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Swern oxidation

The Swern oxidation is a mild that selectively converts primary s to aldehydes and secondary s to ketones using (DMSO) as the stoichiometric oxidant, activated by in the presence of a tertiary such as triethylamine, typically conducted at low temperatures like -78 °C in . Developed in 1978 by Daniel Swern and coworkers at , the method builds on earlier activated-DMSO oxidations like the Moffatt oxidation but employs for cleaner activation and broader applicability, rapidly becoming a cornerstone of synthetic for its efficiency in complex molecule synthesis. The reaction proceeds via formation of a reactive chlorosulfonium intermediate from DMSO and , which coordinates with the alcohol to generate an alkoxysulfonium salt; subsequent by the base then facilitates elimination to the carbonyl product, releasing and . Among its notable advantages, the Swern oxidation avoids toxic chromium-based reagents common in traditional methods like the , operates under neutral and conditions to tolerate acid- or base-sensitive s such as epoxides, acetals, and silyl ethers, and prevents overoxidation of aldehydes to carboxylic acids due to the absence of . Yields are generally high (often >90%) for a wide scope of substrates, including allylic, benzylic, and propargylic alcohols, making it particularly valuable in and pharmaceutical . However, it requires cryogenic temperatures for optimal selectivity, generates a pungent odor from byproduct, and demands rigorous exclusion of to avoid and side reactions. Variations, such as using instead of or polymer-supported DMSO for easier purification, have addressed some limitations while preserving the core benefits; more recently, as of 2025, an electrochemical variant using as a mediator enables operation at with broad tolerance.

Introduction

Definition and Scope

The Swern oxidation is a mild and selective method for the oxidation of primary alcohols to aldehydes and secondary alcohols to ketones, utilizing (DMSO) as the stoichiometric oxidant, as the activating agent, and triethylamine as the base to facilitate the reaction under low-temperature conditions. This approach represents a significant advancement in techniques, offering high yields and minimal side reactions compared to traditional methods involving toxic metal-based oxidants. The scope of the Swern oxidation is broad, encompassing a wide range of aliphatic, aromatic, and allylic s while demonstrating excellent for the . It is particularly advantageous for substrates bearing acid-sensitive protecting groups, such as tetrahydropyranyl (THP) ethers, trialkylsilyl ethers, and acetals, which remain intact during the reaction. Additionally, the method prevents over-oxidation of primary s to carboxylic acids, making it ideal for synthesizing aldehydes in complex molecules. In general, the transformation can be represented as follows for primary alcohols: \text{R-CH}_2\text{OH} \rightarrow \text{R-CHO} and for secondary alcohols: \text{R}_2\text{CHOH} \rightarrow \text{R}_2\text{C=O} with the primary byproducts being (DMS), (CO), (CO₂), and triethylammonium chloride (Et₃NH⁺Cl⁻).80197-5) Discovered by Daniel Swern and colleagues in 1978, this reaction laid the groundwork for modern mild oxidations, with further refinements detailed in subsequent studies.

Historical Background

The Swern oxidation was developed between 1978 and 1981 by American chemist Daniel Swern, a professor at in , along with collaborators including Kanji Omura and Anthony J. Mancuso. This method emerged as an advancement in DMSO-based alcohol oxidations, building directly on the earlier Pfitzner-Moffatt oxidation introduced in the mid-1960s, which employed dicyclohexylcarbodiimide (DCC) to activate (DMSO) but generated copious, hard-to-remove byproducts that complicated purification. Swern's innovation replaced DCC with , enabling cleaner activation of DMSO and producing volatile byproducts like , , and , which could be easily removed under reduced pressure. The initial was reported in a 1978 communication detailing the preparative and mechanistic aspects of the oxalyl chloride-DMSO system for oxidizing alcohols to carbonyl compounds. A follow-up that year extended the scope to long-chain and related alcohols, demonstrating high yields under mild conditions. The comprehensive and full procedural report appeared in 1981, solidifying the method's reliability and versatility for synthetic applications. This development was motivated by the demand for a non-metal-based oxidant that could selectively convert primary and secondary alcohols to aldehydes and ketones without the toxicity, environmental concerns, or over-oxidation risks associated with traditional reagents like chromium(VI) (e.g., Jones or Collins oxidants) and . By operating at low temperatures in aprotic solvents, the Swern oxidation addressed these limitations, offering compatibility with acid- or base-sensitive functional groups. By 2025, the Swern oxidation and its foundational publications have amassed over 10,000 citations in the literature, reflecting its enduring influence as a cornerstone of modern and its frequent adoption in total syntheses of complex natural products.

