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Roy Bhaskar

Roy Bhaskar (15 May 1944 – 19 November 2014) was a philosopher of who originated critical , a realist positing that exists independently of and is structured in stratified layers of mechanisms, events, and experiences, which scientific inquiry uncovers through abstraction from the transitive (theory-dependent) domain to intransitive (mind-independent) structures. Born Ram Roy Bhaskar in , , to an Indian father and English mother, he studied at , earning a first-class in before pursuing postgraduate work and lecturing in there. Bhaskar's foundational text, A Realist Theory of Science (1975; revised as The Possibility of Naturalism for social applications in 1979), critiqued and the "epistemic fallacy" of conflating being with knowledge of being, arguing instead for transcendental realism: experimental sciences presuppose real, generative mechanisms that operate beneath observable patterns, enabling causal explanations beyond constant conjunctions of events. In , he advanced critical , reconciling through the transformational model of social activity, where agents reproduce or transform pre-existing social structures via intentional activity without reducing society to mere aggregates of individuals. Bhaskar's ideas evolved into dialectical critical realism in works like Dialectic: The Pulse of Freedom (1993), incorporating absence and totality for deeper explanatory critique, and later metaReality (2002), emphasizing ground-states of oneness and , though this phase drew criticism for introducing spiritual dimensions that some viewed as diverging from empirical moorings. His framework influenced fields beyond , including , , and , by prioritizing causal mechanisms over positivist regularities or constructivist , while enabling emancipatory analysis of oppressive structures.

Early Life and Education

Childhood and Family Background

Ram Roy Bhaskar was born on 15 May 1944 in , , as the elder of two sons. His father, Raju Nath Bhaskar, was an who had migrated to at the start of the Second World War to complete medical training and subsequently established a practice as a . His mother, Kumla (née Marjorie Skill), was English and worked as an industrial administrator; she had spent much of her early years in . The family's mixed heritage introduced early exposure to Anglo-Indian cultural contrasts, with Bhaskar's upbringing occurring in post-war under parental expectations aligned with professional success. His father, from a medical background, pressed him toward a similar path from childhood, reflecting a dynamic centered on and tangible accomplishments. Bhaskar later recounted this period as unhappy, characterized by internal conflicts over amid these familial and cultural pressures.

Academic Training and Early Career

Bhaskar enrolled at , in 1963 to study (PPE), a curriculum that introduced him to prevailing analytic philosophical approaches, including empiricist traditions he would subsequently challenge in his work. He graduated in 1966 with first-class honours. Following graduation, Bhaskar accepted a lectureship in economics at Pembroke College, Oxford, serving from 1967 to 1973, during which time he shifted his focus toward philosophy. In 1965, prior to completing his undergraduate degree, he had commenced PhD research at Oxford on the applicability of economic theory to low-income countries but soon encountered foundational limitations in positivist assumptions, redirecting his efforts to the philosophy of science under the supervision of Rom Harré. From 1971 to 1973, he held a research fellowship in at , where he pursued ontological inquiries that informed his emerging realist perspective. In 1975, Bhaskar transitioned to a lectureship in at the , marking the start of his sustained academic engagement with amid the period's dominant empiricist paradigms.

Intellectual Influences

Philosophical Traditions

Bhaskar's philosophical ontology selectively engaged Kantian transcendentalism, repurposing its argumentative structure to defend realism against transcendental idealism. Rather than deriving the conditions of possible experience from the mind's categories as in Kant's (1781), Bhaskar inverted the approach to inquire into the necessary structures of the real world presupposed by successful scientific practice, such as experimental activity generating of intransitive mechanisms. This adaptation emphasized ontological , where generative powers and stratified entities exist independently of human cognition, contrasting Kant's anthropocentric limits on . Drawing on Aristotelian realism, Bhaskar critiqued nominalist traditions—exemplified in empiricist reductions of laws to observed regularities—by positing real essences, causal powers, and emergent strata as objective features of being, akin to Aristotle's categories and hylomorphic substances in Metaphysics. He viewed nominalism's denial of universals as undermining explanatory depth in science and , favoring instead a non-reductive where entities possess intrinsic natures enabling transformative activity. This Aristotelian strand informed his rejection of Humean constant conjunctions, insisting on underlying mechanisms as the ground of necessity. Bhaskar's use of Hegelian dialectics remained limited, appreciating its focus on contradiction and process but subordinating it to a broader realist dialectic emphasizing absence, totality, and real change over idealist resolution in the . In Dialectic: The Pulse of (1993), he reframed Hegel's logic as a moment within a meta-reflexive , critiquing its closure while extracting tools for analyzing determinate and emancipatory . Eastern traditions, linked to his family , surfaced selectively in later ontological developments, particularly Vedantic non-duality influencing metaReality's grounding of unity-in-difference, though empirically tied to and cultural rather than systematic early integration.

Scientific and Empirical Foundations

Bhaskar's transcendental realism emerged from an examination of experimental , positing that successful scientific practice presupposes the existence of intransitive objects—mechanisms and structures independent of human knowledge production. In A Realist Theory of Science (1975), he distinguishes the transitive dimension of scientific knowledge, where theories are socially produced and fallible, from the intransitive domain of enduring real mechanisms that science seeks to uncover through empirical investigation. This framework grounds in the conditions enabling scientific activity, rather than deriving from abstract epistemological priors. Central to this is Bhaskar's critique of Humean empiricism, which conceives causation as reducible to observable constant conjunctions of events without underlying necessities. He contends that such conjunctions are not primitive but generated under experimental closure, where interfering factors are controlled to allow isolated to produce predictable patterns. For instance, in physics, setups approximate closed systems to reveal law-like behaviors, implying that mechanisms possess inherent tendencies active in the open, contingent beyond the —tendencies not exhausted by empirical regularities. This anti-Humean stance resolves problems by locating in stratified , not observed correlations. Bhaskar's ontology incorporates stratification, evident in scientific progress across disciplines like physics and biology, where higher-level phenomena emerge with irreducible causal powers. Chemical bonds, for example, generate properties not predictable from alone, while biological organisms exhibit emergent capacities such as that supervene on but transcend physicochemical bases. He critiques for conflating explanatory levels, arguing that from interdisciplinary sciences—such as the non-equivalence of water's liquidity to H₂O —demonstrates ontological depth, with each stratum possessing relatively autonomous mechanisms. This emergentist view aligns with practices in and , where wholes possess powers irreducible to parts, informing a causal that privileges generative structures over flat .

