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Freedom of navigation

Freedom of navigation is a principle of that guarantees all states the right to conduct and overflight on the high seas, in exclusive economic zones, and through straits used for international , subject to reasonable regulations by coastal states but free from interference that hampers these freedoms. This right, essential for global —which relies on shipping for over 90% of its volume—and , derives from longstanding predating modern treaties. The principle is reflected in the 1982 United Nations Convention on the Law of the Sea (UNCLOS), which codifies freedoms of navigation in territorial seas via , in international straits, and unimpeded navigation in economic zones and high seas, though the , while adhering to these norms as , has not ratified the treaty. To enforce these rights against excessive coastal state claims—such as those imposing prior approval for passage or restricting military activities—the U.S. Department of Defense conducts annual Freedom of Navigation Operations (FONOPs), challenging over 15 such claims globally each year through operational assertions rather than diplomatic protest alone. A primary contemporary controversy surrounds the , where China's assertion of sovereignty over features and expansive maritime zones via its "" has prompted repeated U.S. FONOPs to affirm rights under , including transits near the Paracel and , amid Beijing's rejection of these operations as provocative and lacking legal basis. These operations underscore tensions between open-access advocacy and coastal states' security concerns, with empirical data showing no alteration in challenged claims' persistence despite U.S. efforts, highlighting the limits of operational assertions in altering state behavior without broader enforcement mechanisms.

Core Principles and Definitions

Freedom of navigation encompasses the rights of all states to exercise navigational freedoms on the high seas and in certain other maritime zones without interference, subject to specified limitations. These rights include freedom of navigation for ships, freedom of overflight for aircraft, and freedom to lay cables and pipelines, as established under and reflected in Article 87 of the United Nations Convention on the (UNCLOS). The high seas, defined as all maritime areas beyond the (EEZ), territorial sea, , or archipelagic waters of any state, remain open to all states regardless of coastal or land-locked status, with no exercisable over them by any nation. This principle dates to early customary practices but has been affirmed as a cornerstone of ocean governance, ensuring global trade and security by prohibiting excessive claims that restrict passage. In the territorial sea, extending up to 12 nautical miles from a state's , the right of applies to foreign-flagged ships, permitting continuous and expeditious transit provided it remains non-prejudicial to the coastal state's peace, good order, or security. excludes activities such as threatening use of force, weapons exercises, spying, or aimed at the coastal state, and coastal states may temporarily suspend it in specified sea lanes for security reasons. and other underwater vehicles must navigate on the surface and display their flag during such passage, distinguishing it from full high seas freedoms. lack a right of innocent passage over the territorial sea, underscoring the regime's focus on surface . For straits used for international navigation and archipelagic sea lanes, UNCLOS provides regimes of and archipelagic sea lanes , respectively, allowing continuous and expeditious unimpeded for ships and aircraft that cannot be suspended or regulated beyond basic safety and environmental measures. In the EEZ, up to 200 nautical miles from the , high seas navigational freedoms persist alongside coastal state resource rights, prohibiting interference with except for resource conservation or pollution prevention. These provisions largely codify , binding even non-UNCLOS parties like the , which asserts them through operational practice to counter excessive maritime claims.

International Law Framework

The international legal framework for freedom of navigation derives from longstanding , codified and expanded in the 1982 United Nations Convention on the Law of the Sea (UNCLOS), which entered into force on November 16, 1994, and has 169 parties as of 2023. UNCLOS delineates maritime zones and corresponding navigational rights, balancing coastal state sovereignty with global interests in open seas access. Customary elements, predating UNCLOS, include the principle of free navigation on the high seas, affirmed in earlier treaties like the 1958 Geneva . On the high seas—waters beyond national jurisdiction—Article 87 of UNCLOS enumerates freedoms including navigation, overflight, and laying submarine cables, exercisable by all states under the convention's conditions, such as due regard for other states' interests and compliance with rules on and fisheries. Article 90 specifically grants every state the right to sail ships flying its flag on the high seas, reinforcing non-exclusive access essential for global trade, which accounts for over 90% of merchandise by volume. These provisions reflect causal realities of maritime interdependence, where restrictions could disrupt supply chains and escalate conflicts, as evidenced by historical blockades like those during . In territorial seas, extending up to 12 nautical miles from baselines, UNCLOS Articles 17–19 establish the right of for foreign vessels, defined as continuous and expeditious transit not prejudicial to the coastal state's peace, good order, or security. Passage is innocent unless involving threats like weapons use, intelligence gathering, or ; must navigate on the surface and show their flag. Coastal states may regulate but not hamper innocent passage, prohibiting requirements for prior notification or authorization except in under . This regime evolved from to prevent enclosures of coastal waters, which could hinder naval mobility and commerce. Exclusive economic zones (EEZs), spanning up to 200 nautical miles, grant other states under Article 58 freedoms of navigation and overflight akin to high seas, subject to coastal states' resource and environmental rights but without authority to impede transit absent specific threats. For international straits, introduces —a broader right than —allowing continuous passage for warships and submarines submerged, with coastal states limited to and regulations. Archipelagic states under Part IV permit sea lanes passage, simulating transit rights through designated routes. The , while not a UNCLOS party, treats its navigation provisions as reflective of binding on all states, a position articulated in U.S. policy since the Reagan administration's 1983 ocean policy statement. This adherence underpins U.S. assertions against excessive maritime claims, prioritizing empirical enforcement over treaty ratification to avoid potential institutional biases in UNCLOS bodies like the . Disputes arise when states interpret zones expansively, such as asserting security perimeters in EEZs, contravening UNCLOS Article 58(3)'s due regard obligation, as noted in International Tribunal for the Law of the Sea advisory opinions. Overall, the framework promotes stability through reciprocal rights, though enforcement relies on state practice rather than centralized adjudication.