Reagents and Procedure

Key Components

The Swern oxidation relies on a combination of primary reagents that provide the chemical foundation for mild, selective . (DMSO) serves as the stoichiometric oxidant, typically employed in 1.5–2 equivalents relative to the alcohol substrate, acting as the ultimate source of oxygen transfer in the reaction. functions as the activator, used in 1.2–1.5 equivalents, to render DMSO electrophilic by forming a . Triethylamine, added in 2–3 equivalents, acts as a to deprotonate the key intermediate and scavenge the HCl generated during activation. The reaction is conducted under strictly anhydrous conditions, as moisture can hydrolyze and lead to diminished yields or side reactions; DMSO must be rigorously dried (e.g., via over ) to ensure purity and prevent of the active species. (DCM) is the standard solvent due to its low and ability to keep byproducts like triethylammonium chloride in solution for easy removal, though alternatives such as may be used for substrates sensitive to chlorinated solvents. Byproducts of the reaction include (DMS), a volatile and strongly odorous compound that facilitates odorless variants in some modified protocols; (CO) and (CO₂) gases, which are evolved during the process and require proper ventilation; and triethylammonium chloride, a solid salt that precipitates and can be filtered off during .

Experimental Protocol

The Swern oxidation is conducted under an inert atmosphere of or using oven-dried glassware to ensure conditions. The reaction requires low temperatures, typically −78 °C maintained by a –acetone bath, to control the exothermic activation step and minimize side reactions such as chlorination. serves as the preferred solvent due to its low and ability to dissolve the effectively. A representative procedure for a 1–10 mmol scale begins with dissolving oxalyl chloride (1.1–1.5 equiv) in dichloromethane (approximately 5–10 mL per mmol of alcohol) and cooling to −78 °C. Dimethyl sulfoxide (1.5–2 equiv) in dichloromethane (1–2 mL) is added dropwise over 5–10 minutes, with stirring continued for 10–15 minutes to form the activated intermediate, during which carbon dioxide and hydrogen chloride gases evolve. A solution of the alcohol substrate (1 equiv) in dichloromethane (2–5 mL) is then added dropwise over 5 minutes, and the mixture is stirred at −78 °C for 15–30 minutes. Triethylamine (2–3 equiv) is then added dropwise over 1 minute at −78 °C, and the mixture is stirred at this temperature for 15–30 minutes before allowing it to warm gradually to room temperature over 30–60 minutes, during which the oxidation completes and dimethyl sulfide byproduct forms. Workup involves quenching the reaction at 0 °C or below by slow addition to a stirred mixture of water (or saturated aqueous ) and (10–20 mL per mmol) to manage any residual exotherm. The layers are separated, and the aqueous phase is extracted with (3 × 10 mL). The combined organic layers are washed sequentially with water (10 mL), saturated (10 mL), and (10 mL), then dried over anhydrous , filtered, and concentrated under reduced pressure (below 30 °C, 20–50 mmHg) to avoid volatilization of sensitive products like aldehydes. The crude product is typically purified by flash on using or as eluent. Yields are generally 80–95% for simple alcohols. This protocol is suitable for 1–100 mmol scales in standard laboratory settings; larger scales (e.g., >100 mmol) necessitate enhanced fume hood ventilation and gas trapping due to increased volumes of toxic carbon monoxide and odorous dimethyl sulfide produced. Safety precautions are essential, as oxalyl chloride is highly reactive, corrosive, and lachrymatory, releasing hydrogen chloride, carbon dioxide, and carbon monoxide upon reaction with DMSO. All manipulations must occur in a fume hood with appropriate personal protective equipment, including gloves, goggles, and a lab coat. The characteristic garlic-like odor of dimethyl sulfide signals reaction progress but indicates the need for good ventilation to avoid exposure. Temperature control is critical to prevent violent gas evolution or decomposition.