Foundations of Critical Realism

A Realist Theory of Science (1975)

A Realist Theory of Science, published in 1975 by Leeds Books and later reissued by Verso and , establishes the core tenets of as a . Bhaskar argues that scientific concerns intransitive objects—enduring structures and independent of —produced through transitive social processes of . The book systematically critiques empiricist reductions of to observable regularities, positing instead that experimental activity presupposes a stratified where causal powers operate transfactually, beyond specific spatio-temporal closures. This framework resolves longstanding issues such as the of theory by data and the by grounding laws in necessary connections inherent to real entities, rather than habitual associations or probabilistic inferences. The book's structure unfolds across four main chapters, beginning with foundational distinctions in and . Chapter 1 delineates the intransitive domain of scientific objects from the transitive domain of production, employing transcendental arguments to vindicate against its dissolution in empiricist traditions. It poses the key question: what must the world be like for experimental to be possible? Bhaskar answers that experiments generate closures isolating mechanisms, implying an open world of countervailing powers where uniformities arise only under controlled conditions, not as inherent event-conjunctions. Subsequent sections elaborate this via critiques of and paradigms. Central to Bhaskar's critique of empirical realism is the charge of the epistemic fallacy, wherein being is collapsed into knowledge of atomic events under constant conjunctions, as in Humean or positivist schemas. Empirical fails to explain scientific success because it conflates laws with empirical regularities, which are rare outside artificial closures; in open systems, mechanisms produce tendencies, not invariances, demanding a depth of generative structures over surface , which limits reality to manifest occurrences. Chapter 2 contrasts —tied to deductive-nomological models requiring full closures—with transcendental realism's normic view of laws as capacities exercised irregularly. This depth- posits as progressively uncovering stratified necessities, from chemical to quantum fields, irreducible to lower-level descriptions without loss of . Chapters 3 and 4 extend these arguments to scientific discovery and metaphysics. Bhaskar outlines a where laws embody natural necessities of kinds, stratified by levels of , enabling retroduction—abductive inference to hidden mechanisms—from observed anomalies. is reframed not as enumerative generalization but as warranted hypothesis-testing against real powers, with social labor ensuring knowledge's cumulative, fallible advance. The work concludes by affirming science's referential detachment from anthropocentric impositions, countering irrealist relativisms while acknowledging resolved through to a mind-independent, differentiated . Appendices address implications for open systems and tendencies, reinforcing realism's coherence with established practices like predictive retrodiction in physics.

Transcendental Realism

Transcendental realism, developed by Roy Bhaskar in his 1975 book A Realist Theory of Science, posits a philosophy of science centered on the existence of real, generative mechanisms that underlie and produce observable phenomena, independent of human cognition or empirical access. This framework challenges empirical realism by arguing that scientific knowledge requires an ontology of depth, where reality is stratified into layers of structures with causal powers that operate beyond immediate sensory or measurable domains. Bhaskar employs transcendental reasoning—adapted from Kantian philosophy but inverted to prioritize ontology over epistemology—to contend that experimental practices in science necessitate the presupposition of such intransitively real mechanisms to explain their efficacy. Central to transcendental realism is the commitment to ontological stratification, wherein reality exhibits emergent properties arising from underlying generative conditions that are not reducible to surface-level events or patterns. For instance, Bhaskar maintains that scientific laws describe tendencies of these mechanisms rather than constant conjunctions of observables, as Humean empiricism would suggest, thereby accounting for the irregularities and contingencies inherent in natural processes. This stratified view supports a causal realism that privileges the identification of hidden structures—such as those inferred in particle physics or chemical reactions—over mere descriptive correlations, ensuring that scientific explanations retain explanatory power grounded in the nature of being itself. Bhaskar's anti-idealist orientation rejects epistemocentric views that treat as constitutive of , instead framing scientific as a transitive process that discloses pre-existing intransitive domains. By 1975, this positioned transcendental as a foundational critique of positivist and hermeneutic traditions, insisting that adequacy in demands recognition of ontological depth as a condition for the possibility of genuine scientific progress.

Transitive and Intransitive Domains

Bhaskar introduced the distinction between transitive and intransitive domains in his 1975 work A Realist Theory of to address the relationship between knowledge production and the objects of knowledge. The transitive domain pertains to the socio-historically produced knowledge of , encompassing theories, models, and descriptions that are fallible, revisable, and dependent on human investigative practices. This domain reflects the changing, transitive objects generated within scientific discourse, which evolve through critique, experimentation, and paradigm shifts. The intransitive domain, by contrast, comprises the independent, enduring structures and mechanisms that constitute the objects of scientific , existing ontologically prior to and irrespective of their or conceptualization. These intransitive objects are not altered by the transitive processes of ; for instance, gravitational mechanisms operated long before Newtonian formulations described them. This bifurcation underscores that scientific progress involves refining transitive knowledge to better align with intransitive realities, rather than conflating the two. The implication of this distinction is a robust defense against epistemic or : the provisionality of transitive does not entail the non-existence or mind-dependence of intransitive structures. Instead, it supports causal , positing that scientific endeavors approximate the real causal powers and generative mechanisms underlying phenomena, which persist independently and govern events even when unperceived. This framework privileges over , ensuring that errors in transitive descriptions do not vitiate the realist commitment to an stratified, mechanism-driven world.