Relation to Territorial Claims and Innocent Passage

Freedom of navigation intersects with territorial claims primarily through the regime of , which governs foreign vessels' transit through a coastal state's territorial sea, defined under the Convention on the (UNCLOS) as extending up to 12 nautical miles from baselines. Article 17 of UNCLOS establishes the right of all ships, including warships, to through the territorial sea, provided it remains continuous, expeditious, and non-prejudicial to the coastal state's peace, good order, or security. Article 19 specifies that passage loses its innocent character through activities such as threats of force, intelligence gathering, or weapons exercises, allowing coastal states to regulate or temporarily suspend such passage under Article 25, but not to impose prior authorization for innocent passage except in limited cases. Territorial claims delineate the application of innocent passage versus broader high seas freedoms; excessive claims, such as straight baselines enclosing large bays improperly or assertions of sovereignty beyond 12 nautical miles, restrict navigation rights inconsistently with . The U.S. Freedom of Navigation (FON) Program operationally challenges such claims, including those requiring prior notification or permission for warship innocent passage, by conducting transits that assert the absence of such requirements under . In fiscal year 2023, U.S. forces challenged 29 excessive maritime claims globally, many involving territorial sea restrictions that undermine rights. In disputed regions like the , overlapping territorial claims exacerbate tensions, as China's assertions based on the extend historic rights into areas claimed as exclusive economic zones (EEZs) by neighbors, where full navigation freedoms apply rather than restricted . The 2016 award in Philippines v. China invalidated these excessive claims, affirming that features like generate no territorial sea entitlements when submerged and that does not apply in EEZs. U.S. FON operations in the region, such as the May 2024 transit by USS Halsey near the , demonstrate non-acquiescence to China's territorial sea claims around occupied features, conducting without prior notice to preserve navigational order. Distinctions arise in international straits, where UNCLOS provides for —a continuous and expeditious regime applicable to straits used for international , permitting submerged and overflight without the coastal state's ability to suspend it, unlike . This regime upholds freedom of navigation against territorial claims that might otherwise fragment straits into multiple territorial seas, as seen in potential applications to straits like the or contested passages in the . Challenges to claims persist where states like demand adherence to protocols in straits or EEZs, prompting operational assertions to clarify legal baselines and prevent erosion of customary rights.

Historical Development

Early Maritime Customs and Treaties

In ancient , the high seas were regarded as res communis, a common property accessible to all peoples without exclusive by any state, permitting unrestricted for and . This principle, articulated by the Marcianus in the AD and preserved in Justinian's Digest (compiled AD 533), explicitly stated that the sea could not be appropriated as , akin to air and , thereby establishing an early customary against maritime enclosure. Roman practice reinforced this through naval dominance in the Mediterranean, where control extended to coastal waters for security but left open seas free, reflecting pragmatic recognition that exclusive claims hindered commerce essential to empire. This custom influenced subsequent European maritime thought, though medieval papal bulls like those of Alexander VI in briefly asserted Iberian dominion over Atlantic routes, challenging until contested by northern powers. The doctrine gained doctrinal rigor in the early modern era through Hugo Grotius's (1609), a treatise defending access to Asian trade against Portuguese monopolistic claims rooted in 15th-century papal grants and the (1494). Grotius argued from and historical precedent that the seas were inherently free for navigation and commerce, incapable of ownership due to their vastness and utility to humanity, directly countering mare clausum assertions that would stifle global exchange. Written amid the Dutch-Portuguese commercial rivalry and published during negotiations for the (1609), the work prioritized empirical trade needs over territorial pretensions, influencing Protestant maritime states' rejection of enclosure. While not a treaty, codified emerging customs into legal theory, paving the way for reciprocal practices among European powers. Early treaties began embedding these customs, with the securing bilateral agreements in the granting their vessels freedoms through European waters, effectively extending mare liberum via diplomacy amid Anglo-Dutch rivalries. By the late 1600s, alliances like that between and the diminished disputes over sea sovereignty, tacitly affirming open as essential for mutual trade interests. These pacts, though bilateral, contributed to a broader normative framework by the century's end, where freedom of navigation prevailed not through universal codification but through state practice prioritizing economic interdependence over exclusionary claims.

Evolution into Customary International Law

The principle of mare liberum, or freedom of the seas, transitioned from early maritime customs into customary international law through consistent state practice and the emergence of opinio juris, whereby states treated unrestricted navigation on the high seas as a legal obligation rather than mere convenience or policy. This process began gaining doctrinal clarity in the early 17th century with Hugo Grotius's Mare Liberum (1609), which argued that the oceans were res communis—common to all humanity—drawing on Roman law precedents and challenging Iberian claims to exclusive dominion over vast maritime areas, such as the Portuguese assertions in the Indian Ocean. Grotius's work reflected prevailing Dutch and broader European practices of open navigation for trade, which states increasingly viewed as binding custom amid disputes over colonial routes. By the 18th and 19th centuries, state practice solidified this custom as naval powers, particularly , enforced open access against episodic mare clausum (closed sea) pretensions, such as claims to tolls in the or Russian assertions in the Black Sea, through diplomatic protests and naval demonstrations that elicited from claimants. Legal scholars like Jean-Jacques Burlamaqui and further articulated the principle as inherent to and international , emphasizing that high seas enclosure violated the universal interest in commerce and fisheries; these views aligned with observable practices where warships and merchant vessels traversed without prior consent, fostering opinio juris as states protested interferences as unlawful. For instance, 's 1854 opposition to and Danish territorial sea expansions beyond narrow limits underscored the growing consensus that high seas freedoms were non-derogable. This customary status was affirmed in multilateral instruments reflecting state consensus, such as the 1923 Geneva Draft Convention on the Regime of , which preserved high seas freedoms beyond a limited territorial belt, and the 1958 Convention on the , where 86 states agreed to codify as "free for all States," evidencing both enduring and legal conviction. The later recognized freedom of as a "cardinal principle" rooted in custom, independent of treaty codification, as states continued to assert and respect these even amid territorial disputes. By the mid-20th century, deviations were rare and met with collective opposition, confirming the norm's generality and binding force under Article 38(1)(b) of the ICJ Statute.