Mechanism

Activation of DMSO

The activation of (DMSO) in the Swern oxidation occurs through its reaction with , forming a highly electrophilic essential for the oxidation . The oxygen atom of DMSO acts as a , attacking one of the carbonyl carbon atoms of (COCl)2, which leads to chloride displacement and the formation of a transient . This then decomposes, evolving (CO) and (CO2), to produce the chlorodimethylsulfonium chloride salt as the key activated species. The simplified equation for this transformation is: (CH_3)_2SO + (COCl)_2 \rightarrow [(CH_3)_2SCl]^+ Cl^- + CO + CO_2 This step is performed under strictly controlled conditions, typically at temperatures of -60 to -78 °C in as the , to ensure the stability of the reactive intermediate and minimize side reactions or . The resulting chlorosulfonium features a resonance-stabilized , where the positive charge is delocalized between the and atoms, rendering the sulfur center highly electrophilic and suitable for interacting with nucleophilic substrates. This activation generates a potent, non-metallic oxidant that drives the overall mild oxidation of alcohols to carbonyl compounds.

Alcohol Addition and Deprotonation

In the Swern oxidation, the second step involves the nucleophilic attack by the oxygen atom of the on the atom of the chlorodimethylsulfonium , which is generated from the prior activation of DMSO. This addition displaces the chloride , forming an alkoxy(dimethyl)sulfonium as the key . The reaction can be represented as: \mathrm{RCH_2OH + (CH_3)_2SCl^+ \rightarrow RCH_2O-S^+(CH_3)_2 + Cl^-} Subsequently, in the third step, triethylamine acts as a base to deprotonate the α-carbon of the alkoxysulfonium ion, generating a sulfur ylide that undergoes intramolecular syn-β-elimination. This process expels dimethyl sulfide (DMS) and directly affords the corresponding aldehyde or ketone product. The deprotonation step is rate-determining under standard conditions, with its efficiency influenced by the strength and steric properties of the base employed. These mild conditions, typically conducted at low temperatures such as -78 °C, allow the preservation of sensitive functional groups that might be incompatible with harsher oxidants.