Transcendental Argument from Experimental Science

Bhaskar's transcendental argument posits that the intelligibility and practice of experimental science necessitate a realist ontology, as the conditions for successful experimentation presuppose the existence of real causal mechanisms operating independently of observed regularities. In A Realist Theory of Science (1975), he contends that scientists must assume an intransitively real world structured by generative mechanisms with inherent powers, without which experimental activity would be incoherent. Experimental procedures involve deliberately engineering conditions of "" to isolate specific , thereby producing repeatable constant conjunctions of events that mimic natural laws under controlled circumstances. This practice implies that, in the absence of such interventions, the natural world operates as an "open system" where mechanisms possess tendencies to generate effects but are typically counteracted by interfering factors, preventing empirical regularities from manifesting spontaneously. Bhaskar argues that without presupposing these enduring powers—distinct from mere event sequences—experiments could not reveal anything explanatory about the underlying structures governing phenomena. Central to the argument is a of the Humean reduction of causation to "constant conjunctions" of events, which Bhaskar deems inadequate for accounting for scientific . Hume's empiricist treats causal laws as reducible to observed or hypothetical regularities perceivable under ideal conditions, yet it overlooks why must actively impose closures to elicit such conjunctions rather than encountering them routinely in nature. For Bhaskar, this Humean conflates the empirical with the real, rendering inexplicable the stratified depth probes; instead, causation stems from the intrinsic liabilities and tendencies of , which experiments alone can actualize predictably. Thus, the argument deduces from science's epistemic success that must be ontologically , with levels of harboring powers not exhausted by surface-level observations, ensuring that experimental transcends mere description to grasp intransitive necessities.

Real, Actual, and Empirical Domains

Bhaskar's transcendental posits an ontological of into three interconnected domains: , the actual, and the empirical. The real domain comprises generative mechanisms, enduring , and causal powers that underlie phenomena but operate independently of whether they produce observable patterns or are directly experienced. These mechanisms, such as the underlying tendencies described by scientific laws, exist as intransitive objects of , persisting even when inactive or masked by other forces. The actual domain refers to the flux of events arising from the activation and interaction of real mechanisms, encompassing all occurrences regardless of . Events in this domain may align with predicted regularities under controlled conditions but typically vary in open systems, where multiple mechanisms counteract or modify outcomes, explaining the absence of constant conjunctions in everyday or complex natural settings. For instance, experimental isolates mechanisms to reveal tendencies, but the actual domain reflects their interplay in unconstricted , where laws manifest as probabilistic or conditional rather than exceptionless. The empirical domain constitutes the subset of actual events that become accessible through sensory experience or measurement, forming the transitive knowledge produced by scientific inquiry. Not all actual events enter this domain due to limitations in perception, instrumentation, or systemic openness, underscoring that empirical data alone cannot exhaust reality. The nested structure—where the real domain ≥ actual domain ≥ empirical domain—preserves ontological depth, rejecting reductions that equate structures to mere events or observations. This framework critiques empiricist ontologies, which flatten into the empirical by assuming derives solely from observed constant conjunctions, thereby presupposing the very invariances they seek to explain without causal grounding. It similarly challenges postmodern reductions to or surface flux, which deny stratified generative depth, rendering explanation impossible beyond descriptive . By distinguishing domains, Bhaskar grounds scientific practice in a realist where mechanisms explain empirical irregularities, enabling retroduction from patterns to underlying causes.

Stratification and Emergence

In Bhaskar's transcendental realism, ontological refers to the structured depth of , wherein the world is organized into hierarchically ordered strata, each possessing distinct causal mechanisms and powers. Lower strata, such as the physical, form the necessary basis for higher ones, like the chemical or biological, but the latter exhibit properties that cannot be exhaustively explained or predicted solely from the properties of the base level. This vertical stratification arises from the generative mechanisms of natural processes, as evidenced in scientific practice where, for instance, chemical reactions produce novel liabilities and tendencies irreducible to quantum mechanical descriptions alone. Synchronic emergence characterizes the irreducibility of these higher-level properties at any given moment, emphasizing that wholes possess powers over and above the sum of their parts without temporal development being the primary factor. Unlike diachronic emergence, which involves historical unfolding, synchronic emergence underscores the ontological independence of emergent entities; for example, the table salt molecule's emerges synchronically from sodium and ions yet acts as a unified causal agent in electrolytic contexts, resisting reduction to isolated ionic behaviors. Bhaskar argues this framework is presupposed by experimental , which isolates stratified mechanisms to generate of intransitive structures. This stratified bolsters causal realism by countering reductionist paradigms, such as those in or Humean constant conjunctions, which flatten reality into empirical regularities. Emergent powers enable multi-level explanations, where higher strata exercise downward causation without violating lower-level laws, as seen in biological influencing physical processes. Empirical support draws from disciplines like physics and , where manifests in transitions yielding unpredictable yet real capacities.

Critical Naturalism in Social Sciences

The Possibility of Naturalism (1979)

In The Possibility of Naturalism, published in 1979, Roy Bhaskar extends the transcendental realism developed in his earlier work to the , advocating for "critical naturalism" as a viable approach that permits scientific inquiry into social phenomena while acknowledging ontological differences from the natural sciences. Bhaskar defines as the thesis that social objects can be investigated scientifically, akin to natural ones, but qualifies it to address the concept-dependence of social structures, which exist only through human activity yet pre-exist and constrain individual actions. This framework resolves key antinomies in , such as those between naturalism and anti-naturalism, , and facts and values, through transcendental critique that interrogates the presuppositions of social scientific practice. Bhaskar critiques hermeneutic individualism, exemplified in the works of Peter Winch and , for conflating the interpretative understanding necessary for accessing social objects with the exhaustive content of social explanation, thereby denying the possibility of causal mechanisms in social life. This approach, he argues, treats as reducible to rule-following and subjective meanings, ignoring the stratified, intransitive reality of social forms that enable such interpretations. Similarly, he rejects structural , as in or , which posits social structures as coercively determining agents while reifying them as independent of human , thus underplaying the transformative role of . Bhaskar maintains that social structures are real and irreducible—neither epiphenomenal to individuals nor autonomous totalities—but relationally emergent, depending on concepts for identification while possessing causal efficacy independent of any particular conception. Employing transcendental arguments, Bhaskar deduces the necessity of social objects from the conditions for successful social scientific activity: explanatory critiques presuppose a domain of real social mechanisms that are concept-dependent yet objectively real, stratified into intransitive structures governing transitive production. These arguments establish that societies possess a ontology, irreducible to yet amenable to analogous scientific methods adapted for activity- and concept-dependence, such as incorporating agents' self-interpretations without succumbing to . Bhaskar's ethical naturalism emerges through the logic of "explanatory critique," whereby scientific identification of false beliefs—such as ideological distortions—entails a normative judgment against the generative conditions sustaining them, bridging factual description and moral evaluation without deriving ought from is in a non-rational manner. This implies that truth-oriented inherently critiques unfreedom, as agents acting under are constrained by real structures necessitating via accurate causal understanding. Thus, critical not only defends the scientific status of social inquiry but orients it toward transformative potential grounded in realist .