UNCLOS and Modern Codification

The United Nations Convention on the Law of the Sea (UNCLOS) was opened for signature on 10 December 1982 in , , following nine years of negotiations involving over 150 states, and it entered into force on 16 November 1994 after the deposit of the 60th instrument of ratification. This , often described as a "constitution for the oceans," systematically codified longstanding customary principles of freedom of navigation into binding , while introducing new balances between coastal state resource rights and navigational freedoms in response to post-World War II expansions of maritime jurisdiction claims. UNCLOS's Part II establishes the territorial sea extending up to 12 nautical miles from baselines, where all states enjoy the right of —defined as continuous and expeditious navigation that does not prejudice the coastal state's peace, good order, or security (Articles 17–19). For straits used for international navigation, UNCLOS's Part III introduces the regime of (Articles 37–44), granting ships and aircraft the right of unimpeded transit without the restrictions applicable to , provided it remains continuous and expeditious; this provision addressed gaps in by ensuring vital chokepoints like the or Malacca Strait remained open to commerce and military mobility. On the high seas beyond national jurisdiction, Article 87 explicitly affirms freedoms of navigation and overflight for all states, alongside laying of submarine cables, construction of artificial islands, , and scientific , subject only to the to other states' freedoms and obligations like collision avoidance under international regulations. Within exclusive economic zones (EEZs) extending up to 200 nautical miles, Article 58 extends these high seas freedoms to other states, subordinating them to coastal state but prohibiting interference with navigation except in cases of resource-related measures. UNCLOS modernized navigation codification by standardizing measurement baselines (Article 5 for normal baselines, with archipelagic and straight baselines under Articles 7 and 47), limiting coastal state overreach, and establishing compulsory dispute settlement mechanisms under Part XV, including the International Tribunal for the Law of the Sea, to resolve ambiguities in passage rights. This framework drew from the 1958 on the Territorial Sea and Contiguous Zone and High Seas, which had partially codified freedoms but lacked comprehensive EEZ provisions or detailed strait regimes, thereby transforming ad hoc customary practices into a unified structure ratified by 169 parties and covering 98% of global maritime space. Despite its successes in clarifying regimes, implementation challenges persist where states assert excessive claims, such as straight baselines enclosing high seas pockets or security-based suspensions of , testing the treaty's navigational guarantees against evolving geopolitical pressures.

United States Historical Adherence

The ' commitment to freedom of navigation originated with the nation's founding, as unrestricted access to the seas was critical for emerging commercial interests and naval mobility amid European maritime rivalries. Early American leaders, including , emphasized principles of open seas in diplomatic correspondence, rejecting expansive territorial claims that could hinder trade routes. This stance aligned with the doctrine articulated by in 1609, which influenced U.S. policy against closed-sea assertions by powers like and . By the , the U.S. Navy actively patrolled to protect merchant shipping, as evidenced by operations during the with (1798–1800) and the (1801–1805), where freedom of passage was asserted against tribute demands. In the , this adherence intensified amid global conflicts. During , President in his (1918) declared "absolute freedom of navigation upon the seas" as a core principle for postwar order, underscoring U.S. opposition to wartime blockades and territorial enclosures. Post-World War II, the championed narrow territorial sea limits—initially three nautical miles—in international forums like the 1958 Conference on the Law of the Sea, rejecting broader claims by Latin American states that extended jurisdiction up to 200 nautical miles and restricted navigation. The 1949 U.S. policy statement on the regime of the high seas further affirmed freedoms of navigation, overflight, and resource use beyond national jurisdiction, influencing despite evolving coastal state assertions. The formalization of U.S. adherence came with the establishment of the Freedom of Navigation (FON) Program in 1979 under President , directed at countering a surge in unilateral maritime claims following the Third Conference on the , including excessive straight baselines, historic bay designations, and restrictions on . This program integrated diplomatic protests with operational assertions by U.S. military assets to challenge inconsistencies with , preserving rights in exclusive economic zones and archipelagic waters. President reaffirmed and expanded it via National Security Decision Directive 265 (1982), emphasizing protection of navigation, overflight, and related interests globally. The 1983 U.S. Oceans Policy explicitly committed to exercising and asserting these freedoms worldwide, consistent with treaty law and custom, even as the declined to ratify UNCLOS in 1983 and 1996 due to concerns over deep provisions—while treating navigation articles as binding customary norms. Successive administrations, from to , have sustained the program, conducting over 700 operational assertions by 2021 against claims by more than 30 nations.

Operational Mechanisms

Freedom of Navigation Operations (FONOPs)

Freedom of Navigation Operations (FONOPs) represent the military component of the ' Freedom of Navigation Program, consisting of deliberate operational assertions by U.S. armed forces to contest excessive maritime claims imposed by coastal nations that exceed the limits set by . These operations include surface ship transits through disputed territorial seas, aircraft overflights of claimed , and maneuvers in exclusive economic zones or contiguous zones where foreign states unlawfully restrict high seas freedoms. The primary objective is to affirm the rights and freedoms of navigation and overflight enshrined in and the United Nations Convention on the Law of the Sea (UNCLOS), ensuring unimpeded global mobility for military forces and commerce without prior coastal state approval or adherence to contested regulations. FONOPs are planned, legally vetted, and executed professionally across all U.S. military services, including the when appropriate, as complementary to diplomatic protests led by the Department of State. In execution, FONOPs differ from routine military transits by their explicit intent to challenge specific invalid assertions, such as straight baselines enclosing open seas, territorial sea claims around low-tide elevations or artificial islands, security zones restricting overflight, or requirements for prior notification in territorial seas. For instance, a U.S. might sail within 12 nautical miles of a disputed feature to reject a coastal state's territorial sea claim over , conducting the transit as on the high seas rather than invoking rights. Overflights by or unmanned systems similarly assert non-recognition of . These actions are non-provocative in nature, avoiding confrontation while signaling U.S. commitment to the rules-based maritime order, though critics, including claimant states like , characterize them as escalatory power projections inconsistent with peaceful . The FON Program, formalized by in 1979, has involved operational challenges against maritime claims by more than 30 nations worldwide, with U.S. forces conducting assertions annually to deter creeping encroachments on sea lanes vital for 90% of global trade. In fiscal year 2023, U.S. forces operationally challenged 29 excessive claims from 17 coastal states, spanning regions from the Mediterranean to the and . Similarly, in FY2022, 22 claims were contested, underscoring consistent application regardless of alliance status. Annual DoD reports detail these activities without specifying exact operation counts, as multiple assertions may address one claim type, but the pace has intensified in contested areas like the since 2015, with at least six FONOPs there in 2020 alone. Empirical assessments vary on efficacy; while U.S. officials maintain FONOPs reinforce legal norms and deter , some analyses argue they have not reversed entrenched claims, such as China's in the , potentially entrenching rival interpretations of .