Modified Conditions

To address the need for less stringent cooling requirements in the standard Swern oxidation, which typically requires -78°C to prevent of the activated DMSO species, a modification employs (TFAA) as the activating agent instead of . This variant allows the reaction to proceed at higher temperatures, such as -30°C, reducing the reliance on cryogenic conditions while maintaining high yields and selectivity for . The TFAA-DMSO system generates a more stable intermediate, minimizing side reactions like chlorination or observed at elevated temperatures with . Variations in the base used for also enhance the method's utility, particularly for sensitive substrates prone to epimerization. In the standard protocol, triethylamine serves as the base, but for α-chiral alcohols, such as β-amino alcohols, it can promote at the α-carbon due to enolization of the intermediate. Substituting with the bulkier (Hunig's base, DIPEA) sterically hinders this process, preserving enantiomeric excess during oxidation; for instance, in the of N-protected α-amino aldehydes from β-amino alcohols, DIPEA reduces epimerization to negligible levels compared to triethylamine, albeit with slightly slower reaction rates. Solvent choices beyond () have been adapted to accommodate poorly soluble substrates, with (THF) or providing better dissolution without compromising the reaction's efficiency. THF, in particular, supports the activation step effectively due to its compatibility with the polar intermediates, while has been used in procedures requiring non-polar environments to avoid side products. Additionally, polymer-supported DMSO variants facilitate purification by allowing easy separation of the residue via or ; for example, soluble polystyrene-bound enable stoichiometric use of the oxidant, the support after reoxidation and eliminating the and issues associated with excess DMSO. Post-2000 developments have focused on safer, scalable implementations through microscale and continuous-flow adaptations, addressing the hazardous evolution of and from decomposition. In systems, precise control of residence times enables room-temperature Swern oxidations, with yields exceeding 90% for diverse alcohols, while minimizing gas buildup and reagent waste. These flow protocols, often using TFAA for further temperature flexibility, have been applied in pharmaceutical synthesis to handle CO safely via integrated scrubbing. A notable variant employs (TCT) as the activator in place of , forming a reusable intermediate that avoids gaseous byproducts altogether; this TCT-DMSO system operates at 0°C to , delivering carbonyl products in 80-95% yields with simplified , making it suitable for multi-gram scales without excess chloride salts. In , an electrochemical variant was reported that selectively oxidizes primary and secondary alcohols to aldehydes and ketones at using as a mediator in an undivided cell, avoiding cryogenic conditions and hazardous reagents while offering broad tolerance and scalability in .

Alternative Oxidations

The Moffatt oxidation, developed in the early , represents a foundational DMSO-based method for oxidizing primary and secondary alcohols to aldehydes and ketones, utilizing dicyclohexylcarbodiimide () to activate DMSO under acidic conditions. This approach generates a byproduct from the , which can complicate purification, and often requires elevated temperatures that limit its applicability to sensitive substrates. A modification by Pfitzner, reported concurrently, employs activation without catalysis, reducing side reactions associated with halide byproducts while maintaining the core mechanism of sulfoxonium ylide formation. Related methods emerged in the mid-1960s, such as the Albright-Goldman oxidation, which activates DMSO with to form an acetoxydimethylsulfonium intermediate, suitable for oxidizing alcohols under conditions at . This variant is particularly effective for sterically hindered alcohols but can lead to acetate ester formation as a side product. The Parikh-Doering oxidation, introduced in 1967, uses pyridine-sulfur trioxide complex to activate DMSO, providing milder conditions that proceed at ambient temperature and avoid corrosive activators like . Although slower than the Swern oxidation, it offers cleaner reaction profiles with fewer volatile byproducts, making it preferable for large-scale or acid-sensitive syntheses. The Corey-Kim oxidation, disclosed in 1972, diverges by generating an activated species from and N-chlorosuccinimide rather than DMSO, enabling low-temperature oxidations (as low as -25 °C) for enhanced control over reactive intermediates. This method produces and methylthiomethylium chloride as byproducts, which are less odorous than those in Swern but require careful handling of the chlorinating agent. In comparisons, the Swern oxidation generally outperforms the Moffatt procedure in speed and yield while minimizing formation, though it introduces a more pronounced odor from volatile compounds. The Parikh-Doering approach circumvents the toxicity of used in Swern, trading some efficiency for improved safety and ease of workup. More contemporary alternatives, such as IBX-mediated oxidations (introduced in 1994), offer metal-free, selective transformations without DMSO, avoiding over-oxidation of aldehydes to carboxylic acids. TEMPO-based catalytic systems, developed in the 1980s, provide aerobic conditions for mild oxidations but often require transition metals or additional oxidants. Despite these advances, the Swern oxidation retains preference in many syntheses due to its high selectivity for alcohols without affecting other functional groups.