Transformational Model of Social Activity (TMSA)

The Transformational Model of Social Activity (TMSA), developed by Roy Bhaskar in The Possibility of Naturalism (1979), outlines a dynamic wherein social structures pre-exist individual agents as necessary conditions for their intentional activities, while existing solely through the reproduction or transformation effected by those activities. Bhaskar articulates this as society standing to individuals "as something that they never make, but that exists only in virtue of their activity," thereby rejecting both the ex nihilo creation of social forms by agents and their independent subsistence apart from human . Structures position agents within relations that constrain and enable specific practices, ensuring that social objects—such as institutions or norms—depend ontologically on collective human engagement yet possess causal powers irreducible to transient actions. Central to TMSA are four theses: social structures pre-exist individuals and condition intentional acts; these structures are reproduced or transformed, rather than originated, by human activity; society relies on for its continuance but remains non-reducible to it; and structures exert autonomous causal influence, manifesting their through emergent properties. This configuration forms a causal loop: pre-given structures generate positions and liabilities for agents, whose positioned practices in turn sustain or modify the structural ensemble, averting dualistic separations between . Unlike voluntarist accounts that dissolve into individual choices or reificatory views that hypostatize structures, TMSA posits as an iterative where operates within, and upon, enduring forms. Bhaskar describes society as "both the ever-present condition (material cause) and the continually reproduced outcome of human agency," highlighting the stratified interdependence that underpins social ontology. For example, economic systems or linguistic conventions predate any particular participant but endure through ongoing invocations in practice, demonstrating how structures enable transformative potential while delimiting feasible trajectories. This model thus furnishes a non-dualistic framework for analyzing social activity as inherently practical and positioned, grounding explanatory in the recognition of real causal mechanisms beyond observable events.

Social Structures and Agency

Bhaskar's ontology posits social structures as pre-existing real entities with emergent causal powers that both enable and constrain , providing the necessary conditions for agents to exercise their capacities while limiting alternative possibilities. These structures, comprising positioned practices and relations such as positions or institutional rules, depend on human activity for their reproduction or transformation but possess an objective independent of any particular agent's intentions or perceptions. Unlike substantialist views that treat structures as determinative forces, Bhaskar conceives them as often manifesting through absences—such as the lack of coercive mechanisms or relational barriers—that facilitate or restrict without direct . Agents, in turn, are not atomistic individuals but embodied, skilled actors whose and tacit know-how are shaped by their positioning within these structures, enabling them to draw upon and modify structural conditions through everyday activities. This rejects voluntarist accounts of pure detached from context, as well as , which fails to account for irreducible social relations as the proper explananda of ; instead, agents' practices presuppose and sustain enduring networks like employer-employee dynamics. Bhaskar's resolution of the structure- dualism thus maintains their distinctiveness—structures temporally precede and outlast individual actions—while affirming their interdependence, transcending both of structures and reduction to alone. This framework finds empirical grounding in historical processes where collective , under structural conditioning, generates transformative outcomes, as seen in the evolution of institutions like , where accumulated practices have altered relational absences (e.g., reduced legal barriers to dissolution since the mid-20th century in jurisdictions), thereby enabling new forms of personal without abolishing the itself. Such changes illustrate how agents' skilled interventions, often unintended in their full effects, elaborate upon pre-existing powers, yielding stratified realities irreducible to initial conditions.

Explanatory Critique and Ethical Naturalism

Bhaskar's theory of explanatory critique posits that social scientific explanations of false or ideological beliefs can inherently function as normative critiques when those explanations reveal the beliefs to be sustained by underlying social structures that contradict the agents' own aims or well-being. For instance, phenomena such as reification—wherein contingent social relations are misconstrued as natural or inevitable entities—generate illusions that obscure the transformative potential of human agency, thereby implying an emancipatory imperative to dispel them through deeper causal understanding. This process bridges descriptive explanation and evaluation by demonstrating that the persistence of such errors is not epistemically neutral but tied to real mechanisms of domination or constraint, warranting intervention for alignment with objective human interests. Central to this approach is , which Bhaskar advanced as a framework for grounding in the stratified of critical realism, deriving normative claims from factual accounts of human needs, capacities, and flourishing rather than subjective or transcendental imperatives. asserts that values emerge from the real conditions of human , such as the satisfaction of and the realization of species-being potentials, identifiable through scientific inquiry into generative mechanisms rather than imposed a priori. Bhaskar contended that explanatory critiques validate this by exposing discrepancies between actual social arrangements and the intransitive truths of human , thus providing a non-relativistic basis for ethical judgment without collapsing into prescriptive dogmatism. However, explanatory critique remains fundamentally descriptive, delineating the real possibilities for change inherent in social structures while eschewing direct ought-statements or universal moral codes; it critiques by illuminating absences or contradictions in the , leaving specific emancipatory strategies to contextual informed by those revelations. Critics have argued that this derivation from facts to values risks conflating causal explanation with normative force, particularly if the link between illusion-removal and presupposes unargued anthropocentric assumptions. Nonetheless, Bhaskar maintained its coherence within critical , as the ontological priority of stratified ensures that ethical insights are tethered to empirical verifiability rather than arbitrary fiat.