United States FON Program Details

The Freedom of Navigation (FON) Program, formally established in 1979 by the Department of Defense, challenges excessive maritime claims by foreign states that are inconsistent with the of the sea, thereby preserving navigation and overflight rights essential for U.S. forces' global mobility and lawful commerce. The program's objectives align with , including key navigation provisions of the 1982 Convention on the (UNCLOS), which the adheres to as reflective of customary rules despite not being a party to the . It operates worldwide, targeting claims by any nation, including allies and partners, rather than focusing on specific adversaries. The program integrates complementary diplomatic and operational components coordinated between the Department of Defense () and Department of State (DOS). Diplomatic efforts involve formal protests or representations to claimant states, advocating adherence to without physical presence, such as objections to requirements for prior permission for warships entering territorial seas or undue restrictions on activities in exclusive economic zones (EEZs). Operational assertions, often termed FON operations (FONOPs), entail deliberate transits or activities by U.S. assets—typically naval or air forces—through areas where excessive claims are asserted, conducted in a manner that exercises high-seas freedoms or without prior notification to avoid implying recognition of the claim. These operations undergo rigorous legal review by judge advocates to ensure compliance with and are planned to avoid provocation while demonstrating U.S. resolve. Excessive claims challenged include improper straight baselines enclosing , assertions of historic title beyond permitted limits, sovereignty over airspace above , security zones extending beyond territorial seas, and prohibitions on activities in EEZs that exceed UNCLOS allowances. Examples from fiscal year 2021 encompass China's straight baselines along its mainland coast, Russia's around the , India's requirement for prior consent for foreign naval vessels in its territorial sea, and Iran's restrictions on foreign operations in its EEZ. In that period, U.S. forces challenged 37 such claims by 26 claimant states through a combination of operational and diplomatic measures. Similar efforts in fiscal year 2022 addressed 22 claims by 15 claimants, while fiscal year 2023 reports continued this pattern, with emphasizing routine execution to deter erosion of maritime rights. DoD submits an annual unclassified report to Congress detailing the program's activities, including general locations of challenges (to preserve operational ) and types of claims contested, without disclosing specific operational details or claimant responses. The 2023 report, released on May 8, 2024, underscored the program's role in countering global trends toward restrictive claims amid rising coastal state assertions. This reporting reinforces transparency and , while the program's non-confrontational approach—distinguishing it from shows of force—prioritizes legal assertion over military posturing.

Military Assets and Execution

U.S. Freedom of Navigation Operations (FONOPs) primarily employ naval surface combatants from the U.S. Navy, with Arleigh Burke-class guided-missile destroyers (DDGs) serving as the most common assets due to their versatility, defensive capabilities, and presence in forward-deployed fleets. For instance, on May 10, 2024, the destroyer USS Halsey (DDG-97) conducted a FONOP near the Paracel Islands in the South China Sea, transiting to assert navigational freedoms without prior notification. Similarly, USS Dewey (DDG-105) executed a transit on November 3, 2023, near the Spratly Islands, challenging restrictions on high-seas passage. Littoral combat ships (LCS) have also been utilized for lower-profile assertions, relieving strain on destroyer schedules while maintaining operational flexibility. Air assets, including and long-range bombers, support FONOPs by conducting overflights to challenge excessive claims, reinforcing freedoms of overflight alongside transits. Submarine operations involve submerged transits through claimed or territorial seas, deliberately forgoing surface navigation and flag display required for , thereby protesting the validity of such enclosures. U.S. cutters participate in select FON-related activities, particularly in gray-zone enforcement scenarios, as part of a involving all services. Execution of FONOPs follows deliberate planning protocols, with operations directed via U.S. military operation orders that outline specific procedures, legal justifications, and approval chains, typically coordinated through combatant commands like U.S. Indo-Pacific Command. These assertions are legally reviewed to ensure compliance with international law, focusing on non-provocative maneuvers that avoid engagement while prepared for potential interference, such as shadowing by foreign vessels. Surface ship transits, for example, proceed at high-seas speeds through zones of excessive claims—like within 12 nautical miles of disputed features—rejecting requirements for prior permission or innocent passage protocols. The Department of Defense conducts these globally and even-handedly, with annual unclassified reports summarizing challenges to claims from over 20 nations, emphasizing professional execution to deter acquiescence to restrictions without escalating tensions. The Freedom of Navigation (FON) Program conducts operational assertions, commonly known as FONOPs, specifically to challenge excessive maritime claims that deviate from and the United Nations Convention on the Law of the Sea (UNCLOS). These operations differ from routine transits, which involve standard passages through or applicable legal regimes without targeted protest against disputed claims. Routine transits, such as commercial shipping or unscheduled military movements, adhere to established rights like in territorial seas or in international straits, without maneuvers designed to refute specific coastal state assertions. In contrast, FONOPs entail deliberate exercises of navigational freedoms—such as submerged transits, low-altitude overflights, or weapons system employment in exclusive economic zones (EEZs)—that coastal states like deem impermissible under their expansive interpretations of . Under UNCLOS Article 17, foreign vessels enjoy the right of through territorial seas, defined as continuous and expeditious navigation not prejudicial to the coastal state's peace, good order, or security. This regime permits submarines to traverse submerged only if they comply, and prohibits activities like weapons use or intelligence collection. Routine transits in territorial seas typically follow this framework, avoiding actions that could render passage non-innocent per Article 19. FONOPs, however, target excessive claims such as requirements for prior notification or approval for innocent passage—practices not endorsed by UNCLOS Article 18, which mandates no such preconditions. For instance, a FONOP might involve a surface conducting a transit without seeking permission, directly contesting the claim while still navigating expeditiously to align with baseline legal rights. In EEZs and high seas, UNCLOS Articles 56 and 87 affirm freedoms of , overflight, and activities for all states, subject only to coastal resource rights and due regard. Routine transits here exercise these freedoms incidentally during deployments, without emphasis on refuting restrictions like China's assertion of "security" limits on foreign operations within its claims. FONOPs explicitly incorporate challenge elements, such as flight operations from ships or extended maneuvers, to demonstrate that such activities are lawful absent threats to coastal interests, thereby preserving the non-sovereign character of EEZs beyond 12 nautical miles. This distinction ensures FONOPs serve a diplomatic function under , where mere presence might not suffice to interrupt acquiescence to invalid claims. For straits used for international navigation, UNCLOS Part III establishes as a broader right than , allowing continuous movement with minimal coastal interference, including for warships and aircraft without surface navigation requirements. Routine transits through straits like the invoke this regime routinely, focusing on safe passage rather than confrontation. FONOPs in such areas, however, may combine transit with assertions against adjacent territorial sea claims, such as rejecting median-line restrictions not recognized under UNCLOS. Legally, both routine transits and FONOPs uphold the same core rights, but the latter's structured intent—to catalog and publicize challenges via reports—differentiates them by actively shaping state practice against eroding norms. This approach has been routine since the program's formalization in 1979, with annual reports documenting over 20 assertions in 2022 alone.