Applications

Synthetic Uses

The Swern oxidation serves as a primary for the selective oxidation of primary and secondary alcohols to aldehydes and ketones in multi-step , where its mild conditions enable the execution of reactions with minimal reliance on protecting groups for sensitive substrates. This utility stems from the low-temperature operation, typically at -78 °C, which prevents over-oxidation of aldehydes to carboxylic acids and reduces side reactions. The reaction exhibits broad compatibility with acid- and base-sensitive functional groups, including alkenes, alkynes, aromatic systems, and epoxides, rendering it particularly valuable for assembling complex molecules such as natural products without disrupting these motifs. For instance, epoxides remain intact during oxidation of adjacent functionalities, as demonstrated in syntheses involving epoxides. This tolerance arises from the mechanism's reliance on nucleophilic activation of DMSO rather than harsh electrophilic oxidants, allowing integration into sequences containing these groups. In practice, the Swern oxidation is routinely applied on scales ranging from milligrams to grams in total syntheses, where volatile byproducts facilitate easy removal and high purity. However, its adoption diminishes at industrial scales due to the strong odor of byproduct, the expense of , and the generation of significant and CO₂ gases. The is often paired with subsequent transformations such as reductive aminations, olefinations, or cross-couplings, enabling efficient progression in sensitive synthetic routes that avoid the incompatibilities of stronger oxidants. Its widespread exploitation is evident in numerous total syntheses of natural products, underscoring its status as a staple in modern .

Notable Examples

One notable application of the Swern oxidation in is its use in the of the fungal (+)-isovelleral, an acid-sensitive featuring a strained ring fused to a dialdehyde moiety. In the route developed by de Groot and coworkers, the bis(hydroxymethyl)cyclopropane intermediate was selectively oxidized to the corresponding dialdehyde without ring opening or decomposition of the sensitive structure, highlighting the method's compatibility with fragile functional groups under mild, non-acidic conditions. This step completed the in high yield, demonstrating the Swern oxidation's utility for late-stage transformations in assembly. The reaction scheme for this transformation is as follows: \ce{(cyclopropane with -CH2OH at C1 and -CH2OH at C2) ->[Swern oxidation ( (COCl)2, DMSO, Et3N, CH2Cl2, -78 ^\circ C to rt )] (cyclopropane with -CHO at C1 and -CHO at C2) (+)-isovelleral} In the synthesis of avermectin derivatives, the Swern oxidation enabled selective oxidation of an allylic secondary alcohol to the corresponding ketone in the macrocyclic aglycon core, avoiding over-oxidation or epimerization at adjacent stereocenters. This was crucial in preparing 13-oxo-avermectin B1a aglycon, which was then reduced stereoselectively to introduce nitrogen substituents for enhanced biological activity against parasites. The mild conditions preserved the sensitive polyene and sugar moieties, yielding the ketone in good efficiency as part of Merck's efforts to develop semi-synthetic antiparasitic agents. The scheme for the key oxidation step is: \ce{avermectin B1a aglycon (13-OH allylic alcohol) ->[Swern oxidation] 13-oxo-avermectin B1a aglycon} The Swern oxidation played a pivotal role in the total synthesis of taxol (paclitaxel), particularly in constructing the baccatin III core by oxidizing a secondary alcohol to a ketone essential for the taxane ring system. In Holton's landmark synthesis, this oxidation proceeded without affecting sensitive protecting groups or the azetidinone ring in subsequent steps, enabling the final coupling of the phenylisoserine side chain to form the anticancer agent. This application underscored the method's tolerance for nitrogen-containing heterocycles and its efficiency in multi-step pharmaceutical sequences during the 1990s race to synthesize taxol. (Note: The full details appear in the accompanying J. Am. Chem. Soc. papers from 1994.) The corresponding scheme is: \ce{(protected taxane alcohol in ring B) ->[Swern oxidation] (protected taxane ketone in ring B)} In the synthesis of vancomycin aglycon analogues, the Swern oxidation has been employed to oxidize alcohols while maintaining biaryl ether and peptide linkages intact, contributing to structure-activity studies of antibiotic resistance. For instance, in Boger's synthesis of modified vancomycin aglycons, it facilitated the preparation of carbonyl intermediates under mild conditions compatible with the complex peptide framework. For prostaglandin analogs, the Swern oxidation has been routinely used to generate aldehydes from primary alcohols in cyclopentenone intermediates, enabling subsequent olefination to install the ω-side chain. In a regioselective route to B1 and phytoprostane B1, deprotection of a silyl ether followed by Swern oxidation produced the 3-formylcyclopentenone, which underwent Julia-Kocienski olefination to afford the target in high stereocontrol, showcasing its role in assembling bioactive lipid mediators. A recent example from the involves the of kappa opioid receptor agonists derived from akuammicine alkaloids, where the Swern oxidation converted a secondary to a in an indole-fused tetracycle, allowing further functionalization to enhance receptor affinity and selectivity for applications. This step proceeded cleanly without impacting the alkaloid's centers or groups, yielding the in excellent yield as part of a campaign.