Dialectical Critical Realism

Dialectic: The Pulse of Freedom (1993)

Dialectic: The Pulse of Freedom, published in 1993, marks Bhaskar's transition to , extending his earlier critical realism by integrating Hegelian-inspired while subordinating it to a realist . The book outlines three primary objectives: formulating a general theory of in which Hegel's version appears as a instance; fully dialecticalizing critical realist ; and advancing a comprehensive of dialectical critical realism applicable to , , and . Its structure proceeds from foundational critiques of "ontological monovalence"—the of presuming as purely positive presence without genuine negativity—to a four-planar model of dialectical practice encompassing , structure, time, and space, culminating in implications for emancipatory . Central to the book's is an of absence, positing real absences (such as lacks, constraints, and ills) as ontologically prior to presences, enabling a as "absenting absences." This framework accommodates real contradictions not as logical paradoxes but as tensions inherent in stratified reality, such as those between generative mechanisms and their actualized effects, thereby grounding dialectical motion in causal processes rather than idealist synthesis. Bhaskar thus reconceives as the "pulse of ," pulsing through the absenting of binding constraints in open systems, distinct from both analytic and Hegelian . Emancipatory dialectics in the text emphasize meliorism, wherein human freedom emerges from the explanatory critique of real mechanisms that generate unfreedom, allowing agents to absent such constraints through informed transformative action. This positions emancipation as concretely achievable via dialectical underlaboring, linking ontological depth to ethical universality in the form of universal self-realization, where the good society facilitates the free flourishing of individuals absent domination. Freedom, for Bhaskar, is not abstract liberty but the expanded capacity to act upon stratified reality by resolving contradictions at deeper levels of structure. The work counters postmodern tendencies toward irony, , and stasis by insisting on truth-grounded over power-inflected , rejecting views that reduce normative categories to mystifications and instead affirming dialectical 's capacity for progressive transformation. Bhaskar's approach privileges causal in addressing contradictions, avoiding the ethical quietism he associates with postmodern .

Key Dialectical Concepts

In dialectical critical realism, real determination refers to the internal and necessary relations that constitute entities and processes, distinguishing it from empirical regularities or external contingencies characteristic of Humean or positivist accounts. Bhaskar argues that determination operates through generative mechanisms within stratified , where causes are not reducible to observed patterns but involve intrinsic dependencies that define the of relata. This contrasts with analytic philosophy's emphasis on extrinsic causation, enabling a non-reductive understanding of how structures persist and transform. Totality, for Bhaskar, denotes the open, interconnected ensemble of stratified domains—real, actual, and empirical—wherein entities exist in mutual conditioning without or exhaustibility. Unlike Hegelian totalities, which Bhaskar critiques as idealist and complete, his conception avoids reduction to a single plane, accommodating across levels such as the physical, biological, and . Totality thus integrates partiality and specificity, rejecting both holistic absorption and fragmentary isolation. Bhaskar's framework mounts a first-principles critique of analytic , which presumes as composed of discrete, self-subsistent units linked externally, as in early empiricist epistemologies. This , Bhaskar contends, fails to account for the internal relationality required for scientific experimentation and causal explanation, presupposing intransitive objects dependent on holistic contexts. By privileging stratified internal relations over atomistic independence, dialectical critical realism resolves antinomies in , such as those between part and whole.

Absence and Negativity

Bhaskar's dialectical critical realism posits absences—defined as real lacks, voids, or negations—as ontologically efficacious entities that exert causal influence, rather than mere conceptual or perceptual deficiencies. This conception counters the "fallacy of ontological monovalence," wherein being is misconstrued as exclusively positive presence, thereby excluding negativity from 's . In Dialectic: The Pulse of Freedom (1993), Bhaskar argues that absences, such as unrealized potentials or structural constraints, are determinate and spatiotemporally locatable, enabling them to function as drivers of processual change within stratified . Negativity, as the broader category encompassing absence, contradiction, and related concepts, underpins the dynamic ontology of dialectical critical realism by furnishing the mechanism for transformation. Bhaskar maintains that real determinate absences energize struggles toward presence or positivity, constituting the essence of dialectic as a logic of absenting. For example, historical events like revolutions exemplify this causality, where collective agency negates entrenched absences—such as resource scarcities or oppressive mechanisms—propelling societal reconfiguration through the recursive absenting of ills and their constraints. This framework privileges empirical instances of change, such as the 1789 French Revolution's negation of monarchical absolutism's absences, over static, presence-only accounts that fail to explain genesis or rupture. By grounding critique in the reality of negativity, Bhaskar's approach differentiates dialectical critical realism from affirmative ontologies, which overlook how absences constitutively shape causal sequences in both natural and social domains. Absences are not epiphenomenal but foundational to explanatory depth, as they reveal the incomplete or gapped nature of stratified being, where potentialities absent from the actual demand realization through negating activity. This emphasis on absence as causal force recurses across scales, from individual wants motivating action to macro-historical shifts absenting systemic deficits, without presupposing teleology.

Transcendental Dialectical Critical Realism and MetaReality

Plato Etc. (2002) and Beyond

In Plato Etc.: The Problems of Philosophy and Their Resolution, Roy Bhaskar synthesized his earlier philosophical phases—transcendental realism, dialectical critical realism, and critical naturalism—into transcendental dialectical critical realism, a framework that integrates , , and through a dialectical lens. This work diagnoses persistent problems in , tracing them to an underlying "irrealist" that conflates the real with the actual or empirical, and resolves them by positing a stratified, differentiated amenable to absenting absences via explanatory . The synthesis culminates in a four-moment (1M–4D), where 1M denotes the moment of non-identity and positive (building on transcendental realism's layered ); 2E the edge of negativity and absence (extending dialectical critical realism's focus on real change through transformative ); 3L the level of totality (encompassing relational wholes and historical processes); and 4D the dimension of transformative (linking to ethical and emancipation). This structure provides a unified explanatory grammar for philosophy, from metaphysics to moral theory, without reducing to mere contradiction. Bhaskar's evolution to this transcendental form responded to limitations in prior phases, such as the need for a more robust handling of intra- and inter-level contradictions in stratified , by posing transcendental questions: What must be the case for alethic truth (truth as grounded in real mechanisms) to underlabor for scientific and emancipatory practice? And what preconditions enable genuine , including the ground-state of being free from determination by absenting constraints? These inquiries ground in , arguing that requires recognizing stratification's implications for , where emerges not as nominal absence of interference but as the realization of potentialities through dialectical absenting. Unlike Hegelian , Bhaskar's moments preserve materialist , avoiding collapse into identity-thinking while critiquing both empiricist flat and postmodern . Extending beyond Plato Etc., this transcendental dialectical framework informed subsequent refinements, such as in From Science to Emancipation (2002), where Bhaskar applied it to bridge alienation theory with real mechanisms of social transformation, emphasizing explanatory critique's role in unmasking ideological distortions without prescriptive dogmatism. The approach maintained continuity with earlier works like Dialectic: The Pulse of Freedom (1993) by deepening the pulse of freedom as rhythmic absenting, yet innovated by transcendentalizing dialectic to interrogate the preconditions for ground-state identification in ethical and ontological terms. This phase solidified critical realism's claim to resolve philosophy's antinomies empirically, privileging generative mechanisms over surface regularities.