Strategic and Economic Significance

Dependence of Global Trade on Open Seas

Maritime transport accounts for approximately 80% of the volume of in , a figure that rises to over 90% for many developing countries reliant on exports of bulk commodities. In 2023, seaborne reached 12.3 billion tons, reflecting a 2.4% increase from the prior year despite geopolitical disruptions and pressures. This dominance stems from the cost-efficiency of shipping large volumes over long distances, enabling the integration of value chains for , , and . By value, maritime shipping handles over 50% of , with containerized goods alone supporting trillions in annual economic activity through just-in-time . Disruptions, such as the 2021 blockage, demonstrated this vulnerability, delaying an estimated $9.6 billion in daily trade and underscoring the causal link between unimpeded sea routes and economic stability. Key sectors like energy (e.g., 20% of global oil trade through the ) and food (e.g., shipments via the ) depend on these routes, where even temporary closures can trigger and shortages. Critical chokepoints amplify this dependence, with over half of global shipping passing through passages like the (handling 80 million barrels of oil daily), the Bab el-Mandeb Strait, and the . These narrow corridors lack viable alternatives, making freedom of navigation essential to prevent cascading effects on supply chains; for instance, Houthi attacks in the since 2023 have forced rerouting, adding 10-15 days to voyages and increasing costs by up to 30%. Without assured access, trade volumes could contract, as evidenced by historical precedents like the 1973 oil embargo, which highlighted how restrictions exacerbate energy price volatility and GDP losses. Empirical models indicate that sustained interference with these routes could reduce global GDP by 1-3% annually, with disproportionate impacts on import-dependent economies. Thus, open seas function as a foundational enabler of trade liberalization, where legal guarantees of directly correlate with lower transport costs and higher trade flows, as per gravity models of international .

Geopolitical Implications for Security

Freedom of navigation principles underpin geopolitical security by safeguarding access to , thereby deterring unilateral dominance over vital sea lanes that could enable economic strangulation or military isolation of adversaries. In contested areas, challenges to these freedoms, such as China's "" claims in the , risk escalating tensions into broader conflicts by militarizing artificial islands and deploying anti-access/area-denial capabilities, which threaten regional powers like , the , and . These actions, if unchallenged, could consolidate control over routes carrying $5.3 trillion in annual global trade, amplifying leverage for during crises. United States Freedom of Navigation Operations (FONOPs) counter such encroachments by operationalizing , demonstrating resolve to allies and imposing costs on revisionist actors through persistent presence that temporarily disrupts gray-zone harassment by maritime militias. This signaling reinforces deterrence against further territorial expansion, as evidenced by coordinated multinational transits that bolster collective security frameworks like the , preserving a balance of power essential for preventing hegemonic . However, FONOPs have limited success in reversing militarized reclamations, highlighting the need for integrated strategies combining naval assertion with diplomatic and economic pressures to mitigate escalation risks while upholding navigational rights. Beyond the , analogous implications arise in theaters like the , where Russian interference with shipping post-2022 invasion underscores how violations of navigational freedoms erode deterrence and invite opportunistic aggression, potentially destabilizing NATO's eastern flank. In the , emerging claims amid melting ice challenge FON, risking militarized competition that could fracture cooperative norms and heighten great-power rivalries over resource-rich routes. Overall, robust enforcement of FON contributes to global stability by embedding causal constraints on aggressive maritime revisionism, ensuring that no state can weaponize geography to undermine without facing calibrated opposition.

Contributions to International Stability

Freedom of navigation principles and operations contribute to international stability by systematically challenging excessive maritime claims that could otherwise fragment the global commons into contested zones prone to militarization and conflict. The Freedom of Navigation (FON) Program, initiated in 1979, has conducted over 300 operational assertions and lodged more than 100 diplomatic protests to contest such claims, often persuading coastal states to revise their practices in alignment with the Convention on the Law of the Sea (UNCLOS). This conformity reduces ambiguities in sea lane usage, minimizing miscalculations that historically precipitated naval standoffs, as evidenced by the decline in U.S.-initiated FON disputes following broader adherence to UNCLOS norms. By demonstrating resolve to operate in accordance with , FON efforts signal a commitment to the rules-based maritime order, deterring revisionist actions that might otherwise escalate into blockades or seizures of commercial vessels. The enabled by open further bolsters stability, as disruptions to sea routes carry cascading effects on supply chains and . accounts for over 80% of international goods trade by volume, underscoring the seas' role as arteries of commerce that link disparate economies and incentivize cooperative behavior to avoid mutual harm from interruptions. FON operations safeguard these routes against unilateral closures, as seen in challenges to expansive claims in areas like the , where unchecked assertions could reroute or halt trade flows valued at trillions annually, potentially triggering resource scarcities and geopolitical tensions. Consistent enforcement correlates with reduced confrontational incidents, such as those involving militias, thereby preserving the predictability essential for sustained and peaceful interstate relations. In strategic terms, FON enhances deterrence by normalizing presence in , which constrains aggressive posturing without direct confrontation and fosters multilateral norms among allies. U.S. operations, for instance, uphold high seas freedoms in critical chokepoints like the , countering attempts to treat them as territorial extensions and thereby averting escalatory spirals that could draw in regional powers. This approach has contributed to the absence of major maritime conflicts since , as the mutual interest in accessible commons discourages zero-sum territorial grabs in favor of diplomatic resolutions. While claimant states may decry FON as provocative, the empirical record shows that routine, law-compliant transits have prompted adjustments in excessive claims rather than provoking sustained hostilities, reinforcing a stable equilibrium grounded in legal reciprocity.

