intent to kill and overt acts sufficed, dismissing impossibility as irrelevant under the revised Penal Law.[30] Similarly, administering a substance believed to be lethal but proven inert has not shielded defendants from attempt liability when intent to kill is evident.[11] Legal impossibility remains a viable defense in jurisdictions retaining common law distinctions, negating attempt if the objective lacks criminality—such as possessing "stolen" goods mistakenly thought pilfered but actually owned.[79] Yet, it is confined to scenarios where no reasonable belief in criminality exists, avoiding broader exoneration for delusional efforts like supernatural curses intended to kill, which courts treat as factual or treatable under mens rea failures rather than impossibility.[29] Related doctrines include inherent or absolute impossibility, where the means employed could never achieve the result under any circumstances (e.g., non-lethal methods misconstrued as fatal); many courts subsume this under factual impossibility and convict based on perceived dangerousness, per Model Penal Code rationale.[11] Voluntary renunciation, distinct but doctrinally linked, excuses liability only if the defendant autonomously abandons the scheme with intent to desist before any substantial step or harm, excluding withdrawals prompted by external risks or moral qualms insufficient to negate original culpability.[11] These principles underscore that attempt liability hinges on culpable intent and preparatory acts, not ex post facto success probabilities.Merger with Completed Crimes
The merger doctrine in criminal law dictates that an attempt offense is subsumed into the completed substantive crime upon its success, barring separate convictions or punishments for both arising from the same conduct. This principle ensures that the perpetrator faces accountability for the fully realized harm rather than additive penalties for preliminary steps, aligning with prohibitions against double jeopardy.[17] In the context of attempted murder, if the victim's death results from the perpetrator's actions undertaken with intent to kill, the charge elevates to murder, rendering the attempt count obsolete and unprosecutable independently.[26] Under common law traditions, prevalent in jurisdictions such as the United States, United Kingdom, and Canada, merger prevents the attempt from standing as a distinct offense once the homicide is consummated, as the completed murder encompasses the intent and acts that would otherwise define the attempt.[80] The doctrine traces to foundational principles avoiding multiplicity of punishment for unitary criminal episodes, as articulated in early English precedents and adopted in American case law, where courts dismiss attempt indictments post-completion to focus sentencing on the terminal outcome.[81] The Model Penal Code, influential in modern statutory reforms across U.S. states, codifies this merger implicitly through grading provisions and multiple conviction limits under Section 1.07, stipulating that attempt cannot yield concurrent liability when the target offense materializes; penalties for attempt are calibrated below the completed crime's but yield entirely upon success.[80] Exceptions are rare and typically confined to scenarios involving multiple victims or distinct acts, such as an attempt on one followed by a separate completed killing of another, where merger applies only to the succeeded instance.[17] In civil law systems, analogous absorption occurs, though framed through lesser-included offense hierarchies rather than explicit merger; for example, French penal code provisions under Article 121-5 integrate preparatory acts into the principal delict upon completion, precluding standalone attempt sanctions for homicide. Empirical data from U.S. federal sentencing guidelines reflect this doctrine's application, with over 90% of transitioned attempt-to-completion cases resulting in single-count murder convictions in fiscal year 2023 reports, underscoring prosecutorial deference to merger for efficiency and fairness.Sentencing and Penalties
Penalty Structures
Penalty structures for attempted murder generally mirror the severity of murder by emphasizing the perpetrator's intent to kill, often imposing maximum sentences up to life imprisonment in both common law and civil law jurisdictions, though actual terms are modulated by statutory guidelines, weapon use, and proximity to completion.[1] In common law systems, absent specific statutes, the maximum penalty equals that of the completed offense, reflecting doctrinal principles that punish dangerousness and culpability equivalently, with sentencing frameworks incorporating culpability levels, harm caused, and aggravating factors like premeditation.[45] In the United States federal system, 18 U.S.C. § 1113 limits attempted murder to a maximum of twenty years' imprisonment and fines, distinct from state provisions where attempted first-degree murder frequently carries life sentences with mandatory minimums such as twenty or twenty-five years in states like California.[4] [1] United Kingdom guidelines under the Sentencing Council establish a life maximum with a custody range of three to forty years, featuring starting points based on high culpability (e.g., twenty-seven years for category 1 harm) or medium/low (e.g., sixteen or six years), adjusted for factors like weapon discharge or victim vulnerability.[45] In Canada, section 239 of the Criminal Code sets a life maximum, with minimums of four years for firearm use (five for restricted/prohibited firearms or organized crime links, seven for repeat offenses), prosecuted as indictable offenses emphasizing intent.[44] Civil law systems structure penalties through codified scales tying attempt liability to the underlying crime's severity, often without reduction for incompletion in intentional felonies. In Germany, under the Strafgesetzbuch (§ 211 for murder, § 23 for attempts), attempted murder can yield life imprisonment if qualifying as Mord (aggravated homicide intent), treating preparatory acts toward killing as equivalently grave.[82] French Penal Code articles (e.g., 221-1 for murder, 121-5 for attempts) impose up to thirty years for attempted assassination equivalents, escalating to life for aggravating circumstances like torture, with courts calibrating based on premeditation and means employed.[83]| Jurisdiction | Maximum Penalty | Key Structural Features |
|---|---|---|
| US Federal | 20 years imprisonment | Fixed statutory cap; fines possible; no life term.[4] |
| UK | Life imprisonment | Guidelines with culpability/harm matrix; range 3-40 years.[45] |
| Canada | Life imprisonment | Firearm minimums (4-7 years); intent-focused.[44] |
| Germany | Life imprisonment | Equivalent to completed murder for intentional acts.[82] |
| France | 30 years to life | Scaled by aggravation; attempt tied to base offense.[83] |