Philosophy of Meta-Reality

Bhaskar's philosophy of meta-reality, expounded in his 2002 volume The Philosophy of Meta-Reality: Creativity, Love and Freedom, marks the onto-theological culmination of his critical realist system, foregrounding the primacy of non-dual unity as the ground of all reality. This phase transcends prior emphases on and by positing meta-reality as the seamless, enchanted envelope encompassing and sustaining the fragmented demi-reality of dualistic , where apparent separations between and other dissolve into constitutive interdependence. Non-duality here denotes not mere conceptual but the ontological of being, in which emerges immanently through realization of the real 's intrinsic connection to the cosmic whole. At the core lies the ground-state, defined as the , undifferentiated of pure potentiality from which all manifestation arises, linking individual ground-states in a singular, alethic of being. The non-dual real self inhabits this state as the authentic locus of , unencumbered by distortions or ego-bound fragmentation, enabling a mode of presence where fuses with the totality. Ethical , in turn, manifests spontaneously as "rightness"—an effortless attunement to that bypasses calculative deliberation or normative imposition, yielding expressions of , , and freedom aligned with the inexhaustible ground of value. Bhaskar reconceives alethia—etymologically rooted in a-letheia (unforgetting)—as the disclosure of truth qua unchangeable being, irreducible to propositional correspondence or epistemic relativism. This alethic realism counters judgmental irrationalism by grounding knowledge in the intransitive, eternal structure of meta-reality, where truth unveils the referential detachment of being from contingent human cognition, ensuring ontological stability amid phenomenal flux. Meta-reality finds empirical anchorage in discernible moments of experiential harmony, such as (withdrawal into inner stillness), Agency (unobstructed flow in action), Teamwork (intersubjective synchronicity), and Identification (fusions of self-other unity), which Bhaskar terms the "fine structure of enchantment." These transient irruptions—observable in practices like , artistic immersion, or profound relational bonds—serve as transcendental arguments for non-duality, evidencing how demi-real constraints are contingently absentable through realization of the ground-state, thereby underlaboring from .

Spiritual and Ethical Dimensions

In Bhaskar's philosophy of metaReality, emancipation transcends explanatory critique by centering on the realization of metaReal potential, defined as the ground-state capacities of human beings for , , , and non-dual unity. This , ever-present yet often obscured, enables through practices that remove ontological blocks such as and dualistic illusions, fostering an ego-free conducive to right action and universal flourishing. Bhaskar attributes these capacities to the inherent structure of , where non-duality serves as a causal power underpinning and ethical conduct. The ethical dimensions emphasize as a precondition for genuine , integrating alethic truth—truth as real potential—with virtues like and interconnectedness within the cosmic envelope of . Bhaskar positions this against alienated demi-reality, encompassing modern dualisms of self/other and /object that perpetuate separation, , and a cultural on transcendent . He favors a grounded that re-enchants the world by reconciling humanity with nature's deeper , rejecting utopian abstractions in favor of empirically accessible reconnection to through everyday awareness. Bhaskar's integration of Eastern non-dual traditions, notably in From East to West: Odyssey of a (2000), empirically grounds these ideas in cross-cultural insights, reinterpreting concepts like as practical mechanisms for transcending rather than esoteric withdrawal. This synthesis underlabours for by viewing as ubiquitous and vital for resolving absences in modern life, such as fractured agency, while supporting emancipatory movements through enhanced cultural resources for .

Political Views and Applications

Marxist Influences and Emancipatory Project

Bhaskar's Transformational Model of Social Activity (TMSA), introduced in The Possibility of Naturalism (1979), refines Marxist by conceptualizing society as an ensemble of pre-existing structures that agents draw upon and potentially transform through their intentional activities, thereby avoiding both voluntarist and structural . This model posits that social structures are only reproduced or altered via human , echoing Marx's eleventh on Feuerbach while grounding it in a stratified that distinguishes between intransitive mechanisms and transitive practices. Central to Bhaskar's emancipatory project is the method of explanatory critique, which extends Marxist ideology critique by demonstrating how false beliefs—such as those sustaining exploitative relations—can be explanatorily undermined through scientific identification of generative mechanisms, thereby revealing pathways to without presupposing ethical axioms external to . In this framework, ideologies are not mere epiphenomena but real causal powers that obscure absence-dependent structures, like antagonisms rooted in relations, enabling a causal realist approach that prioritizes empirical depth over dogmatic . Bhaskar's integration of Marxist insights achieves greater ontological depth in class analysis by theorizing as emergent from real, stratified mechanisms of extraction rather than reductive economic base , thus supporting transformative aimed at abolishing such structures. However, critics contend that this emphasis on structural transformation risks reinstating collectivist priorities, potentially undervaluing individual agency in favor of systemic overhaul akin to historical Marxist pitfalls.

Critiques of Ideology and Totalitarianism

Bhaskar's critical realism frames ideology as a real, generative mechanism embedded within stratified social structures, producing distorted perceptions that sustain power imbalances rather than mere illusory beliefs detached from material conditions. Through explanatory critique, introduced in works like The Possibility of Naturalism (1979), he argued that ideologies can be scientifically interrogated by tracing false assertions to underlying causal powers—such as economic dependencies or institutional constraints—that generate them, enabling agents to identify and eliminate these distortions for emancipatory purposes. This approach contrasts with idealist reductions of ideology to subjective error, grounding critique in ontology where absences (unrealized potentials) in social arrangements foster such mechanisms, as elaborated in his dialectical phase. In opposing , Bhaskar's exposes the hidden mechanisms of domination, including the suppression of —the capacity for change and absence—that totalizing systems impose to maintain closure and uniformity. , developed in Dialectic: The Pulse of Freedom (1993), derives ethical criteria for society from the necessity of universal free flourishing, where individual agency on multiple planes (stratified from material transactions to embodied personality) must be enabled rather than subsumed under holistic or state-centric . Totalitarian ideologies, by reifying power as total and denying ontological depth, preclude genuine , as they block the transformative absences required for agents to reflexively alter constraining structures. Bhaskar's emphasis on personal underscores a preference for transformative processes rooted in individual realization over wholesale systemic reconfiguration, critiquing overly deterministic Marxist views that underplay subjective and spiritual dimensions. In later transcendental extensions, posits grounded values in human —flourishing through ethical action—challenging ideological consensuses that privilege elite interests, as seen in critiques of undemocratic structures lacking independent critique mechanisms. This fosters a wary of grand overhauls that new totalizations, prioritizing instead the ontological deepening of to resolve ideological distortions at their generative .