Key Regional Challenges

South China Sea Disputes

The South China Sea disputes center on overlapping territorial and maritime claims by , the , , , , and , with China's "" encompassing approximately 90% of the sea, far exceeding entitlements under the Convention on the Law of the Sea (UNCLOS). China's claims assert historic rights that prioritize sovereignty over modern , conflicting with UNCLOS provisions allowing freedom of navigation and overflight in exclusive economic zones (EEZs). Under UNCLOS Article 58, foreign vessels retain high seas freedoms beyond territorial seas, yet China has imposed restrictions, such as requiring prior approval for military transits in its claimed EEZ. In July 2016, a tribunal, constituted under UNCLOS Annex VII at the ' request, ruled that China's had no legal basis and invalidated assertions of historic rights beyond UNCLOS limits. The tribunal determined that certain features, like and many , generate no EEZ or , only 12-nautical-mile territorial seas if above water at high tide, and rejected China's use of low-tide elevations for claims. dismissed the ruling as non-binding, continuing activities inconsistent with it, which underscores challenges in enforcing international adjudication without coercive mechanisms. China's response included extensive , creating over 3,200 acres of artificial islands in the since 2013, transforming reefs into bases with airstrips, ports, and radar systems. By 2022, at least three such features—Subi Reef, , and —were fully militarized, equipped with anti-ship and anti-aircraft missiles, fighter jets, and laser/jamming capabilities, enhancing and surveillance over vital sea lanes. These developments have restricted by asserting 12-nautical-mile territorial seas around artificial islands, contrary to UNCLOS Article 60, which denies such status to man-made structures, and have led to harassment of foreign vessels, including fishing boats and survey ships. To counter these excessive claims, the has conducted Freedom of Navigation Operations (FONOPs) since , sailing within 12 nautical miles of claimed features to challenge invalid baselines and restrictions on . Notable operations include USS Lassen's transit near on October 26, ; USS Dewey near on November 3, 2023; and USS Halsey near the on May 10, 2024, asserting rights consistent with without prior notification. These operations, joined by allies like and , aim to preserve access to routes carrying one-third of global trade, amid reports of vessels shadowing or maneuvering aggressively during transits. Persistent tensions highlight the disputes' role in broader strategic competition, with China's actions empirically altering the maritime domain while provides a framework often undermined by non-compliance.

Taiwan Strait and East China Sea

The Taiwan Strait, approximately 180 kilometers wide at its narrowest point, separates mainland China from Taiwan and constitutes a critical maritime corridor for global trade, with over half of the world's largest container ships transiting annually. Under the United Nations Convention on the Law of the Sea (UNCLOS), the strait qualifies for transit passage regime, permitting continuous and expeditious passage of foreign vessels and aircraft without prior notification or approval, as it connects the East and South China Seas and exceeds the territorial sea limits of the adjacent states. China, however, has asserted sovereignty, sovereign rights, and jurisdiction over the entire strait, rejecting its international waters status and employing domestic laws such as the Maritime Traffic Safety Law to impose restrictions, including requirements for foreign vessels to report passages. This stance, articulated in official statements since at least June 2022, contradicts prior Chinese positions acknowledging innocent passage and contravenes UNCLOS by attempting to treat the strait as internal or archipelagic waters through straight baselines. To challenge these excessive claims, the conducts regular transits with naval vessels, framing them as routine presence operations rather than operational assertions under its Freedom of Navigation (FON) , though they align with FON objectives by demonstrating rights to innocent or . For instance, on February 10-11, 2025, the guided-missile s USS and USS Marion transited the strait, shadowed by People's Liberation Army Navy (PLAN) ships including the CNS , marking the first such U.S. passage under the administration. Similarly, in September 2025, the U.S. USS and British HMS Spey conducted a joint transit, prompting to condemn it as provocative and dispatch PLAN and vessels for surveillance. has criticized these operations as lacking legal basis and employing "double standards," while escalating military activities, such as deploying 27 warplanes and eight ships near on October 20, 2025, to assert dominance. Allies including the , , and have joined transits, reinforcing the strait's international character against unilateral restrictions that could disrupt $5 trillion in annual flows. In the , freedom of navigation tensions stem primarily from overlapping territorial and maritime jurisdiction claims, particularly China's "" extension and disputes over the Senkaku/Diaoyu Islands, administered by but claimed by and . These uninhabited islets, located 170 kilometers northeast of , lie within Japan's (EEZ) under the 1951 San Francisco Peace Treaty and UNCLOS median line principles, granting Japan rights; China's assertions rely on historical claims predating modern , leading to frequent incursions by fishing militias and vessels, with over 300 such entries recorded in waters near the islands in 2024 alone. Such activities risk escalating into interference with commercial shipping lanes, as the handles 30% of global trade, though direct blockades remain absent. The has not conducted explicit FON operations challenging baselines to the same extent as in the or , prioritizing alliance commitments under the U.S.-Japan Security Treaty, which covers the Senkakus as Japanese territory. Incidents include close encounters, such as PLAN shadowing of U.S. aircraft near the islands, but U.S. naval transits emphasize routine operations to uphold overflight and without formal protests against China's EEZ claims, which Beijing interprets as permitting resource exclusion zones. counters with enhanced patrols, including deployments, while bilateral U.S.-Japan exercises simulate responses to contingencies, underscoring the disputes' potential to constrain if unresolved through , as urged by UNCLOS mechanisms. China's rejection of a 2016 arbitral ruling extends to analogous claims, heightening risks of miscalculation amid resource competition for seabed hydrocarbons estimated at 200 billion cubic meters of .