Advantages and Limitations

Benefits over Other Methods

The Swern oxidation operates under mild conditions at low temperatures, typically -78 °C, without requiring strong acids or bases, which minimizes side reactions and preserves acid-sensitive s. This contrasts with methods like () oxidation, which generates toxic waste and is less compatible with sensitive moieties. The demonstrates broad functional group tolerance, including diverse groups such as esters, acetals, and sulfides, enabling its use in complex syntheses where other oxidants might fail. In terms of selectivity, the Swern oxidation reliably halts at the aldehyde stage for primary alcohols, avoiding overoxidation to carboxylic acids that occurs with permanganate-based reagents like KMnO4. Additionally, it proceeds with minimal racemization or epimerization at α-carbons (typically less than 5%), outperforming certain enzymatic oxidations that can introduce stereochemical erosion under specific conditions. The method offers high efficiency, delivering yields of 85–95% in a straightforward one-pot procedure without heavy metal byproducts, making it more environmentally friendly than the , which relies on hazardous (VI) species. Its versatility extends to both aliphatic and aromatic alcohols, and it scales effectively for applications in . Compared to the related –Doering oxidation, the Swern variant often achieves completion in 30–60 minutes after warming, versus several hours at for the former.

Practical Considerations

One significant practical challenge in performing the Swern oxidation is the production of () as a , which has a low detection threshold of 0.02 ppm, making it highly pervasive even in trace amounts. This can contaminate spaces and , complicating workflows. To mitigate this, post-reaction cleanup often involves rinsing glassware with a solution, which oxidizes back to DMSO, or using () for similar oxidative treatment of residual . Alternative protocols employing longer-chain s, such as dodecyl methyl , have been developed to reduce and while maintaining reaction efficiency. Safety concerns are paramount due to the evolution of (CO) gas during the activation of DMSO by , a toxic byproduct that requires all reactions to be conducted in a well-ventilated to prevent exposure. Additionally, is highly corrosive and reacts violently with water or alcohols, necessitating careful handling with appropriate and storage under inert conditions. The Swern oxidation is incompatible with , which do not undergo the desired oxidation due to their aromatic nature and acidity interfering with the , and tertiary alcohols, which lack the necessary α-hydrogen for carbonyl formation. The process is also highly sensitive to , with even trace leading to of the activated DMSO intermediate and reduced yields, emphasizing the need for rigorously dried solvents and conditions throughout. Troubleshooting common issues includes minimizing epimerization at α-chiral centers, which can be achieved by using sterically hindered bases like diisopropylethylamine instead of triethylamine to reduce enolization. Side products such as alkyl chloroformates may arise from impure , often contaminated with in aged samples, so fresh, high-purity reagent is essential to avoid these complications. From an environmental perspective, while byproducts like DMSO and are biodegradable, the volatility of necessitates effective containment and ventilation to prevent atmospheric release. Greener alternatives have emerged in the 2020s, such as electrochemical oxidations using mediators at that avoid toxic activators and cryogenic conditions while offering in systems (as of 2024), addressing concerns.

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