Applications in Politics and Economics

Bhaskar's critical realism applies to economics by rejecting neoclassical models' reliance on closed systems and deductive equilibrium, which assume isolable variables and methodological individualism, in favor of open systems analysis focused on stratified generative mechanisms that produce economic phenomena. This approach critiques the reduction of economic reality to observable correlations, emphasizing instead intransitive structures like class relations and institutional powers that causally influence market outcomes without being fully captured by empirical regularities. Followers such as Tony Lawson have extended this to argue that mainstream economics' formalistic methods fail to address real-world economic transformations, advocating retroduction to uncover underlying tendencies. In political theory, critical realism posits society as an emergent, stratified ensemble of powers arising from the transformational model of social activity, where agents reproduce or alter structures through positioned practices, enabling analysis of state emergence as irreducible to individual actions yet dependent on them. Power relations are viewed across four planes—self-materiality, inter/intra-action, , and geophysical environment—highlighting conflicts and absences that drive historical change beyond voluntaristic or deterministic accounts. This framework supports explanatory critiques that identify false beliefs sustaining domination, linking descriptive analysis to potential from oppressive structures. Empirically, these applications offer causal depth, as seen in critical realist studies of economic crises revealing mechanism-based explanations over correlational models, enhancing predictive robustness in complex systems. However, critics contend that the emancipatory orientation risks naivety by underestimating entrenched power asymmetries and the of transformative interventions, as evidenced by historical failures of restructuring projects. While providing tools for dissecting ideological in policy, the approach's abstract can complicate concrete empirical testing, limiting its practical uptake in mainstream .

Reception, Criticisms, and Legacy

Initial Reception and Scholarly Impact

Bhaskar's A Realist Theory of Science (1975) elicited initial engagement primarily within philosophy of science communities during the 1970s and 1980s, where it challenged empiricist and instrumentalist accounts of scientific practice by arguing for a stratified ontology of generative mechanisms underlying observable events. Reception centered on its transcendental arguments for realism, positioning science as a transformative rather than descriptive endeavor, though uptake remained confined to specialized debates rather than broad philosophical consensus. By the 1990s, critical realism extended into social sciences, including , , and , with scholars applying its underlabourer role to underpin on causal powers and structures. Key figures such as advanced morphogenetic approaches to social agency and structure, while Andrew Sayer integrated it with geographical and , fostering interdisciplinary expansions. The establishment of the Centre for Critical Realism in 1996 by Bhaskar and the subsequent founding of the International Association for Critical Realism in 1997 institutionalized these developments, enabling annual conferences, the Journal of Critical Realism, and global networking among adherents. This scholarly impact manifested as a realist counterweight to postmodernism's and positivism's , emphasizing explanatory depth through absent but real mechanisms over surface correlations or discursive constructions. Applications in fields like and state theory, as seen in works by Bob Jessop, demonstrated its utility for analyzing emergent properties in complex systems. However, early adopters acknowledged challenges in operationalizing its ontological commitments for routine empirical testing, prompting calls for methodological refinements to bridge abstract with concrete case studies.

Philosophical Criticisms

Critics within the analytic tradition have charged Bhaskar's transcendental arguments with question-begging and failure to establish ontological necessity. Tuukka Kaidesoja argues that these arguments, as deployed in A Realist Theory of Science (1975), rely on controversial descriptions of scientific practices—such as the presupposition of causal mechanisms in experimentation—that Bhaskar treats as unproblematic premises, while incorporating Kantian notions of transcendental necessity incompatible with his anti-idealist . This structure, Kaidesoja contends, begs the realist conclusion by assuming the stratified it seeks to prove, rendering the neither deductively valid nor transcendentally binding. Wal Suchting similarly critiques the transcendental method as ambiguous and dogmatic, asserting that Bhaskar's invocation of a Kantian-style inquiry lacks the apodictic certainty or uniqueness required for transcendental claims, devolving instead into circular ontological stipulation. Suchting highlights logical flaws in Bhaskar's ontology of powers, including risks of infinite regress (where mechanisms require prior mechanisms ad infinitum) and arbitrary postulation without reductive analysis, which undermine claims of irreducible real structures. Epistemologically, detractors fault the intransitive/transitive object distinction for failing to resolve classic problems like or , mirroring empiricist vulnerabilities while adding untestable layers. Suchting notes that Bhaskar's framework does not convincingly differentiate scientific knowledge from mere description, as generative mechanisms remain inferred rather than directly warranted, echoing Humean about causal necessity. Positivist-leaning objections extend this to deem the overall metaphysics unfalsifiable, positing strata immune to empirical disconfirmation and thus extraneous to science's predictive core, though Bhaskar's defenders counter that practices in fields like —evidencing unobservable fields (e.g., confirmed 2012)—empirically validate inference to intransitive realities over flat .