Black Sea and Russian Actions

Following Russia's annexation of Crimea in March 2014, which international law deems illegal, Moscow asserted de facto control over the Kerch Strait connecting the Black Sea to the Sea of Azov, enabling restrictions on navigation that previously enjoyed freedom under the 2003 Russia-Ukraine agreement recognizing the strait as internal waters shared for non-commercial passage. This control facilitated Russian enforcement actions, including the November 25, 2018, Kerch Strait incident, where Russian border guards fired on and seized three Ukrainian naval vessels—the small armored boats Berdiansk and Nikopol, and the tugboat Yani Kapu—as they attempted transit from Odessa to Mariupol, resulting in the capture of 24 Ukrainian sailors and vessels held until a 2019 prisoner exchange. Russia justified the seizures as a response to alleged Ukrainian provocation and territorial waters incursion, but the actions violated Ukraine's navigational rights under UNCLOS Article 19, which permits innocent passage for warships absent threats to peace, and contravened the 2003 treaty's provisions for free non-commercial navigation. In April 2021, notified the of temporary closures of specified zones off and near the to foreign warships and state vessels for six months, citing military exercises, a move condemned by the U.S. State Department as an unlawful attempt to assert excessive claims and restrict international navigation in areas beyond 's territorial sea. allies similarly criticized the restrictions as unjustified and escalatory, urging de-escalation to preserve freedom of navigation. These closures echoed broader post-2014 patterns, where Russian forces harassed commercial and military transits, including shadowing vessels, to enforce a security perimeter around occupied territories. Russia's full-scale invasion of on February 24, 2022, intensified navigation challenges, with the imposing a blockade of ports like , preventing exports and commercial shipping through missile strikes, sea mines, and patrols that denied access without adhering to blockade notification requirements under . Although later participated in the 2022 brokered by the UN and —facilitating over 30 million metric tons of exports until its unilateral withdrawal on July 17, 2023—the blockade and subsequent attacks on shipping underscored Moscow's prioritization of military dominance over navigational freedoms. Under the 1936 Convention, closed the and to non-littoral warships on February 28, 2022, limiting reinforcements while exempting states, though circumvented restrictions by militarizing civilian vessels for logistics, violating the convention's intent to demilitarize straits passage during conflict. In response, the has conducted freedom of navigation operations (FONOPs) in the Black Sea, such as the April 2021 transit of the destroyer USS Donald Cook and guided-missile cruisers through the straits under Montreux limits, challenging excessive claims and affirming high seas freedoms beyond 12 nautical miles from baselines. Analysts from institutions like the recommend expanded U.S. reporting on FON violations in annual summaries to , emphasizing that sustained allied naval presence deters disruptions to commercial routes vital for 3-5% of global trade passing the straits. Russia's actions, including restrictions and piracy-like seizures of neutral vessels, have prompted calls for to bolster regional allies' capabilities, as Moscow's control erodes Ukraine's maritime sovereignty and invites escalation risks absent countervailing enforcement of UNCLOS principles.

Arctic Waters and Emerging Claims

The Arctic Ocean's receding ice cover, driven by , has intensified navigation through routes such as Canada's (NWP) and Russia's (NSR), prompting disputes over the applicability of freedom of navigation principles under . littoral states, including and , assert over these archipelagic waterways, classifying them as requiring prior permission for transit, while the maintains they qualify as international entitled to rights without interference. These conflicting interpretations stem from Article 37 of the Convention on the (UNCLOS), which the U.S. adheres to as despite non-ratification, versus domestic claims prioritizing security and resource control. Canada regards the NWP, comprising multiple channels through the Canadian , as historic under full , necessitating authorization for foreign vessels, a position reinforced by legislation like the 2009 Northern but challenged by the U.S. since a 1985 transit by the USS Polar Sea without permission. The U.S. counters that the NWP functions as a used for international , invoking to ensure unimpeded access, as articulated in diplomatic protests and operational assertions, including U.S. transits in 2017 and 2020 that Canada tolerated without formal objection but did not concede legally. A 1988 U.S.-Canada agreement to "disagree" has held, but recent U.S. strategies, such as the 2022 National for the Arctic Region, signal intent to prioritize operational presence amid escalating great-power competition. Russia exercises de facto control over the NSR, a series of along its northern coast from the to the , imposing permit requirements, icebreaker escorts, and fees on foreign shipping under Federal Law No. 132-FZ, updated in 2023 to mandate advance notification and potential denial for warships, which the U.S. deems excessive and inconsistent with UNCLOS straits provisions. assertions extend to claiming certain straits like Vilkitsky as internal, prompting U.S. diplomatic challenges and considerations for freedom of navigation operations (FONOPs), though none have been publicly executed there as of 2025 due to logistical challenges and escalation risks. Russia's , including reopened bases and hypersonic deployments, underscores enforcement intent, with over 100% increase in NSR cargo transit from 2016 to 2022. Emerging extended continental shelf (ECS) claims further complicate surface navigation by potentially justifying resource exclusion zones that overlap high seas corridors. Russia submitted revised ECS boundaries in 2021, seeking 1.2 million square kilometers including the , approved in part by the Commission on the Limits of the Continental Shelf (CLCS) in 2023, while expanded its 2019 claim in December 2022 to cover the Alpha-Mendeleev Ridge, overlapping Russian and Danish assertions by Denmark-Greenland, which filed in 2014 for similar ridges extending to the vicinity. These seabed delineations, processed under UNCLOS Article 76, do not inherently restrict on overlying waters but enable regulatory measures for marine scientific research and installations that could indirectly challenge FON, as evidenced by Russia's 2021 claim encompassing 70% of the central beyond exclusive economic zones (EEZs). The U.S., having delineated its own ECS in 2023 covering 1 million square kilometers without CLCS submission, advocates high-seas status for unshelved areas to preserve navigational freedoms. Ongoing bilateral delimitations, such as Russia-Norway's 2010 agreement, contrast with unresolved overlaps, heightening risks of inadvertent incidents amid rising commercial transits—117 complete NWP passages from 2020-2024, predominantly non-state vessels.

Controversies and Diverse Perspectives

Arguments in Favor of Assertive FON Enforcement

Assertive enforcement of freedom of navigation through operations like U.S. Freedom of Navigation Operations (FONOPs) challenges excessive maritime claims that deviate from the United Nations Convention on the Law of the Sea (UNCLOS), thereby upholding navigational rights and overflight freedoms recognized under international law. The U.S. Department of Defense conducts these operations to contest unilateral acts by states that restrict access to high seas and exclusive economic zones, preventing tacit acquiescence that could legitimize such claims over time. For instance, in fiscal year 2022, the U.S. challenged 20 instances of excessive claims worldwide, including in the South China Sea, to affirm that nations may operate consistent with international law without prior consent. Proponents argue that assertive FON enforcement safeguards critical sea lanes vital for global commerce and security, as routes like the facilitate over $3 trillion in annual trade, equivalent to roughly one-third of global maritime commerce. Without such challenges, unchecked claims could impose tolls, inspections, or blockades, disrupting supply chains and escalating economic costs; historical precedents, such as the U.S. program's initiation in 1979 to counter similar restrictions, demonstrate its role in maintaining open access. These operations also enhance strategic deterrence by signaling resolve against militarization of disputed waters, as evidenced by transits near the , such as the USS Halsey's operation on May 10, 2024, which asserted rights without interference. From a geopolitical standpoint, FONOPs bolster alliances and regional stability by countering attempts to establish control, preserving the balance of power and reducing the risk of coerced concessions from smaller states. The U.S. maintains that consistent enforcement reinforces the rules-based international order, essential for , as unrestricted navigation enables rapid military response and delivery in crises. Critics of restraint, including U.S. analysts, contend that passivity would embolden revisionist actors, potentially leading to broader territorial encroachments beyond maritime domains.

Criticisms from Claimant States

Claimant states, particularly China in the South China Sea, have criticized freedom of navigation operations (FONOPs) conducted by the United States and allies as lacking legal basis under international law and constituting provocations that heighten tensions. In a report released on August 25, 2025, by China's Ministry of Foreign Affairs, the U.S. FONOPs were described as employing "double standards," instrumentalizing international law, and excessively expanding navigation interests beyond established norms, thereby causing unnecessary friction and risking maritime and aerial incidents. Chinese officials maintain that while commercial freedom of navigation remains unimpeded—evidenced by over 100,000 annual merchant vessel transits through the region without interference—military operations near disputed features infringe on sovereignty and security interests. Following specific U.S. transits, such as the March 23, 2023, operation by the destroyer Milius within 12 nautical miles of , China's Foreign Ministry protested that the action "seriously violated China's sovereignty and security, severely breached s," and represented an "ironclad proof" of U.S. disruption to regional peace. argues that these operations undermine the principle of sovereign equality in and damage multilateral frameworks by prioritizing hegemonic interests over cooperative maritime order. Critics within claimant perspectives, including Chinese state commentary, contend that U.S. FONOPs selectively challenge China's "" claims while ignoring similar assertions by other littoral states, thus applying inconsistent standards. In the Black Sea, has similarly decried foreign naval presence as escalatory, announcing closures to non-littoral state warships in April 2021 off and the , framing such restrictions as necessary countermeasures to perceived provocations that threaten regional stability. Russian officials have criticized Western exercises and transits as violations of bilateral agreements and unilateral assertions of dominance, echoing broader claimant concerns that FONOPs prioritize geopolitical rivalry over genuine navigational freedoms. These positions from claimant states highlight a recurring theme: FON enforcement, when directed against territorial assertions, is viewed not as neutral upholding of the Convention on the but as biased interventions that exacerbate disputes rather than resolve them.

Debates on FONOP Effectiveness and Risks

Debates on the effectiveness of Freedom of Navigation Operations (FONOPs) center on whether they successfully deter excessive maritime claims and uphold international norms under the Convention on the Law of the Sea (UNCLOS). Proponents argue that FONOPs demonstrate U.S. resolve and signal to claimants like that unilateral assertions will face operational challenges, potentially discouraging further encroachments. For instance, a 2018 analysis from the Center for Strategic and International Studies suggested that repeated FONOPs in contested areas could impose costs on through consistent signaling, thereby reinforcing deterrence without immediate confrontation. However, empirical evidence indicates limited long-term impact, as has persisted in militarizing artificial islands and asserting control over disputed features since the program's intensification in 2015, including the deployment of advanced anti-access/area-denial (A2/AD) systems that complicate future operations. Critics contend that FONOPs have failed to alter Chinese behavior, with a 2025 study assessing U.S. operations in the as falling short of expectations in countering Beijing's claims and gray-zone tactics. of maritime militia activities shows a short-term deterrence effect immediately following FONOPs, where incidents of decrease temporarily, but this influence diminishes over time, allowing Beijing to resume coercive actions. Regional perspectives vary; while some Southeast Asian states view FONOPs as essential for preserving a rules-based order, others perceive them as escalatory due to China's framing of the operations as provocative intrusions lacking legal basis under its domestic interpretations of . This lack of in U.S. reporting on FONOP details further undermines their political and legal efficacy in building allied support or isolating China's positions. Risks associated with FONOPs include heightened chances of inadvertent escalation through close-quarters encounters, as evidenced by the October 2018 near-collision between the USS Decatur and destroyer CNS , where the latter maneuvered aggressively within 45 yards of the U.S. vessel, prompting evasive action to avoid impact. Such incidents echo historical precedents like the 2001 Hainan Island mid-air collision, illustrating persistent miscommunication hazards in high-stakes environments. Operations inherently involve dangerous proximity between warships and , amplifying miscalculation risks amid China's improving A2/AD capabilities, which reduce U.S. operational freedom and divert naval assets from training and maintenance priorities. and officials have portrayed FONOPs as threats to regional , potentially justifying reciprocal or militia deployments that blur lines between peacetime and conflict, thereby increasing overall tension without resolving underlying disputes. Despite these dangers, advocates maintain that forgoing FONOPs would signal weakness, emboldening further assertions, though causal assessments reveal no clear reversal in China's assertive trajectory post-operations.

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