Objections to Transcendental Realism

Critics have charged Bhaskar's transcendental realism with , arguing that its reliance on transcendental arguments—deriving necessary conditions for scientific practice—imposes mind-dependent structures on , akin to Kant's . Wal Suchting contended that Bhaskar's approach constitutes a foundationalist inversion of Kant, where cognitive preconditions shape rather than an independent dictating cognition, potentially undermining the intransitive domain Bhaskar posits. This critique highlights how transcendental deductions risk prioritizing epistemic necessity over ontological independence, echoing concerns that Bhaskar's remains anthropocentric despite its realist intent. Bhaskar countered such charges by emphasizing that transcendental realism is fallible and retroductively inferred from the empirical successes of experimental science, which validate the existence of stratified, generative mechanisms beyond observable events—unlike , which insulates phenomena from noumena without scientific grounding. He maintained that science's closure-dependent practices, such as isolating mechanisms in experiments, presuppose a real, mind-independent , rendering untenable as it cannot account for transfactual laws or predictive power. Reductionist critiques, often from empiricist or positivist perspectives, challenge the unproven nature of Bhaskar's ontological , asserting that scientific suffices with reductions to events and regularities, without positing domains of or emergent powers. Tuukka Kaidesoja argued that Bhaskar's transcendental arguments fail to establish this as necessary, as descriptions of scientific practices (e.g., experimentation) are empirically fallible and permit multiple incompatible ontologies, rendering the circular and a priori unjustified. Critics like those aligned with Humean further contend that introduces metaphysical excess, as laws can be explained via constant conjunctions without irreducible levels, questioning why science's successes demand anything beyond actualist reductions.

Critiques of Dialectical Phases

Critics of Bhaskar's , particularly in works like Dialectic: The Pulse of Freedom (), have charged that its four-phase structure (1D to ) imports Hegelian , manifesting in a proliferation of abstract categories such as "absenting absences" and "real absence" that obscure rather than clarify ontological analysis. This approach, while aiming to sublates Hegel's into a framework, results in a "" with an inventory-like enumeration of concepts, diverging from the more rigorous argumentation of Bhaskar's transcendental phase and risking dogmatic without empirical grounding. The emphasis on negativity—defined as the ontological prioritization of non-being and change over stable being—has been critiqued for inheriting a Marxist bias toward perpetual contradiction and emancipation, potentially sidelining the enduring mechanisms and stratified stability essential to scientific inquiry. Bhaskar's cosmological claims, such as autogenesis from primordial absence, appear unconvincing and overextend the dialectic's explanatory scope, trivializing it by rendering every constraint or action an "absenting" without sufficient differentiation from mere contingency. Over-dialecticization in these phases allegedly undermines scientific stability by introducing infinite regresses in power relations and constraints, where dialectical tensions between and fail to resolve coherently, echoing unresolved Hegelian problems rather than advancing causal . This shift risks eroding the fixed ontological strata of earlier critical , as the relentless focus on and totality prioritizes transformative negativity over the inertial realities that presupposes for reproducible knowledge.

Ideological and Conservative Perspectives

Critics from conservative and libertarian perspectives have faulted Bhaskar's emancipatory project for its utopian orientation, which posits that deeper scientific understanding of generative mechanisms can systematically liberate individuals from stratified social ills, yet overlooks inherent limits in human cognition and motivation. Martyn Hammersley, in assessing this , argues that Bhaskar's assumption of a direct causal pathway from truth to inherits rationalistic flaws from Hegelian and Marxist traditions, presuming fallible humans will uniformly adopt corrected beliefs and act accordingly, while disregarding persistent reasonable disagreements and the non-linear dynamics of belief change in practice. This framework's Marxist undertones, evident in its prioritization of real structures over observable events and its critique of ideology as false consciousness sustaining domination, are seen as tilting toward collectivist explanations that subordinate individual agency to abstract systemic forces. Libertarian economists, drawing on F.A. Hayek's warnings against scientistic overreach, contend that critical realism's emphasis on unobservable causal powers reinstates a holistic view of society akin to historicism, undervaluing the spontaneous order arising from decentralized individual decisions and incentives, as explored in Hayek's essay on scientism. Such approaches, critics maintain, risk justifying top-down interventions by presuming experts can discern and rectify hidden mechanisms, echoing the hubris Hayek attributed to socialist calculation debates. Bhaskar's resolute anti-, however, garners approval in these quarters for upholding an objective ontology against epistemic relativism, aligning with traditionalist commitments to stratified and judgmental over subjective constructs. Yet the philosophy of metaReality, with its grounding of ethical absolutes in spiritual oneness and endogenous reflexivity, invites rebuke as an escapist pivot from to unfalsifiable , diluting causal into a insulated from empirical and political . This turn, per materialist detractors repurposed ideologically, evades the gritty trade-offs of in favor of an idealized , contravening conservative about and .

Ongoing Legacy and Recent Developments

The International Association for Critical Realism (IACR), founded in 1997, continues to organize annual conferences fostering dialogue on Bhaskar's philosophy, with the 2024 event held hybrid at the , UK, and the 2025 conference scheduled for July 30 to August 1 in , . The Journal of Critical Realism, published by , sustains scholarly output, including its 2024 Volume 23, Issue 3, which features applications to education and identity amid critiques of empirical reductionism. These networks emphasize Bhaskar's stratified for addressing real mechanisms underlying phenomena, prioritizing explanatory over surface-level correlations. In , recent scholarship applies to navigate causal beyond positivist or interpretivist limits, as in a 2021 Journal of Critical Realism article advocating a "critical realist " that builds on Bhaskar's work and Matthews' to challenge discipline-serving roles for institutions. A 2024 paper further positions as superior for qualitative inquiry, enabling analysis of generative mechanisms in harm causation without conflating actual events with underlying structures. Such applications validate Bhaskar's transcendental arguments empirically by retroductively identifying absent but necessary conditions for observed patterns, contrasting with dogmatic appropriations that overlook retrodictive testing. Educational research from 2021–2024 leverages for methodological rigor, exemplified by a 2024 Interdisciplinary Journal of Philosophy of Education piece exploring its layered to unpack hidden processes in and student agency. Another 2024 study in Interdisciplinary Journal for Philosophy of Education proposes realist conceptual frameworks for qualitative analysis, aligning with Bhaskar's emphasis on depth over descriptive breadth to reveal stratified learning mechanisms. Online workshops by the Critical Realism Network in early 2025 introduce these tools, promoting peer-facilitated social learning to counter superficial educational . Debates persist on Bhaskar's dialectical extensions, with a 2022 evaluation in Social Epistemology questioning the movement's internal coherence while affirming foundational critical realism's ontological advances, cautioning against ungrounded elaborations that risk idealism. Proponents defend dialectical critical realism as enhancing explanatory power for emancipatory praxis, yet critiques highlight tensions in later phases, urging empirical anchoring to avoid speculative overreach in meta-level claims. This reflects broader tensions between rigorous causal inference and interpretive appropriations in applied contexts.